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Livermore
ZHEN

Exane Derivatives

SEC CIK
0001623883
Latest filing
Jul 12, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 26, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,026
0 vs. Q2 2021
Portfolio value
$400.8M
−$25.6M (−6.0%) vs. Q2 2021
Filed
Oct 26, 2021
SEC
Holdings of Exane Derivatives in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
XYLXylem Inc.COM3,545$438.5K0.1%−18−0.5%ReducedHistory
FUTUFutu Holdings LtdSPON ADS CL A4,710$428.7K0.1%+1,653+54.1%AddedHistory
XPEVXpeng Inc.ADS12,032$427.6K0.1%−3,608−23.1%ReducedHistory
iShares Tips Bond ETF464287176ETF3,340$426.5K0.1%−88−2.6%Reduced–
OCOwens CorningStock4,983$426.0K0.1%+199+4.2%AddedHistory
TAT&T Inc.Stock15,765$425.8K0.1%−9,560−37.7%ReducedHistory
WRKWestRock CoCOM8,522$424.6K0.1%+8,522NewHistory
Signature BK New York N Y82669G104COM1,547$421.2K0.1%+364+30.8%Added–
WFGWest Fraser Timber Co., LtdCOM5,000$418.7K0.1%+1,200+31.6%AddedHistory
CELHCelsius Holdings, Inc.COM NEW4,608$415.1K0.1%−760−14.2%ReducedHistory
CWKCushman & Wakefield Ltd.SHS22,175$412.7K0.1%+22,175NewHistory
MXCTMaxcyte, Inc.COM33,672$411.1K0.1%+33,672NewHistory
TRPTC Energy CorpCOM8,568$410.0K0.1%00.0%UnchangedHistory
NOMDNomad Foods LtdUSD ORD SHS14,821$408.5K0.1%+14,821NewHistory
LLYEli Lilly & CoStock1,750$404.4K0.1%+252+16.8%AddedHistory
DUKDuke Energy CORPStock4,119$402.0K0.1%−467−10.2%ReducedHistory
APTVAptiv PLCSHS2,692$401.0K0.1%−321−10.7%ReducedHistory
HSICHenry Schein IncCOM5,261$400.7K0.1%+5,261NewHistory
TGTTarget CorpStock1,737$397.4K0.1%+26+1.5%AddedHistory
OPAL Fuels Inc.G0R21B120UNIT 03/16/202840,000$397.0K0.1%00.0%Unchanged–
KLACKLA CorpCOM NEW1,185$396.4K0.1%−16−1.3%ReducedHistory
ABBVAbbVie Inc.Stock3,671$396.0K0.1%+35+1.0%AddedHistory
NFLXNetflix IncStock648$395.5K0.1%−396−37.9%ReducedHistory
ProShares Tr74347B235PSHS SHORT DOW3011,500$395.5K0.1%+11,500New–
Global X FDS37954Y442CLOUD COMPUTNG13,340$390.6K0.1%00.0%Unchanged–
ARWArrow Electronics, Inc.COM3,462$388.8K0.1%+3,423+8,776.9%AddedHistory
AYXAlteryx, Inc.COM CL A5,305$387.8K0.1%−777−12.8%ReducedHistory
STESTERIS plcSHS USD1,898$387.7K0.1%+1,874+7,808.3%AddedHistory
TWSTTwist Bioscience CorpCOM3,623$387.5K0.1%00.0%UnchangedHistory
WYWeyerhaeuser CoCOM NEW10,884$387.1K0.1%+9,227+556.8%AddedHistory
DBXDropbox, Inc.CL A12,643$369.4K0.1%+12,302+3,607.6%AddedHistory
WMBWilliams Companies, Inc.COM14,241$369.4K0.1%+2,739+23.8%AddedHistory
LILi Auto Inc.SPONSORED ADS13,931$366.2K0.1%−72−0.5%ReducedHistory
