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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 10, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
505
+12 vs. Q3 2021
Portfolio value
$1.26B
+$162.2M (+14.7%) vs. Q3 2021
Filed
Feb 10, 2022
SEC
Holdings of Nwam LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ADVMAdverum Biotechnologies, Inc.COM10,000$18.0K<0.1%00.0%UnchangedHistory
ATHXAthersys, IncCOM20,000$18.0K<0.1%00.0%UnchangedHistory
RIGTransocean Ltd.REGISTERED SHS23,047$64.0K<0.1%+2,983+14.9%AddedHistory
SFTGQShift Technologies, Inc.CL A19,500$66.0K<0.1%+19,500NewHistory
INOInovio Pharmaceuticals, Inc.COM NEW16,000$80.0K<0.1%00.0%UnchangedHistory
Gores Holdings VII Inc38286T101COM CL A10,000$98.0K<0.1%00.0%Unchanged–
TDAYUSA TODAY Co., Inc.COM22,104$118.0K<0.1%+1,035+4.9%AddedHistory
LEOBNY Mellon Strategic Municipals, Inc.COM15,500$131.0K<0.1%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN16,284$134.0K<0.1%−8,231−33.6%ReducedHistory
XOSXos, Inc.COMMON STOCK45,000$142.0K<0.1%+25,000+125.0%AddedHistory
VGMInvesco Trust for Investment Grade MunicipalsCOM10,570$148.0K<0.1%+10,570NewHistory
Bitfarms Ltd Com09173B107Stock29,850$151.0K<0.1%+9,005+43.2%Added–
VALEVale S.A.SPONSORED ADS11,927$167.0K<0.1%+11,927NewHistory
SFLSFL Corp Ltd.SHS21,795$178.0K<0.1%−736−3.3%ReducedHistory
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM12,000$182.0K<0.1%−12,000−50.0%ReducedHistory
OYSTOyster Point Pharma, Inc.COM10,000$183.0K<0.1%00.0%UnchangedHistory
SCHWSchwab Charles CorpStock2,379$200.0K<0.1%+2,379NewHistory
CBChubb LtdStock1,039$201.0K<0.1%+1,039NewHistory
TTDTrade Desk, Inc.Stock2,229$204.0K<0.1%+2,229NewHistory
ProShares Tr74347R693PSHS ULTRA TECH1,600$204.0K<0.1%+1,600New–
SNASnap-on IncCOM946$204.0K<0.1%+946NewHistory
HALOHalozyme Therapeutics, Inc.COM5,075$204.0K<0.1%+5,075NewHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF731$206.0K<0.1%−182−19.9%Reduced–
TECHBIO-TECHNE CorpCOM400$207.0K<0.1%+400NewHistory
CCLCarnival Corp Ltd.UNIT 99/99/999910,305$207.0K<0.1%−795−7.2%ReducedHistory
MLMMartin Marietta Materials IncCOM473$208.0K<0.1%+473NewHistory
Victory Portfolios II92647N824VCSHS US EQ INCM3,035$211.0K<0.1%−577−16.0%Reduced–
KZRKezar Life Sciences, Inc.COM12,592$211.0K<0.1%00.0%UnchangedHistory
HPSJohn Hancock Preferred Income Fund IIICOM11,356$213.0K<0.1%−11,356−50.0%ReducedHistory
ROKRockwell Automation, IncStock613$214.0K<0.1%+613NewHistory
MSIMotorola Solutions, Inc.Stock792$215.0K<0.1%+792NewHistory
MNDYmonday.com Ltd.SHS698$215.0K<0.1%+698NewHistory
IPInternational Paper CoCOM4,610$217.0K<0.1%+157+3.5%AddedHistory
First Trust Multi Cap Growth Alphadex Fund33733F101ETF1,753$220.0K<0.1%+1,753New–
IFNAberdeen India Fund, Inc.COM10,422$220.0K<0.1%+10,422NewHistory
APPNAppian CorpCL A3,368$220.0K<0.1%+38+1.1%AddedHistory
SPDR Ser Tr78464A813S&P 600 SML CAP2,254$224.0K<0.1%+2,254New–
ITWIllinois Tool Works IncStock916$226.0K<0.1%−523−36.3%ReducedHistory
Vanguard Financials ETF92204A405ETF2,337$226.0K<0.1%+2,337New–
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM2,488$226.0K<0.1%+2,488New–
ADBEAdobe Inc.Stock401$227.0K<0.1%+401NewHistory
