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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 4, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
467
−22 vs. Q1 2021
Portfolio value
$1.08B
+$74.3M (+7.4%) vs. Q1 2021
Filed
Aug 4, 2021
SEC
Holdings of Nwam LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
WFCWells Fargo & CompanyStock7,168$325.0K<0.1%+1,501+26.5%AddedHistory
VanEck Vectors ETF Tr92189F817VIETNAM ETF15,756$328.0K<0.1%+4,068+34.8%Added–
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF4,798$332.0K<0.1%+4,798New–
WDFCWD 40 CoCOM1,300$333.0K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A573ST STR SP HCSVC2,931$335.0K<0.1%00.0%Unchanged–
iShares Tr464287291GLOBAL TECH ETF994$335.0K<0.1%−469−32.1%Reduced–
iShares Inc464286509MSCI CDA ETF9,050$337.0K<0.1%+1,916+26.9%Added–
ADSKAutodesk, Inc.COM1,164$340.0K<0.1%−41−3.4%ReducedHistory
ITWIllinois Tool Works IncStock1,533$343.0K<0.1%−1,419−48.1%ReducedHistory
KMIKinder Morgan, Inc.Stock19,193$350.0K<0.1%−1,083−5.3%ReducedHistory
BNSBank of Nova ScotiaCOM5,395$351.0K<0.1%−350−6.1%ReducedHistory
TFCTruist Financial CorpCOM6,330$351.0K<0.1%−20−0.3%ReducedHistory
Schwab U.S. REIT ETF808524847ETF7,727$354.0K<0.1%+300+4.0%Added–
NEENextera Energy IncStock4,868$357.0K<0.1%−1,309−21.2%ReducedHistory
Fidelity Covington Trust316092873MSCI COMMNTN SVC6,665$363.0K<0.1%+2,027+43.7%Added–
GPCGenuine Parts CoStock2,878$364.0K<0.1%+174+6.4%AddedHistory
iShares U S ETF Tr46431W648U.S. TECH INDEPD6,624$364.0K<0.1%+415+6.7%Added–
PMPhilip Morris International Inc.Stock3,780$375.0K<0.1%+284+8.1%AddedHistory
ASANAsana, Inc.CL A6,050$375.0K<0.1%+6,050NewHistory
TGTTarget CorpStock1,556$376.0K<0.1%−143−8.4%ReducedHistory
DDOGDatadog, Inc.CL A COM3,645$379.0K<0.1%+3,645NewHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL7,449$380.0K<0.1%−1,998−21.1%Reduced–
AONAon plcCL A1,598$382.0K<0.1%−75−4.5%ReducedHistory
ERCAllspring Multi-Sector Income FundCOM29,859$382.0K<0.1%−95,265−76.1%ReducedHistory
EXPDExpeditors International of Washington IncCOM3,014$382.0K<0.1%−5−0.2%ReducedHistory
ATVIActivision Blizzard, Inc.COM4,009$383.0K<0.1%−118−2.9%ReducedHistory
GNOGGolden Nugget Online Gaming, Inc.COM CL A30,000$383.0K<0.1%−700−2.3%ReducedHistory
Schwab U.S. Large-Cap ETF808524201ETF3,743$389.0K<0.1%+570+18.0%Added–
DDDuPont de Nemours, Inc.COM5,025$389.0K<0.1%−471−8.6%ReducedHistory
iShares U S ETF Tr46431W705INT RT HDG C B4,067$392.0K<0.1%+136+3.5%Added–
FDXFedEx CorpStock1,329$396.0K<0.1%+155+13.2%AddedHistory
ProShares Tr74347R206PSHS ULTRA QQQ5,536$398.0K<0.1%00.0%UnchangedConverted for a 2-for-1 split–
TMUST-Mobile US, Inc.Stock2,874$416.0K<0.1%+803+38.8%AddedHistory
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET4,317$416.0K<0.1%+19+0.4%AddedHistory
iShares Tr464288406MRGSTR MD CP VAL6,495$417.0K<0.1%00.0%UnchangedConverted for a 3-for-1 split–
BRK.ABerkshire Hathaway IncCL A1$419.0K<0.1%−1−50.0%ReducedHistory
