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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 4, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
467
−22 vs. Q1 2021
Portfolio value
$1.08B
+$74.3M (+7.4%) vs. Q1 2021
Filed
Aug 4, 2021
SEC
Holdings of Nwam LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ATHXAthersys, IncCOM20,000$29.0K<0.1%00.0%UnchangedHistory
ADVMAdverum Biotechnologies, Inc.COM10,000$35.0K<0.1%00.0%UnchangedHistory
KZRKezar Life Sciences, Inc.COM12,592$68.0K<0.1%00.0%UnchangedHistory
TSITCW Strategic Income Fund IncCOM11,700$69.0K<0.1%−20,900−64.1%ReducedHistory
JQCNuveen Credit Strategies Income FundCOM SHS11,041$75.0K<0.1%−23,604−68.1%ReducedHistory
RIGTransocean Ltd.REGISTERED SHS17,779$80.0K<0.1%+1,889+11.9%AddedHistory
NSLNuveen Senior Income FundCOM14,100$83.0K<0.1%+3,500+33.0%AddedHistory
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY11,000$88.0K<0.1%−600−5.2%Reduced–
TDAYUSA TODAY Co., Inc.COM21,451$118.0K<0.1%−1,528−6.6%ReducedHistory
LEOBNY Mellon Strategic Municipals, Inc.COM15,500$139.0K<0.1%00.0%UnchangedHistory
INOInovio Pharmaceuticals, Inc.COM NEW16,200$150.0K<0.1%+500+3.2%AddedHistory
ABEVAmbev S.A.SPONSORED ADR44,911$154.0K<0.1%−707−1.5%ReducedHistory
VGMInvesco Trust for Investment Grade MunicipalsCOM11,570$162.0K<0.1%00.0%UnchangedHistory
OYSTOyster Point Pharma, Inc.COM10,000$172.0K<0.1%00.0%UnchangedHistory
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM12,000$188.0K<0.1%−4,000−25.0%ReducedHistory
MMacy's, Inc.COM10,101$192.0K<0.1%+10,101NewHistory
URIUnited Rentals, Inc.COM631$201.0K<0.1%−95−13.1%ReducedHistory
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER3,767$202.0K<0.1%+3,767New–
TWLOTwilio IncCL A513$202.0K<0.1%+513NewHistory
CHTRCharter Communications, Inc.CL A282$203.0K<0.1%+282NewHistory
DGDollar General CorpCOM945$204.0K<0.1%+945NewHistory
SFLSFL Corp Ltd.SHS26,746$205.0K<0.1%+1,506+6.0%AddedHistory
Invesco Exchange Traded FD T46137V142WATER RES ETF3,855$206.0K<0.1%+3,855New–
HZNPHorizon Therapeutics Public Ltd CoSHS2,202$206.0K<0.1%+2,202NewHistory
DDominion Energy, IncStock2,836$209.0K<0.1%−565−16.6%ReducedHistory
ZSZscaler, Inc.Stock972$210.0K<0.1%+972NewHistory
SPDR Series Trust78468R549SP O&G EQP SERV3,404$211.0K<0.1%+3,404New–
Schwab Emerging Markets Equity ETF808524706ETF6,500$214.0K<0.1%+6,500New–
Invesco Exchange Traded FD T46137V621FINL PFD ETF11,152$215.0K<0.1%−16,757−60.0%Reduced–
NOWServiceNow, Inc.Stock397$218.0K<0.1%−3,181−88.9%ReducedHistory
State Street Materials Select Sector SPDR ETF81369Y100ETF2,646$218.0K<0.1%+2,646New–
Invesco Exch Traded FD Tr II46138E230S&P INTL LOW7,048$218.0K<0.1%+7,048New–
HPSJohn Hancock Preferred Income Fund IIICOM11,356$218.0K<0.1%−13,362−54.1%ReducedHistory
GISGeneral Mills IncStock3,599$219.0K<0.1%−100−2.7%ReducedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF3,131$219.0K<0.1%+86+2.8%Added–
AMTAmerican Tower CorpREIT813$220.0K<0.1%−51−5.9%ReducedHistory
