Dakota Wealth Management
- SEC CIK
- 0001631353
- Latest filing
- Aug 7, 2026
Holdings in Q1 2024
Holdings as of Mar 31, 2024, filed Apr 24, 2024. Long positions only; changes compare share counts with Q4 2023.
- Positions
- 719
- +66 vs. Q4 2023
- Portfolio value
- $4.00B
- +$1.43B (+55.7%) vs. Q4 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| KLACKLA Corp | COM NEW | 898,120 | $627.4M | 15.7% | +898,120 | New | History |
| iShares Core S&P 500 ETF464287200 | ETF | 271,302 | $142.6M | 3.6% | +3,722+1.4% | Added | – |
| MSFTMicrosoft Corp | Stock | 266,540 | $112.1M | 2.8% | +27,521+11.5% | Added | History |
| AAPLApple Inc. | Stock | 617,332 | $105.9M | 2.6% | +74,600+13.7% | Added | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 831,234 | $76.3M | 1.9% | +123,600+17.5% | Added | – |
| AMZNAmazon Com Inc | Stock | 384,894 | $69.4M | 1.7% | +52,983+16.0% | Added | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 351,964 | $59.6M | 1.5% | +235,432+202.0% | Added | – |
| NVDANVIDIA Corp | Stock | 55,202 | $49.9M | 1.2% | +5,791+11.7% | Added | History |
| LLYEli Lilly & Co | Stock | 58,450 | $45.5M | 1.1% | +14,808+33.9% | Added | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 275,328 | $44.8M | 1.1% | +209,633+319.1% | Added | – |
| METAMeta Platforms, Inc. | Stock | 88,593 | $43.0M | 1.1% | +2,863+3.3% | Added | History |
| VVisa Inc. | Stock | 143,922 | $40.2M | 1.0% | +17,301+13.7% | Added | History |
| COSTCostco Wholesale Corp | Stock | 54,553 | $40.0M | 1.0% | +8,370+18.1% | Added | History |
| GOOGLAlphabet Inc. | Stock | 263,388 | $39.8M | 1.0% | +4,842+1.9% | Added | History |
| iShares Tr464288687 | PFD AND INCM SEC | 1,169,461 | $37.7M | 0.9% | +25,447+2.2% | Added | – |
| iShares Russell 2000 ETF464287655 | ETF | 173,359 | $36.5M | 0.9% | +4,321+2.6% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 181,306 | $36.3M | 0.9% | +39,410+27.8% | Added | History |
| iShares Russell Midcap ETF464287499 | ETF | 428,086 | $36.0M | 0.9% | +8,106+1.9% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 356,367 | $34.9M | 0.9% | +288,511+425.2% | Added | – |
| AVGOBroadcom Inc. | Stock | 24,329 | $32.2M | 0.8% | +315+1.3% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 76,058 | $32.0M | 0.8% | +15,106+24.8% | Added | History |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 522,211 | $31.5M | 0.8% | +9,432+1.8% | Added | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 731,872 | $30.8M | 0.8% | +304,499+71.2% | Added | – |
| iShares Tips Bond ETF464287176 | ETF | 284,640 | $30.6M | 0.8% | −7,068−2.4% | Reduced | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 87,060 | $30.0M | 0.7% | +73,266+531.1% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 136,730 | $28.5M | 0.7% | +4,708+3.6% | Added | – |
| GOOGAlphabet Inc. | Stock | 185,996 | $28.3M | 0.7% | +32,569+21.2% | Added | History |
| DISWalt Disney Co | Stock | 206,837 | $25.3M | 0.6% | +125,717+155.0% | Added | History |
| HDHome Depot, Inc. | Stock | 63,919 | $24.5M | 0.6% | +14,571+29.5% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 210,340 | $24.4M | 0.6% | +10,068+5.0% | Added | History |
| NFLXNetflix Inc | Stock | 39,384 | $23.9M | 0.6% | +5,005+14.6% | Added | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 293,945 | $23.7M | 0.6% | +82,844+39.2% | Added | – |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 523,323 | $22.5M | 0.6% | +73,314+16.3% | Added | – |