CHRWC. H. Robinson Worldwide, Inc.COM NEW4,206$365.9K0.1%−375−8.2%ReducedHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF7,500$365.4K0.1%00.0%Unchanged–
KMIKinder Morgan, Inc.Stock21,811$364.9K0.1%+4,834+28.5%AddedHistory
AMBAAmbarella IncSHS2,335$363.6K0.1%−440−15.9%ReducedHistory
UNPUnion Pacific CorpStock1,841$360.9K0.1%−1,335−42.0%ReducedHistory
EQIXEquinix IncCOM455$359.5K0.1%+96+26.7%AddedHistory
AGCOAGCO CorpCOM2,929$358.9K0.1%+2,929NewHistory
AOSSmith A O CorpCOM5,844$356.9K0.1%+840+16.8%AddedHistory
LEUCentrus Energy CorpStock9,164$354.3K0.1%+217+2.4%AddedHistory
DQDaqo New Energy Corp.SPNSRD ADS NEW6,209$353.9K0.1%+1,245+25.1%AddedHistory
COHRCoherent Corp.COM5,936$352.3K0.1%00.0%UnchangedHistory
LIILennox International IncCOM1,183$348.0K0.1%+170+16.8%AddedHistory
TERTeradyne, IncStock3,153$344.2K0.1%00.0%UnchangedHistory
NIONIO Inc.ADR9,624$342.9K0.1%−2,471−20.4%ReducedHistory
MTZMastec IncCOM3,897$336.2K0.1%−3,240−45.4%ReducedHistory
SWCHSwitch, Inc.CL A13,039$331.0K0.1%−166−1.3%ReducedHistory
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE3,571$330.7K0.1%+3,571New–
FEFirstenergy CorpCOM9,252$329.5K0.1%+1,127+13.9%AddedHistory
FTVFortive CorpStock4,665$329.2K0.1%+3,963+564.5%AddedHistory
SRESempraStock2,598$328.7K0.1%+405+18.5%AddedHistory
BLKBlackRock, Inc.COM389$326.3K0.1%+180+86.1%AddedHistory
THOThor Industries IncCOM2,642$324.3K0.1%+584+28.4%AddedHistory
EGOEldorado Gold CorpCOM41,930$324.1K0.1%+2,663+6.8%AddedHistory
SUMSummit Materials, Inc.CL A10,123$323.6K0.1%−5,715−36.1%ReducedHistory
AAAlcoa CorpStock6,604$323.2K0.1%+823+14.2%AddedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF3,520$321.9K0.1%00.0%Unchanged–
EIXEdison InternationalStock5,768$319.9K0.1%+486+9.2%AddedHistory
ACNAccenture plcStock1,000$319.9K0.1%00.0%UnchangedHistory
ITRIItron, Inc.COM4,226$319.6K0.1%+2,855+208.2%AddedHistory
SGENSeagen Inc.COM1,880$319.2K0.1%−72−3.7%ReducedHistory
NUENucor CorpCOM3,223$317.4K0.1%−3,716−53.6%ReducedHistory
AUPHAurinia Pharmaceuticals Inc.COM14,329$317.1K0.1%+1,185+9.0%AddedHistory
WGSGeneDx Holdings Corp.COMMON STOCK41,753$316.9K0.1%+41,753NewHistory
EXASExact Sciences CorpCOM3,308$315.7K0.1%+3,024+1,064.8%AddedHistory
BYNDBeyond Meat, Inc.COM2,997$315.5K0.1%+466+18.4%AddedHistory
ChemoCentryx, Inc.16383L106COM18,406$314.7K0.1%−538−2.8%Reduced–
NSCNorfolk Southern CorpStock1,311$313.7K0.1%+157+13.6%AddedHistory
FTNTFortinet, Inc.Stock1,067$311.6K0.1%00.0%UnchangedHistory
MRVLMarvell Technology, Inc.COM5,123$309.0K0.1%−979−16.0%ReducedHistory
GHGuardant Health, Inc.COM2,466$308.3K0.1%−226−8.4%ReducedHistory