MDTMedtronic plcStock3,425$425.0K<0.1%−1,187−25.7%ReducedHistory
COINCoinbase Global, Inc.COM CL A1,697$430.0K<0.1%+1,697NewHistory
CIENCiena CorpCOM NEW7,557$430.0K<0.1%−50−0.7%ReducedHistory
COPConocoPhillipsStock7,085$431.0K<0.1%−91−1.3%ReducedHistory
Vanguard Star FDS921909768VG TL INTL STK F6,619$435.0K<0.1%−118−1.8%Reduced–
iShares Tr464287325GLOB HLTHCRE ETF5,364$446.0K<0.1%+4+0.1%Added–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF12,216$449.0K<0.1%+1,200+10.9%Added–
ISRGIntuitive Surgical IncCOM NEW492$452.0K<0.1%−1,410−74.1%ReducedHistory
FFord Motor CoStock30,545$454.0K<0.1%−15,619−33.8%ReducedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF4,431$454.0K<0.1%+1,539+53.2%Added–
APPNAppian CorpCL A3,330$459.0K<0.1%00.0%UnchangedHistory
KEYKeycorpCOM22,288$460.0K<0.1%+71+0.3%AddedHistory
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN8,192$463.0K<0.1%+8,192New–
SPDR Series Trust78468R721STATE STREET SPD8,942$466.0K<0.1%−14,678−62.1%Reduced–
iShares Tr464288869MICRO-CAP ETF3,069$468.0K<0.1%+6+0.2%Added–
TWTRTwitter, Inc.COM6,860$472.0K<0.1%−432−5.9%ReducedHistory
ProShares Tr74347R107PSHS ULT S&P 5004,000$477.0K<0.1%+4,000New–
BPBP PLCADR18,180$480.0K<0.1%−335−1.8%ReducedHistory
Invesco S&P 500 Quality ETF46137V241ETF10,070$489.0K<0.1%−360−3.5%Reduced–
NSCNorfolk Southern CorpStock1,857$493.0K<0.1%00.0%UnchangedHistory
CVSCVS Health CorpStock5,968$498.0K<0.1%−178−2.9%ReducedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG5,818$501.0K<0.1%−1,827−23.9%Reduced–
Fidelity Covington Trust316092204MSCI CONSM DIS6,229$505.0K<0.1%+66+1.1%Added–
iShares Tr464288273EAFE SML CP ETF6,896$511.0K<0.1%−4,132−37.5%Reduced–
ProShares Tr74347X823ULTRPRO DOW307,000$512.0K<0.1%+7,000New–
iShares S&P Small-Cap 600 Growth ETF464287887ETF3,866$513.0K<0.1%−26−0.7%Reduced–
VanEck ETF Trust92189H300JP MRGAN EM LOC16,334$513.0K<0.1%+337+2.1%Added–
CSXCSX CorpStock16,123$517.0K<0.1%00.0%UnchangedConverted for a 3-for-1 splitHistory
MDBMongoDB, Inc.CL A1,430$517.0K<0.1%00.0%UnchangedHistory
PLTRPalantir Technologies Inc.Stock19,676$519.0K<0.1%+4,265+27.7%AddedHistory
SNAPSnap IncStock7,632$520.0K<0.1%00.0%UnchangedHistory
GMGeneral Motors CoCOM8,905$527.0K<0.1%+220+2.5%AddedHistory
iShares Tr46436E619ESG ADVAN ETF10,619$528.0K<0.1%−11,665−52.3%Reduced–
Pgim ETF Tr69344A107PGIM ULTRA SH BD10,624$529.0K<0.1%+10,624New–
NLYAnnaly Capital Management IncCOM59,926$532.0K<0.1%−13,619−18.5%ReducedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF8,438$534.0K<0.1%+8,438New–
NETCloudflare, Inc.CL A COM5,083$538.0K<0.1%+420+9.0%AddedHistory
Fidelity MSCI Health Care Index ETF316092600ETF8,519$543.0K0.1%+2,847+50.2%Added–
CRWDCrowdStrike Holdings, Inc.Stock2,170$545.0K0.1%+228+11.7%AddedHistory
IAUiShares Gold TrustETF16,586$559.0K0.1%−4,437−21.1%ReducedConverted for a 1-for-2 splitHistory
Avidity Biosciences, Inc.05370A108COM22,654$560.0K0.1%−9,267−29.0%Reduced–
