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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 10, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
505
+12 vs. Q3 2021
Portfolio value
$1.26B
+$162.2M (+14.7%) vs. Q3 2021
Filed
Feb 10, 2022
SEC
Holdings of Nwam LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Schwab U.S. REIT ETF808524847ETF6,142$324.0K<0.1%−1,493−19.6%Reduced–
iShares Tr464288273EAFE SML CP ETF4,432$324.0K<0.1%−131−2.9%Reduced–
QGENQiagen N.V.SHS NEW5,851$325.0K<0.1%+5,851NewHistory
MAMastercard IncStock908$326.0K<0.1%+263+40.8%AddedHistory
iShares Core S&P U.S. Growth ETF464287671ETF2,831$327.0K<0.1%+226+8.7%Added–
RTXRTX CorpStock3,813$328.0K<0.1%−21,963−85.2%ReducedHistory
WFCWells Fargo & CompanyStock6,894$331.0K<0.1%−1,206−14.9%ReducedHistory
iShares Tr46434V4070-5YR HI YL CP7,307$331.0K<0.1%+1,244+20.5%Added–
WELLWelltower Inc.REIT3,875$332.0K<0.1%00.0%UnchangedHistory
iShares U S ETF Tr46431W812INT RT HD LONG13,351$332.0K<0.1%−36,768−73.4%Reduced–
GSGoldman Sachs Group IncStock878$336.0K<0.1%+878NewHistory
ProShares Tr74347X823ULTRPRO DOW304,000$338.0K<0.1%−5,000−55.6%Reduced–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH5,625$340.0K<0.1%−253−4.3%ReducedHistory
SLViShares Silver TrustETF15,945$343.0K<0.1%−1,366−7.9%ReducedHistory
APDAir Products & Chemicals, Inc.Stock1,130$344.0K<0.1%+61+5.7%AddedHistory
VanEck ETF Trust92189H300JP MRGAN EM LOC12,064$345.0K<0.1%−9,924−45.1%Reduced–
iShares Inc464286509MSCI CDA ETF9,016$346.0K<0.1%+10.0%Added–
GPCGenuine Parts CoStock2,475$347.0K<0.1%−416−14.4%ReducedHistory
COPConocoPhillipsStock4,827$348.0K<0.1%+86+1.8%AddedHistory
ADSKAutodesk, Inc.COM1,241$349.0K<0.1%+77+6.6%AddedHistory
PAYXPaychex IncStock2,562$350.0K<0.1%+464+22.1%AddedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF6,293$351.0K<0.1%+934+17.4%Added–
AMTAmerican Tower CorpREIT1,211$354.0K<0.1%+302+33.2%AddedHistory
SPDR Series Trust78464A656ST STR TIPS ETF11,265$355.0K<0.1%+1,020+10.0%Added–
Fidelity Covington Trust316092709MSCI INDL INDX6,334$356.0K<0.1%+2,463+63.6%Added–
BNSBank of Nova ScotiaCOM5,009$359.0K<0.1%−595−10.6%ReducedHistory
CTSHCognizant Technology Solutions CorpCL A4,056$360.0K<0.1%+678+20.1%AddedHistory
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM16,638$361.0K<0.1%−13,571−44.9%ReducedHistory
Victory Portfolios II92647N832VCSHS US SML CAP5,237$361.0K<0.1%+893+20.6%Added–
iShares Tr464288406MRGSTR MD CP VAL5,340$365.0K<0.1%−1,298−19.6%Reduced–
DDDuPont de Nemours, Inc.COM4,531$366.0K<0.1%−395−8.0%ReducedHistory
TWLOTwilio IncCL A1,402$369.0K<0.1%+1,402NewHistory
LINLinde PLCSHS1,078$374.0K<0.1%+273+33.9%AddedHistory
ERCAllspring Multi-Sector Income FundCOM28,521$377.0K<0.1%−31,209−52.3%ReducedHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL7,412$378.0K<0.1%+20.0%Added–
AZNAstraZeneca PLCSPONSORED ADR6,619$386.0K<0.1%+3,091+87.6%AddedHistory
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF4,687$387.0K<0.1%−3,273−41.1%Reduced–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF5,068$391.0K<0.1%+1,525+43.0%Added–
WYWeyerhaeuser CoCOM NEW9,751$402.0K<0.1%−203−2.0%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF1,376$403.0K<0.1%−507−26.9%Reduced–