RIORio Tinto PLCADR3,450$231.0K<0.1%−5,711−62.3%ReducedHistory
XYZBlock, Inc.CL A1,438$232.0K<0.1%+79+5.8%AddedHistory
NTRSNorthern Trust CorpCOM1,950$233.0K<0.1%+1,950NewHistory
DUKDuke Energy CORPStock2,230$234.0K<0.1%+2,230NewHistory
Fidelity High Dividend ETF316092840ETF5,831$235.0K<0.1%+131+2.3%Added–
iShares Inc46434G822MSCI JAPAN ETF3,504$235.0K<0.1%+3,504New–
CTVACorteva, Inc.Stock4,996$236.0K<0.1%−388−7.2%ReducedHistory
Nushares ETF Tr67092P300NUVEEN ESG LRGVL6,083$236.0K<0.1%+631+11.6%Added–
XYLXylem Inc.COM1,987$238.0K<0.1%00.0%UnchangedHistory
DDominion Energy, IncStock3,048$239.0K<0.1%+103+3.5%AddedHistory
HZNPHorizon Therapeutics Public Ltd CoSHS2,231$240.0K<0.1%+26+1.2%AddedHistory
WBDWarner Bros. Discovery, Inc.COM SER A10,232$241.0K<0.1%−8,318−44.8%ReducedHistory
iShares Tr464288760US AER DEF ETF2,354$242.0K<0.1%−27,702−92.2%Reduced–
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR5,070$242.0K<0.1%−26−0.5%Reduced–
Vanguard Long-Term Treasury ETF92206C847ETF2,719$243.0K<0.1%00.0%Unchanged–
SPDR Series Trust78468R556SP O&G EXPL PRO2,533$243.0K<0.1%+2,533New–
WDFCWD 40 CoCOM1,000$245.0K<0.1%00.0%UnchangedHistory
Vanguard Health Care ETF92204A504ETF935$249.0K<0.1%+935New–
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX1,300$249.0K<0.1%00.0%Unchanged–
DGDollar General CorpCOM1,066$251.0K<0.1%+113+11.9%AddedHistory
IPGInterpublic Group of Companies, Inc.COM6,706$251.0K<0.1%+50+0.8%AddedHistory
iShares U S ETF Tr46431W598BLOOMBERG ROLL5,096$252.0K<0.1%+5,096New–
BNYBank of New York Mellon CorpStock4,393$255.0K<0.1%+12+0.3%AddedHistory
ADIAnalog Devices IncStock1,470$258.0K<0.1%+1,470NewHistory
EXPDExpeditors International of Washington IncCOM1,921$258.0K<0.1%−903−32.0%ReducedHistory
Invesco Exchange Traded FD T46137V142WATER RES ETF4,270$260.0K<0.1%+215+5.3%Added–
ALKAlaska Air Group, Inc.COM5,045$263.0K<0.1%−43,854−89.7%ReducedHistory
WisdomTree Tr97717W281EMG MKTS SMCAP4,982$264.0K<0.1%+43+0.9%Added–
TTTrane Technologies plcSHS1,305$264.0K<0.1%+48+3.8%AddedHistory
VanEck ETF Trust92189F387SHRT HGH YLD MUN10,596$266.0K<0.1%00.0%Unchanged–
IFFInternational Flavors & Fragrances IncCOM1,772$267.0K<0.1%−23−1.3%ReducedHistory
KMIKinder Morgan, Inc.Stock16,904$268.0K<0.1%+630+3.9%AddedHistory
Vanguard Consumer Discretionary ETF92204A108ETF787$268.0K<0.1%+787New–
FISFidelity National Information Services, Inc.Stock2,505$273.0K<0.1%+807+47.5%AddedHistory
HSYHershey CoCOM1,414$274.0K<0.1%−28−1.9%ReducedHistory
Flexshares Tr33939L837INTL QLTDV IDX10,761$275.0K<0.1%00.0%Unchanged–
VanEck Vectors ETF Tr92189F817VIETNAM ETF12,964$275.0K<0.1%−2,737−17.4%Reduced–
iShares Tr464287515EXPANDED TECH695$276.0K<0.1%+5+0.7%Added–
Schwab International Small-Cap Equity ETF808524888ETF6,931$284.0K<0.1%−2,831−29.0%Reduced–
iShares Semiconductor ETF464287523ETF526$285.0K<0.1%+526New–
NVSNovartis AGADR3,350$293.0K<0.1%+804+31.6%AddedHistory
ATVIActivision Blizzard, Inc.COM4,398$293.0K<0.1%+386+9.6%AddedHistory
TJXTJX Companies IncStock3,884$295.0K<0.1%+3,884NewHistory
ProShares Tr74347X633ULTRA FNCLS NEW4,359$295.0K<0.1%+43+1.0%Added–
TWTRTwitter, Inc.COM6,837$295.0K<0.1%−7−0.1%ReducedHistory
