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Relative Value Partners Group, LLC

SEC CIK
0001649910
Latest filing
Jul 12, 2024

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed Jun 28, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
244
−14 vs. Q4 2022
Portfolio value
$1.47B
+$45.8M (+3.2%) vs. Q4 2022
Filed
Jun 28, 2023
AmendedSEC
Holdings of Relative Value Partners Group, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Value ETF922908744ETF608,493$84.0M5.7%+9,561+1.6%Added–
iShares S&P 100 ETF464287101ETF417,462$78.1M5.3%−26,134−5.9%Reduced–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS1,098,572$65.9M4.5%+43,665+4.1%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF314,697$64.2M4.4%−5,000−1.6%Reduced–
iShares Core S&P 500 ETF464287200ETF133,785$55.0M3.8%+13,851+11.5%Added–
iShares Tr4642874407-10 YR TRSY BD536,160$53.1M3.6%+10,597+2.0%Added–
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF295,061$46.3M3.2%+3,265+1.1%Added–
WisdomTree Tr97717X669US QTLY DIV GRT731,229$45.6M3.1%−9,900−1.3%Reduced–
iShares U.S. Treasury Bond ETF46429B267ETF1,813,100$42.4M2.9%−72,977−3.9%Reduced–
iShares S&P 500 Value ETF464287408ETF240,577$36.5M2.5%−21,142−8.1%Reduced–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF1,218,105$36.1M2.5%−23,335−1.9%Reduced–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS587,042$34.4M2.3%+36,365+6.6%Added–
SPE.PCSpecial Opportunities Fund, Inc.2.75% CNV PFD C1,382,701$31.6M2.2%−2,541−0.2%ReducedHistory
Janus Detroit STR Tr47103U845HENDRSON AAA CL517,266$25.6M1.7%+508,037+5,504.8%Added–
Dimensional ETF Trust25434V807INTERNATNAL VAL763,865$24.6M1.7%+35,604+4.9%Added–
American Centy ETF Tr025072877US SML CP VALU317,082$23.5M1.6%+71,557+29.1%Added–
iShares Core MSCI Eafe ETF46432F842ETF340,622$22.8M1.6%+63,012+22.7%Added–
iShares Tr464288646ISHS 1-5YR INVS447,993$22.6M1.5%−5,216−1.2%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF468,240$21.2M1.4%+14,581+3.2%Added–
iShares Russell 1000 Value ETF464287598ETF138,670$21.1M1.4%+23,858+20.8%Added–
NFJVirtus Dividend, Interest & Premium Strategy FundCOM1,661,179$19.5M1.3%−157,188−8.6%ReducedHistory
SPESpecial Opportunities Fund, Inc.COM1,709,837$18.7M1.3%−54,416−3.1%ReducedHistory
BRWSaba Capital Income & Opportunities FundSHS NEW2,191,104$17.9M1.2%−53,900−2.4%ReducedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF103,595$16.4M1.1%+8,006+8.4%Added–
CCIFCarlyle Credit Income FundSHS BEN INT1,672,655$16.4M1.1%−49,011−2.8%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF168,521$16.3M1.1%−8,669−4.9%Reduced–
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM1,329,890$15.6M1.1%−61,729−4.4%ReducedHistory
Vanguard Short-Term Bond ETF921937827ETF171,577$13.1M0.9%−8,333−4.6%Reduced–
TPZTortoise Power & Energy Infrastructure Fund IncCOM909,269$11.7M0.8%−13,229−1.4%ReducedHistory
BBDCBarings BDC, Inc.COM1,469,934$11.7M0.8%+7,746+0.5%AddedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF238,041$11.6M0.8%+961+0.4%Added–
Vanguard Information Technology ETF92204A702ETF29,110$11.2M0.8%−1,645−5.3%Reduced–
WisdomTree Tr97717W281EMG MKTS SMCAP236,972$10.9M0.7%+38,978+19.7%Added–
iShares Tr464288414NATIONAL MUN ETF98,467$10.6M0.7%+12,968+15.2%Added–
SPYSPDR S&P 500 ETF TrustETF24,246$9.93M0.7%−2,634−9.8%ReducedHistory