SPDR Series Trust78464A722ST STR SP PHARMA10,877$563.0K0.1%−5,451−33.4%Reduced–
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF6,290$564.0K0.1%+175+2.9%Added–
iShares Tr464287762US HLTHCARE ETF2,077$567.0K0.1%+2,077New–
iShares Tr464288307MRGSTR MD CP GRW8,293$571.0K0.1%−71−0.8%ReducedConverted for a 6-for-1 split–
ADPAutomatic Data Processing IncStock2,903$577.0K0.1%00.0%UnchangedHistory
iShares Tr464287739U.S. REAL ES ETF5,667$578.0K0.1%+50+0.9%Added–
MOAltria Group, Inc.Stock12,153$579.0K0.1%−3,283−21.3%ReducedHistory
FLCFlaherty & Crumrine Total Return Fund IncCOM23,740$579.0K0.1%−83,217−77.8%ReducedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF4,153$583.0K0.1%−221−5.1%Reduced–
Schwab U.S. Mid-Cap ETF808524508ETF7,474$585.0K0.1%+2,293+44.3%Added–
PTYPIMCO Corporate & Income Opportunity FundCOM29,774$589.0K0.1%−3,069−9.3%ReducedHistory
PHParker-Hannifin CorpStock1,922$590.0K0.1%−505−20.8%ReducedHistory
CLXClorox CoStock3,288$592.0K0.1%−70−2.1%ReducedHistory
iShares Inc464286608MSCI EURZONE ETF12,073$596.0K0.1%+295+2.5%Added–
BYNDBeyond Meat, Inc.COM3,785$596.0K0.1%−428−10.2%ReducedHistory
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF7,847$599.0K0.1%+1,424+22.2%Added–
Invesco Exch Traded FD Tr II46138G508SR LN ETF27,114$601.0K0.1%−5,049−15.7%Reduced–
AMATApplied Materials IncStock4,226$602.0K0.1%+100+2.4%AddedHistory
iShares Tr46435G433MSCI USA SMCP MN15,947$607.0K0.1%00.0%Unchanged–
SOSouthern CoStock10,117$612.0K0.1%+678+7.2%AddedHistory
iShares Tr464288158SHRT NAT MUN ETF5,686$613.0K0.1%−19,378−77.3%Reduced–
JCIJohnson Controls International plcStock8,986$617.0K0.1%−216−2.3%ReducedHistory
WisdomTree Tr97717W851JAPN HEDGE EQT10,276$627.0K0.1%00.0%Unchanged–

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Nwam LLC in Q2 2021
SecurityClassPutsCalls
SNASnap-on IncCOM–$375.0K

Sold out since Q1 2021 (66)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Nwam LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
GLWCorning IncCOM109,545$4.77M0.5%History
HPQHP IncStock117,668$3.74M0.4%History
WHRWhirlpool CorpStock16,025$3.53M0.4%History
DVNDevon Energy CorpStock146,190$3.19M0.3%History
EBAYeBay IncCOM44,113$2.70M0.3%History
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE14,914$2.34M0.2%–
AGROAdecoagro S.A.COM175,900$1.38M0.1%History
GWWW.W. Grainger, Inc.Stock2,696$1.08M0.1%History
SYYSysco CorpStock8,269$651.0K0.1%History
Schwab Strategic Tr8085246985 10YR CORP BD12,572$646.0K0.1%–
IVZInvesco Ltd.Stock24,131$609.0K0.1%History
MARMarriott International IncStock4,088$605.0K0.1%History
Vanguard World FD921910873MEGA CAP INDEX3,916$549.0K0.1%–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF7,107$519.0K0.1%–
J P Morgan Exchange-Traded F46641Q712BETBULD JAPAN18,036$514.0K0.1%–
DALDelta Air Lines, Inc.COM NEW10,131$489.0K<0.1%History
NEANuveen AMT-Free Quality Municipal Income FundCOM25,855$383.0K<0.1%History
EMDWestern Asset Emerging Markets Debt Fund Inc.COM28,693$379.0K<0.1%History
