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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
522
+17 vs. Q4 2021
Portfolio value
$1.30B
+$36.8M (+2.9%) vs. Q4 2021
Filed
May 12, 2022
SEC
Holdings of Nwam LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ATVIActivision Blizzard, Inc.COM3,677$295.0K<0.1%−721−16.4%ReducedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,202$298.0K<0.1%+471+64.4%Added–
NVSNovartis AGADR3,416$300.0K<0.1%+66+2.0%AddedHistory
NLYAnnaly Capital Management IncCOM42,599$300.0K<0.1%−9,328−18.0%ReducedHistory
Dimensional ETF Trust25434V203INTL CORE EQT MK10,738$302.0K<0.1%+10,738New–
iShares Tr46434V4070-5YR HI YL CP6,892$303.0K<0.1%−415−5.7%Reduced–
DUKDuke Energy CORPStock2,719$304.0K<0.1%+489+21.9%AddedHistory
American Centy ETF Tr025072562AVANTIS CORE FI6,708$304.0K<0.1%+6,708New–
TGTTarget CorpStock1,444$306.0K<0.1%−1,750−54.8%ReducedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF7,085$311.0K<0.1%+7,085New–
TYTRI-CONTINENTAL CorpCOM10,106$312.0K<0.1%+10,106NewHistory
GMGeneral Motors CoCOM7,198$315.0K<0.1%−3,404−32.1%ReducedHistory
HSYHershey CoCOM1,461$317.0K<0.1%+47+3.3%AddedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL4,798$322.0K<0.1%+4,798New–
SGOLabrdn Gold ETF TrustETF17,392$323.0K<0.1%−210−1.2%ReducedHistory
APDAir Products & Chemicals, Inc.Stock1,297$324.0K<0.1%+167+14.8%AddedHistory
GISGeneral Mills IncStock4,835$327.0K<0.1%+4,835NewHistory
GPCGenuine Parts CoStock2,621$330.0K<0.1%+146+5.9%AddedHistory
BABAAlibaba Group Holding LtdADR3,065$333.0K<0.1%−553−15.3%ReducedHistory
CBChubb LtdStock1,564$334.0K<0.1%+525+50.5%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF6,219$335.0K<0.1%−1,879−23.2%ReducedConverted for a 2-for-1 split–
SPDR Series Trust78464A656ST STR TIPS ETF11,055$335.0K<0.1%−210−1.9%Reduced–
ZSZscaler, Inc.Stock1,392$336.0K<0.1%+407+41.3%AddedHistory
Fidelity High Dividend ETF316092840ETF8,084$337.0K<0.1%+2,253+38.6%Added–
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF4,165$337.0K<0.1%−2,275−35.3%Reduced–
RIORio Tinto PLCADR4,247$341.0K<0.1%+797+23.1%AddedHistory
EOGEOG Resources IncStock2,866$342.0K<0.1%+2,866NewHistory
DDDuPont de Nemours, Inc.COM4,649$342.0K<0.1%+118+2.6%AddedHistory
ProShares Tr74347R206PSHS ULTRA QQQ4,801$345.0K<0.1%+65+1.4%Added–
DDOGDatadog, Inc.CL A COM2,299$348.0K<0.1%−1,428−38.3%ReducedHistory
Victory Portfolios II92647N832VCSHS US SML CAP5,447$350.0K<0.1%+210+4.0%Added–
ELVElevance Health, Inc.Stock715$351.0K<0.1%+715NewHistory
SPDR Series Trust78464A706ST STR GLB DOW3,128$352.0K<0.1%+3,128New–
ALKAlaska Air Group, Inc.COM6,084$353.0K<0.1%+1,039+20.6%AddedHistory
BIIBBiogen Inc.COM1,684$355.0K<0.1%−6−0.4%ReducedHistory
BPBP PLCADR12,159$357.0K<0.1%−6,375−34.4%ReducedHistory