FOCSFocus Financial Partners Inc.COM CL A162,575$8.43M0.6%−100−0.1%ReducedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF90,093$8.43M0.6%+30,307+50.7%Added–
WisdomTree Tr97717W588US LARGECAP FUND186,450$8.15M0.6%−47,642−20.4%Reduced–
ECATBlackRock ESG Capital Allocation Term TrustSHS BEN INT521,865$8.15M0.6%+31,780+6.5%AddedHistory
JLSNuveen Mortgage & Income FundCOM493,380$7.87M0.5%−10,600−2.1%ReducedHistory
iShares Tr46434VBG4IBONDS DEC24 ETF317,057$7.80M0.5%−86,061−21.3%Reduced–
iShares Tr464287150CORE S&P TTL STK85,225$7.72M0.5%+9,290+12.2%Added–
Dimensional ETF Trust25434V781INTL SMALL CAP V322,601$7.68M0.5%+322,601New–
Vanguard Mortgage-Backed Securities ETF92206C771ETF162,662$7.57M0.5%+162,662New–
GDLGDL FundCOM SH BEN IT961,424$7.54M0.5%−95,623−9.0%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF186,553$7.54M0.5%−8,646−4.4%Reduced–
MCDMcDonalds CorpStock26,948$7.53M0.5%−1,915−6.6%ReducedHistory
TYTRI-CONTINENTAL CorpCOM256,108$6.80M0.5%−82,124−24.3%ReducedHistory
Nuveen Intermediate Duration Quality Municipal Term Fund670677103COM522,852$6.68M0.5%−82,183−13.6%Reduced–
LADRLadder Capital CorpCL A689,302$6.51M0.4%+11,674+1.7%AddedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF80,061$6.42M0.4%+1,166+1.5%Added–
JRINuveen Real Asset Income & Growth FundCOM536,702$6.30M0.4%−25,688−4.6%ReducedHistory
iShares Tr46436E7180-3 MTH TREASURY62,615$6.30M0.4%+26,880+75.2%Added–
EMFTempleton Emerging Markets FundCOM536,923$6.28M0.4%−37,161−6.5%ReducedHistory
BCATBlackRock Capital Allocation Term TrustCOM411,764$6.23M0.4%−86,055−17.3%ReducedHistory
iShares Tr46432F388MSCI USA VALUE64,779$6.00M0.4%+13,941+27.4%Added–
CCAPCrescent Capital BDC, Inc.COM434,045$5.91M0.4%−3,627−0.8%ReducedHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF55,436$5.82M0.4%+9,861+21.6%Added–
PNNTPennantpark Investment CorpCOM1,059,861$5.60M0.4%+5,394+0.5%AddedHistory
iShares Tr4642886613 7 YR TREAS BD47,399$5.58M0.4%+16,823+55.0%Added–
KMIKinder Morgan, Inc.Stock316,200$5.54M0.4%+783+0.2%AddedHistory
Dimensional ETF Trust25434V849NATL MUN BD ETF113,030$5.46M0.4%−2,513−2.2%Reduced–
TRTXTPG RE Finance Trust, Inc.COM750,611$5.45M0.4%+29,572+4.1%AddedHistory
GBDCGolub Capital BDC, Inc.COM397,368$5.39M0.4%+4,157+1.1%AddedHistory
iShares Tr464288521CRE U S REIT ETF100,363$5.06M0.3%+18,334+22.4%Added–
BRSPBrightSpire Capital, Inc.COM CL A743,691$4.39M0.3%+68,884+10.2%AddedHistory
WDIWestern Asset Diversified Income Fund (WDI)COM SHS BEN INT322,256$4.29M0.3%−168,178−34.3%ReducedHistory
MSFTMicrosoft CorpStock14,807$4.26M0.3%−1,009−6.4%ReducedHistory
EQCEQC Liquidating TrustCOM SH BEN INT201,098$4.16M0.3%+11,377+6.0%AddedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF122,847$3.99M0.3%−54,069−30.6%Reduced–
KOCoca Cola CoStock61,526$3.82M0.3%−269−0.4%ReducedHistory
CMGChipotle Mexican Grill IncCOM2,177$3.72M0.3%−47−2.1%ReducedHistory
GUGGuggenheim Active Allocation FundCOMMON STOCK260,812$3.66M0.2%−5,471−2.1%ReducedHistory
AAPLApple Inc.Stock22,206$3.66M0.2%+2,208+11.0%AddedHistory
GPMTGranite Point Mortgage Trust Inc.COM STK734,019$3.64M0.2%+14,867+2.1%AddedHistory
iShares Tr46436E874IBONDS 24 TRM TS146,542$3.52M0.2%+54,928+60.0%Added–
ASGIabrdn Global Infrastructure Income FundCOM SHS BEN INT195,678$3.51M0.2%+195,678NewHistory
FCTFirst Trust Senior Floating Rate Income Fund IICOM340,985$3.39M0.2%+59,797+21.3%AddedHistory
iShares Tr464287622RUS 1000 ETF15,050$3.39M0.2%−84−0.6%Reduced–