BIIBBiogen Inc.COM1,690$405.0K<0.1%+1,690NewHistory
iShares U S ETF Tr46431W648U.S. TECH INDEPD6,624$405.0K<0.1%00.0%Unchanged–
NLYAnnaly Capital Management IncCOM51,927$406.0K<0.1%−10,222−16.4%ReducedHistory
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET4,584$410.0K<0.1%−140−3.0%ReducedHistory
SNAPSnap IncStock8,853$416.0K<0.1%+1,179+15.4%AddedHistory
FLCFlaherty & Crumrine Total Return Fund IncCOM18,240$416.0K<0.1%−5,000−21.5%ReducedHistory
ProShares Tr74347R206PSHS ULTRA QQQ4,736$422.0K<0.1%00.0%Unchanged–
TFCTruist Financial CorpCOM7,204$422.0K<0.1%+445+6.6%AddedHistory
Schwab Emerging Markets Equity ETF808524706ETF14,323$424.0K<0.1%+893+6.6%Added–
Global X Lithium & Battery Tech ETF37954Y855ETF5,036$425.0K<0.1%+237+4.9%Added–
Global X FDS37954Y848GLOBAL X SILVER11,623$426.0K<0.1%−11,622−50.0%Reduced–
BABAAlibaba Group Holding LtdADR3,618$430.0K<0.1%−1,658−31.4%ReducedHistory
ProShares Tr74347R107PSHS ULT S&P 5003,000$439.0K<0.1%−1,000−25.0%Reduced–
Fidelity Covington Trust316092204MSCI CONSM DIS4,971$439.0K<0.1%−572−10.3%Reduced–
PLTRPalantir Technologies Inc.Stock24,302$443.0K<0.1%+3,577+17.3%AddedHistory
Avidity Biosciences, Inc.05370A108COM18,654$443.0K<0.1%−2,100−10.1%Reduced–
iShares Tr464288869MICRO-CAP ETF3,180$444.0K<0.1%+65+2.1%Added–
AONAon plcCL A1,499$451.0K<0.1%−86−5.4%ReducedHistory
BRK.ABerkshire Hathaway IncCL A1$451.0K<0.1%00.0%UnchangedHistory
ASANAsana, Inc.CL A6,052$451.0K<0.1%+20.0%AddedHistory
FDXFedEx CorpStock1,755$454.0K<0.1%+187+11.9%AddedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM27,469$454.0K<0.1%−30,319−52.5%ReducedHistory
Schwab U.S. Large-Cap ETF808524201ETF4,049$461.0K<0.1%+156+4.0%Added–
CLXClorox CoStock2,658$464.0K<0.1%−393−12.9%ReducedHistory
MRVLMarvell Technology, Inc.COM5,322$466.0K<0.1%+1,368+34.6%AddedHistory
Vanguard Total World Stock ETF922042742ETF4,357$468.0K<0.1%+682+18.6%Added–
MDTMedtronic plcStock4,534$469.0K<0.1%+1,269+38.9%AddedHistory
SESea LtdSPONSORD ADS2,154$482.0K<0.1%−11,556−84.3%ReducedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF3,483$484.0K<0.1%−383−9.9%Reduced–
iShares Tr46436E619ESG ADVAN ETF9,939$491.0K<0.1%−709−6.7%Reduced–
Flexshares Tr33939L662HIG YLD VL ETF10,048$492.0K<0.1%00.0%Unchanged–
DOCUDocuSign, Inc.Stock3,239$493.0K<0.1%+640+24.6%AddedHistory
Pacer FDS Tr69374H741DATA AND INFRAST11,386$493.0K<0.1%−2,667−19.0%Reduced–
BPBP PLCADR18,534$494.0K<0.1%+6,846+58.6%AddedHistory
CCitigroup IncStock8,189$495.0K<0.1%−544−6.2%ReducedHistory
State Street Materials Select Sector SPDR ETF81369Y100ETF5,518$500.0K<0.1%−125−2.2%Reduced–
KEYKeycorpCOM21,612$500.0K<0.1%−1,218−5.3%ReducedHistory
PMPhilip Morris International Inc.Stock5,282$501.0K<0.1%+1,283+32.1%AddedHistory
CSXCSX CorpStock13,368$503.0K<0.1%−2,756−17.1%ReducedHistory
iShares Tr464288646ISHS 1-5YR INVS9,353$504.0K<0.1%−9,917−51.5%Reduced–
STXSeagate Technology Holdings plcORD SHS4,480$506.0K<0.1%+4,480NewHistory
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF11,940$512.0K<0.1%00.0%Unchanged–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF5,622$514.0K<0.1%+1,332+31.0%Added–
iShares U S ETF Tr46431W705INT RT HDG C B5,382$515.0K<0.1%+28+0.5%Added–
iShares Tr464288356CALIF MUN BD ETF8,293$517.0K<0.1%−3,878−31.9%Reduced–
