RFG Advisory, LLC
- SEC CIK
- 0001633387
- Latest filing
- Jul 15, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Oct 19, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 420
- −10 vs. Q2 2021
- Portfolio value
- $1.22B
- +$92.1M (+8.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 3,073,966 | $91.8M | 7.5% | +540,442+21.3% | Added | – |
| Invesco Exchange Traded FD T46137V613 | RAFI US 1000 ETF | 555,214 | $87.9M | 7.2% | +51,521+10.2% | Added | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 1,293,854 | $82.8M | 6.8% | +108,456+9.1% | Added | – |
| WisdomTree Tr97717X511 | YIELD ENHANCD US | 991,776 | $51.5M | 4.2% | +184,891+22.9% | Added | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 272,844 | $47.9M | 3.9% | +11,876+4.6% | Added | – |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 1,150,791 | $42.0M | 3.5% | +212,453+22.6% | Added | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 1,119,537 | $40.5M | 3.3% | +123,359+12.4% | Added | – |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 644,366 | $34.1M | 2.8% | +63,892+11.0% | Added | – |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 702,170 | $32.4M | 2.7% | +63,801+10.0% | Added | – |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 1,033,225 | $31.7M | 2.6% | +194,310+23.2% | Added | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 191,163 | $18.8M | 1.5% | +38,217+25.0% | Added | – |
| AAPLApple Inc. | Stock | 131,306 | $18.6M | 1.5% | −1,212−0.9% | Reduced | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 355,710 | $17.9M | 1.5% | −4,901−1.4% | Reduced | – |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 1,262,529 | $17.6M | 1.4% | −148,051−10.5% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 40,374 | $17.4M | 1.4% | −3,245−7.4% | Reduced | – |
| EXGEaton Vance Tax-Managed Global Diversified Equity Income Fund | COM | 1,578,318 | $15.8M | 1.3% | −221,539−12.3% | Reduced | History |
| iShares Tr46434V613 | CORE UNIVRSL USD | 207,044 | $11.0M | 0.9% | +75,009+56.8% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 77,162 | $10.4M | 0.9% | +13,983+22.1% | Added | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 389,338 | $10.3M | 0.8% | −3,354−0.9% | Reduced | – |
| SCIService Corp International | COM | 152,031 | $9.16M | 0.8% | −1,850−1.2% | Reduced | History |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 79,571 | $8.80M | 0.7% | +15,272+23.8% | Added | – |
| MSFTMicrosoft Corp | Stock | 29,590 | $8.34M | 0.7% | +796+2.8% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 27,659 | $8.03M | 0.7% | +5,772+26.4% | Added | – |
| ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund | COM | 498,676 | $7.97M | 0.7% | −7,176−1.4% | Reduced | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 72,664 | $7.93M | 0.7% | +10,167+16.3% | Added | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 73,587 | $7.83M | 0.6% | +12,186+19.8% | Added | – |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 77,952 | $6.90M | 0.6% | +8,325+12.0% | Added | – |
| iShares Tr464288877 | EAFE VALUE ETF | 135,677 | $6.90M | 0.6% | +30,603+29.1% | Added | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 68,185 | $6.67M | 0.5% | +1,540+2.3% | Added | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 78,893 | $6.50M | 0.5% | +8,713+12.4% | Added | – |
| HDHome Depot, Inc. | Stock | 19,201 | $6.30M | 0.5% | +2,662+16.1% | Added | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 42,494 | $6.29M | 0.5% | +7,992+23.2% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 14,276 | $6.13M | 0.5% | −64−0.4% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 13,665 | $5.39M | 0.4% | −418−3.0% | Reduced | – |
| First Trust Nasdaq-100 Technology Sector Index Fund337345102 | ETF | 34,004 | $5.37M | 0.4% | +15,828+87.1% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 35,727 | $5.33M | 0.4% | +330+0.9% | Added | – |
| SOSouthern Co | Stock | 83,738 | $5.19M | 0.4% | +3,664+4.6% | Added | History |