ARK ETF Tr00214Q203AUTNMUS TECHNLGY2,547$220.0K<0.1%+2,547New–
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW4,114$220.0K<0.1%+4,114New–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF1,237$221.0K<0.1%+1,237New–
DUKDuke Energy CORPStock2,264$223.0K<0.1%−983−30.3%ReducedHistory
NTRSNorthern Trust CorpCOM1,929$223.0K<0.1%−10−0.5%ReducedHistory
BNYBank of New York Mellon CorpStock4,369$224.0K<0.1%+4,369NewHistory
IPGInterpublic Group of Companies, Inc.COM6,882$224.0K<0.1%−1,768−20.4%ReducedHistory
Schwab US Aggregate Bond ETF808524839ETF4,120$225.0K<0.1%−632−13.3%Reduced–
TTTrane Technologies plcSHS1,231$227.0K<0.1%−426−25.7%ReducedHistory
MRVLMarvell Technology, Inc.COM3,921$229.0K<0.1%−550−12.3%ReducedHistory
SGOLabrdn Gold ETF TrustETF13,561$230.0K<0.1%+1,788+15.2%AddedHistory
Vanguard Long-Term Treasury ETF92206C847ETF2,669$234.0K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR5,158$234.0K<0.1%+5,158New–
PAYXPaychex IncStock2,192$235.0K<0.1%−2−0.1%ReducedHistory
XYLXylem Inc.COM1,987$238.0K<0.1%00.0%UnchangedHistory
CTVACorteva, Inc.Stock5,414$240.0K<0.1%+1,019+23.2%AddedHistory
DBBInvesco DB Base Metals FundBASE METALS FD12,000$243.0K<0.1%+12,000NewHistory
MAMastercard IncStock671$245.0K<0.1%−71−9.6%ReducedHistory
State Street Communication Services Select Sector SPDR ETF81369Y852ETF3,023$245.0K<0.1%+3,023New–
GDGeneral Dynamics CorpStock1,303$245.0K<0.1%−34−2.5%ReducedHistory
FISFidelity National Information Services, Inc.Stock1,748$248.0K<0.1%−5−0.3%ReducedHistory
iShares Tr46435G417CR 5 10 YR ETF4,850$249.0K<0.1%−654−11.9%Reduced–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT4,899$249.0K<0.1%−219−4.3%Reduced–
LDOSLeidos Holdings, Inc.COM2,463$249.0K<0.1%+2,463NewHistory
TTETotalEnergies SESPONSORED ADS5,504$249.0K<0.1%−1,193−17.8%ReducedHistory
LINLinde PLCSHS861$249.0K<0.1%−13−1.5%ReducedHistory
HSYHershey CoCOM1,442$251.0K<0.1%00.0%UnchangedHistory
NVSNovartis AGADR2,767$252.0K<0.1%−15−0.5%ReducedHistory
iShares Tr464288166AGENCY BOND ETF2,190$259.0K<0.1%+2,190New–
ETEnergy Transfer LPCOM UT LTD PTN24,809$264.0K<0.1%−28,979−53.9%ReducedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF913$265.0K<0.1%−122−11.8%Reduced–
iShares Core S&P US Value ETF464287663ETF3,677$265.0K<0.1%+25+0.7%Added–
IFFInternational Flavors & Fragrances IncCOM1,772$265.0K<0.1%−50−2.7%ReducedHistory
WisdomTree Tr97717W281EMG MKTS SMCAP4,890$266.0K<0.1%+45+0.9%Added–
ProShares Tr74347X633ULTRA FNCLS NEW4,317$267.0K<0.1%+10.0%Added–
ARK ETF Tr00214Q302GENOMIC REV ETF2,906$269.0K<0.1%+421+16.9%Added–
iShares Tr464287515EXPANDED TECH690$269.0K<0.1%−10−1.4%Reduced–
VanEck ETF Trust92189F387SHRT HGH YLD MUN10,596$270.0K<0.1%00.0%Unchanged–
TRVTravelers Companies, Inc.Stock1,821$273.0K<0.1%−8−0.4%ReducedHistory
WYWeyerhaeuser CoCOM NEW7,946$273.0K<0.1%−4,652−36.9%ReducedHistory
iShares Tr46434V4070-5YR HI YL CP5,942$274.0K<0.1%−837−12.3%Reduced–