SNAPSnap IncStock4,136$305.5K0.1%−869−17.4%ReducedHistory
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE1,894$304.9K0.1%−222−10.5%Reduced–
ProShares Tr74347B201PSHS ULTSH 20YRS16,500$302.8K0.1%+16,500New–
LMTLockheed Martin CorpStock867$299.2K0.1%−841−49.2%ReducedHistory
GWWW.W. Grainger, Inc.Stock761$299.1K0.1%−840−52.5%ReducedHistory
VICRVicor CorpCOM2,227$298.8K0.1%−14−0.6%ReducedHistory
UPSUnited Parcel Service IncStock1,640$298.7K0.1%−1,650−50.2%ReducedHistory
GFFGriffon CorpCOM12,129$298.4K0.1%+2,449+25.3%AddedHistory
SBUXStarbucks CorpStock2,667$294.2K0.1%−57−2.1%ReducedHistory
PNRPENTAIR plcSHS4,033$292.9K0.1%−771−16.0%ReducedHistory
SONYSony Group CorpSPONSORED ADR2,638$291.7K0.1%−40−1.5%ReducedHistory
MTCHMatch Group, Inc.COM1,853$290.9K0.1%−301−14.0%ReducedHistory
iShares Inc464286822MSCI MEXICO ETF6,004$289.8K0.1%+3,000+99.9%Added–
MSMMSC Industrial Direct Co IncCL A3,597$288.4K0.1%+1,000+38.5%AddedHistory
QCOMQualcomm IncStock2,235$288.3K0.1%−55−2.4%ReducedHistory
CSLCarlisle Companies IncCOM1,448$287.8K0.1%+163+12.7%AddedHistory
PLUGPlug Power IncStock11,256$287.5K0.1%−71−0.6%ReducedHistory
U.S. Global Jets ETF26922A842ETF12,142$286.9K0.1%00.0%Unchanged–
BLDRBuilders FirstSource, Inc.Stock5,485$283.8K0.1%+5,485NewHistory
ETF Managers Tr26924G771ETFMG TRAVEL TEC9,900$281.1K0.1%00.0%Unchanged–
SPOTSpotify Technology S.A.Stock1,239$279.2K0.1%+200+19.2%AddedHistory
CDNSCadence Design Systems IncStock1,843$279.1K0.1%−61−3.2%ReducedHistory
ENBEnbridge IncStock7,034$278.6K0.1%00.0%UnchangedHistory
Barrick Gold Corp067901108COM15,342$276.9K0.1%00.0%Unchanged–
AEEAmeren CorpCOM3,415$276.6K0.1%+481+16.4%AddedHistory
DTEDte Energy CoCOM2,467$275.6K0.1%+678+37.9%AddedHistory
AMRCAmeresco, Inc.CL A4,702$274.7K0.1%−5,568−54.2%ReducedHistory

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Exane Derivatives in Q3 2021
SecurityClassPutsCalls
UBSUBS Group AGStock$664.1K$5.15M
STLAStellantis N.V.SHS$609.6K$4.66M
DBDeutsche Bank AktiengesellschaftNAMEN AKT$461.8K$2.11M
LINLinde PLCSHS$550.6K$471.0K
Invesco QQQ Trust Series I46090E103ETF$348.0K–
LOGILogitech International S.A.SHS$214.8K$34.9K
PMPhilip Morris International Inc.Stock$4.29K$177.1K
ALCAlcon IncStock$21.1K$98.5K
CRSRCorsair Gaming, Inc.COM–$107.1K
MSFTMicrosoft CorpStock$17.8K–
RACEFerrari N.V.COM$6.74K$785
AAPLApple Inc.Stock$3.32K–

Sold out since Q2 2021 (50)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Exane Derivatives sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
KHCKraft Heinz CoStock41,427$1.62M0.4%History
DPCM Cap Inc23344P101COM CL A80,000$789.6K0.2%–
