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Livermore
Livermore
ZHEN

Capital Advantage, Inc.

SEC CIK
0001628896
Latest filing
Jul 13, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 16, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
46
−61 vs. Q1 2021
Portfolio value
$381.5M
+$14.5M (+4.0%) vs. Q1 2021
Filed
Aug 16, 2021
SEC
Holdings of Capital Advantage, Inc. in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ProShares Tr74347B607INVT INT RT HG543,444$41.6M10.9%+543,444New–
Vanguard Whitehall FDS921946810INTL DVD ETF465,872$40.8M10.7%+11,772+2.6%Added–
Vanguard Dividend Appreciation ETF921908844ETF180,978$28.0M7.3%−1,465−0.8%Reduced–
Vanguard Health Care ETF92204A504ETF103,430$25.6M6.7%+1,188+1.2%Added–
Schwab US Dividend Equity ETF808524797ETF310,031$23.4M6.1%−683−0.2%Reduced–
State Street Financial Select Sector SPDR ETF81369Y605ETF553,414$20.3M5.3%+19,501+3.7%Added–
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF235,459$19.4M5.1%+7,193+3.2%Added–
Vanguard World FD921910840MEGA CAP VAL ETF192,692$19.2M5.0%+3,111+1.6%Added–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF127,636$17.9M4.7%+884+0.7%Added–
iShares Core S&P Small Cap ETF464287804ETF156,899$17.7M4.6%+1,840+1.2%Added–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF234,665$16.4M4.3%−11,203−4.6%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF189,843$14.2M3.7%+3,356+1.8%Added–
Vanguard World FD921910873MEGA CAP INDEX82,218$12.5M3.3%+118+0.1%Added–
Vanguard Star FDS921909768VG TL INTL STK F180,021$11.8M3.1%−1,914−1.1%Reduced–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF101,906$10.4M2.7%−28,066−21.6%Reduced–
AAPLApple Inc.Stock63,385$8.68M2.3%−16,754−20.9%ReducedHistory
iShares Tr46434V878ULTRA SHORT DUR164,105$8.29M2.2%−61,965−27.4%Reduced–
Schwab U.S. Mid-Cap ETF808524508ETF90,475$7.08M1.9%+6,156+7.3%Added–
Vanguard Morningstar Small-Cap Value ETF922908611ETF38,426$6.67M1.7%+3,776+10.9%Added–
MDYSPDR S&P Midcap 400 ETF TrustETF10,175$5.00M1.3%−50−0.5%ReducedHistory
MSFTMicrosoft CorpStock15,585$4.22M1.1%−34−0.2%ReducedHistory
iShares Russell 2000 ETF464287655ETF14,951$3.43M0.9%+22+0.1%Added–
BRK.BBerkshire Hathaway IncStock10,010$2.78M0.7%+75+0.8%AddedHistory
SNOWSnowflake Inc.Stock10,704$2.59M0.7%00.0%UnchangedHistory
Schwab U.S. Large-Cap ETF808524201ETF17,084$1.78M0.5%−428−2.4%Reduced–
EXTRExtreme Networks IncCOM137,638$1.54M0.4%00.0%UnchangedHistory
CVXChevron CorpStock11,953$1.25M0.3%−849−6.6%ReducedHistory
iShares Tr46434V696CORE MSCI PAC17,894$1.19M0.3%−521−2.8%Reduced–
INTCIntel CorpStock20,164$1.13M0.3%+37+0.2%AddedHistory
MRKMerck & Co., Inc.Stock13,688$1.06M0.3%−61−0.4%ReducedHistory
CSCOCisco Systems, Inc.Stock18,845$999.0K0.3%+335+1.8%AddedHistory
PFEPfizer IncStock21,491$842.0K0.2%−12−0.1%ReducedHistory
XOMExxonMobil Holdings CorpCOM12,068$761.0K0.2%+244+2.1%AddedHistory
TAT&T Inc.Stock26,401$760.0K0.2%+91+0.3%AddedHistory
VZVerizon Communications IncStock12,627$708.0K0.2%−56−0.4%ReducedHistory
Vanguard BD Index FDS92203C303VANGUARD ULTRA11,498$576.0K0.2%+11,498New–
BOXBox IncCL A14,862$380.0K0.1%+14,862NewHistory
GEGeneral Electric CoStock14,956$201.0K0.1%+14,956NewHistory
CYDYCytoDyn Inc.COM91,000$155.0K<0.1%+91,000NewHistory
ATRSAntares Pharma, Inc.COM13,000$57.0K<0.1%+13,000NewHistory
SVRASavara IncCOM14,658$25.0K<0.1%+14,658NewHistory
SHMPNaturalShrimp IncCOM30,000$13.0K<0.1%+30,000NewHistory
Vsblty Groupe Technologies91834N100COM15,000$6.00K<0.1%+15,000New–
Hop-On Inc439338203COM1,700,000$6.00K<0.1%+1,700,000New–
Global Digital Solu37944K106Equities40,000$1.00K<0.1%+40,000New–
Project Group Inc74338Q100COM19,000$00.0%+19,000New–

