Relative Value Partners Group, LLC
- SEC CIK
- 0001649910
- Latest filing
- Jul 12, 2024
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 262
- +21 vs. Q2 2023
- Portfolio value
- $1.49B
- −$58.3M (−3.8%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard Morningstar Value ETF922908744 | ETF | 621,651 | $85.7M | 5.8% | +13,747+2.3% | Added | – |
| iShares S&P 100 ETF464287101 | ETF | 396,128 | $79.5M | 5.3% | −14,709−3.6% | Reduced | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 1,166,315 | $66.7M | 4.5% | +45,505+4.1% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 306,202 | $65.0M | 4.4% | −8,967−2.8% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 127,535 | $54.8M | 3.7% | −19,315−13.2% | Reduced | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 1,221,772 | $53.5M | 3.6% | +574,288+88.7% | Added | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 581,080 | $53.2M | 3.6% | +44,404+8.3% | Added | – |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 755,065 | $47.9M | 3.2% | +14,852+2.0% | Added | – |
| Invesco Exchange Traded FD T46137V613 | RAFI US 1000 ETF | 1,426,871 | $45.4M | 3.0% | −36,394−2.5% | ReducedConverted for a 5-for-1 split | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 694,291 | $40.0M | 2.7% | +73,785+11.9% | Added | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 1,249,318 | $36.6M | 2.5% | +32,121+2.6% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 732,495 | $32.0M | 2.2% | +257,669+54.3% | Added | – |
| American Centy ETF Tr025072877 | US SML CP VALU | 408,725 | $31.9M | 2.1% | +19,793+5.1% | Added | – |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 622,971 | $31.4M | 2.1% | +44,500+7.7% | Added | – |
| SPE.PCSpecial Opportunities Fund, Inc. | 2.75% CNV PFD C | 1,342,346 | $30.5M | 2.0% | −16,311−1.2% | Reduced | History |
| Dimensional ETF Trust25434V807 | INTERNATNAL VAL | 875,361 | $28.6M | 1.9% | +112,134+14.7% | Added | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 551,843 | $27.5M | 1.8% | +87,295+18.8% | Added | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 1,180,037 | $26.5M | 1.8% | −660,069−35.9% | Reduced | – |
| iShares S&P 500 Value ETF464287408 | ETF | 156,538 | $24.1M | 1.6% | −78,649−33.4% | Reduced | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 143,162 | $21.7M | 1.5% | −13,258−8.5% | Reduced | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 337,163 | $21.7M | 1.5% | −39,159−10.4% | Reduced | – |
| SPESpecial Opportunities Fund, Inc. | COM | 1,613,015 | $17.6M | 1.2% | −78,703−4.7% | Reduced | History |
| Janus Detroit STR Tr47103U852 | HENDERSON MTG | 401,514 | $17.4M | 1.2% | +401,514 | New | – |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 1,515,702 | $17.2M | 1.2% | −68,736−4.3% | Reduced | History |
| BRWSaba Capital Income & Opportunities Fund | SHS NEW | 2,146,400 | $16.5M | 1.1% | −26,928−1.2% | Reduced | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 57,802 | $14.4M | 1.0% | −15,562−21.2% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 142,175 | $13.4M | 0.9% | −25,158−15.0% | Reduced | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 78,162 | $12.5M | 0.8% | −27,738−26.2% | Reduced | – |
| BBDCBarings BDC, Inc. | COM | 1,360,205 | $12.1M | 0.8% | −59,353−4.2% | Reduced | History |
| Vanguard Information Technology ETF92204A702 | ETF | 29,064 | $12.1M | 0.8% | −130−0.4% | Reduced | – |
| TPZTortoise Power & Energy Infrastructure Fund Inc | COM | 842,040 | $11.2M | 0.8% | −47,225−5.3% | Reduced | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 212,075 | $10.1M | 0.7% | −42,595−16.7% | Reduced | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 84,767 | $8.69M | 0.6% | −11,115−11.6% | Reduced | – |
| Dimensional ETF Trust25434V781 | INTL SMALL CAP V | 357,858 | $8.51M | 0.6% | +667+0.2% | Added | – |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 93,931 | $8.38M | 0.6% | +222+0.2% | Added | – |
