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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
522
+17 vs. Q4 2021
Portfolio value
$1.30B
+$36.8M (+2.9%) vs. Q4 2021
Filed
May 12, 2022
SEC
Holdings of Nwam LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ATHXAthersys, IncCOM20,000$12.0K<0.1%00.0%UnchangedHistory
ADVMAdverum Biotechnologies, Inc.COM10,000$13.0K<0.1%00.0%UnchangedHistory
INOInovio Pharmaceuticals, Inc.COM NEW16,000$57.0K<0.1%00.0%UnchangedHistory
NSLNuveen Senior Income FundCOM12,100$69.0K<0.1%+12,100NewHistory
TDAYUSA TODAY Co., Inc.COM18,267$82.0K<0.1%−3,837−17.4%ReducedHistory
LEOBNY Mellon Strategic Municipals, Inc.COM15,500$111.0K<0.1%00.0%UnchangedHistory
OYSTOyster Point Pharma, Inc.COM10,000$116.0K<0.1%00.0%UnchangedHistory
RIGTransocean Ltd.REGISTERED SHS25,547$117.0K<0.1%+2,500+10.8%AddedHistory
Bitfarms Ltd Com09173B107Stock32,500$122.0K<0.1%+2,650+8.9%Added–
VGMInvesco Trust for Investment Grade MunicipalsCOM10,570$123.0K<0.1%00.0%UnchangedHistory
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM10,235$134.0K<0.1%−1,765−14.7%ReducedHistory
ZVIAZevia PBCCL A31,366$143.0K<0.1%+31,366NewHistory
ETEnergy Transfer LPCOM UT LTD PTN15,645$175.0K<0.1%−639−3.9%ReducedHistory
BIDUBaidu, Inc.ADR1,515$200.0K<0.1%+1,515NewHistory
AEPAmerican Electric Power Co IncStock2,011$201.0K<0.1%+2,011NewHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR1,964$205.0K<0.1%+1,964NewHistory
Vanguard Utilities ETF92204A876ETF1,273$206.0K<0.1%+1,273New–
VanEck ETF Trust92189H409HIGH YLD MUNIETF3,587$206.0K<0.1%+3,587New–
SPGIS&P Global Inc.Stock504$207.0K<0.1%+504NewHistory
Vanguard Financials ETF92204A405ETF2,239$209.0K<0.1%−98−4.2%Reduced–
KZRKezar Life Sciences, Inc.COM12,592$209.0K<0.1%00.0%UnchangedHistory
NFLXNetflix IncStock561$210.0K<0.1%−791−58.5%ReducedHistory
PYPLPayPal Holdings, Inc.Stock1,837$212.0K<0.1%+209+12.8%AddedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF4,473$212.0K<0.1%+4,473New–
HZNPHorizon Therapeutics Public Ltd CoSHS2,019$212.0K<0.1%−212−9.5%ReducedHistory
ARK ETF Tr00214Q302GENOMIC REV ETF4,712$216.0K<0.1%+4,712New–
TRVTravelers Companies, Inc.Stock1,193$218.0K<0.1%+1,193NewHistory
Invesco Exchange Traded FD T46137V142WATER RES ETF4,118$218.0K<0.1%−152−3.6%Reduced–
NTRSNorthern Trust CorpCOM1,869$218.0K<0.1%−81−4.2%ReducedHistory
Victory Portfolios II92647N824VCSHS US EQ INCM3,040$218.0K<0.1%+5+0.2%Added–
Vanguard Long-Term Treasury ETF92206C847ETF2,745$221.0K<0.1%+26+1.0%Added–
NXPINXP Semiconductors N.V.COM1,193$221.0K<0.1%+1,193NewHistory
HPQHP IncStock6,132$223.0K<0.1%+6,132NewHistory
XYLXylem Inc.COM2,616$223.0K<0.1%+629+31.7%AddedHistory
WisdomTree Tr97717X719CHINADIV EX FI5,579$223.0K<0.1%−5,942−51.6%Reduced–