Sold out since Q1 2021 (73)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Capital Advantage, Inc. sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
iShares Core S&P 500 ETF464287200ETF6,649$2.65M0.7%–
AMZNAmazon Com IncStock608$1.88M0.5%History
NOCNorthrop Grumman CorpStock5,100$1.65M0.4%History
WDAYWorkday, Inc.CL A5,932$1.47M0.4%History
XLNXXilinx IncCOM9,487$1.18M0.3%History
Vanguard Morningstar Small-Cap ETF922908751ETF5,257$1.13M0.3%–
HDHome Depot, Inc.Stock3,434$1.05M0.3%History
JNJJohnson & JohnsonStock6,228$1.02M0.3%History
Vanguard High Dividend Yield Index ETF921946406ETF9,897$1.00M0.3%–
Vanguard S&P 500 ETF922908363ETF2,641$962.0K0.3%–
ALVAutoliv IncCOM8,298$770.0K0.2%History
AMGNAmgen IncStock2,963$737.0K0.2%History
GOOGLAlphabet Inc.Stock324$668.0K0.2%History
Schwab U.S. Small-Cap ETF808524607ETF6,682$666.0K0.2%–
ADPAutomatic Data Processing IncStock3,441$648.0K0.2%History
ORCLOracle CorpStock9,075$637.0K0.2%History
CVGWCalavo Growers IncCOM7,750$602.0K0.2%History
PEPPepsiCo IncStock4,249$601.0K0.2%History
SPYSPDR S&P 500 ETF TrustETF1,513$600.0K0.2%History
MCKMcKesson CorpStock3,050$595.0K0.2%History
UPSUnited Parcel Service IncStock3,435$584.0K0.2%History
Invesco QQQ Trust Series I46090E103ETF1,808$577.0K0.2%–
Vanguard Morningstar Total Stock Market ETF922908769ETF2,652$548.0K0.1%–
ABTAbbott LaboratoriesStock4,371$524.0K0.1%History
METAMeta Platforms, Inc.Stock1,760$518.0K0.1%History
GOOGAlphabet Inc.Stock250$517.0K0.1%History
MCDMcDonalds CorpStock2,263$507.0K0.1%History
ETNEaton Corp plcStock3,586$496.0K0.1%History
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD5,949$491.0K0.1%–
CMCSAComcast CorpStock8,812$477.0K0.1%History
WMTWalmart Inc.Stock3,309$449.0K0.1%History
PGProcter & Gamble CoStock3,307$448.0K0.1%History
MMM3M CoStock2,326$448.0K0.1%History
SCHWSchwab Charles CorpStock6,828$445.0K0.1%History
PIMCO ETF Tr72201R643ENHANCD SHORT4,323$435.0K0.1%–
iShares Tr464288588MBS ETF3,920$425.0K0.1%–
DISWalt Disney CoStock2,296$424.0K0.1%History
iShares Tr464288166AGENCY BOND ETF3,595$423.0K0.1%–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS6,880$423.0K0.1%–
Vanguard Mortgage-Backed Securities ETF92206C771ETF7,878$420.0K0.1%–
RTXRTX CorpStock5,227$404.0K0.1%History
ULUnilever PLCSPON ADR NEW6,867$383.0K0.1%History
Vanguard Total Bond Market ETF921937835ETF4,415$374.0K0.1%–
MDTMedtronic plcStock3,120$369.0K0.1%History
CATCaterpillar IncStock1,563$362.0K0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM2,362$361.0K0.1%History
QCOMQualcomm IncStock2,704$359.0K0.1%History
Schwab International Equity ETF808524805ETF9,522$358.0K0.1%–
BABoeing CoStock1,342$342.0K0.1%History
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT2,265$321.0K0.1%–
SPDR Ser Tr78468R648S&P KENSHO NEW4,723$320.0K0.1%–
JPMJPMorgan Chase & CoStock2,050$312.0K0.1%History
CRMSalesforce, Inc.Stock1,432$303.0K0.1%History
KOCoca Cola CoStock5,624$296.0K0.1%History
Vanguard Ftse Developed Markets ETF921943858ETF5,984$294.0K0.1%–
WBAWalgreens Boots Alliance, Inc.COM5,271$289.0K0.1%History
Vanguard Ftse Emerging Markets ETF922042858ETF5,114$266.0K0.1%–
iShares Core U.S. Aggregate Bond ETF464287226ETF2,231$254.0K0.1%–
GLDSPDR Gold TrustETF1,575$252.0K0.1%History
BABAAlibaba Group Holding LtdADR1,106$251.0K0.1%History
iShares Select Dividend ETF464287168ETF2,191$250.0K0.1%–
BMRCBank of Marin BancorpCOM6,380$250.0K0.1%History
TELTE Connectivity plcREG SHS1,811$234.0K0.1%History
UNPUnion Pacific CorpStock1,059$233.0K0.1%History
AXPAmerican Express CoStock1,630$231.0K0.1%History
IBMInternational Business Machines CorpStock1,645$219.0K0.1%History
BACBank of America CorpStock5,544$215.0K0.1%History
DUKDuke Energy CORPStock2,212$214.0K0.1%History
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF2,276$212.0K0.1%–
CARRCarrier Global CorpStock5,021$212.0K0.1%History
iShares Core MSCI Emerging Markets ETF46434G103ETF3,255$209.0K0.1%–
VNEArriver Holdco, Inc.COM8,377$205.0K0.1%History
COSTCostco Wholesale CorpStock577$203.0K0.1%History