RFG Advisory, LLC
- SEC CIK
- 0001633387
- Latest filing
- Jul 15, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 2, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 474
- +54 vs. Q3 2021
- Portfolio value
- $1.45B
- +$237.0M (+19.5%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 1,634,673 | $118.5M | 8.2% | +340,819+26.3% | Added | – |
| Invesco Exchange Traded FD T46137V613 | RAFI US 1000 ETF | 669,973 | $115.0M | 7.9% | +114,759+20.7% | Added | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 3,543,579 | $105.0M | 7.2% | +469,613+15.3% | Added | – |
| WisdomTree Tr97717X511 | YIELD ENHANCD US | 1,611,065 | $83.3M | 5.7% | +619,289+62.4% | Added | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 319,093 | $58.0M | 4.0% | +46,249+17.0% | Added | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 1,264,203 | $46.1M | 3.2% | +144,666+12.9% | Added | – |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 785,842 | $45.9M | 3.2% | +141,476+22.0% | Added | – |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 838,099 | $41.7M | 2.9% | +135,929+19.4% | Added | – |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 956,544 | $34.6M | 2.4% | −194,247−16.9% | Reduced | – |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 833,602 | $25.5M | 1.8% | −199,623−19.3% | Reduced | – |
| AAPLApple Inc. | Stock | 137,780 | $24.5M | 1.7% | +6,474+4.9% | Added | History |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 1,247,930 | $18.8M | 1.3% | −14,599−1.2% | Reduced | History |
| iShares Tr46435G425 | ESG AWR MSCI USA | 172,533 | $18.6M | 1.3% | −18,630−9.7% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 38,324 | $18.3M | 1.3% | −2,050−5.1% | Reduced | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 314,539 | $17.6M | 1.2% | −41,171−11.6% | Reduced | – |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 1,572,737 | $16.8M | 1.2% | −5,581−0.4% | Reduced | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 166,717 | $14.1M | 1.0% | +148,809+831.0% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 86,648 | $12.7M | 0.9% | +9,486+12.3% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 39,481 | $12.7M | 0.9% | +11,822+42.7% | Added | – |
| MSFTMicrosoft Corp | Stock | 32,343 | $10.9M | 0.7% | +2,753+9.3% | Added | History |
| SCIService Corp International | COM | 150,406 | $10.7M | 0.7% | −1,625−1.1% | Reduced | History |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 93,313 | $10.2M | 0.7% | +13,742+17.3% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 83,175 | $9.52M | 0.7% | +10,511+14.5% | Added | – |
| iShares Tr46434V613 | CORE UNIVRSL USD | 164,525 | $8.71M | 0.6% | −42,519−20.5% | Reduced | – |
| ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund | COM | 496,822 | $8.32M | 0.6% | −1,854−0.4% | Reduced | History |
| iShares Tips Bond ETF464287176 | ETF | 64,074 | $8.28M | 0.6% | +28,873+82.0% | Added | – |
| HDHome Depot, Inc. | Stock | 18,709 | $7.76M | 0.5% | −492−2.6% | Reduced | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 70,279 | $7.44M | 0.5% | +2,094+3.1% | Added | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 90,109 | $7.32M | 0.5% | +11,216+14.2% | Added | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 234,645 | $7.27M | 0.5% | +204,093+668.0% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 15,260 | $7.25M | 0.5% | +984+6.9% | Added | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 43,861 | $7.18M | 0.5% | +1,367+3.2% | Added | – |
| AMZNAmazon Com Inc | Stock | 1,971 | $6.57M | 0.5% | +504+34.4% | Added | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 126,178 | $6.44M | 0.4% | +61,538+95.2% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 36,427 | $6.33M | 0.4% | +700+2.0% | Added | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 191,799 | $6.32M | 0.4% | +77,665+68.0% | Added | – |
