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Livermore
Livermore
ZHEN

Man Group plc

SEC CIK
0001637460
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,795
−55 vs. Q2 2021
Portfolio value
$28.2B
−$107.0M (−0.4%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Man Group plc in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ATHXAthersys, IncCOM15,500$21.0K<0.1%+15,500NewHistory
IDEXIdeanomics, Inc.COM11,051$22.0K<0.1%−94,444−89.5%ReducedHistory
Ardagh Metal Packaging S.A.L02235114*W EXP 08/04/20213,576$29.0K<0.1%+13,576New–
LITSLite Strategy, Inc.COM NEW12,300$34.0K<0.1%+12,300NewHistory
KOSKosmos Energy Ltd.COM12,200$36.0K<0.1%−3,200−20.8%ReducedHistory
WYNNWynn Resorts LtdCOM585$50.0K<0.1%−9,781−94.4%ReducedHistory
AMRXAmneal Pharmaceuticals, Inc.COM STK CL A11,933$64.0K<0.1%−1,225−9.3%ReducedHistory
SQNSSequans CommunicationsSPONSORED ADS14,565$64.0K<0.1%−8,167−35.9%ReducedHistory
UWM Holdings Corp91823B117*W EXP 01/21/20266,055$64.0K<0.1%−7,186−9.8%Reduced–
LTRPALiberty TripAdvisor Holdings, Inc.COM SER A22,500$70.0K<0.1%+22,500NewHistory
LVOLiveOne, Inc.COM NEW24,400$73.0K<0.1%+24,400NewHistory
LXLexinFintech Holdings Ltd.ADR12,700$75.0K<0.1%−13,800−52.1%ReducedHistory
OCGNOcugen, Inc.COM10,949$78.0K<0.1%−11,529−51.3%ReducedHistory
ELUTElutia Inc.CL A COM11,147$79.0K<0.1%+933+9.1%AddedHistory
XERSXeris Biopharma Holdings, Inc.COM36,400$89.0K<0.1%+36,400NewHistory
ENDPEndo International plcSHS28,000$91.0K<0.1%+4,134+17.3%AddedHistory
Orphazyme A S687305102ADS23,200$95.0K<0.1%+23,200New–
YELLQYellow CorpCOM16,800$95.0K<0.1%−15,700−48.3%ReducedHistory
EXPREXP OldCo Winddown, Inc.COM20,400$96.0K<0.1%+20,400NewHistory
FTITechnipFMC plcCOM12,924$97.0K<0.1%+12,924NewHistory
AKAA.K.A. Brands Holding Corp.COM13,558$116.0K<0.1%+13,558NewHistory
DFP Healthcare Acquisitns Co23343Q118*W EXP 03/31/20294,740$120.0K<0.1%00.0%Unchanged–
CNDTCONDUENT IncCOM18,920$125.0K<0.1%+18,920NewHistory
EAREargo, Inc.COM18,727$126.0K<0.1%+1,168+6.7%AddedHistory
ATRSAntares Pharma, Inc.COM35,400$129.0K<0.1%+17,500+97.8%AddedHistory
Bowx Acquisition Corp103085114*W EXP 08/03/20263,570$132.0K<0.1%+18,580+41.3%Added–
ABSIAbsci CorpCOM11,627$135.0K<0.1%+11,627NewHistory
TALKTalkspace, Inc.COM37,100$135.0K<0.1%+37,100NewHistory
PAVMPAVmed Inc.COM15,800$135.0K<0.1%+15,800NewHistory
SCSSteelcase IncCL A10,953$139.0K<0.1%−8,947−45.0%ReducedHistory
ADVMAdverum Biotechnologies, Inc.COM65,591$142.0K<0.1%−63,400−49.2%ReducedHistory
ATENA10 Networks, Inc.Stock10,888$147.0K<0.1%+682+6.7%AddedHistory
PLABPhotronics IncCOM11,130$151.0K<0.1%+11,130NewHistory
PBYIPuma Biotechnology, Inc.COM22,200$156.0K<0.1%+22,200NewHistory
SOVOSovos Brands, Inc.COM11,588$162.0K<0.1%+11,588NewHistory
ZETAZeta Global Holdings Corp.CL A27,800$163.0K<0.1%+14,858+114.8%AddedHistory
Lumentum Hldgs Inc55024UAB5NOTE 0.250% 3/1–$163.0K<0.1%–––
TBLATaboola.com Ltd.ORD SHS19,400$164.0K<0.1%+19,400NewHistory
ESTEEarthstone Energy IncCL A17,858$164.0K<0.1%+17,858NewHistory
VISNVistance Networks, Inc.COM12,201$166.0K<0.1%+12,201NewHistory