| CATCaterpillar Inc | Stock | 60,792 | $22.3M | 0.6% | +7,274+13.6% | Added | History |
| PSXPhillips 66 | Stock | 133,778 | $21.9M | 0.5% | +15,152+12.8% | Added | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 289,003 | $21.1M | 0.5% | −18,183−5.9% | Reduced | – |
| IBMInternational Business Machines Corp | Stock | 109,067 | $20.8M | 0.5% | +101,209+1,288.0% | Added | History |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 485,621 | $20.4M | 0.5% | +204,213+72.6% | Added | – |
| JNJJohnson & Johnson | Stock | 129,160 | $20.4M | 0.5% | +4,562+3.7% | Added | History |
| CVXChevron Corp | Stock | 128,204 | $20.2M | 0.5% | +36,114+39.2% | Added | History |
| CORCencora, Inc. | Stock | 81,400 | $19.8M | 0.5% | +9,585+13.3% | Added | History |
| iShares S&P 100 ETF464287101 | ETF | 77,698 | $19.2M | 0.5% | −55,878−41.8% | Reduced | – |
| WMWaste Management Inc | Stock | 84,288 | $18.0M | 0.4% | +4,736+6.0% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 153,484 | $17.0M | 0.4% | −17,235−10.1% | Reduced | – |
| CTASCintas Corp | Stock | 24,635 | $16.9M | 0.4% | +6,528+36.1% | Added | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 204,805 | $16.7M | 0.4% | +74,948+57.7% | Added | – |
| PGRProgressive Corp | Stock | 80,414 | $16.6M | 0.4% | +3,602+4.7% | Added | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 196,270 | $16.4M | 0.4% | +3,445+1.8% | Added | – |
| ACNAccenture plc | Stock | 47,167 | $16.3M | 0.4% | +2,169+4.8% | Added | History |
| RACEFerrari N.V. | COM | 36,661 | $16.0M | 0.4% | +7,612+26.2% | Added | History |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 400,435 | $15.8M | 0.4% | +38,043+10.5% | Added | – |
| PANWPalo Alto Networks Inc | Stock | 55,680 | $15.8M | 0.4% | +32,615+141.4% | Added | History |
| PEPPepsiCo Inc | Stock | 89,659 | $15.7M | 0.4% | +18,726+26.4% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 29,935 | $15.7M | 0.4% | +10,782+56.3% | Added | History |
| American Centy ETF Tr025072398 | MULTISECTOR | 347,395 | $15.1M | 0.4% | +347,395 | New | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 158,807 | $15.0M | 0.4% | +4,084+2.6% | Added | – |
| ZTSZoetis Inc. | Stock | 88,086 | $14.9M | 0.4% | +4,528+5.4% | Added | History |
| Vanguard Health Care ETF92204A504 | ETF | 54,782 | $14.8M | 0.4% | −132−0.2% | Reduced | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 278,109 | $14.3M | 0.4% | +102,620+58.5% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 28,807 | $14.3M | 0.4% | +6,221+27.5% | Added | History |
| PGProcter & Gamble Co | Stock | 87,102 | $14.1M | 0.4% | +16,928+24.1% | Added | History |
| DEDeere & Co | Stock | 34,339 | $14.1M | 0.4% | +7,375+27.4% | Added | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 95,513 | $14.1M | 0.4% | +5,278+5.8% | Added | – |
| ORCLOracle Corp | Stock | 111,541 | $14.0M | 0.3% | +18,622+20.0% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 40,398 | $13.6M | 0.3% | −2,641−6.1% | Reduced | – |
| VRTXVertex Pharmaceuticals Inc | Stock | 32,382 | $13.5M | 0.3% | +9,240+39.9% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 51,615 | $13.4M | 0.3% | +3,461+7.2% | Added | – |
| AMGNAmgen Inc | Stock | 47,058 | $13.4M | 0.3% | +17,918+61.5% | Added | History |