IPInternational Paper CoCOM4,592$282.0K<0.1%−100−2.1%ReducedHistory
iShares Russell Mid-Cap Value ETF464287473ETF2,468$284.0K<0.1%−6,025−70.9%Reduced–
Schwab International Small-Cap Equity ETF808524888ETF6,903$287.0K<0.1%−880−11.3%Reduced–
STZConstellation Brands, Inc.Stock1,229$288.0K<0.1%−2,339−65.6%ReducedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR7,352$289.0K<0.1%+459+6.7%AddedHistory
Flexshares Tr33939L837INTL QLTDV IDX10,920$290.0K<0.1%−215−1.9%Reduced–
LUMNLumen Technologies, Inc.Stock21,431$291.0K<0.1%+690+3.3%AddedHistory
SPDR Series Trust78464A656ST STR TIPS ETF9,360$291.0K<0.1%−725−7.2%Reduced–
OKEONEOK IncCOM5,238$291.0K<0.1%+5,238NewHistory
Vanguard Industrials ETF92204A603ETF1,496$294.0K<0.1%+1,496New–
PGRProgressive CorpStock3,041$299.0K<0.1%00.0%UnchangedHistory
LMTLockheed Martin CorpStock808$306.0K<0.1%−6−0.7%ReducedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF2,328$309.0K<0.1%+94+4.2%Added–
APDAir Products & Chemicals, Inc.Stock1,082$311.0K<0.1%00.0%UnchangedHistory
FST Tr New Opport MLP & Ene33739M100COM52,632$311.0K<0.1%00.0%Unchanged–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF3,312$315.0K<0.1%+529+19.0%Added–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH6,220$317.0K<0.1%+394+6.8%AddedHistory
XYZBlock, Inc.CL A1,304$318.0K<0.1%+193+17.4%AddedHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT5,725$318.0K<0.1%−2,350−29.1%ReducedHistory
Global X Lithium & Battery Tech ETF37954Y855ETF4,413$320.0K<0.1%−1,720−28.0%Reduced–
STIMNeuronetics, Inc.COM20,000$320.0K<0.1%00.0%UnchangedHistory
Royal Dutch Shell PLC780259206SPONS ADR A7,923$320.0K<0.1%−1,906−19.4%Reduced–
WELLWelltower Inc.REIT3,875$322.0K<0.1%00.0%UnchangedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Nwam LLC in Q2 2021
SecurityClassPutsCalls
SNASnap-on IncCOM–$375.0K

Sold out since Q1 2021 (66)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Nwam LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
GLWCorning IncCOM109,545$4.77M0.5%History
HPQHP IncStock117,668$3.74M0.4%History
WHRWhirlpool CorpStock16,025$3.53M0.4%History
DVNDevon Energy CorpStock146,190$3.19M0.3%History
EBAYeBay IncCOM44,113$2.70M0.3%History
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE14,914$2.34M0.2%–
AGROAdecoagro S.A.COM175,900$1.38M0.1%History
GWWW.W. Grainger, Inc.Stock2,696$1.08M0.1%History
SYYSysco CorpStock8,269$651.0K0.1%History
Schwab Strategic Tr8085246985 10YR CORP BD12,572$646.0K0.1%–
IVZInvesco Ltd.Stock24,131$609.0K0.1%History
MARMarriott International IncStock4,088$605.0K0.1%History
Vanguard World FD921910873MEGA CAP INDEX3,916$549.0K0.1%–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF7,107$519.0K0.1%–
J P Morgan Exchange-Traded F46641Q712BETBULD JAPAN18,036$514.0K0.1%–
DALDelta Air Lines, Inc.COM NEW10,131$489.0K<0.1%History
NEANuveen AMT-Free Quality Municipal Income FundCOM25,855$383.0K<0.1%History
EMDWestern Asset Emerging Markets Debt Fund Inc.COM28,693$379.0K<0.1%History