PRUPrudential Financial IncStock1,896$224.0K<0.1%+1,896NewHistory
CCLCarnival Corp Ltd.UNIT 99/99/999911,056$224.0K<0.1%+751+7.3%AddedHistory
Vanguard Consumer Discretionary ETF92204A108ETF748$228.0K<0.1%−39−5.0%Reduced–
ERCAllspring Multi-Sector Income FundCOM21,910$228.0K<0.1%−6,611−23.2%ReducedHistory
OKEONEOK IncCOM3,271$231.0K<0.1%−2,148−39.6%ReducedHistory
Invesco Exch Traded FD Tr II46138E206CALIF AMT MUN4,162$232.0K<0.1%+4,162New–
TWTRTwitter, Inc.COM6,008$232.0K<0.1%−829−12.1%ReducedHistory
IFFInternational Flavors & Fragrances IncCOM1,772$233.0K<0.1%00.0%UnchangedHistory
CMECME Group Inc.COM987$235.0K<0.1%+987NewHistory
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX1,300$236.0K<0.1%00.0%Unchanged–
IPGInterpublic Group of Companies, Inc.COM6,645$236.0K<0.1%−61−0.9%ReducedHistory
iShares Tr464287515EXPANDED TECH695$240.0K<0.1%00.0%Unchanged–
Flexshares Tr33939L837INTL QLTDV IDX10,086$241.0K<0.1%−675−6.3%Reduced–
Invesco Exch Traded FD Tr II46138E230S&P INTL LOW7,732$241.0K<0.1%+7,732New–
iShares Tr46429B7470-5 YR TIPS ETF2,302$242.0K<0.1%−50,118−95.6%Reduced–
ORLYO Reilly Automotive IncStock355$243.0K<0.1%+355NewHistory
iShares Tr46435G516ESG AW MSCI EAFE3,313$244.0K<0.1%+3,313New–
TTETotalEnergies SESPONSORED ADS4,857$245.0K<0.1%+4,857NewHistory
SNASnap-on IncCOM1,198$246.0K<0.1%+252+26.6%AddedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF2,876$247.0K<0.1%−8,801−75.4%Reduced–
Global X FDS37954Y848GLOBAL X SILVER6,795$247.0K<0.1%−4,828−41.5%Reduced–
WBAWalgreens Boots Alliance, Inc.COM5,573$249.0K<0.1%+5,573NewHistory
iShares Russell Mid-Cap Value ETF464287473ETF2,091$250.0K<0.1%+2,091New–
WBDWarner Bros. Discovery, Inc.COM SER A10,022$250.0K<0.1%−210−2.1%ReducedHistory
Schwab International Small-Cap Equity ETF808524888ETF6,631$252.0K<0.1%−300−4.3%Reduced–
BLKBlackRock, Inc.COM330$252.0K<0.1%+330NewHistory
PLTRPalantir Technologies Inc.Stock18,564$255.0K<0.1%−5,738−23.6%ReducedHistory
SPDR Series Trust78468R549SP O&G EQP SERV3,394$255.0K<0.1%+3,394New–
SFLSFL Corp Ltd.SHS25,114$256.0K<0.1%+3,319+15.2%AddedHistory
PSAPublic StorageCOM655$256.0K<0.1%+655NewHistory
Global X Uranium ETF37954Y871ETF9,852$258.0K<0.1%+9,852New–
iShares Semiconductor ETF464287523ETF545$258.0K<0.1%+19+3.6%Added–
BKNGBooking Holdings Inc.Stock111$261.0K<0.1%+111NewHistory
PECOPhillips Edison & Company, Inc.COMMON STOCK7,595$261.0K<0.1%+7,595NewHistory
XYZBlock, Inc.CL A1,937$263.0K<0.1%+499+34.7%AddedHistory
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR3,900$263.0K<0.1%−1,170−23.1%Reduced–
American Centy ETF Tr025072604AVANTIS EMGMKT4,454$264.0K<0.1%+4,454New–
WisdomTree Tr97717W281EMG MKTS SMCAP4,982$266.0K<0.1%00.0%Unchanged–
BHPBHP Group LtdADR3,524$272.0K<0.1%+3,524NewHistory
