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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 4, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
467
−22 vs. Q1 2021
Portfolio value
$1.08B
+$74.3M (+7.4%) vs. Q1 2021
Filed
Aug 4, 2021
SEC
Holdings of Nwam LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
WBDWarner Bros. Discovery, Inc.COM SER A20,533$630.0K0.1%+20,533NewHistory
BXBlackstone Inc.COM6,495$631.0K0.1%−1,107−14.6%ReducedHistory
NTRNutrien Ltd.COM10,410$631.0K0.1%+741+7.7%AddedHistory
KOCoca Cola CoStock11,864$642.0K0.1%−874−6.9%ReducedHistory
iShares Tr46429B655FLTG RATE NT ETF12,795$650.0K0.1%+5,438+73.9%Added–
BMOBank of MontrealCOM6,410$657.0K0.1%00.0%UnchangedHistory
iShares S&P 100 ETF464287101ETF3,380$663.0K0.1%−20−0.6%Reduced–
CCitigroup IncStock9,378$663.0K0.1%−1,025−9.9%ReducedHistory
MUMicron Technology IncStock7,825$665.0K0.1%+404+5.4%AddedHistory
iShares Tr464288752US HOME CONS ETF9,674$670.0K0.1%−39,089−80.2%Reduced–
ETNEaton Corp plcStock4,573$678.0K0.1%−368−7.4%ReducedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT170,552$682.0K0.1%−9,253−5.1%ReducedHistory
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM30,080$683.0K0.1%−27,647−47.9%ReducedHistory
Vanguard Scottsdale FDS92206C706INTER TERM TREAS10,109$685.0K0.1%−1,579−13.5%Reduced–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN7,597$708.0K0.1%+821+12.1%Added–
UUnity Software Inc.COM6,500$714.0K0.1%+6,500NewHistory
TMOThermo Fisher Scientific Inc.Stock1,420$716.0K0.1%−110−7.2%ReducedHistory
iShares U S ETF Tr46431W812INT RT HD LONG28,283$717.0K0.1%+1,756+6.6%Added–
DOWDow Inc.Stock11,339$718.0K0.1%−2,998−20.9%ReducedHistory
DOCUDocuSign, Inc.Stock2,626$734.0K0.1%+50+1.9%AddedHistory
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY8,803$741.0K0.1%+1,359+18.3%Added–
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF11,940$756.0K0.1%+2,275+23.5%Added–
HASIHA Sustainable Infrastructure Capital, Inc.COM13,481$757.0K0.1%+198+1.5%AddedHistory
AESAES CorpStock29,173$761.0K0.1%+2,173+8.0%AddedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF7,282$767.0K0.1%00.0%Unchanged–
WisdomTree Tr97717X578EM EX ST-OWNED18,622$783.0K0.1%−6,106−24.7%Reduced–
BMYBristol Myers Squibb CoStock11,736$784.0K0.1%−691−5.6%ReducedHistory
Amplify Blockchain Technology ETF032108607ETF16,597$791.0K0.1%+3,690+28.6%Added–
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF40,539$792.0K0.1%00.0%Unchanged–
WMTWalmart Inc.Stock5,662$798.0K0.1%−344−5.7%ReducedHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF13,170$798.0K0.1%−3,235−19.7%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF5,484$810.0K0.1%+2,942+115.7%Added–
LLYEli Lilly & CoStock3,584$823.0K0.1%+250+7.5%AddedHistory
ACNAccenture plcStock2,803$826.0K0.1%−143−4.9%ReducedHistory
iShares Tr46434V878ULTRA SHORT DUR16,647$841.0K0.1%−1,455−8.0%Reduced–
BOHBank of Hawaii CorpCOM10,000$842.0K0.1%00.0%UnchangedHistory