| First Trust Nasdaq-100 Technology Sector Index Fund337345102 | ETF | 35,699 | $6.25M | 0.4% | +1,695+5.0% | Added | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 55,202 | $6.09M | 0.4% | −18,385−25.0% | Reduced | – |
| SOSouthern Co | Stock | 85,789 | $5.88M | 0.4% | +2,051+2.4% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 24,269 | $5.86M | 0.4% | +14,775+155.6% | Added | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 93,659 | $5.74M | 0.4% | +8,783+10.3% | Added | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 58,690 | $5.44M | 0.4% | +48,396+470.1% | Added | – |
| iShares Tr464288687 | PFD AND INCM SEC | 133,076 | $5.25M | 0.4% | −521−0.4% | Reduced | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 195,333 | $5.21M | 0.4% | −194,005−49.8% | Reduced | – |
| Hartford FDS Exchange Traded41653L602 | SHRT DURTN ETF | 124,766 | $5.06M | 0.3% | +119+0.1% | Added | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 61,754 | $4.99M | 0.3% | +19,258+45.3% | Added | – |
| iShares Tr464288877 | EAFE VALUE ETF | 98,264 | $4.95M | 0.3% | −37,413−27.6% | Reduced | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 33,185 | $4.67M | 0.3% | +15,147+84.0% | Added | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 67,245 | $4.43M | 0.3% | +3,068+4.8% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 27,709 | $4.39M | 0.3% | +1,292+4.9% | Added | History |
| ABBVAbbVie Inc. | Stock | 32,403 | $4.39M | 0.3% | +105+0.3% | Added | History |
| TSLATesla, Inc. | Stock | 4,036 | $4.26M | 0.3% | +222+5.8% | Added | History |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 74,403 | $4.24M | 0.3% | +74,403 | New | – |
| PGProcter & Gamble Co | Stock | 25,915 | $4.24M | 0.3% | +1,030+4.1% | Added | History |
| WFCWells Fargo & Company | Stock | 86,371 | $4.14M | 0.3% | +9,185+11.9% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 13,280 | $4.06M | 0.3% | +2,245+20.3% | Added | – |
| NEENextera Energy Inc | Stock | 43,006 | $4.01M | 0.3% | −2,495−5.5% | Reduced | History |
| JNJJohnson & Johnson | Stock | 23,440 | $4.01M | 0.3% | +3,635+18.4% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 9,059 | $3.96M | 0.3% | −4,606−33.7% | Reduced | – |
| iShares Tr46435G474 | FALN ANGLS USD | 131,923 | $3.95M | 0.3% | +47,458+56.2% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 12,391 | $3.71M | 0.3% | +175+1.4% | Added | History |
| KOCoca Cola Co | Stock | 61,730 | $3.65M | 0.3% | −1,090−1.7% | Reduced | History |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 69,401 | $3.60M | 0.2% | +9,176+15.2% | Added | – |
| iShares Core High Dividend ETF46429B663 | ETF | 32,426 | $3.27M | 0.2% | +32,426 | New | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 59,645 | $3.27M | 0.2% | +2,975+5.2% | Added | – |
| GOOGLAlphabet Inc. | Stock | 1,108 | $3.21M | 0.2% | +112+11.2% | Added | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 42,142 | $3.15M | 0.2% | −1,848−4.2% | Reduced | – |
| PFEPfizer Inc | Stock | 53,151 | $3.14M | 0.2% | +6,807+14.7% | Added | History |
| iShares Tr46432F388 | MSCI USA VALUE | 28,343 | $3.10M | 0.2% | −12,141−30.0% | Reduced | – |
| XOMExxonMobil Holdings Corp | COM | 50,590 | $3.10M | 0.2% | +40.0% | Added | History |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 64,386 | $3.08M | 0.2% | +10,270+19.0% | Added | – |
| METAMeta Platforms, Inc. | Stock | 8,740 | $2.94M | 0.2% | +356+4.2% | Added | History |
| VZVerizon Communications Inc | Stock | 56,297 | $2.92M | 0.2% | +5,522+10.9% | Added | History |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 65,131 | $2.91M | 0.2% | −408−0.6% | Reduced | – |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 68,179 | $2.83M | 0.2% | +5,056+8.0% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 7,026 | $2.79M | 0.2% | +7,026 | New | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 23,595 | $2.74M | 0.2% | +3,939+20.0% | Added | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 32,753 | $2.72M | 0.2% | +2,034+6.6% | Added | – |