iShares Tr464287325GLOB HLTHCRE ETF5,834$527.0K<0.1%+356+6.5%Added–
Invesco S&P 500 Quality ETF46137V241ETF10,070$536.0K<0.1%00.0%Unchanged–
SPDR Series Trust78464A722ST STR SP PHARMA11,626$537.0K<0.1%+769+7.1%Added–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF14,747$538.0K<0.1%+890+6.4%Added–
CIENCiena CorpCOM NEW7,016$540.0K<0.1%−842−10.7%ReducedHistory
CRWDCrowdStrike Holdings, Inc.Stock2,650$543.0K<0.1%+310+13.2%AddedHistory
WisdomTree Tr97717W851JAPN HEDGE EQT8,704$544.0K<0.1%+712+8.9%Added–
EWEdwards Lifesciences CorpStock4,218$546.0K<0.1%+1,079+34.4%AddedHistory
Vanguard Index FDS922908652EXTEND MKT ETF2,991$547.0K<0.1%−791−20.9%Reduced–
LUMNLumen Technologies, Inc.Stock43,836$550.0K<0.1%+22,683+107.2%AddedHistory
VanEck ETF Trust92189F353EMERGING MRKT HI24,803$556.0K<0.1%+913+3.8%Added–
iShares Tr46434V803HDG MSCI EAFE15,748$556.0K<0.1%+20.0%Added–
IAUiShares Gold TrustETF16,041$558.0K<0.1%+162+1.0%AddedHistory
CVSCVS Health CorpStock5,491$566.0K<0.1%−576−9.5%ReducedHistory
Vanguard Emerging Markets Government Bond ETF921946885ETF7,319$568.0K<0.1%−2,964−28.8%Reduced–

Sold out since Q3 2021 (34)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Nwam LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Kraneshares Tr500767736QUADRTC INT RT43,075$1.20M0.1%–
iShares Tr464287762US HLTHCARE ETF2,177$601.0K0.1%–
WGOWinnebago Industries IncCOM6,731$488.0K<0.1%History
iShares Tr46428865310-20 YR TRS ETF2,754$405.0K<0.1%–
KBHKB HomeCOM10,074$392.0K<0.1%History
iShares S&P Mid-Cap 400 Growth ETF464287606ETF4,852$384.0K<0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A8,077$360.0K<0.1%–
GDGeneral Dynamics CorpStock1,783$350.0K<0.1%History
FST Tr New Opport MLP & Ene33739M100COM52,632$299.0K<0.1%–
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN4,914$289.0K<0.1%–
TRVTravelers Companies, Inc.Stock1,831$278.0K<0.1%History
iShares Tr464288166AGENCY BOND ETF2,312$274.0K<0.1%–
TTETotalEnergies SESPONSORED ADS5,594$268.0K<0.1%History
SPDR Series Trust78468R739ST NUVE TERM ETF5,075$251.0K<0.1%–
Global X FDS37954Y467E COMMERCE ETF8,265$249.0K<0.1%–
iShares Tr46435G417CR 5 10 YR ETF4,850$248.0K<0.1%–
MRNAModerna, Inc.Stock635$244.0K<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF3,837$240.0K<0.1%–
URIUnited Rentals, Inc.COM666$234.0K<0.1%History
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW4,322$227.0K<0.1%–
Invesco Exch Traded FD Tr II46138E230S&P INTL LOW7,366$226.0K<0.1%–
HIGHartford Insurance Group, Inc.Stock3,108$218.0K<0.1%History
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER3,767$210.0K<0.1%–
ELVElevance Health, Inc.Stock560$209.0K<0.1%History
LDOSLeidos Holdings, Inc.COM2,163$208.0K<0.1%History
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF2,423$207.0K<0.1%–
DELLDell Technologies Inc.Stock1,990$207.0K<0.1%History
iShares Russell Mid-Cap Value ETF464287473ETF1,803$204.0K<0.1%–
MSMorgan StanleyStock2,087$203.0K<0.1%History
JQCNuveen Credit Strategies Income FundCOM SHS22,082$145.0K<0.1%History
ProShares Tr74347G861ULTRAPRO SHT QQQ10,040$87.0K<0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY11,000$84.0K<0.1%–
NSLNuveen Senior Income FundCOM14,100$82.0K<0.1%History
Bridgetown Holdings LtdG1355U113COM CL A18,433$21.0K<0.1%–