GEGeneral Electric CoCOM63,307$852.0K0.1%−1,380−2.1%ReducedHistory
iShares Tr46435G334MSCI UK ETF NEW26,582$869.0K0.1%+50+0.2%Added–
Fidelity Covington Trust316092857MSCI RL EST ETF29,194$888.0K0.1%+3,324+12.8%Added–
CATCaterpillar IncStock4,100$892.0K0.1%+77+1.9%AddedHistory
Schwab US Tips ETF808524870ETF14,287$893.0K0.1%+5,605+64.6%Added–
iShares Core MSCI Eafe ETF46432F842ETF11,982$897.0K0.1%−21,097−63.8%Reduced–
UNHUnitedHealth Group IncStock2,253$902.0K0.1%−160−6.6%ReducedHistory
Vanguard Emerging Markets Government Bond ETF921946885ETF11,315$903.0K0.1%+307+2.8%Added–
NTRANatera, Inc.COM7,950$903.0K0.1%00.0%UnchangedHistory
MCDMcDonalds CorpStock3,923$906.0K0.1%−15−0.4%ReducedHistory
iShares Tr464288356CALIF MUN BD ETF14,583$913.0K0.1%+423+3.0%Added–
WGOWinnebago Industries IncCOM13,467$915.0K0.1%−4,205−23.8%ReducedHistory
DEDeere & CoStock2,604$918.0K0.1%−85−3.2%ReducedHistory
GILDGilead Sciences, Inc.Stock13,345$919.0K0.1%+308+2.4%AddedHistory
SLViShares Silver TrustETF38,016$921.0K0.1%−2,720−6.7%ReducedHistory
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF11,203$922.0K0.1%−1,186−9.6%Reduced–
Schwab Strategic Tr8085247141 5YR CORP BD18,561$950.0K0.1%+419+2.3%Added–
iShares Tr464287630RUS 2000 VAL ETF5,745$952.0K0.1%−2,342−29.0%Reduced–
TXNTexas Instruments IncStock4,969$955.0K0.1%−32−0.6%ReducedHistory
iShares U.S. Medical Devices ETF464288810ETF2,650$957.0K0.1%−2,914−52.4%Reduced–
EFXEquifax IncCOM4,000$958.0K0.1%00.0%UnchangedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF26,542$974.0K0.1%+26,542New–
AWFAlliancebernstein Global High Income Fund IncCOM78,914$987.0K0.1%−1,263−1.6%ReducedHistory
AMDAdvanced Micro Devices IncStock10,517$988.0K0.1%+430+4.3%AddedHistory
CSCOCisco Systems, Inc.Stock18,757$994.0K0.1%−1,711−8.4%ReducedHistory
Schwab U.S. Small-Cap ETF808524607ETF9,628$1.00M0.1%−886−8.4%Reduced–
Kraneshares Tr500767736QUADRTC INT RT36,638$1.01M0.1%+8,314+29.4%Added–
Schwab International Equity ETF808524805ETF25,710$1.01M0.1%−909−3.4%Reduced–
PCNPIMCO Corporate & Income Strategy FundCOM54,419$1.02M0.1%+2,344+4.5%AddedHistory
CRMSalesforce, Inc.Stock4,183$1.02M0.1%−11,504−73.3%ReducedHistory
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF3,541$1.03M0.1%+842+31.2%Added–
LOWLowes Companies IncStock5,314$1.03M0.1%−423−7.4%ReducedHistory
Exchange Listed FDS Tr30151E814HIGH YIELD ETF31,814$1.03M0.1%−1,068−3.2%Reduced–
LRCXLam Research CorpCOM1,621$1.05M0.1%+2+0.1%AddedHistory
NARIInari Medical, Inc.Stock11,393$1.06M0.1%+2,318+25.5%AddedHistory
iShares Tr464288208MRGSTR MD CP ETF15,928$1.07M0.1%00.0%UnchangedConverted for a 4-for-1 split–
ORealty Income CorpREIT16,059$1.07M0.1%+167+1.1%AddedHistory
iShares Tr46428743220 YR TR BD ETF7,540$1.09M0.1%−442−5.5%Reduced–
Schwab US Dividend Equity ETF808524797ETF14,643$1.11M0.1%+938+6.8%Added–
NFLXNetflix IncStock2,117$1.12M0.1%−68−3.1%ReducedHistory