| IAUiShares Gold Trust | ETF | 317,562 | $13.3M | 0.3% | −1,109−0.3% | Reduced | History |
| SOSouthern Co | Stock | 184,446 | $13.2M | 0.3% | +180,981+5,223.1% | Added | History |
| AJGArthur J. Gallagher & Co. | COM | 52,509 | $13.1M | 0.3% | +46,499+773.7% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 69,793 | $12.7M | 0.3% | +926+1.3% | Added | – |
| GDGeneral Dynamics Corp | Stock | 43,873 | $12.4M | 0.3% | +9,459+27.5% | Added | History |
| iShares Tr464287713 | US TELECOM ETF | 558,973 | $12.3M | 0.3% | +69,402+14.2% | Added | – |
| American Centy ETF Tr025072307 | US QUALITY GROW | 143,635 | $12.2M | 0.3% | +143,635 | New | – |
| CSCOCisco Systems, Inc. | Stock | 244,408 | $12.2M | 0.3% | +53,139+27.8% | Added | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 163,685 | $12.0M | 0.3% | +18,864+13.0% | Added | – |
| ABTAbbott Laboratories | Stock | 105,242 | $12.0M | 0.3% | +4,607+4.6% | Added | History |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 67,077 | $11.8M | 0.3% | −1,157−1.7% | Reduced | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 232,509 | $11.6M | 0.3% | +47,723+25.8% | Added | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 198,511 | $11.6M | 0.3% | +6,174+3.2% | Added | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 224,685 | $11.3M | 0.3% | −2,651−1.2% | Reduced | – |
| iShares Tr464288638 | ISHS 5-10YR INVT | 217,545 | $11.2M | 0.3% | +84,092+63.0% | Added | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 106,221 | $11.1M | 0.3% | +37,457+54.5% | Added | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 115,096 | $10.7M | 0.3% | +19,664+20.6% | Added | – |
| MCDMcDonalds Corp | Stock | 36,830 | $10.4M | 0.3% | +81+0.2% | Added | History |
| CMCSAComcast Corp | Stock | 239,310 | $10.4M | 0.3% | −6,660−2.7% | Reduced | History |
| American Centy ETF Tr025072877 | US SML CP VALU | 108,548 | $10.2M | 0.3% | −731−0.7% | Reduced | – |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 203,561 | $9.81M | 0.2% | +54,791+36.8% | Added | – |
| TJXTJX Companies Inc | Stock | 95,575 | $9.69M | 0.2% | +42,204+79.1% | Added | History |
| NEENextera Energy Inc | Stock | 150,408 | $9.61M | 0.2% | −6,276−4.0% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 72,292 | $9.54M | 0.2% | +19,874+37.9% | Added | History |
| NOWServiceNow, Inc. | Stock | 12,462 | $9.50M | 0.2% | −8,562−40.7% | Reduced | History |
| PFEPfizer Inc | Stock | 341,116 | $9.47M | 0.2% | +69,378+25.5% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 85,880 | $9.24M | 0.2% | +33,342+63.5% | Added | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 34,591 | $8.64M | 0.2% | +1,497+4.5% | Added | – |
| BNYBank of New York Mellon Corp | Stock | 147,030 | $8.47M | 0.2% | +20,162+15.9% | Added | History |
| CVSCVS Health Corp | Stock | 106,114 | $8.46M | 0.2% | +52,936+99.5% | Added | History |
| EQIXEquinix Inc | COM | 9,991 | $8.25M | 0.2% | +654+7.0% | Added | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 65,421 | $8.24M | 0.2% | +2,556+4.1% | Added | – |
Options (2)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Invesco QQQ Trust Series I46090E103 | ETF | $23.9M | – |
| XXII22nd Century Group, Inc. | Stock | – | $4.00K |
Sold out since Q4 2023 (76)
Positions held at the end of Q4 2023 that are gone from this filing.