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN7,080$359.0K<0.1%+7,080New–
ITWIllinois Tool Works IncStock1,719$360.0K<0.1%+803+87.7%AddedHistory
BNSBank of Nova ScotiaCOM5,015$360.0K<0.1%+6+0.1%AddedHistory
Schwab US Aggregate Bond ETF808524839ETF7,131$361.0K<0.1%+7,131New–
iShares Inc464286509MSCI CDA ETF9,003$362.0K<0.1%−13−0.1%Reduced–
WELLWelltower Inc.REIT3,775$363.0K<0.1%−100−2.6%ReducedHistory
SHELShell plcADR6,632$364.0K<0.1%+6,632NewHistory
Avidity Biosciences, Inc.05370A108COM19,741$365.0K<0.1%+1,087+5.8%Added–
iShares Tr464288406MRGSTR MD CP VAL5,340$368.0K<0.1%00.0%Unchanged–
PGRProgressive CorpStock3,241$369.0K<0.1%+200+6.6%AddedHistory
ARK Next Generation Technology ETF00214Q401ETF4,235$369.0K<0.1%+4,235New–
CTSHCognizant Technology Solutions CorpCL A4,119$369.0K<0.1%+63+1.6%AddedHistory
LTHMLivent Corp.COM14,184$370.0K<0.1%+14,184NewHistory
WYWeyerhaeuser CoCOM NEW9,808$372.0K<0.1%+57+0.6%AddedHistory
iShares Tr46435G409MSCI INTL VLU FT14,729$375.0K<0.1%+14,729New–
First Trust Multi Cap Growth Alphadex Fund33733F101ETF3,387$380.0K<0.1%+1,634+93.2%Added–
PAYXPaychex IncStock2,791$381.0K<0.1%+229+8.9%AddedHistory
iShares Tr464288869MICRO-CAP ETF2,959$381.0K<0.1%−221−6.9%Reduced–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF11,141$382.0K<0.1%−3,606−24.5%Reduced–
Vanguard Total World Stock ETF922042742ETF3,797$385.0K<0.1%−560−12.9%Reduced–
UPSTUpstart Holdings, Inc.COM3,527$385.0K<0.1%−792−18.3%ReducedHistory
Schwab U.S. Broad Market ETF808524102ETF7,224$386.0K<0.1%+7,224New–
WFCWells Fargo & CompanyStock8,058$390.0K<0.1%+1,164+16.9%AddedHistory
DDominion Energy, IncStock4,627$393.0K<0.1%+1,579+51.8%AddedHistory
ADBEAdobe Inc.Stock865$394.0K<0.1%+464+115.7%AddedHistory
ADIAnalog Devices IncStock2,384$394.0K<0.1%+914+62.2%AddedHistory
STXSeagate Technology Holdings plcORD SHS4,416$397.0K<0.1%−64−1.4%ReducedHistory
MAMastercard IncStock1,113$398.0K<0.1%+205+22.6%AddedHistory
MRVLMarvell Technology, Inc.COM5,581$400.0K<0.1%+259+4.9%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock1,616$402.0K<0.1%+163+11.2%AddedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM26,650$409.0K<0.1%−819−3.0%ReducedHistory
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET4,258$409.0K<0.1%−326−7.1%ReducedHistory
Pacer FDS Tr69374H741DATA AND INFRAST10,654$416.0K<0.1%−732−6.4%Reduced–
AMTAmerican Tower CorpREIT1,659$417.0K<0.1%+448+37.0%AddedHistory
FDXFedEx CorpStock1,813$420.0K<0.1%+58+3.3%AddedHistory
CIENCiena CorpCOM NEW7,211$437.0K<0.1%+195+2.8%AddedHistory
AAWWAtlas Air Worldwide Holdings IncCOM NEW5,135$444.0K<0.1%−1,025−16.6%ReducedHistory
TJXTJX Companies IncStock7,395$448.0K<0.1%+3,511+90.4%AddedHistory
SYYSysco CorpStock5,504$449.0K<0.1%+5,504NewHistory