PTVEPactiv Evergreen Inc.COM13,325$167.0K<0.1%+1,700+14.6%AddedHistory
SOFISoFi Technologies, Inc.Stock10,539$168.0K<0.1%−10,947−50.9%ReducedHistory
TGTredegar CorpCOM14,200$173.0K<0.1%+14,200NewHistory
KNSAKiniksa Pharmaceuticals International, plcCOM CL A15,400$175.0K<0.1%+15,400NewHistory
WSRWhitestone REITCOM18,286$179.0K<0.1%−88,700−82.9%ReducedHistory
GCMGGCM Grosvenor Inc.COM CL A15,700$181.0K<0.1%+15,700NewHistory
MTGMgic Investment CorpCOM12,228$183.0K<0.1%−29,464−70.7%ReducedHistory
Enerplus Corp292766102COM22,992$184.0K<0.1%−340,600−93.7%Reduced–
CNVYConvey Health Solutions Holdings, Inc.COM22,055$185.0K<0.1%+22,055NewHistory
RADIRadius Global Infrastructure, Inc.COM CL A11,600$189.0K<0.1%−2,400−17.1%ReducedHistory
ESPREsperion Therapeutics, Inc.COM15,756$190.0K<0.1%+1,978+14.4%AddedHistory
MNDTMandiant, Inc.COM11,173$198.0K<0.1%+11,173NewHistory
WTFCWintrust Financial CorpCOM2,487$200.0K<0.1%−10,710−81.2%ReducedHistory
WTIW&T Offshore IncCOM53,870$200.0K<0.1%−66,200−55.1%ReducedHistory
SPXCSPX Technologies, Inc.COM3,746$200.0K<0.1%−10−0.3%ReducedHistory
MURMurphy Oil CorpCOM8,035$201.0K<0.1%+8,035NewHistory
BF.ABrown Forman CorpCL A3,200$201.0K<0.1%+3,200NewHistory
MCSMarcus CorpCOM11,500$201.0K<0.1%+11,500NewHistory
WMKWeis Markets IncCOM3,827$201.0K<0.1%+3,827NewHistory
HCCWarrior Met Coal, Inc.COM8,700$202.0K<0.1%+8,700NewHistory
SAGESage Therapeutics, Inc.COM4,603$204.0K<0.1%+1,095+31.2%AddedHistory
CBZCBIZ, Inc.COM6,321$205.0K<0.1%+6,321NewHistory
ONTOOnto Innovation Inc.COM2,837$206.0K<0.1%−35−1.2%ReducedHistory
COTYCoty Inc.COM CL A26,500$208.0K<0.1%+26,500NewHistory
ESTCElastic N.V.ORD SHS1,405$210.0K<0.1%+1,405NewHistory
Broadstone Acquisition CorpG1739V126*W EXP 09/15/202194,409$210.0K<0.1%00.0%Unchanged–
CHXChampionX CorpCOM9,410$211.0K<0.1%−52,025−84.7%ReducedHistory
SGISomnigroup International Inc.COM4,617$214.0K<0.1%−113,199−96.1%ReducedHistory
JOEST JOE CoCOM5,100$215.0K<0.1%+5,100NewHistory
NWENorthWestern Energy Group, Inc.COM NEW3,764$216.0K<0.1%−17,480−82.3%ReducedHistory
VREXVarex Imaging CorpCOM7,669$216.0K<0.1%−21,907−74.1%ReducedHistory
ONEWOneWater Marine Inc.CL A COM5,400$217.0K<0.1%−5,500−50.5%ReducedHistory
OUTOUTFRONT Media Inc.COM8,600$217.0K<0.1%−1,100−11.3%ReducedHistory
TILEInterface IncCOM14,380$218.0K<0.1%+14,380NewHistory
AYIAcuity Inc. (DE)Stock1,265$219.0K<0.1%−13,174−91.2%ReducedHistory
IBIOiBio, Inc.COM NEW207,729$220.0K<0.1%+75,000+56.5%AddedHistory
BGCBGC Group, Inc.CL A42,370$221.0K<0.1%+21,775+105.7%AddedHistory
RVICRetail Value Inc.COM8,411$221.0K<0.1%−44,200−84.0%ReducedHistory
BASECouchbase, Inc.COM7,100$221.0K<0.1%+7,100NewHistory
FXLVF45 Training Holdings Inc.COM14,800$221.0K<0.1%+14,800NewHistory
CGNTCognyte Software Ltd.ORD SHS10,804$222.0K<0.1%+1,010+10.3%AddedHistory
SMWBSimilarweb Ltd.SHS10,623$222.0K<0.1%−14,177−57.2%ReducedHistory
ZEUSOlympic Steel IncCOM9,100$222.0K<0.1%+9,100NewHistory
FCFSFirstCash Holdings, Inc.COM2,548$223.0K<0.1%−1,603−38.6%ReducedHistory
RDUSRadius Recycling, Inc.CL A5,079$223.0K<0.1%+5,079NewHistory
EVRGEvergy, Inc.Stock3,600$224.0K<0.1%+3,600NewHistory