Fidelity MSCI Utilities Index ETF316092865ETF27,445$1.13M0.1%+13,190+92.5%Added–
Schwab U.S. Large-Cap Growth ETF808524300ETF7,884$1.15M0.1%+229+3.0%Added–
BTZBlackRock Credit Allocation Income TrustCOM73,959$1.15M0.1%−126,656−63.1%ReducedHistory
WisdomTree Tr97717X719CHINADIV EX FI17,645$1.19M0.1%−614−3.4%Reduced–
Fidelity MSCI Information Technology Index ETF316092808ETF10,125$1.19M0.1%−10,514−50.9%Reduced–
WMWaste Management IncStock8,652$1.21M0.1%+5,873+211.3%AddedHistory
PSXPhillips 66Stock14,164$1.22M0.1%+14,164NewHistory
KMBKimberly Clark CorpStock9,153$1.22M0.1%+331+3.8%AddedHistory
AMGNAmgen IncStock5,022$1.22M0.1%+493+10.9%AddedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF18,378$1.23M0.1%−10,401−36.1%Reduced–
PEPPepsiCo IncStock8,328$1.23M0.1%−792−8.7%ReducedHistory
iShares Tr464287556ISHARES BIOTECH7,559$1.24M0.1%−1,788−19.1%Reduced–
FAXAbrdn Asia-Pacific Income Fund, Inc.COM279,764$1.24M0.1%+29,167+11.6%AddedHistory
CMCSAComcast CorpStock21,781$1.24M0.1%−896−4.0%ReducedHistory
GLDSPDR Gold TrustETF7,502$1.24M0.1%−4,144−35.6%ReducedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF7,231$1.25M0.1%−1,148−13.7%Reduced–
iShares Tr464287721U.S. TECH ETF12,851$1.28M0.1%−2,438−15.9%Reduced–
MRKMerck & Co., Inc.Stock16,665$1.30M0.1%−557−3.2%ReducedHistory
AVGOBroadcom Inc.Stock2,770$1.32M0.1%00.0%UnchangedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF19,367$1.32M0.1%+563+3.0%Added–
Paramount Global92556H206CL B29,681$1.34M0.1%+19,350+187.3%Added–
iShares Tr464288646ISHS 1-5YR INVS24,644$1.35M0.1%+4,108+20.0%Added–
Vanguard S&P 500 ETF922908363ETF3,440$1.35M0.1%+7+0.2%Added–
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM153,446$1.36M0.1%+5,560+3.8%AddedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Nwam LLC in Q2 2021
SecurityClassPutsCalls
SNASnap-on IncCOM–$375.0K

Sold out since Q1 2021 (66)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Nwam LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
GLWCorning IncCOM109,545$4.77M0.5%History
HPQHP IncStock117,668$3.74M0.4%History
WHRWhirlpool CorpStock16,025$3.53M0.4%History
DVNDevon Energy CorpStock146,190$3.19M0.3%History
EBAYeBay IncCOM44,113$2.70M0.3%History
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE14,914$2.34M0.2%–
AGROAdecoagro S.A.COM175,900$1.38M0.1%History
GWWW.W. Grainger, Inc.Stock2,696$1.08M0.1%History
SYYSysco CorpStock8,269$651.0K0.1%History
Schwab Strategic Tr8085246985 10YR CORP BD12,572$646.0K0.1%–
IVZInvesco Ltd.Stock24,131$609.0K0.1%History
MARMarriott International IncStock4,088$605.0K0.1%History
Vanguard World FD921910873MEGA CAP INDEX3,916$549.0K0.1%–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF7,107$519.0K0.1%–
J P Morgan Exchange-Traded F46641Q712BETBULD JAPAN18,036$514.0K0.1%–
DALDelta Air Lines, Inc.COM NEW10,131$489.0K<0.1%History
NEANuveen AMT-Free Quality Municipal Income FundCOM25,855$383.0K<0.1%History
EMDWestern Asset Emerging Markets Debt Fund Inc.COM28,693$379.0K<0.1%History