OMPOasis Midstream Partners LPCOM UNITS REPS16,555$370.0K<0.1%History
SNOWSnowflake Inc.Stock1,587$364.0K<0.1%History
iShares Tr46428951110+ YR INVST GRD5,275$352.0K<0.1%–
Flexshares Tr33939L860QUALT DIVD IDX6,374$340.0K<0.1%–
CNXCNX Resources CorpCOM22,117$325.0K<0.1%History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF9,927$311.0K<0.1%–
JRINuveen Real Asset Income & Growth FundCOM21,021$309.0K<0.1%History
iShares Tr46436E767ESG MSCI USA ETF9,257$307.0K<0.1%–
SDGRSchrodinger, Inc.COM4,020$307.0K<0.1%History
iShares Tr464288570ESG MSCI KLD ETF3,853$294.0K<0.1%–
iShares Tr46435G193ESG AWRE USD ETF10,919$294.0K<0.1%–
HIGHartford Insurance Group, Inc.Stock4,297$287.0K<0.1%History
iShares Tr46435U663ESG AWARE MSCI7,104$274.0K<0.1%–
Hoegh LNG Partners LPY3262R100COM UNIT LTD17,942$261.0K<0.1%–
iShares Tr46435G516ESG AW MSCI EAFE3,324$252.0K<0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF4,905$243.0K<0.1%–
ADIAnalog Devices IncStock1,549$240.0K<0.1%History
STNGScorpio Tankers Inc.SHS12,948$239.0K<0.1%History
SPDR Ser Tr78468R655S&P KENSHO CLEAN2,073$236.0K<0.1%–
NEMNEWMONT CorpStock3,790$228.0K<0.1%History
iShares Tr464287754US INDUSTRIALS2,136$226.0K<0.1%–
TSMTaiwan Semiconductor Manufacturing Co LtdADR1,857$220.0K<0.1%History
iShares Tr46436E759ESG EAFE ETF3,390$220.0K<0.1%–
AMTXAemetis, IncCOM NEW8,700$213.0K<0.1%History
SCCOSouthern Copper CorpStock3,105$211.0K<0.1%History
BHKBlackRock Core Bond TrustSHS BEN INT13,294$209.0K<0.1%History
Janus Detroit STR Tr47103U209HENDERSN SML ETF3,099$208.0K<0.1%–
NZFNuveen Municipal Credit Income FundCOM SH BEN INT12,893$208.0K<0.1%History
BDXBecton Dickinson & CoStock839$204.0K<0.1%History
SCHWSchwab Charles CorpStock3,079$201.0K<0.1%History
FTFFranklin Ltd Duration Income TrustCOM20,834$191.0K<0.1%History
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS16,411$189.0K<0.1%History
Maiden Holdings, Ltd.G5753U112SHS56,687$187.0K<0.1%–
NADNuveen Quality Municipal Income FundCOM12,120$183.0K<0.1%History
First Tr Energy Income & Gro33738G104COM13,250$177.0K<0.1%–
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM12,363$169.0K<0.1%History
NACNuveen California Quality Municipal Income FundCOM11,093$165.0K<0.1%History
ETRNMidstream Co LLCCOM17,411$142.0K<0.1%History
MFAMfa Financial, Inc.COM29,525$120.0K<0.1%History
Health Assurn Acquisition Co42226W208UNIT 99/99/999910,000$108.0K<0.1%–
Enable Midstream Partners, LP292480100COM UNIT RP IN16,375$106.0K<0.1%–
SBSCompanhia de Saneamento Basico Do Estado de Sao Paulo-SabespSPONSORED ADR13,530$99.0K<0.1%History
Oaktree Acquisition Corp IIG6715X103CL A SHS10,000$99.0K<0.1%–
GGBGerdau S.A.SPON ADR REP PFD14,913$80.0K<0.1%History
MMTAberdeen Multi-Market Income FundSH BEN INT12,400$80.0K<0.1%History
GASSStealthGas Inc.SHS14,538$41.0K<0.1%History
Best Inc08653C106SPONSORED ADS15,050$28.0K<0.1%–
Naked Brand Group LimitedQ6519T117SHS NEW20,442$15.0K<0.1%–