RHPRyman Hospitality Properties, Inc.COM2,686$225.0K<0.1%−70,435−96.3%ReducedHistory
NHINational Health Investors IncCOM4,200$225.0K<0.1%+4,200NewHistory
PIPRPiper Sandler CompaniesCOM1,622$225.0K<0.1%−552−25.4%ReducedHistory
AINAlbany International CorpCL A2,947$226.0K<0.1%−540−15.5%ReducedHistory
TCXTucows IncCOM NEW2,862$226.0K<0.1%+2,862NewHistory
CVGWCalavo Growers IncCOM5,900$226.0K<0.1%−5,240−47.0%ReducedHistory
SFIXStitch Fix, Inc.Stock5,683$227.0K<0.1%+5,683NewHistory
MDRXVeradigm Inc.COM17,071$228.0K<0.1%+17,071NewHistory
Live Nation Entertainment IN538034AQ2NOTE 2.500% 3/1–$228.0K<0.1%–––
KALUKaiser Aluminum CorpCOM PAR $0.012,100$229.0K<0.1%+2,100NewHistory
BKHBlack Hills CorpCOM3,693$231.0K<0.1%+154+4.4%AddedHistory
SPRYARS Pharmaceuticals, Inc.COM23,113$231.0K<0.1%+9,670+71.9%AddedHistory
FLNAFilana Therapeutics, Inc.COM3,742$232.0K<0.1%−1,480−28.3%ReducedHistory
BRBRBellring Brands, Inc.COM CL A7,600$234.0K<0.1%+7,600NewHistory

Options (41)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Man Group plc in Q3 2021
SecurityClassPutsCalls
WYNNWynn Resorts LtdCOM$127.1M–
EAElectronic Arts Inc.COM–$82.1M
MGMMGM Resorts InternationalStock$51.8M$9.00K
AMZNAmazon Com IncStock–$32.9M
DRIDarden Restaurants IncCOM$24.1M–
State Street Health Care Select Sector SPDR ETF81369Y209ETF$2.08M$2.08M
KRKroger CoStock$675.0K$675.0K
State Street Financial Select Sector SPDR ETF81369Y605ETF$627.0K$627.0K
EBAYeBay IncCOM$474.0K$474.0K
NEMNEWMONT CorpStock$472.0K$472.0K
LLYEli Lilly & CoStock$370.0K$370.0K
STXSeagate Technology Holdings plcORD SHS$289.0K$289.0K
VRTXVertex Pharmaceuticals IncStock$218.0K$218.0K
DHIHorton D R IncCOM$202.0K$202.0K
WBDWarner Bros. Discovery, Inc.COM SER A$150.0K$150.0K
State Street Industrial Select Sector SPDR ETF81369Y704ETF$176.0K$117.0K
CVXChevron CorpStock$122.0K$122.0K
CATCaterpillar IncStock$115.0K$115.0K
LENLennar CorpCL A$103.0K$103.0K
UALUnited Airlines Holdings, Inc.COM$95.0K$95.0K
SCHWSchwab Charles CorpStock$87.0K$87.0K
PXDPioneer Natural Resources CoCOM$133.0K$33.0K
State Street Materials Select Sector SPDR ETF81369Y100ETF$79.0K$71.0K
State Street Communication Services Select Sector SPDR ETF81369Y852ETF$72.0K$72.0K
AXPAmerican Express CoStock$67.0K$67.0K
MARMarriott International IncStock$59.0K$59.0K
UNPUnion Pacific CorpStock$59.0K$59.0K
AALAmerican Airlines Group Inc.Stock$51.0K$57.0K
GMGeneral Motors CoCOM$53.0K$53.0K
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF$48.0K$55.0K
LYFTLyft, Inc.CL A COM$38.0K$38.0K
VLOValero Energy CorpStock$35.0K$35.0K
DEDeere & CoStock$34.0K$34.0K
CLXClorox CoStock$33.0K$33.0K
State Street Utilities Select Sector SPDR ETF81369Y886ETF$32.0K$32.0K
GEGeneral Electric CoStock$31.0K$31.0K
TTWOTake Two Interactive Software IncCOM$31.0K$31.0K
Farfetch Ltd30744W107ORD SH CL A$26.0K$26.0K
TAT&T Inc.Stock$16.0K$16.0K
State Street Technology Select Sector SPDR ETF81369Y803ETF–$30.0K
DKSDick's Sporting Goods, Inc.Stock$12.0K$12.0K

Sold out since Q2 2021 (302)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 302 by value last quarter.