OMPOasis Midstream Partners LPCOM UNITS REPS16,555$370.0K<0.1%History
SNOWSnowflake Inc.Stock1,587$364.0K<0.1%History
iShares Tr46428951110+ YR INVST GRD5,275$352.0K<0.1%–
Flexshares Tr33939L860QUALT DIVD IDX6,374$340.0K<0.1%–
CNXCNX Resources CorpCOM22,117$325.0K<0.1%History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF9,927$311.0K<0.1%–
JRINuveen Real Asset Income & Growth FundCOM21,021$309.0K<0.1%History
iShares Tr46436E767ESG MSCI USA ETF9,257$307.0K<0.1%–
SDGRSchrodinger, Inc.COM4,020$307.0K<0.1%History
iShares Tr464288570ESG MSCI KLD ETF3,853$294.0K<0.1%–
iShares Tr46435G193ESG AWRE USD ETF10,919$294.0K<0.1%–
HIGHartford Insurance Group, Inc.Stock4,297$287.0K<0.1%History
iShares Tr46435U663ESG AWARE MSCI7,104$274.0K<0.1%–
Hoegh LNG Partners LPY3262R100COM UNIT LTD17,942$261.0K<0.1%–
iShares Tr46435G516ESG AW MSCI EAFE3,324$252.0K<0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF4,905$243.0K<0.1%–
ADIAnalog Devices IncStock1,549$240.0K<0.1%History
STNGScorpio Tankers Inc.SHS12,948$239.0K<0.1%History
SPDR Ser Tr78468R655S&P KENSHO CLEAN2,073$236.0K<0.1%–
NEMNEWMONT CorpStock3,790$228.0K<0.1%History
iShares Tr464287754US INDUSTRIALS2,136$226.0K<0.1%–
TSMTaiwan Semiconductor Manufacturing Co LtdADR1,857$220.0K<0.1%History
iShares Tr46436E759ESG EAFE ETF3,390$220.0K<0.1%–
AMTXAemetis, IncCOM NEW8,700$213.0K<0.1%History
SCCOSouthern Copper CorpStock3,105$211.0K<0.1%History
BHKBlackRock Core Bond TrustSHS BEN INT13,294$209.0K<0.1%History
Janus Detroit STR Tr47103U209HENDERSN SML ETF3,099$208.0K<0.1%–
NZFNuveen Municipal Credit Income FundCOM SH BEN INT12,893$208.0K<0.1%History
BDXBecton Dickinson & CoStock839$204.0K<0.1%History
SCHWSchwab Charles CorpStock3,079$201.0K<0.1%History
FTFFranklin Ltd Duration Income TrustCOM20,834$191.0K<0.1%History
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS16,411$189.0K<0.1%History
Maiden Holdings, Ltd.G5753U112SHS56,687$187.0K<0.1%–
NADNuveen Quality Municipal Income FundCOM12,120$183.0K<0.1%History
First Tr Energy Income & Gro33738G104COM13,250$177.0K<0.1%–
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM12,363$169.0K<0.1%History
NACNuveen California Quality Municipal Income FundCOM11,093$165.0K<0.1%History
ETRNMidstream Co LLCCOM17,411$142.0K<0.1%History
MFAMfa Financial, Inc.COM29,525$120.0K<0.1%History
Health Assurn Acquisition Co42226W208UNIT 99/99/999910,000$108.0K<0.1%–
Enable Midstream Partners, LP292480100COM UNIT RP IN16,375$106.0K<0.1%–
SBSCompanhia de Saneamento Basico Do Estado de Sao Paulo-SabespSPONSORED ADR13,530$99.0K<0.1%History
Oaktree Acquisition Corp IIG6715X103CL A SHS10,000$99.0K<0.1%–
GGBGerdau S.A.SPON ADR REP PFD14,913$80.0K<0.1%History
MMTAberdeen Multi-Market Income FundSH BEN INT12,400$80.0K<0.1%History
GASSStealthGas Inc.SHS14,538$41.0K<0.1%History
Best Inc08653C106SPONSORED ADS15,050$28.0K<0.1%–
Naked Brand Group LimitedQ6519T117SHS NEW20,442$15.0K<0.1%–