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Livermore
ZHEN

Exane Derivatives

SEC CIK
0001623883
Latest filing
Jul 12, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 26, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,026
0 vs. Q2 2021
Portfolio value
$400.8M
−$25.6M (−6.0%) vs. Q2 2021
Filed
Oct 26, 2021
SEC
Holdings of Exane Derivatives in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SXTSensient Technologies CorpCOM956$87.1K<0.1%+956NewHistory
GDDYGoDaddy Inc.CL A1,264$88.1K<0.1%+503+66.1%AddedHistory
COLDAmericold Realty TrustCOM3,039$88.3K<0.1%+2,459+424.0%AddedHistory
CTVACorteva, Inc.Stock2,121$89.2K<0.1%−4,991−70.2%ReducedHistory
CMBMFCambium Networks CorpSHS2,488$90.0K<0.1%+1,113+80.9%AddedHistory
SPCEVirgin Galactic Holdings, IncCOM3,573$90.4K<0.1%−677−15.9%ReducedHistory
TENBTenable Holdings, Inc.COM1,981$91.4K<0.1%+453+29.6%AddedHistory
DTDynatrace, Inc.Stock1,308$92.8K<0.1%+173+15.2%AddedHistory
DDOGDatadog, Inc.CL A COM663$93.7K<0.1%+635+2,267.9%AddedHistory
BCRXBiocryst Pharmaceuticals IncCOM6,619$95.1K<0.1%+6,619NewHistory
LCIDLucid Group, Inc.COM3,878$98.4K<0.1%+3,878NewHistory
SLViShares Silver TrustETF4,799$98.5K<0.1%−4,852−50.3%ReducedHistory
LVSLas Vegas Sands CorpCOM2,702$98.9K<0.1%00.0%UnchangedHistory
PLTRPalantir Technologies Inc.Stock4,127$99.2K<0.1%00.0%UnchangedHistory
Vanguard Emerging Markets Government Bond ETF921946885ETF1,291$101.1K<0.1%−169−11.6%Reduced–
EBSEmergent BioSolutions Inc.COM2,024$101.3K<0.1%−333−14.1%ReducedHistory
JQCNuveen Credit Strategies Income FundCOM SHS15,500$101.7K<0.1%00.0%UnchangedHistory
VMWVmware LLCCL A COM686$102.0K<0.1%−88−11.4%ReducedHistory
iShares Tr4642874407-10 YR TRSY BD893$102.9K<0.1%−1,000−52.8%Reduced–
CRSPCRISPR Therapeutics AGNAMEN AKT920$103.0K<0.1%+270+41.5%AddedHistory
BIIBBiogen Inc.COM370$104.7K<0.1%+369+36,900.0%AddedHistory
BBIOBridgeBio Pharma, Inc.COM2,247$105.3K<0.1%−321−12.5%ReducedHistory
ILMNIllumina, Inc.COM264$107.1K<0.1%−78−22.8%ReducedHistory
CALXCalix, IncCOM2,169$107.2K<0.1%+145+7.2%AddedHistory
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS1,191$107.4K<0.1%00.0%UnchangedHistory
ASANAsana, Inc.CL A1,048$108.8K<0.1%+1,048NewHistory
SYKStryker CorpStock418$110.2K<0.1%−131−23.9%ReducedHistory
EAElectronic Arts Inc.COM776$110.4K<0.1%−608−43.9%ReducedHistory
NREFNexPoint Real Estate Finance, Inc.COM5,680$110.6K<0.1%−2,120−27.2%ReducedHistory
ZIONZions Bancorporation, National AssociationCOM1,799$111.3K<0.1%+683+61.2%AddedHistory
COOCooper Companies, Inc.COM NEW271$112.0K<0.1%−82−23.2%ReducedHistory
ONCBeOne Medicines Ltd.ADR311$112.9K<0.1%+72+30.1%AddedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN2,290$113.5K<0.1%+2,290NewHistory