OMPOasis Midstream Partners LPCOM UNITS REPS16,555$370.0K<0.1%History
SNOWSnowflake Inc.Stock1,587$364.0K<0.1%History
iShares Tr46428951110+ YR INVST GRD5,275$352.0K<0.1%–
Flexshares Tr33939L860QUALT DIVD IDX6,374$340.0K<0.1%–
CNXCNX Resources CorpCOM22,117$325.0K<0.1%History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF9,927$311.0K<0.1%–
JRINuveen Real Asset Income & Growth FundCOM21,021$309.0K<0.1%History
iShares Tr46436E767ESG MSCI USA ETF9,257$307.0K<0.1%–
SDGRSchrodinger, Inc.COM4,020$307.0K<0.1%History
iShares Tr464288570ESG MSCI KLD ETF3,853$294.0K<0.1%–
iShares Tr46435G193ESG AWRE USD ETF10,919$294.0K<0.1%–
HIGHartford Insurance Group, Inc.Stock4,297$287.0K<0.1%History
iShares Tr46435U663ESG AWARE MSCI7,104$274.0K<0.1%–
Hoegh LNG Partners LPY3262R100COM UNIT LTD17,942$261.0K<0.1%–
iShares Tr46435G516ESG AW MSCI EAFE3,324$252.0K<0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF4,905$243.0K<0.1%–
ADIAnalog Devices IncStock1,549$240.0K<0.1%History
STNGScorpio Tankers Inc.SHS12,948$239.0K<0.1%History
SPDR Ser Tr78468R655S&P KENSHO CLEAN2,073$236.0K<0.1%–
NEMNEWMONT CorpStock3,790$228.0K<0.1%History
iShares Tr464287754US INDUSTRIALS2,136$226.0K<0.1%–
TSMTaiwan Semiconductor Manufacturing Co LtdADR1,857$220.0K<0.1%History
iShares Tr46436E759ESG EAFE ETF3,390$220.0K<0.1%–
AMTXAemetis, IncCOM NEW8,700$213.0K<0.1%History
SCCOSouthern Copper CorpStock3,105$211.0K<0.1%History
BHKBlackRock Core Bond TrustSHS BEN INT13,294$209.0K<0.1%History
Janus Detroit STR Tr47103U209HENDERSN SML ETF3,099$208.0K<0.1%–
NZFNuveen Municipal Credit Income FundCOM SH BEN INT12,893$208.0K<0.1%History
BDXBecton Dickinson & CoStock839$204.0K<0.1%History
SCHWSchwab Charles CorpStock3,079$201.0K<0.1%History
FTFFranklin Ltd Duration Income TrustCOM20,834$191.0K<0.1%History
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS16,411$189.0K<0.1%History
Maiden Holdings, Ltd.G5753U112SHS56,687$187.0K<0.1%–
NADNuveen Quality Municipal Income FundCOM12,120$183.0K<0.1%History
First Tr Energy Income & Gro33738G104COM13,250$177.0K<0.1%–
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM12,363$169.0K<0.1%History
NACNuveen California Quality Municipal Income FundCOM11,093$165.0K<0.1%History
ETRNMidstream Co LLCCOM17,411$142.0K<0.1%History
MFAMfa Financial, Inc.COM29,525$120.0K<0.1%History
Health Assurn Acquisition Co42226W208UNIT 99/99/999910,000$108.0K<0.1%–
Enable Midstream Partners, LP292480100COM UNIT RP IN16,375$106.0K<0.1%–
SBSCompanhia de Saneamento Basico Do Estado de Sao Paulo-SabespSPONSORED ADR13,530$99.0K<0.1%History
Oaktree Acquisition Corp IIG6715X103CL A SHS10,000$99.0K<0.1%–
GGBGerdau S.A.SPON ADR REP PFD14,913$80.0K<0.1%History
MMTAberdeen Multi-Market Income FundSH BEN INT12,400$80.0K<0.1%History
GASSStealthGas Inc.SHS14,538$41.0K<0.1%History
Best Inc08653C106SPONSORED ADS15,050$28.0K<0.1%–
Naked Brand Group LimitedQ6519T117SHS NEW20,442$15.0K<0.1%–