| iShares Tr464288687 | PFD AND INCM SEC | 133,597 | $5.18M | 0.4% | +1,179+0.9% | Added | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 84,876 | $5.17M | 0.4% | −6,961−7.6% | Reduced | – |
| Hartford FDS Exchange Traded41653L602 | SHRT DURTN ETF | 124,647 | $5.11M | 0.4% | +124,647 | New | – |
| First Tr Exch Traded FD III33739P301 | MUNI HI INCM ETF | 89,887 | $5.01M | 0.4% | +8,251+10.1% | Added | – |
| AMZNAmazon Com Inc | Stock | 1,467 | $4.82M | 0.4% | −37−2.5% | Reduced | History |
| iShares Tips Bond ETF464287176 | ETF | 35,201 | $4.50M | 0.4% | +32,622+1,264.9% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 26,417 | $4.32M | 0.4% | +1,813+7.4% | Added | History |
| iShares Tr464287150 | CORE S&P TTL STK | 42,927 | $4.22M | 0.3% | +5,906+16.0% | Added | – |
| iShares Tr46432F388 | MSCI USA VALUE | 40,484 | $4.08M | 0.3% | −2,396−5.6% | Reduced | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 64,177 | $4.03M | 0.3% | −13,079−16.9% | ReducedConverted for a 6-for-1 split | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 114,134 | $3.77M | 0.3% | +37,853+49.6% | Added | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 89,852 | $3.72M | 0.3% | −11,978−11.8% | Reduced | – |
| WFCWells Fargo & Company | Stock | 77,186 | $3.58M | 0.3% | +26,968+53.7% | Added | History |
| NEENextera Energy Inc | Stock | 45,501 | $3.57M | 0.3% | +3,172+7.5% | Added | History |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 71,095 | $3.56M | 0.3% | −1,283−1.8% | Reduced | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 64,314 | $3.51M | 0.3% | +6,683+11.6% | Added | – |
| ABBVAbbVie Inc. | Stock | 32,298 | $3.48M | 0.3% | +2,989+10.2% | Added | History |
| PGProcter & Gamble Co | Stock | 24,885 | $3.48M | 0.3% | +298+1.2% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 12,216 | $3.33M | 0.3% | −241−1.9% | Reduced | History |
| KOCoca Cola Co | Stock | 62,820 | $3.30M | 0.3% | +2,280+3.8% | Added | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 43,990 | $3.27M | 0.3% | +1,544+3.6% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 64,640 | $3.26M | 0.3% | +6,232+10.7% | Added | – |
| JNJJohnson & Johnson | Stock | 19,805 | $3.20M | 0.3% | +112+0.6% | Added | History |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 53,235 | $3.19M | 0.3% | −9,923−15.7% | Reduced | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 42,496 | $3.15M | 0.3% | +33,477+371.2% | Added | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 56,670 | $3.10M | 0.3% | +83+0.1% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 11,035 | $3.02M | 0.2% | +1,102+11.1% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 50,586 | $2.98M | 0.2% | −7,772−13.3% | Reduced | History |
| TSLATesla, Inc. | Stock | 3,814 | $2.96M | 0.2% | +10+0.3% | Added | History |
| METAMeta Platforms, Inc. | Stock | 8,384 | $2.85M | 0.2% | +84+1.0% | Added | History |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 65,539 | $2.79M | 0.2% | −958−1.4% | Reduced | – |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 77,439 | $2.77M | 0.2% | +65,346+540.4% | Added | – |
| WMTWalmart Inc. | Stock | 19,760 | $2.75M | 0.2% | +857+4.5% | Added | History |
| VZVerizon Communications Inc | Stock | 50,775 | $2.74M | 0.2% | +1,786+3.6% | Added | History |
| Hartford FDS Exchange Traded41653L305 | TOTAL RTRN ETF | 66,210 | $2.70M | 0.2% | +34,413+108.2% | Added | – |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 63,123 | $2.69M | 0.2% | +164+0.3% | Added | – |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 60,225 | $2.68M | 0.2% | +13,056+27.7% | Added | – |
| iShares Tr464287333 | GLOBAL FINLS ETF | 34,035 | $2.67M | 0.2% | +28,757+544.8% | Added | – |
| GOOGLAlphabet Inc. | Stock | 996 | $2.66M | 0.2% | +82+9.0% | Added | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 30,719 | $2.62M | 0.2% | −12,376−28.7% | Reduced | – |
| JFRNuveen Floating Rate Income Fund | COM | 257,927 | $2.60M | 0.2% | +5,377+2.1% | Added | History |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 54,116 | $2.59M | 0.2% | +12,098+28.8% | Added | – |