| Security | Class | Shares in Q4 2023 | Value in Q4 2023 | % of portfolio in Q4 2023 | History |
|---|---|---|---|---|---|
| Invesco QQQ Trust Series I46090E103 | ETF | 45,891 | $18.8M | 0.7% | – |
| CHTRCharter Communications, Inc. | CL A | 10,196 | $3.96M | 0.2% | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 60,901 | $3.15M | 0.1% | – |
| SYMSymbotic Inc. | Stock | 41,407 | $2.13M | 0.1% | History |
| SMCISuper Micro Computer, Inc. | COM | 7,455 | $2.12M | 0.1% | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 21,785 | $2.11M | 0.1% | – |
| MLMMartin Marietta Materials Inc | COM | 2,780 | $1.39M | 0.1% | History |
| ALBAlbemarle Corp | Stock | 9,501 | $1.37M | 0.1% | History |
| MKTXMarketaxess Holdings Inc | COM | 4,320 | $1.27M | <0.1% | History |
| iShares Tr464287630 | RUS 2000 VAL ETF | 8,031 | $1.25M | <0.1% | – |
| SK Growth Opportunities CorpG8192N103 | CLASS A COM | 102,400 | $1.11M | <0.1% | – |
| NEUNewmarket Corp | COM | 1,806 | $985.6K | <0.1% | History |
| PDCOPatterson Companies, Inc. | COM | 31,115 | $885.2K | <0.1% | History |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 14,534 | $867.1K | <0.1% | – |
| AZTAAzenta, Inc. | COM | 12,690 | $826.6K | <0.1% | History |
| JNPRJuniper Networks Inc | COM | 18,328 | $540.3K | <0.1% | History |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 16,633 | $495.3K | <0.1% | – |
| Lakeshore Acquisition II CorG5352N105 | ORDINARY SHARES | 43,000 | $473.0K | <0.1% | – |
| CSPICSP Inc | COM | 24,250 | $472.6K | <0.1% | History |
| Simplify Exchange Traded Fun82889N699 | MANAGED FUTURES | 18,280 | $431.4K | <0.1% | – |
| Tenx Keane AcquisitionG8708L104 | ORD SHS | 39,300 | $429.9K | <0.1% | – |
| PSAPublic Storage | COM | 1,381 | $421.2K | <0.1% | History |
| Townebank Portsmouth Va89214P109 | COM | 13,370 | $397.9K | <0.1% | – |
| AMNAmn Healthcare Services Inc | COM | 5,111 | $382.7K | <0.1% | History |
| FSKFS KKR Capital Corp | COM | 17,933 | $358.1K | <0.1% | History |
| iShares Tr464287739 | U.S. REAL ES ETF | 3,795 | $346.9K | <0.1% | – |
| SLMSLM Corp | COM | 17,377 | $332.2K | <0.1% | History |
| BCBrunswick Corp | COM | 3,385 | $327.5K | <0.1% | History |
| ALGAlamo Group Inc | COM | 1,512 | $317.8K | <0.1% | History |
| HOMBHome Bancshares Inc | COM | 12,294 | $311.4K | <0.1% | History |
| MYDBlackRock Muniyield Fund, Inc. | COM | 28,200 | $304.0K | <0.1% | History |
| AMPHAmphastar Pharmaceuticals, Inc. | COM | 4,910 | $303.7K | <0.1% | History |
| UFPIUfp Industries Inc | COM | 2,408 | $302.3K | <0.1% | History |
| PRGSProgress Software Corp | COM | 5,273 | $286.3K | <0.1% | History |
| CWCurtiss Wright Corp | Stock | 1,278 | $284.7K | <0.1% | History |
| IOSPInnospec Inc. | COM | 2,279 | $280.9K | <0.1% | History |
| MMSMaximus, Inc. | COM | 3,190 | $267.5K | <0.1% | History |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 5,075 | $263.9K | <0.1% | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 6,245 | $263.7K | <0.1% | – |