iShares Russell Top 200 Growth ETF464289438ETF1,711$297.0K<0.1%−25−1.4%Reduced–
GNOGGolden Nugget Online Gaming, Inc.COM CL A30,000$299.0K<0.1%00.0%UnchangedHistory
NACNuveen California Quality Municipal Income FundCOM19,342$303.0K<0.1%−19,342−50.0%ReducedHistory
TMUST-Mobile US, Inc.Stock2,649$307.0K<0.1%−220−7.7%ReducedHistory
PYPLPayPal Holdings, Inc.Stock1,628$307.0K<0.1%−18,023−91.7%ReducedHistory
New York Life Investments Et45409B800MERGE ARBIT ETF9,549$308.0K<0.1%+9,549New–
SGOLabrdn Gold ETF TrustETF17,602$309.0K<0.1%+1,619+10.1%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock1,453$310.0K<0.1%+1,453NewHistory
SPDR Series Trust78464A573ST STR SP HCSVC2,931$311.0K<0.1%00.0%Unchanged–
PGRProgressive CorpStock3,041$312.0K<0.1%−122−3.9%ReducedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF2,977$315.0K<0.1%−13,662−82.1%Reduced–
ZSZscaler, Inc.Stock985$317.0K<0.1%+18+1.9%AddedHistory
LMTLockheed Martin CorpStock896$318.0K<0.1%+82+10.1%AddedHistory
OKEONEOK IncCOM5,419$318.0K<0.1%+13+0.2%AddedHistory

Sold out since Q3 2021 (34)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Nwam LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Kraneshares Tr500767736QUADRTC INT RT43,075$1.20M0.1%–
iShares Tr464287762US HLTHCARE ETF2,177$601.0K0.1%–
WGOWinnebago Industries IncCOM6,731$488.0K<0.1%History
iShares Tr46428865310-20 YR TRS ETF2,754$405.0K<0.1%–
KBHKB HomeCOM10,074$392.0K<0.1%History
iShares S&P Mid-Cap 400 Growth ETF464287606ETF4,852$384.0K<0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A8,077$360.0K<0.1%–
GDGeneral Dynamics CorpStock1,783$350.0K<0.1%History
FST Tr New Opport MLP & Ene33739M100COM52,632$299.0K<0.1%–
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN4,914$289.0K<0.1%–
TRVTravelers Companies, Inc.Stock1,831$278.0K<0.1%History
iShares Tr464288166AGENCY BOND ETF2,312$274.0K<0.1%–
TTETotalEnergies SESPONSORED ADS5,594$268.0K<0.1%History
SPDR Series Trust78468R739ST NUVE TERM ETF5,075$251.0K<0.1%–
Global X FDS37954Y467E COMMERCE ETF8,265$249.0K<0.1%–
iShares Tr46435G417CR 5 10 YR ETF4,850$248.0K<0.1%–
MRNAModerna, Inc.Stock635$244.0K<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF3,837$240.0K<0.1%–
URIUnited Rentals, Inc.COM666$234.0K<0.1%History
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW4,322$227.0K<0.1%–
Invesco Exch Traded FD Tr II46138E230S&P INTL LOW7,366$226.0K<0.1%–
HIGHartford Insurance Group, Inc.Stock3,108$218.0K<0.1%History
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER3,767$210.0K<0.1%–
ELVElevance Health, Inc.Stock560$209.0K<0.1%History
LDOSLeidos Holdings, Inc.COM2,163$208.0K<0.1%History
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF2,423$207.0K<0.1%–
DELLDell Technologies Inc.Stock1,990$207.0K<0.1%History
iShares Russell Mid-Cap Value ETF464287473ETF1,803$204.0K<0.1%–
MSMorgan StanleyStock2,087$203.0K<0.1%History
JQCNuveen Credit Strategies Income FundCOM SHS22,082$145.0K<0.1%History
ProShares Tr74347G861ULTRAPRO SHT QQQ10,040$87.0K<0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY11,000$84.0K<0.1%–
NSLNuveen Senior Income FundCOM14,100$82.0K<0.1%History
Bridgetown Holdings LtdG1355U113COM CL A18,433$21.0K<0.1%–