iShares Russell Top 200 Growth ETF464289438ETF1,711$272.0K<0.1%00.0%Unchanged–
DGDollar General CorpCOM1,220$272.0K<0.1%+154+14.4%AddedHistory
J P Morgan Exchange Traded F46641Q373BETABUILDERS I4,933$274.0K<0.1%+4,933New–
ADSKAutodesk, Inc.COM1,278$274.0K<0.1%+37+3.0%AddedHistory
SNAPSnap IncStock7,632$275.0K<0.1%−1,221−13.8%ReducedHistory
ProShares Tr74347X633ULTRA FNCLS NEW4,360$275.0K<0.1%+10.0%Added–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF2,500$276.0K<0.1%+2,500New–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL5,454$276.0K<0.1%−1,958−26.4%Reduced–
iShares Tr46435G102CONV BD ETF3,325$277.0K<0.1%+3,325New–
KRKroger CoStock4,852$278.0K<0.1%+4,852NewHistory
MRSHMarsh & McLennan Companies, Inc.Stock1,640$280.0K<0.1%+1,640NewHistory
KMIKinder Morgan, Inc.Stock14,854$281.0K<0.1%−2,050−12.1%ReducedHistory
Altshares Trust02210T108MERGER ARBITRAGE10,669$283.0K<0.1%+10,669New–
CTVACorteva, Inc.Stock4,955$285.0K<0.1%−41−0.8%ReducedHistory
FISFidelity National Information Services, Inc.Stock2,836$285.0K<0.1%+331+13.2%AddedHistory
DOCUDocuSign, Inc.Stock2,661$285.0K<0.1%−578−17.8%ReducedHistory
Schwab U.S. REIT ETF808524847ETF11,474$286.0K<0.1%−810−6.6%ReducedConverted for a 2-for-1 split–
MPCMarathon Petroleum CorpStock3,350$286.0K<0.1%+3,350NewHistory
MDLZMondelez International, Inc.Stock4,555$286.0K<0.1%+4,555NewHistory
Nushares ETF Tr67092P300NUVEEN ESG LRGVL7,510$286.0K<0.1%+1,427+23.5%Added–
VALEVale S.A.SPONSORED ADS14,552$291.0K<0.1%+2,625+22.0%AddedHistory
DALDelta Air Lines, Inc.COM NEW7,355$291.0K<0.1%+7,355NewHistory
ROKRockwell Automation, IncStock1,048$294.0K<0.1%+435+71.0%AddedHistory
iShares Tr464288273EAFE SML CP ETF4,432$294.0K<0.1%00.0%Unchanged–
Vanguard Index FDS922908652EXTEND MKT ETF1,782$295.0K<0.1%−1,209−40.4%Reduced–
AFRMAffirm Holdings, Inc.COM CL A6,381$295.0K<0.1%−18,195−74.0%ReducedHistory

Sold out since Q4 2021 (61)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Nwam LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
ECLEcolab Inc.Stock22,516$5.28M0.4%History
GTGoodyear Tire & Rubber CoCOM170,256$3.63M0.3%History
Vanguard Malvern FDS922020805STRM INFPROIDX58,657$3.02M0.2%–
WisdomTree Tr97717X628FLOATNG RAT TREA105,640$2.65M0.2%–
State Street SPDR S&P Regional Banking ETF78464A698ETF32,330$2.29M0.2%–
SHOPShopify Inc.Stock1,601$2.21M0.2%History
LHLabcorp Holdings Inc.COM NEW6,919$2.17M0.2%History
SPDR Series Trust78464A714ST STR SP RETAIL22,473$2.03M0.2%–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF19,687$1.53M0.1%–
WisdomTree Tr97717X701EUROPE HEDGED EQ16,962$1.36M0.1%–
iShares Tr464287333GLOBAL FINLS ETF14,553$1.17M0.1%–
MDBMongoDB, Inc.CL A1,830$969.0K0.1%History
Exchange Listed FDS Tr30151E814HIGH YIELD ETF29,345$926.0K0.1%–
BBYBest Buy Co IncStock8,040$817.0K0.1%History