IRMIron Mountain IncCOM2,630$114.3K<0.1%+1,767+204.8%AddedHistory
ZLABZai Lab LtdADR1,091$115.0K<0.1%+306+39.0%AddedHistory
INCYIncyte CorpCOM1,724$118.6K<0.1%+124+7.8%AddedHistory
CDNACareDx, Inc.COM1,888$119.6K<0.1%+253+15.5%AddedHistory
State Street SPDR S&P Biotech ETF78464A870ETF963$121.1K<0.1%+62+6.9%Added–
AWFAlliancebernstein Global High Income Fund IncCOM9,900$121.5K<0.1%−1,000−9.2%ReducedHistory
GTHXG1 Therapeutics, Inc.COM9,087$121.9K<0.1%+2,346+34.8%AddedHistory
RUNSunrun Inc.COM2,778$122.2K<0.1%−17−0.6%ReducedHistory
CCLCarnival Corp Ltd.UNIT 99/99/99994,895$122.4K<0.1%00.0%UnchangedHistory
KNSAKiniksa Pharmaceuticals International, plcCOM CL A10,773$122.7K<0.1%+1,268+13.3%AddedHistory
PAYCPaycom Software, Inc.Stock250$123.9K<0.1%00.0%UnchangedHistory
THCTenet Healthcare CorpCOM NEW1,889$125.5K<0.1%+1,889NewHistory
ARGXArgenx SESPONSORED ADR429$129.6K<0.1%−79−15.6%ReducedHistory
NADNuveen Quality Municipal Income FundCOM8,400$131.2K<0.1%00.0%UnchangedHistory
HYFMHydrofarm Holdings Group, Inc.COM3,480$131.7K<0.1%−670−16.1%ReducedHistory
CBAYCymaBay Therapeutics, Inc.COM36,133$131.9K<0.1%+1,919+5.6%AddedHistory
ATRSAntares Pharma, Inc.COM36,385$132.4K<0.1%+2,139+6.2%AddedHistory
RPDRapid7, Inc.COM1,188$134.3K<0.1%00.0%UnchangedHistory
RJFRaymond James Financial IncCOM1,460$134.7K<0.1%+972+199.2%AddedHistory
iShares Tr464287556ISHARES BIOTECH837$135.3K<0.1%+60+7.7%Added–
CONECyrusOne Holdco LLCCOM1,760$136.2K<0.1%+231+15.1%AddedHistory
TRUPTrupanion, Inc.COM1,760$136.7K<0.1%−290−14.1%ReducedHistory
SPGSimon Property Group Inc.REIT1,057$137.4K<0.1%−371−26.0%ReducedHistory
FLXNFlexion Therapeutics IncCOM22,524$137.4K<0.1%+22,271+8,802.8%AddedHistory
TTTrane Technologies plcSHS799$137.9K<0.1%−70−8.1%ReducedHistory
MSCIMSCI Inc.Stock227$138.1K<0.1%−106−31.8%ReducedHistory
Innovator ETFs Trust45782C557US EQTY BUF DEC4,151$139.0K<0.1%00.0%Unchanged–
Vanguard Health Care ETF92204A504ETF565$139.6K<0.1%−260−31.5%Reduced–
QRVOQorvo, Inc.Stock836$139.8K<0.1%−65−7.2%ReducedHistory
EWEdwards Lifesciences CorpStock1,239$140.3K<0.1%−65−5.0%ReducedHistory
RLRalph Lauren CorpCL A1,266$140.6K<0.1%+1,183+1,425.3%AddedHistory
REXRRexford Industrial Realty, Inc.COM2,504$142.1K<0.1%+2,498+41,633.3%AddedHistory
EPRTEssential Properties Realty Trust, Inc.COM5,121$143.0K<0.1%+5,121NewHistory
NVCRNovoCure LtdORD SHS1,234$143.3K<0.1%−204−14.2%ReducedHistory
BWABorgwarner IncCOM3,340$144.3K<0.1%+116+3.6%AddedHistory
ARNAArena Pharmaceuticals IncCOM NEW2,428$144.6K<0.1%+1,052+76.5%AddedHistory
DOCHealthpeak Properties, Inc.COM4,331$145.0K<0.1%−5,800−57.3%ReducedHistory
BNTXBioNTech SESPONSORED ADS533$145.5K<0.1%+185+53.2%AddedHistory
CUBECubeSmartREIT3,049$147.7K<0.1%+3,040+33,777.8%AddedHistory