Positions of Man Group plc sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
iShares Tr464287234MSCI EMG MKT ETF1,523,211$84.0M0.3%–
WORKSlack Technologies, Inc.COM CL A1,430,993$63.4M0.2%History
Palo Alto Networks Inc697435AF2NOTE 0.375% 6/0–$63.3M0.2%–
PFPTProofpoint IncCOM330,574$57.4M0.2%History
iShares Inc464286400MSCI BRAZIL ETF1,187,562$48.1M0.2%–
Sea Ltd81141RAD2NOTE 1.000%12/0–$42.2M0.1%–
QTSQTS Realty Trust, Inc.COM CL A472,462$36.5M0.1%History
CNSTConstellation Pharmaceuticals IncCOM948,492$32.1M0.1%History
GRAW R Grace & CoCOM454,937$31.4M0.1%History
KHCKraft Heinz CoStock718,618$29.3M0.1%History
Nuance Communications, Inc.67020YAK6DBCV 1.000%12/110,718,000$24.2M0.1%–
Twitter, Inc.90184LAD4NOTE 1.000% 9/1–$23.0M0.1%–
QFINQfin Holdings, Inc.AMERICAN DEP516,372$21.6M0.1%History
iQIYI, Inc.46267XAD0NOTE 2.000% 4/0–$21.4M0.1%–
Callaway Golf Co131193AE4NOTE 2.750% 5/0–$19.9M0.1%–
BYNDBeyond Meat, Inc.COM125,439$19.8M0.1%History
Priceline Grp Inc741503AX4NOTE 0.900% 9/1–$18.8M0.1%–
KNLKnoll IncCOM NEW650,000$16.9M0.1%History
MPTMedical Properties Trust IncCOM760,144$15.3M0.1%History
KEYKeycorpCOM712,425$14.7M0.1%History
LMNXLuminex CorpCOM398,655$14.7M0.1%History
LBRDKLiberty Broadband CorpCOM SER C81,689$14.2M0.1%History
CBBCincinnati Bell IncCOM NEW842,715$13.0M<0.1%History
MOMOHello Group Inc.ADR811,465$12.4M<0.1%History
ALSKAlaska Communications Systems Group IncCOM3,670,733$12.2M<0.1%History
AIGAmerican International Group, Inc.Stock238,285$11.3M<0.1%History
BFHBread Financial Holdings, Inc.COM101,924$10.6M<0.1%History
EDUNew Oriental Education & Technology Group Inc.SPON ADR1,231,096$10.1M<0.1%History
USBUS Bancorp DECOM NEW167,092$9.52M<0.1%History
MPCMarathon Petroleum CorpStock153,950$9.30M<0.1%History
Chiasma, Inc16706W102COM1,964,054$9.29M<0.1%–
Watford Hldgs LtdG94787101SHS257,978$9.03M<0.1%–
SYKESykes Enterprises IncCOM161,462$8.67M<0.1%History
WDCWestern Digital CorpCOM118,117$8.41M<0.1%History
AMXAmerica Movil SAB de CVSPON ADR L SHS537,824$8.07M<0.1%History
DELLDell Technologies Inc.Stock74,960$7.47M<0.1%History
TXNMTXNM Energy IncCOM140,929$6.87M<0.1%History
NAVINavient CorpCOM340,366$6.58M<0.1%History
PPCPilgrims Pride CorpStock295,371$6.55M<0.1%History
TALTAL Education GroupSPONSORED ADS253,009$6.38M<0.1%History
AAAlcoa CorpStock170,712$6.29M<0.1%History
Flagstar Bank, National Association649445103COM564,931$6.23M<0.1%–
FITBFifth Third BancorpCOM155,091$5.93M<0.1%History
Proofpoint Inc743424AF0NOTE 0.250% 8/1–$5.69M<0.1%–
MGPMGM Growth Properties LLCCL A COM150,350$5.51M<0.1%History
CXCemex SAB de CVSPON ADR NEW641,931$5.39M<0.1%History
Golden Ocean Group LtdG39637205SHS NEW483,562$5.34M<0.1%–
OSHOak Street Health, Inc.COM89,858$5.26M<0.1%History
JOYYJOYY Inc.ADS REPSTG COM A78,600$5.18M<0.1%History