CLXClorox CoStock3,266$454.0K<0.1%+608+22.9%AddedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF3,632$454.0K<0.1%+149+4.3%Added–
BTZBlackRock Credit Allocation Income TrustCOM36,449$458.0K<0.1%−11,324−23.7%ReducedHistory
CMICummins IncStock2,241$460.0K<0.1%−1,084−32.6%ReducedHistory
KEYKeycorpCOM20,681$463.0K<0.1%−931−4.3%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF1,822$466.0K<0.1%+446+32.4%Added–
VanEck ETF Trust92189H300JP MRGAN EM LOC17,337$468.0K<0.1%+5,273+43.7%Added–
TMUST-Mobile US, Inc.Stock3,678$472.0K<0.1%+1,029+38.8%AddedHistory
COINCoinbase Global, Inc.COM CL A2,527$480.0K<0.1%+155+6.5%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM7,827$481.0K<0.1%+7,827New–
NTRANatera, Inc.COM11,850$482.0K<0.1%+4,000+51.0%AddedHistory
iShares Tr464288356CALIF MUN BD ETF8,353$486.0K<0.1%+60+0.7%Added–
AONAon plcCL A1,511$492.0K<0.1%+12+0.8%AddedHistory
Schwab U.S. Small-Cap ETF808524607ETF10,424$494.0K<0.1%−3,878−27.1%ReducedConverted for a 2-for-1 split–
Global X Lithium & Battery Tech ETF37954Y855ETF6,465$498.0K<0.1%+1,429+28.4%Added–
TFCTruist Financial CorpCOM8,825$500.0K<0.1%+1,621+22.5%AddedHistory
Invesco S&P 500 Quality ETF46137V241ETF10,070$503.0K<0.1%00.0%Unchanged–
Schwab Emerging Markets Equity ETF808524706ETF18,219$506.0K<0.1%+3,896+27.2%Added–
LINLinde PLCSHS1,594$509.0K<0.1%+516+47.9%AddedHistory
Vanguard Emerging Markets Government Bond ETF921946885ETF7,319$511.0K<0.1%00.0%Unchanged–
iShares Tr464287325GLOB HLTHCRE ETF5,834$511.0K<0.1%00.0%Unchanged–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF5,621$514.0K<0.1%−10.0%Reduced–
iShares Tr46435G433MSCI USA SMCP MN13,844$515.0K<0.1%−1,933−12.3%Reduced–
iShares Tr464288158SHRT NAT MUN ETF4,924$515.0K<0.1%−2,005−28.9%Reduced–
CCitigroup IncStock9,781$522.0K<0.1%+1,592+19.4%AddedHistory

Sold out since Q4 2021 (61)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Nwam LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
ECLEcolab Inc.Stock22,516$5.28M0.4%History
GTGoodyear Tire & Rubber CoCOM170,256$3.63M0.3%History
Vanguard Malvern FDS922020805STRM INFPROIDX58,657$3.02M0.2%–
WisdomTree Tr97717X628FLOATNG RAT TREA105,640$2.65M0.2%–
State Street SPDR S&P Regional Banking ETF78464A698ETF32,330$2.29M0.2%–
SHOPShopify Inc.Stock1,601$2.21M0.2%History
LHLabcorp Holdings Inc.COM NEW6,919$2.17M0.2%History
SPDR Series Trust78464A714ST STR SP RETAIL22,473$2.03M0.2%–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF19,687$1.53M0.1%–
WisdomTree Tr97717X701EUROPE HEDGED EQ16,962$1.36M0.1%–
iShares Tr464287333GLOBAL FINLS ETF14,553$1.17M0.1%–
MDBMongoDB, Inc.CL A1,830$969.0K0.1%History
Exchange Listed FDS Tr30151E814HIGH YIELD ETF29,345$926.0K0.1%–
BBYBest Buy Co IncStock8,040$817.0K0.1%History