TWC Tech Hldgs II Corp90117G105COM70,000$696.8K0.2%–
SCVX CorpG79448208COM50,000$495.0K0.1%–
GS Acquisition Hldgs Corp II36258Q105COM CL A45,000$470.2K0.1%–
Burgundy Technology Acqu CorG1702T116CL A47,000$463.9K0.1%–
Magnum Opus Acquisition LtdG5S70A120UNIT 06/03/202641,000$409.2K0.1%–
CM Life Sciences Inc18978W109COM CL A21,224$261.0K0.1%–
VISNVistance Networks, Inc.COM11,970$256.4K0.1%History
URIUnited Rentals, Inc.COM728$228.9K0.1%History
TPCTutor Perini CorpCOM15,089$199.8K<0.1%History
FRTAForterra, Inc.COM8,421$197.9K<0.1%History
BANDBandwidth Inc.COM CL A1,516$197.5K<0.1%History
MTUSMetallus Inc.COM14,643$197.1K<0.1%History
US Ecology, Inc.91734M103COM5,513$196.8K<0.1%–
USCRU.S. Concrete, Inc.COM2,587$191.1K<0.1%History
STKLSunOpta Inc.COM15,102$170.2K<0.1%History
KLDOKaleido Biosciences, Inc.COM21,333$156.6K<0.1%History
iShares Inc464286806MSCI GERMANY ETF4,237$147.7K<0.1%–
TCRTAlaunos Therapeutics, Inc.COM45,227$108.5K<0.1%History
Paramount Global92556H107CL A2,200$100.2K<0.1%–
RYTMRhythm Pharmaceuticals, Inc.COM5,167$100.1K<0.1%History
LOWLowes Companies IncStock488$94.8K<0.1%History
WDCWestern Digital CorpCOM1,269$88.9K<0.1%History
ACTGAcacia Research CorpACACIA TCH COM13,440$81.6K<0.1%History
WBDWarner Bros. Discovery, Inc.COM SER A2,500$72.8K<0.1%History
AELAmerican National Group Inc.COM2,080$64.4K<0.1%History
Churchill Capital Corp IV171439102CL A2,433$63.0K<0.1%–
HQYHealthequity, Inc.COM782$61.2K<0.1%History
ARRYArray Technologies, Inc.COM SHS3,928$61.1K<0.1%History
ORIOld Republic International CorpCOM2,454$60.1K<0.1%History
NTBBank of N.T. Butterfield & Son LtdSHS NEW1,699$59.4K<0.1%History
ICEIntercontinental Exchange, Inc.Stock320$38.0K<0.1%History
DTMDT Midstream, Inc.COMMON STOCK894$36.5K<0.1%History
ALLOAllogene Therapeutics, Inc.COM1,439$33.1K<0.1%History
Sailpoint Technologies Holdings, Inc.78781P105COM645$32.3K<0.1%–
ZYMEZymeworks Inc.COM632$21.9K<0.1%History
QTSQTS Realty Trust, Inc.COM CL A281$21.8K<0.1%History
CYPHCypherpunk Technologies Inc.COM14,461$21.0K<0.1%History
OCULOcular Therapeutix, IncCOM1,496$19.3K<0.1%History
FTITechnipFMC plcCOM2,183$18.1K<0.1%History
VICIVici Properties Inc.COM567$17.7K<0.1%History
MHKMohawk Industries IncCOM83$16.1K<0.1%History
ACADAcadia Pharmaceuticals IncCOM604$14.5K<0.1%History
AXTAAxalta Coating Systems Ltd.COM355$10.6K<0.1%History
FTFTFuture FinTech Group Inc.COM3,842$10.2K<0.1%History
NVRNVR IncCOM2$9.64K<0.1%History
TLNDTalend S.A.ADS57$3.73K<0.1%History
KNXKnight-Swift Transportation Holdings Inc.CL A49$2.45K<0.1%History
PFPTProofpoint IncCOM9$1.56K<0.1%History