EPAYBottomline Technologies IncCOM138,407$5.13M<0.1%History
Booking Holdings Inc.09857LAN8NOTE 0.750% 5/0–$5.02M<0.1%–
NAVNavistar International CorpCOM109,676$4.88M<0.1%History
Fly Leasing Ltd34407D109SPONSORED ADR267,345$4.53M<0.1%–
New Sr Invt Group Inc648691103COM504,622$4.43M<0.1%–
YEXTYext, Inc.COM307,983$4.40M<0.1%History
FOURShift4 Payments, Inc.CL A46,158$4.33M<0.1%History
BEBloom Energy CorpCOM CL A159,540$4.29M<0.1%History
HYLNHyliion Holdings Corp.COMMON STOCK366,021$4.26M<0.1%History
SGENSeagen Inc.COM27,004$4.26M<0.1%History
VLDRVelodyne Lidar, Inc.COM393,953$4.19M<0.1%History
Datadog, Inc.23804LAB9NOTE 0.125% 6/1–$4.16M<0.1%–
NCLHNorwegian Cruise Line Holdings Ltd.SHS134,399$3.95M<0.1%History
STSensata Technologies Holding plcSHS67,553$3.92M<0.1%History
FHNFirst Horizon CorpCOM221,413$3.83M<0.1%History
TSEOQTrinseo PLCSHS62,356$3.73M<0.1%History
BILIBilibili Inc.SPONS ADS REP Z30,531$3.72M<0.1%History
VanEck ETF Trust92189H300JP MRGAN EM LOC113,575$3.56M<0.1%–
RingCentral, Inc.76680RAF4NOTE 3/0–$3.56M<0.1%–
ORBCOMM Inc.68555P100COM300,000$3.37M<0.1%–
Nutanix, Inc.67059NAB4NOTE 1/1–$3.23M<0.1%–
NGNovagold Resources IncCOM NEW398,721$3.19M<0.1%History
Everbridge, Inc.29978AAC8NOTE 0.125%12/1–$3.15M<0.1%–
TCOMTrip.com Group LtdADS88,039$3.12M<0.1%History
Atotech LtdG0625A105COM120,000$3.06M<0.1%–
Golden Star Res Ltd Cda38119TAG9NOTE 7.000% 8/1–$3.01M<0.1%–
MARAMARA Holdings, Inc.COM91,756$2.88M<0.1%History
OROR Royalties Inc.COM180,430$2.47M<0.1%History
AVNSAvanos Medical, Inc.Stock67,703$2.46M<0.1%History
FSLRFirst Solar, Inc.Stock25,874$2.34M<0.1%History
PTONPeloton Interactive, Inc.CL A COM18,360$2.28M<0.1%History
SLQTSelectQuote, Inc.COM113,369$2.18M<0.1%History
DMDesktop Metal, Inc.COM CL A187,680$2.16M<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM11,600$2.13M<0.1%History
JJacobs Solutions Inc.COM15,533$2.07M<0.1%History
JAZZJazz Pharmaceuticals plcSHS USD11,628$2.06M<0.1%History
HLHecla Mining CoCOM277,068$2.06M<0.1%History
ACIAlbertsons Companies, Inc.COMMON STOCK104,152$2.05M<0.1%History
MXIMMaxim Integrated Products IncCOM19,200$2.02M<0.1%History
Mobile Telesystems PJSC607409109SPONSORED ADR215,079$1.99M<0.1%–
Liberty Media Corp Del531229607COM C SIRIUSXM42,835$1.99M<0.1%–
ODPODP CorpCOM39,114$1.88M<0.1%History
DAYDayforce, Inc.COM18,628$1.79M<0.1%History
GOEVCanoo Inc.COM CL A177,976$1.77M<0.1%History
iShares Tr464287739U.S. REAL ES ETF16,887$1.72M<0.1%–
iQIYI, Inc.46267XAB4NOTE 3.750%12/0–$1.66M<0.1%–
VMRKVivmark ResidentialSH BEN INT21,478$1.65M<0.1%History
Gol Equity FinL4441GAA8DEBT 3.750% 7/1–$1.65M<0.1%–
VACMarriott Vacations Worldwide CorpCOM10,322$1.64M<0.1%History
RDNRadian Group IncCOM73,733$1.64M<0.1%History
CARGCarGurus, Inc.COM CL A58,432$1.53M<0.1%History