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF2,013$652.0K0.1%–
iShares Inc464286608MSCI EURZONE ETF12,172$597.0K<0.1%–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS9,461$576.0K<0.1%–
LUMNLumen Technologies, Inc.Stock43,836$550.0K<0.1%History
iShares U S ETF Tr46431W705INT RT HDG C B5,382$515.0K<0.1%–
Flexshares Tr33939L662HIG YLD VL ETF10,048$492.0K<0.1%–
iShares Tr46436E619ESG ADVAN ETF9,939$491.0K<0.1%–
SESea LtdSPONSORD ADS2,154$482.0K<0.1%History
ASANAsana, Inc.CL A6,052$451.0K<0.1%History
FLCFlaherty & Crumrine Total Return Fund IncCOM18,240$416.0K<0.1%History
iShares U S ETF Tr46431W648U.S. TECH INDEPD6,624$405.0K<0.1%–
TWLOTwilio IncCL A1,402$369.0K<0.1%History
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM16,638$361.0K<0.1%History
ProShares Tr74347X823ULTRPRO DOW304,000$338.0K<0.1%–
GSGoldman Sachs Group IncStock878$336.0K<0.1%History
iShares U S ETF Tr46431W812INT RT HD LONG13,351$332.0K<0.1%–
iShares Core S&P U.S. Growth ETF464287671ETF2,831$327.0K<0.1%–
QGENQiagen N.V.SHS NEW5,851$325.0K<0.1%History
SPDR Series Trust78464A573ST STR SP HCSVC2,931$311.0K<0.1%–
New York Life Investments Et45409B800MERGE ARBIT ETF9,549$308.0K<0.1%–
NACNuveen California Quality Municipal Income FundCOM19,342$303.0K<0.1%History
GNOGGolden Nugget Online Gaming, Inc.COM CL A30,000$299.0K<0.1%History
VanEck Vectors ETF Tr92189F817VIETNAM ETF12,964$275.0K<0.1%–
VanEck ETF Trust92189F387SHRT HGH YLD MUN10,596$266.0K<0.1%–
TTTrane Technologies plcSHS1,305$264.0K<0.1%History
EXPDExpeditors International of Washington IncCOM1,921$258.0K<0.1%History
BNYBank of New York Mellon CorpStock4,393$255.0K<0.1%History
Vanguard Health Care ETF92204A504ETF935$249.0K<0.1%–
WDFCWD 40 CoCOM1,000$245.0K<0.1%History
iShares Inc46434G822MSCI JAPAN ETF3,504$235.0K<0.1%–
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM2,488$226.0K<0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP2,254$224.0K<0.1%–
IFNAberdeen India Fund, Inc.COM10,422$220.0K<0.1%History
APPNAppian CorpCL A3,368$220.0K<0.1%History
IPInternational Paper CoCOM4,610$217.0K<0.1%History
MSIMotorola Solutions, Inc.Stock792$215.0K<0.1%History
MNDYmonday.com Ltd.SHS698$215.0K<0.1%History
HPSJohn Hancock Preferred Income Fund IIICOM11,356$213.0K<0.1%History
MLMMartin Marietta Materials IncCOM473$208.0K<0.1%History
TECHBIO-TECHNE CorpCOM400$207.0K<0.1%History
TTDTrade Desk, Inc.Stock2,229$204.0K<0.1%History
ProShares Tr74347R693PSHS ULTRA TECH1,600$204.0K<0.1%–
HALOHalozyme Therapeutics, Inc.COM5,075$204.0K<0.1%History
SCHWSchwab Charles CorpStock2,379$200.0K<0.1%History
XOSXos, Inc.COMMON STOCK45,000$142.0K<0.1%History
Gores Holdings VII Inc38286T101COM CL A10,000$98.0K<0.1%–
SFTGQShift Technologies, Inc.CL A19,500$66.0K<0.1%History