| iShares Tr46432F859 | CORE 1 5 YR USD | 50,518 | $2.58M | 0.2% | +5,770+12.9% | Added | – |
| iShares Tr464287291 | GLOBAL TECH ETF | 44,959 | $2.55M | 0.2% | −785−1.7% | ReducedConverted for a 6-for-1 split | – |
| iShares Tr46435G474 | FALN ANGLS USD | 84,465 | $2.54M | 0.2% | +35,869+73.8% | Added | – |
| iShares Tr464288588 | MBS ETF | 23,109 | $2.50M | 0.2% | −1,858−7.4% | Reduced | – |
| GHYPGIM Global High Yield Fund, Inc. | COM | 162,234 | $2.50M | 0.2% | +2,678+1.7% | Added | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 7,320 | $2.48M | 0.2% | +668+10.0% | Added | History |
| HIOWestern Asset High Income Opportunity Fund Inc. | COM | 455,618 | $2.37M | 0.2% | +11,308+2.5% | Added | History |
| FCFSFirstCash Holdings, Inc. | COM | 26,500 | $2.32M | 0.2% | 00.0% | Unchanged | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 18,038 | $2.30M | 0.2% | +1,901+11.8% | Added | – |
| PEPPepsiCo Inc | Stock | 15,183 | $2.28M | 0.2% | +1,327+9.6% | Added | History |
| MCDMcDonalds Corp | Stock | 9,470 | $2.28M | 0.2% | +82+0.9% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 19,656 | $2.28M | 0.2% | −1,386−6.6% | Reduced | – |
| CVXChevron Corp | Stock | 20,856 | $2.12M | 0.2% | +2,651+14.6% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 9,494 | $2.11M | 0.2% | −1,502−13.7% | Reduced | – |
| CSCOCisco Systems, Inc. | Stock | 38,556 | $2.10M | 0.2% | +181+0.5% | Added | History |
| QCOMQualcomm Inc | Stock | 16,255 | $2.10M | 0.2% | +2,090+14.8% | Added | History |
| TAT&T Inc. | Stock | 77,073 | $2.08M | 0.2% | −16,033−17.2% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 13,144 | $2.02M | 0.2% | +181+1.4% | Added | – |
| PFEPfizer Inc | Stock | 46,344 | $1.99M | 0.2% | +726+1.6% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 5,057 | $1.98M | 0.2% | −134−2.6% | Reduced | History |
| SNASnap-on Inc | COM | 9,321 | $1.95M | 0.2% | −400−4.1% | Reduced | History |
Sold out since Q2 2021 (27)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| NVTAInvitae Corp | COM | 21,295 | $718.0K | 0.1% | History |
| CBSHCommerce Bancshares Inc | Stock | 8,279 | $617.0K | 0.1% | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 11,239 | $589.0K | 0.1% | – |
| First Tr Exch Traded FD III33739P855 | INSTL PFD SECS | 17,477 | $361.0K | <0.1% | – |
| iShares Inc464286608 | MSCI EURZONE ETF | 7,216 | $356.0K | <0.1% | – |
| TDOCTeladoc Health, Inc. | COM | 2,087 | $347.0K | <0.1% | History |
| iShares Tr464289859 | CORE 80 20 ETF | 4,772 | $337.0K | <0.1% | – |
| Vanguard BD Index FDS921937793 | LONG TERM BOND | 3,185 | $328.0K | <0.1% | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 3,376 | $297.0K | <0.1% | – |
| NHINational Health Investors Inc | COM | 3,809 | $255.0K | <0.1% | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 12,063 | $249.0K | <0.1% | – |
| GEGeneral Electric Co | COM | 18,362 | $247.0K | <0.1% | History |
| PHParker-Hannifin Corp | Stock | 795 | $244.0K | <0.1% | History |
| SMPLSimply Good Foods Co | COM | 6,500 | $237.0K | <0.1% | History |
| Farfetch Ltd30744W107 | ORD SH CL A | 4,700 | $237.0K | <0.1% | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 3,355 | $225.0K | <0.1% | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 2,610 | $225.0K | <0.1% | – |
| INCYIncyte Corp | COM | 2,650 | $223.0K | <0.1% | History |
| BIIBBiogen Inc. | COM | 642 | $222.0K | <0.1% | History |
| SNAPSnap Inc | Stock | 3,200 | $218.0K | <0.1% | History |
| GLWCorning Inc | COM | 5,254 | $215.0K | <0.1% | History |
| SPDR Series Trust78468R721 | STATE STREET SPD | 4,060 | $212.0K | <0.1% | – |
| KMIKinder Morgan, Inc. | Stock | 11,516 | $210.0K | <0.1% | History |
| GMGeneral Motors Co | COM | 3,541 | $210.0K | <0.1% | History |
| MDLZMondelez International, Inc. | Stock | 3,346 | $209.0K | <0.1% | History |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 1,289 | $209.0K | <0.1% | History |
| NGLNGL Energy Partners LP | COM UNIT REPST | 11,500 | $27.0K | <0.1% | History |