| SIGISelective Insurance Group Inc | COM | 2,629 | $261.5K | <0.1% | History |
| Digiasia Corp.G85094103 | CLASS A ORD SHS | 23,800 | $257.0K | <0.1% | – |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,669 | $253.8K | <0.1% | History |
| APDAir Products & Chemicals, Inc. | Stock | 879 | $240.7K | <0.1% | History |
| IDAIdacorp Inc | COM | 2,447 | $240.6K | <0.1% | History |
| EVRGEvergy, Inc. | Stock | 4,556 | $237.8K | <0.1% | History |
| PWSCPowerschool Holdings, Inc. | COM CL A | 10,047 | $236.7K | <0.1% | History |
| UNMUnum Group | Stock | 5,223 | $236.2K | <0.1% | History |
| IMGNImmunoGen, Inc. | COM | 7,855 | $232.9K | <0.1% | History |
| JKHYJack Henry & Associates Inc | Stock | 1,401 | $228.9K | <0.1% | History |
| SAMBoston Beer Co Inc | CL A | 662 | $228.8K | <0.1% | History |
| CHXChampionX Corp | COM | 7,687 | $224.5K | <0.1% | History |
| VVVValvoline Inc | COM | 5,974 | $224.5K | <0.1% | History |
| LBRTLiberty Energy Inc. | COM CL A | 12,067 | $218.9K | <0.1% | History |
| SNASnap-on Inc | COM | 753 | $217.5K | <0.1% | History |
| INSTInstructure Holdings, Inc. | COM | 8,027 | $216.8K | <0.1% | History |
| REFIChicago Atlantic Real Estate Finance, Inc. | COM | 13,298 | $215.2K | <0.1% | History |
| HWCHancock Whitney Corp | COM | 4,411 | $214.3K | <0.1% | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 9,227 | $212.6K | <0.1% | – |
| RELXRELX PLC | SPONSORED ADR | 5,300 | $210.2K | <0.1% | History |
| CRICarters Inc | COM | 2,799 | $209.6K | <0.1% | History |
| iShares Tr46435G425 | ESG AWR MSCI USA | 1,952 | $204.8K | <0.1% | – |
| JCIJohnson Controls International plc | Stock | 3,537 | $203.9K | <0.1% | History |
| ENSEnerSys | COM | 2,014 | $203.3K | <0.1% | History |
| VICIVici Properties Inc. | COM | 6,335 | $202.0K | <0.1% | History |
| BRSPBrightSpire Capital, Inc. | COM CL A | 26,598 | $197.9K | <0.1% | History |
| ONBOld National Bancorp | Stock | 10,524 | $177.8K | <0.1% | History |
| Borealis Foods Inc.G6859L105 | SHS CL A | 15,000 | $169.7K | <0.1% | – |
| ARIZArisz Acquisition Corp. | COMMON STOCK | 15,000 | $163.7K | <0.1% | History |
| FLWS1 800 Flowers Com Inc | CL A | 11,760 | $126.8K | <0.1% | History |
| MMUWestern Asset Managed Municipals Fund Inc. | COM | 11,996 | $122.0K | <0.1% | History |
| DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc. | COM SHS | 11,829 | $122.0K | <0.1% | History |
| DNPDNP Select Income Fund Inc | COM | 13,152 | $111.5K | <0.1% | History |
| MHFWestern Asset Municipal High Income Fund Inc. | COM | 16,272 | $104.5K | <0.1% | History |
| PMMFranklin Managed Municipal Income Trust | COM | 15,933 | $96.9K | <0.1% | History |
| MAVPioneer Municipal High Income Advantage Fund, Inc. | COM | 11,716 | $94.0K | <0.1% | History |
| MMATMeta Materials Inc. | COM | 21,602 | $1.43K | <0.1% | History |