TRNOTerreno Realty CorpCOM2,344$148.2K<0.1%00.0%UnchangedHistory
iShares U.S. Medical Devices ETF464288810ETF2,366$148.5K<0.1%+2,300+3,484.8%AddedConverted for a 6-for-1 split–
EXRExtra Space Storage Inc.COM887$149.0K<0.1%−39−4.2%ReducedHistory
EGPEastgroup Properties IncCOM905$150.8K<0.1%+905NewHistory
QUREuniQure N.V.SHS4,729$151.4K<0.1%−46−1.0%ReducedHistory
FRFirst Industrial Realty Trust IncCOM2,917$151.9K<0.1%+17+0.6%AddedHistory
ProShares Tr74347R107PSHS ULT S&P 5001,270$152.2K<0.1%+1,270New–
MDGLMadrigal Pharmaceuticals, Inc.COM1,916$152.9K<0.1%+498+35.1%AddedHistory
EQNREquinor ASASPONSORED ADR6,000$153.0K<0.1%+6,000NewHistory
LITELumentum Holdings Inc.COM1,837$153.5K<0.1%00.0%UnchangedHistory
NSANational Storage Affiliates TrustCOM SHS BEN IN2,927$154.5K<0.1%−67−2.2%ReducedHistory
SPDR Series Trust78464A672ST INTER ETF4,804$155.2K<0.1%00.0%Unchanged–
iShares Tr4642886613 7 YR TREAS BD1,193$155.3K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V407INVESCO MSCI2,459$155.7K<0.1%00.0%Unchanged–
SPDR Series Trust78468R101ST SHO TREAS ETF5,099$156.2K<0.1%00.0%Unchanged–
iShares Tr4642874571 3 YR TREAS BD1,813$156.2K<0.1%00.0%Unchanged–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF1,414$156.2K<0.1%00.0%Unchanged–
MEDMedifast IncCOM816$157.2K<0.1%−135−14.2%ReducedHistory
CKPTCheckpoint Therapeutics, Inc.COM48,230$159.2K<0.1%+48,230NewHistory
CPTCamden Property TrustREIT1,087$160.3K<0.1%+1,077+10,770.0%AddedHistory
LSILife Storage, Inc.COM1,401$160.7K<0.1%−13−0.9%ReducedHistory
Ssga Active Tr78470P309ST STR MARKE ETF3,206$161.3K<0.1%−409−11.3%Reduced–
Vanguard Energy ETF92204A306ETF2,190$161.8K<0.1%+190+9.5%Added–
LSPDLightspeed Commerce Inc.SUB VTG SHS1,682$162.2K<0.1%+1,682NewHistory
LAMRLamar Advertising CoREIT1,430$162.2K<0.1%+1,430NewHistory
PHATPhathom Pharmaceuticals, Inc.COM5,058$162.4K<0.1%+2,221+78.3%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM270$163.4K<0.1%−198−42.3%ReducedHistory
MUMicron Technology IncStock2,307$163.8K<0.1%+581+33.7%AddedHistory

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Exane Derivatives in Q3 2021
SecurityClassPutsCalls
UBSUBS Group AGStock$664.1K$5.15M
STLAStellantis N.V.SHS$609.6K$4.66M
DBDeutsche Bank AktiengesellschaftNAMEN AKT$461.8K$2.11M
LINLinde PLCSHS$550.6K$471.0K
Invesco QQQ Trust Series I46090E103ETF$348.0K–
LOGILogitech International S.A.SHS$214.8K$34.9K
PMPhilip Morris International Inc.Stock$4.29K$177.1K
ALCAlcon IncStock$21.1K$98.5K
CRSRCorsair Gaming, Inc.COM–$107.1K
MSFTMicrosoft CorpStock$17.8K–
RACEFerrari N.V.COM$6.74K$785
AAPLApple Inc.Stock$3.32K–

Sold out since Q2 2021 (50)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Exane Derivatives sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