| WMTWalmart Inc. | Stock | 18,423 | $2.67M | 0.2% | −1,337−6.8% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 42,028 | $2.66M | 0.2% | +3,472+9.0% | Added | History |
| MCDMcDonalds Corp | Stock | 9,824 | $2.63M | 0.2% | +354+3.7% | Added | History |
| PEPPepsiCo Inc | Stock | 15,121 | $2.63M | 0.2% | −62−0.4% | Reduced | History |
| QCOMQualcomm Inc | Stock | 14,176 | $2.59M | 0.2% | −2,079−12.8% | Reduced | History |
| Hartford FDS Exchange Traded41653L305 | TOTAL RTRN ETF | 63,898 | $2.54M | 0.2% | −2,312−3.5% | Reduced | – |
| JFRNuveen Floating Rate Income Fund | COM | 246,327 | $2.50M | 0.2% | −11,600−4.5% | Reduced | History |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 41,706 | $2.49M | 0.2% | −11,529−21.7% | Reduced | – |
| ADPAutomatic Data Processing Inc | Stock | 9,954 | $2.45M | 0.2% | +285+2.9% | Added | History |
| CVXChevron Corp | Stock | 20,797 | $2.44M | 0.2% | −59−0.3% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 4,756 | $2.39M | 0.2% | −301−6.0% | Reduced | History |
| LOWLowes Companies Inc | Stock | 9,038 | $2.34M | 0.2% | +155+1.7% | Added | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 153,519 | $2.32M | 0.2% | −8,715−5.4% | Reduced | History |
| STWDStarwood Property Trust, Inc. | COM | 95,096 | $2.31M | 0.2% | +95,096 | New | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 439,278 | $2.28M | 0.2% | −16,340−3.6% | Reduced | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 7,841 | $2.22M | 0.2% | +1,205+18.2% | Added | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 19,641 | $2.20M | 0.2% | +16,783+587.2% | Added | – |
| GOOGAlphabet Inc. | Stock | 739 | $2.14M | 0.1% | +115+18.4% | Added | History |
| CCICrown Castle Inc. | REIT | 9,988 | $2.08M | 0.1% | +41+0.4% | Added | History |
| AMGNAmgen Inc | Stock | 9,150 | $2.06M | 0.1% | +331+3.8% | Added | History |
| PIMCO ETF Tr72201R718 | ENHNCD LW DUR AC | 20,184 | $2.03M | 0.1% | +10,787+114.8% | Added | – |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 65,664 | $2.03M | 0.1% | −11,775−15.2% | Reduced | – |
Options (4)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q3 2021 (23)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| iShares Tr46432F859 | CORE 1 5 YR USD | 50,518 | $2.58M | 0.2% | – |
| FCFSFirstCash Holdings, Inc. | COM | 26,500 | $2.32M | 0.2% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 50,320 | $1.06M | 0.1% | History |
| Vanguard Whitehall FDS921946810 | INTL DVD ETF | 11,465 | $1.00M | 0.1% | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 5,173 | $518.0K | <0.1% | – |
| KSUKansas City Southern | COM NEW | 1,895 | $513.0K | <0.1% | History |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 3,033 | $504.0K | <0.1% | – |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 4,513 | $340.0K | <0.1% | – |
| iShares Tr464288166 | AGENCY BOND ETF | 2,825 | $335.0K | <0.1% | – |
| CHGGChegg, Inc | COM | 4,763 | $324.0K | <0.1% | History |
| Bancorpsouth BK Tupelo Miss05971J102 | COM | 10,690 | $318.0K | <0.1% | – |
| iShares Tr464289511 | 10+ YR INVST GRD | 4,494 | $311.0K | <0.1% | – |
| ATVIActivision Blizzard, Inc. | COM | 3,322 | $257.0K | <0.1% | History |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 5,009 | $249.0K | <0.1% | – |
| Ssga Active ETF Tr78467V400 | GLOBL ALLO ETF | 5,322 | $242.0K | <0.1% | – |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 11,165 | $236.0K | <0.1% | History |
| iShares Tr464287770 | U.S. FIN SVC ETF | 1,232 | $232.0K | <0.1% | – |
| BABAAlibaba Group Holding Ltd | ADR | 1,543 | $228.0K | <0.1% | History |
| PIIPolaris Inc. | Stock | 1,844 | $221.0K | <0.1% | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 4,412 | $221.0K | <0.1% | – |
| First Tr Exch TRD Alphdx FD33737J182 | EMERG MKT ALPH | 7,639 | $206.0K | <0.1% | – |
| AMEDAmedisys Inc | COM | 1,343 | $200.0K | <0.1% | History |
| DNPDNP Select Income Fund Inc | COM | 10,103 | $108.0K | <0.1% | History |