| iShares Tr464287150 | CORE S&P TTL STK | 85,041 | $8.01M | 0.5% | +71+0.1% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 18,036 | $7.71M | 0.5% | −5,107−22.1% | Reduced | History |
| Bondbloxx ETF Trust09789C788 | BLOOMBERG SIX MN | 152,070 | $7.64M | 0.5% | +125,131+464.5% | Added | – |
| WisdomTree Tr97717W588 | US LARGECAP FUND | 165,828 | $7.59M | 0.5% | −13,369−7.5% | Reduced | – |
| WisdomTree Tr97717W281 | EMG MKTS SMCAP | 163,694 | $7.57M | 0.5% | −73,398−31.0% | Reduced | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 187,526 | $7.35M | 0.5% | −610−0.3% | Reduced | – |
| JLSNuveen Mortgage & Income Fund | COM | 462,780 | $7.35M | 0.5% | −21,857−4.5% | Reduced | History |
| MCDMcDonalds Corp | Stock | 27,210 | $7.17M | 0.5% | +254+0.9% | Added | History |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 69,160 | $6.96M | 0.5% | +4,686+7.3% | Added | – |
| GDLGDL Fund | COM SH BEN IT | 863,467 | $6.69M | 0.4% | −60,132−6.5% | Reduced | History |
| TYTRI-CONTINENTAL Corp | COM | 245,668 | $6.53M | 0.4% | −3,577−1.4% | Reduced | History |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 85,747 | $6.52M | 0.4% | +1,642+2.0% | Added | – |
| MSFTMicrosoft Corp | Stock | 20,569 | $6.49M | 0.4% | +8,920+76.6% | Added | History |
| CCAPCrescent Capital BDC, Inc. | COM | 375,287 | $6.42M | 0.4% | −55,110−12.8% | Reduced | History |
| iShares Tr46432F388 | MSCI USA VALUE | 69,862 | $6.34M | 0.4% | −8,747−11.1% | Reduced | – |
| ECATBlackRock ESG Capital Allocation Term Trust | SHS BEN INT | 423,108 | $6.26M | 0.4% | −30,833−6.8% | Reduced | History |
| AAPLApple Inc. | Stock | 34,210 | $5.86M | 0.4% | +12,757+59.5% | Added | History |
| LADRLadder Capital Corp | CL A | 546,256 | $5.60M | 0.4% | −128,603−19.1% | Reduced | History |
| Bondbloxx ETF Trust09789C861 | BLOOMBERG ONE YR | 112,348 | $5.59M | 0.4% | +64,825+136.4% | Added | – |
| KMIKinder Morgan, Inc. | Stock | 320,724 | $5.32M | 0.4% | +13,711+4.5% | Added | History |
| FRABlackRock Floating Rate Income Strategies Fund, Inc. | COM | 416,989 | $5.26M | 0.4% | −800,532−65.8% | Reduced | History |
| JRINuveen Real Asset Income & Growth Fund | COM | 490,071 | $5.20M | 0.3% | −27,292−5.3% | Reduced | History |
| EMFTempleton Emerging Markets Fund | COM | 460,104 | $5.20M | 0.3% | −24,736−5.1% | Reduced | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 68,949 | $5.18M | 0.3% | −44,353−39.1% | Reduced | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 44,988 | $5.09M | 0.3% | −2,880−6.0% | Reduced | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 200,344 | $4.95M | 0.3% | −91,552−31.4% | Reduced | – |
| TRTXTPG RE Finance Trust, Inc. | COM | 731,887 | $4.93M | 0.3% | −23,384−3.1% | Reduced | History |
| BRSPBrightSpire Capital, Inc. | COM CL A | 737,489 | $4.62M | 0.3% | −24,029−3.2% | Reduced | History |
| FCTFirst Trust Senior Floating Rate Income Fund II | COM | 420,006 | $4.20M | 0.3% | −13,835−3.2% | Reduced | History |
| Dimensional ETF Trust25434V849 | NATL MUN BD ETF | 90,150 | $4.19M | 0.3% | −3,584−3.8% | Reduced | – |
| CMGChipotle Mexican Grill Inc | COM | 2,199 | $4.03M | 0.3% | +20+0.9% | Added | History |
| ACREAres Commercial Real Estate Corp | COM | 409,606 | $3.90M | 0.3% | +5,053+1.2% | Added | History |
| CCIFCarlyle Credit Income Fund | SHS BEN INT | 468,411 | $3.83M | 0.3% | −1,183,390−71.6% | Reduced | History |
| APOApollo Global Management, Inc. | COM | 40,673 | $3.65M | 0.2% | −9,327−18.7% | Reduced | History |
| EQCEQC Liquidating Trust | COM SH BEN INT | 197,320 | $3.62M | 0.2% | +21,001+11.9% | Added | History |
| KOCoca Cola Co | Stock | 64,661 | $3.62M | 0.2% | +3,135+5.1% | Added | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 35,003 | $3.60M | 0.2% | −12,146−25.8% | Reduced | – |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 114,477 | $3.60M | 0.2% | −4,473−3.8% | Reduced | – |
| iShares Tr464287622 | RUS 1000 ETF | 15,060 | $3.54M | 0.2% | −16−0.1% | Reduced | – |