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF2,013$652.0K0.1%–
iShares Inc464286608MSCI EURZONE ETF12,172$597.0K<0.1%–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS9,461$576.0K<0.1%–
LUMNLumen Technologies, Inc.Stock43,836$550.0K<0.1%History
iShares U S ETF Tr46431W705INT RT HDG C B5,382$515.0K<0.1%–
Flexshares Tr33939L662HIG YLD VL ETF10,048$492.0K<0.1%–
iShares Tr46436E619ESG ADVAN ETF9,939$491.0K<0.1%–
SESea LtdSPONSORD ADS2,154$482.0K<0.1%History
ASANAsana, Inc.CL A6,052$451.0K<0.1%History
FLCFlaherty & Crumrine Total Return Fund IncCOM18,240$416.0K<0.1%History
iShares U S ETF Tr46431W648U.S. TECH INDEPD6,624$405.0K<0.1%–
TWLOTwilio IncCL A1,402$369.0K<0.1%History
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM16,638$361.0K<0.1%History
ProShares Tr74347X823ULTRPRO DOW304,000$338.0K<0.1%–
GSGoldman Sachs Group IncStock878$336.0K<0.1%History
iShares U S ETF Tr46431W812INT RT HD LONG13,351$332.0K<0.1%–
iShares Core S&P U.S. Growth ETF464287671ETF2,831$327.0K<0.1%–
QGENQiagen N.V.SHS NEW5,851$325.0K<0.1%History
SPDR Series Trust78464A573ST STR SP HCSVC2,931$311.0K<0.1%–
New York Life Investments Et45409B800MERGE ARBIT ETF9,549$308.0K<0.1%–
NACNuveen California Quality Municipal Income FundCOM19,342$303.0K<0.1%History
GNOGGolden Nugget Online Gaming, Inc.COM CL A30,000$299.0K<0.1%History
VanEck Vectors ETF Tr92189F817VIETNAM ETF12,964$275.0K<0.1%–
VanEck ETF Trust92189F387SHRT HGH YLD MUN10,596$266.0K<0.1%–
TTTrane Technologies plcSHS1,305$264.0K<0.1%History
EXPDExpeditors International of Washington IncCOM1,921$258.0K<0.1%History
BNYBank of New York Mellon CorpStock4,393$255.0K<0.1%History
Vanguard Health Care ETF92204A504ETF935$249.0K<0.1%–
WDFCWD 40 CoCOM1,000$245.0K<0.1%History
iShares Inc46434G822MSCI JAPAN ETF3,504$235.0K<0.1%–
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM2,488$226.0K<0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP2,254$224.0K<0.1%–
IFNAberdeen India Fund, Inc.COM10,422$220.0K<0.1%History
APPNAppian CorpCL A3,368$220.0K<0.1%History
IPInternational Paper CoCOM4,610$217.0K<0.1%History
MSIMotorola Solutions, Inc.Stock792$215.0K<0.1%History
MNDYmonday.com Ltd.SHS698$215.0K<0.1%History
HPSJohn Hancock Preferred Income Fund IIICOM11,356$213.0K<0.1%History
MLMMartin Marietta Materials IncCOM473$208.0K<0.1%History
TECHBIO-TECHNE CorpCOM400$207.0K<0.1%History
TTDTrade Desk, Inc.Stock2,229$204.0K<0.1%History
ProShares Tr74347R693PSHS ULTRA TECH1,600$204.0K<0.1%–
HALOHalozyme Therapeutics, Inc.COM5,075$204.0K<0.1%History
SCHWSchwab Charles CorpStock2,379$200.0K<0.1%History
XOSXos, Inc.COMMON STOCK45,000$142.0K<0.1%History
Gores Holdings VII Inc38286T101COM CL A10,000$98.0K<0.1%–
SFTGQShift Technologies, Inc.CL A19,500$66.0K<0.1%History