ACREAres Commercial Real Estate CorpCOM370,597$3.37M0.2%+14,184+4.0%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F58,138$3.21M0.2%−826−1.4%Reduced–
BRTBRT Apartments Corp.COM160,341$3.16M0.2%−33,696−17.4%ReducedHistory
APOApollo Global Management, Inc.COM50,000$3.16M0.2%00.0%UnchangedHistory
First Tr Exchange-Traded FD33738D101NO AMER ENERGY118,250$3.15M0.2%+490+0.4%Added–
AEFabrdn Emerging Markets ex-China Fund, Inc.COM585,647$3.14M0.2%−16,296−2.7%ReducedHistory
IAUiShares Gold TrustETF83,114$3.11M0.2%+202+0.2%AddedHistory
iShares MSCI Eafe ETF464287465ETF43,260$3.09M0.2%+6,791+18.6%Added–
XYLXylem Inc.COM28,967$3.03M0.2%00.0%UnchangedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF6,467$2.96M0.2%−234−3.5%ReducedHistory
SDHYPGIM Short Duration High Yield Opportunities FundCOM195,945$2.90M0.2%−5,056−2.5%ReducedHistory
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM206,970$2.89M0.2%−21,239−9.3%ReducedHistory
SBUXStarbucks CorpStock27,743$2.89M0.2%+195+0.7%AddedHistory
iShares Tr46434V464LOW CA OP MS ETF19,129$2.83M0.2%+11,363+146.3%Added–
MINAberdeen Intermediate Income FundSH BEN INT975,854$2.70M0.2%+50,977+5.5%AddedHistory
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM388,566$2.55M0.2%−21,187−5.2%ReducedHistory
EBCEastern Bankshares, Inc.COM201,800$2.55M0.2%−4,200−2.0%ReducedHistory
Dimensional ETF Trust25434V815US SMALL CAP ETF101,583$2.53M0.2%+2,227+2.2%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF19,236$2.39M0.2%−9,766−33.7%Reduced–
iShares Russell 1000 Growth ETF464287614ETF9,716$2.37M0.2%00.0%Unchanged–
BKTBlackRock Income Trust, Inc.COM NEW183,445$2.31M0.2%−30,121−14.1%ReducedHistory

Sold out since Q4 2022 (25)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Relative Value Partners Group, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
iShares Core S&P Mid-Cap ETF464287507ETF63,918$15.5M1.1%–
NUVNuveen Municipal Value Fund IncCOM542,506$4.67M0.3%History
Macquarie Global Infrastruct55608D101COM163,884$3.72M0.3%–
UVXYProShares Trust IIULTRA VIX SHORT520,000$3.57M0.3%History
NRDSNerdwallet, Inc.COM CL A300,000$2.88M0.2%History
EIMEaton Vance Municipal Bond FundCOM271,053$2.82M0.2%History
ProShares Tr74347B110ULTRAPRO SHORT S160,000$2.70M0.2%–
Global X FDS37954Y483NASDAQ 100 COVER117,560$1.87M0.1%–
DLYDoubleLine Yield Opportunities FundCOM86,245$1.13M0.1%History
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT65,134$973.1K0.1%History
BXMTBlackstone Mortgage Trust, Inc.COM CL A40,582$859.1K0.1%History
Tenneco Inc880349105CL A VTG COM STK4,750$585.1K<0.1%–
PIMCO ETF Tr72201R718ENHNCD LW DUR AC4,260$401.5K<0.1%–
BSLBlackstone Senior Floating Rate 2027 Term FundCOM30,365$377.4K<0.1%History
Nuveen N Y Select Tax Free I67063V104SH BEN INT28,733$333.0K<0.1%–
OCSLOaktree Specialty Lending CorpCOM47,183$324.1K<0.1%History
BXBlackstone Inc.COM4,052$300.6K<0.1%History
FLCFlaherty & Crumrine Total Return Fund IncCOM16,824$265.7K<0.1%History
NADNuveen Quality Municipal Income FundCOM21,841$257.7K<0.1%History
iShares Tr46434V456MSCI INTL QUALTY6,539$211.8K<0.1%–
MSIMotorola Solutions, Inc.Stock820$211.3K<0.1%History
PIMCO ETF Tr72201R627SR LN ACTIVE ETF4,101$200.0K<0.1%–
Meridian Bioscience Inc589584101COM6,010$199.6K<0.1%–
BTZBlackRock Credit Allocation Income TrustCOM19,327$195.2K<0.1%History
PFLTPennantPark Floating Rate Capital Ltd.COM10,806$118.7K<0.1%History