KHCKraft Heinz CoStock41,427$1.62M0.4%History
DPCM Cap Inc23344P101COM CL A80,000$789.6K0.2%–
TWC Tech Hldgs II Corp90117G105COM70,000$696.8K0.2%–
SCVX CorpG79448208COM50,000$495.0K0.1%–
GS Acquisition Hldgs Corp II36258Q105COM CL A45,000$470.2K0.1%–
Burgundy Technology Acqu CorG1702T116CL A47,000$463.9K0.1%–
Magnum Opus Acquisition LtdG5S70A120UNIT 06/03/202641,000$409.2K0.1%–
CM Life Sciences Inc18978W109COM CL A21,224$261.0K0.1%–
VISNVistance Networks, Inc.COM11,970$256.4K0.1%History
URIUnited Rentals, Inc.COM728$228.9K0.1%History
TPCTutor Perini CorpCOM15,089$199.8K<0.1%History
FRTAForterra, Inc.COM8,421$197.9K<0.1%History
BANDBandwidth Inc.COM CL A1,516$197.5K<0.1%History
MTUSMetallus Inc.COM14,643$197.1K<0.1%History
US Ecology, Inc.91734M103COM5,513$196.8K<0.1%–
USCRU.S. Concrete, Inc.COM2,587$191.1K<0.1%History
STKLSunOpta Inc.COM15,102$170.2K<0.1%History
KLDOKaleido Biosciences, Inc.COM21,333$156.6K<0.1%History
iShares Inc464286806MSCI GERMANY ETF4,237$147.7K<0.1%–
TCRTAlaunos Therapeutics, Inc.COM45,227$108.5K<0.1%History
Paramount Global92556H107CL A2,200$100.2K<0.1%–
RYTMRhythm Pharmaceuticals, Inc.COM5,167$100.1K<0.1%History
LOWLowes Companies IncStock488$94.8K<0.1%History
WDCWestern Digital CorpCOM1,269$88.9K<0.1%History
ACTGAcacia Research CorpACACIA TCH COM13,440$81.6K<0.1%History
WBDWarner Bros. Discovery, Inc.COM SER A2,500$72.8K<0.1%History
AELAmerican National Group Inc.COM2,080$64.4K<0.1%History
Churchill Capital Corp IV171439102CL A2,433$63.0K<0.1%–
HQYHealthequity, Inc.COM782$61.2K<0.1%History
ARRYArray Technologies, Inc.COM SHS3,928$61.1K<0.1%History
ORIOld Republic International CorpCOM2,454$60.1K<0.1%History
NTBBank of N.T. Butterfield & Son LtdSHS NEW1,699$59.4K<0.1%History
ICEIntercontinental Exchange, Inc.Stock320$38.0K<0.1%History
DTMDT Midstream, Inc.COMMON STOCK894$36.5K<0.1%History
ALLOAllogene Therapeutics, Inc.COM1,439$33.1K<0.1%History
Sailpoint Technologies Holdings, Inc.78781P105COM645$32.3K<0.1%–
ZYMEZymeworks Inc.COM632$21.9K<0.1%History
QTSQTS Realty Trust, Inc.COM CL A281$21.8K<0.1%History
CYPHCypherpunk Technologies Inc.COM14,461$21.0K<0.1%History
OCULOcular Therapeutix, IncCOM1,496$19.3K<0.1%History
FTITechnipFMC plcCOM2,183$18.1K<0.1%History
VICIVici Properties Inc.COM567$17.7K<0.1%History
MHKMohawk Industries IncCOM83$16.1K<0.1%History
ACADAcadia Pharmaceuticals IncCOM604$14.5K<0.1%History
AXTAAxalta Coating Systems Ltd.COM355$10.6K<0.1%History
FTFTFuture FinTech Group Inc.COM3,842$10.2K<0.1%History
NVRNVR IncCOM2$9.64K<0.1%History
TLNDTalend S.A.ADS57$3.73K<0.1%History
KNXKnight-Swift Transportation Holdings Inc.CL A49$2.45K<0.1%History
PFPTProofpoint IncCOM9$1.56K<0.1%History