| Dimensional ETF Trust25434V815 | US SMALL CAP ETF | 132,603 | $3.36M | 0.2% | +2,764+2.1% | Added | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 58,378 | $3.12M | 0.2% | +50+0.1% | Added | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 2,799 | $3.12M | 0.2% | +2,799 | New | History |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 137,439 | $2.99M | 0.2% | −56,383−29.1% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 6,467 | $2.95M | 0.2% | 00.0% | Unchanged | History |
| WDIWestern Asset Diversified Income Fund (WDI) | COM SHS BEN INT | 222,785 | $2.95M | 0.2% | −30,679−12.1% | Reduced | History |
| IAUiShares Gold Trust | ETF | 82,937 | $2.90M | 0.2% | 00.0% | Unchanged | History |
| GUGGuggenheim Active Allocation Fund | COMMON STOCK | 214,521 | $2.90M | 0.2% | −35,197−14.1% | Reduced | History |
| XYLXylem Inc. | COM | 31,129 | $2.83M | 0.2% | +2,162+7.5% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 8,075 | $2.83M | 0.2% | +1,321+19.6% | Added | History |
| ASGIabrdn Global Infrastructure Income Fund | COM SHS BEN INT | 175,584 | $2.83M | 0.2% | −5,340−3.0% | Reduced | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 37,663 | $2.78M | 0.2% | +8,227+27.9% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 40,089 | $2.76M | 0.2% | −1,224−3.0% | Reduced | – |
| GPMTGranite Point Mortgage Trust Inc. | COM STK | 551,706 | $2.69M | 0.2% | −12,398−2.2% | Reduced | History |
| SBUXStarbucks Corp | Stock | 28,139 | $2.57M | 0.2% | +395+1.4% | Added | History |
| BRTBRT Apartments Corp. | COM | 147,853 | $2.55M | 0.2% | −4,577−3.0% | Reduced | History |
| EBCEastern Bankshares, Inc. | COM | 201,950 | $2.53M | 0.2% | +450+0.2% | Added | History |
| Dimensional ETF Trust25434V104 | US CORE EQT MKT | 84,015 | $2.52M | 0.2% | +84,015 | New | – |
| iShares Tr46434V464 | LOW CA OP MS ETF | 16,423 | $2.47M | 0.2% | −2,890−15.0% | Reduced | – |
| NMLNeuberger Energy Infrastructure & Income Fund Inc. | COM | 358,486 | $2.47M | 0.2% | −10,191−2.8% | Reduced | History |
| iShares Tr46436E874 | IBONDS 24 TRM TS | 102,457 | $2.44M | 0.2% | −15,827−13.4% | Reduced | – |
| AEFabrdn Emerging Markets ex-China Fund, Inc. | COM | 509,359 | $2.43M | 0.2% | −43,711−7.9% | Reduced | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 18,229 | $2.40M | 0.2% | −310−1.7% | Reduced | – |
| FTHYFirst Trust High Yield Opportunities 2027 Term Fund | COM | 174,945 | $2.33M | 0.2% | −9,367−5.1% | Reduced | History |
| SDHYPGIM Short Duration High Yield Opportunities Fund | COM | 159,603 | $2.31M | 0.2% | −8,981−5.3% | Reduced | History |
| Dimensional ETF Trust25434V872 | CORE FIXE IN ETF | 56,987 | $2.30M | 0.2% | −667−1.2% | Reduced | – |
Sold out since Q2 2023 (18)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| FOCSFocus Financial Partners Inc. | COM CL A | 152,196 | $7.99M | 0.5% | History |
| First Tr Exchange-Traded FD33738D101 | NO AMER ENERGY | 118,780 | $3.21M | 0.2% | – |
| Invesco Exch Traded FD Tr II46138E727 | RAFI EMRGNG MRKT | 105,890 | $1.97M | 0.1% | – |
| Proshares Ultrapro Short Qqq - US ETP74347G432 | Exchange-Traded Fund | 90,000 | $1.70M | 0.1% | – |
| WisdomTree Tr97717W570 | US MIDCAP FUND | 27,243 | $1.44M | 0.1% | – |
| Invesco Exch Traded FD Tr II46138E743 | RAFI DVLPD MRKTS | 30,442 | $1.37M | 0.1% | – |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 65,576 | $1.02M | 0.1% | History |
| iShares Tr464289867 | CORE 60 BALA ETF | 18,939 | $974.4K | 0.1% | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 51,393 | $820.8K | 0.1% | – |
| SPDR Index Shs FDS78463X541 | ST STR NAT ETF | 12,732 | $686.4K | <0.1% | – |
| LINLinde PLC | SHS | 767 | $292.3K | <0.1% | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,746 | $283.6K | <0.1% | – |
| ATMPBarclays Bank PLC | IPATH SELCT MLP | 12,700 | $253.0K | <0.1% | History |
| RYNRayonier Inc | COM | 7,320 | $229.8K | <0.1% | History |
| FMCFMC Corp | COM NEW | 2,012 | $209.9K | <0.1% | History |
| ABSTAbsolute Software Corp | COM | 10,336 | $118.4K | <0.1% | History |
| VTRSViatris Inc | Stock | 11,282 | $112.6K | <0.1% | History |
| SEELSeelos Therapeutics, Inc. | COM | 15,000 | $17.9K | <0.1% | History |