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Livermore
ZHEN

Exane Derivatives

SEC CIK
0001623883
Latest filing
Jul 12, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 26, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,026
0 vs. Q2 2021
Portfolio value
$400.8M
−$25.6M (−6.0%) vs. Q2 2021
Filed
Oct 26, 2021
SEC
Holdings of Exane Derivatives in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
CTRACoterra Energy Inc.Stock21$457<0.1%00.0%UnchangedHistory
iShares MSCI Eafe ETF464287465ETF6$468<0.1%00.0%Unchanged–
Cyberark Software LtdM2682V108SHS3$473<0.1%00.0%Unchanged–
WBWEIBO CorpSPONSORED ADR10$475<0.1%00.0%UnchangedHistory
IQVIQVIA Holdings Inc.Stock2$479<0.1%00.0%UnchangedHistory
TAKTakeda Pharmaceutical Co LtdADR30$491<0.1%00.0%UnchangedHistory
IOVAIovance Biotherapeutics, Inc.COM20$493<0.1%00.0%UnchangedHistory
DBVTDBV Technologies S.A.SPONSORED ADR101$495<0.1%00.0%UnchangedHistory
BRBroadridge Financial Solutions, Inc.Stock3$500<0.1%00.0%UnchangedHistory
EAFGraftech International LtdCOM50$516<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W760INTL SMCAP DIV7$520<0.1%00.0%Unchanged–
DKNGDraftKings Inc.COM CL A11$530<0.1%−974−98.9%ReducedHistory
DVNDevon Energy CorpStock15$533<0.1%00.0%UnchangedHistory
HASHasbro, Inc.COM6$535<0.1%00.0%UnchangedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS55$536<0.1%00.0%UnchangedHistory
MASIMasimo CorpCOM2$541<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS7$542<0.1%00.0%Unchanged–
AATAmerican Assets Trust, Inc.COM15$561<0.1%00.0%UnchangedHistory
DLTRDollar Tree, Inc.COM6$574<0.1%00.0%UnchangedHistory
Monmouth Real Estate Investment Corp609720107CL A31$578<0.1%00.0%Unchanged–
NDAQNasdaq, Inc.COM3$579<0.1%00.0%UnchangedHistory
LEGLeggett & Platt IncStock13$583<0.1%00.0%UnchangedHistory
iShares Tr46429B606MSCI POLAND ETF27$592<0.1%00.0%Unchanged–
Healthpeak Properties, Inc.71943U104COM34$599<0.1%00.0%Unchanged–
FSMFortuna Mining Corp.COM153$601<0.1%−2,889−95.0%ReducedHistory
QSRRestaurant Brands International Inc.COM10$609<0.1%00.0%UnchangedHistory
SLGLSol-Gel Technologies Ltd.SHS61$610<0.1%00.0%UnchangedHistory
SAGESage Therapeutics, Inc.COM14$620<0.1%−376−96.4%ReducedHistory
APAAPA CorpStock29$621<0.1%00.0%UnchangedHistory
INGRIngredion IncCOM7$623<0.1%00.0%UnchangedHistory
ADAPYAdaptimmune Therapeutics PLCSPONDS ADR121$626<0.1%00.0%UnchangedHistory
STZConstellation Brands, Inc.Stock3$632<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W851JAPN HEDGE EQT10$632<0.1%00.0%Unchanged–
OKEONEOK IncCOM11$638<0.1%00.0%UnchangedHistory
PGREParamount Group, Inc.COM71$638<0.1%00.0%UnchangedHistory
WPMWheaton Precious Metals Corp.COM17$639<0.1%00.0%UnchangedHistory
MKCMcCormick & Co IncStock8$648<0.1%−3,629−99.8%ReducedHistory
GLPIGaming & Leisure Properties, Inc.COM14$648<0.1%00.0%UnchangedHistory
CLXClorox CoStock4$662<0.1%00.0%UnchangedHistory
GFLGFL Environmental Inc.SUB VTG SHS18$669<0.1%00.0%UnchangedHistory
PHRPhreesia, Inc.COM11$679<0.1%00.0%UnchangedHistory
CLColgate Palmolive CoStock9$680<0.1%00.0%UnchangedHistory
ANSSAnsys IncCOM2$681<0.1%00.0%UnchangedHistory
PSXPhillips 66Stock10$700<0.1%00.0%UnchangedHistory
ROICRetail Opportunity Investments CorpCOM41$714<0.1%00.0%UnchangedHistory
RPAIRetail Properties of America, Inc.CL A56$721<0.1%00.0%UnchangedHistory
GRVYGRAVITY Co., Ltd.SPONSORED ADS NE8$724<0.1%−72−90.0%ReducedHistory
HRBH&R Block IncCOM29$725<0.1%00.0%UnchangedHistory
BF.BBrown Forman CorpStock11$737<0.1%00.0%UnchangedHistory
BDNBrandywine Realty TrustSH BEN INT NEW55$738<0.1%00.0%UnchangedHistory
CLVSClovis Oncology, Inc.COM166$740<0.1%00.0%UnchangedHistory
TXNTexas Instruments IncStock4$769<0.1%00.0%UnchangedHistory
ANGOAngiodynamics IncCOM30$778<0.1%−5,626−99.5%ReducedHistory
CMCMCheetah Mobile Inc.ADR478$779<0.1%−2,902−85.9%ReducedHistory
VIPSVipshop Holdings LtdSPONSORED ADS A70$780<0.1%00.0%UnchangedHistory
Turquoise Hill Res Ltd900435207COM53$781<0.1%00.0%Unchanged–
TEAMAtlassian CorpCL A2$783<0.1%−20−90.9%ReducedHistory
ADPAutomatic Data Processing IncStock4$800<0.1%00.0%UnchangedHistory
REGRegency Centers CorpCOM12$808<0.1%00.0%UnchangedHistory
HRLHormel Foods CorpCOM20$820<0.1%00.0%UnchangedHistory
ANIPAni Pharmaceuticals IncCOM25$820<0.1%−4,339−99.4%ReducedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR80$827<0.1%00.0%UnchangedHistory
GTXGarrett Motion Inc.Stock114$840<0.1%00.0%UnchangedHistory
QDELQuidelOrtho CorpCOM6$847<0.1%00.0%UnchangedHistory
FOXFox CorpCL B COM23$854<0.1%−278−92.4%ReducedHistory
TDYTeledyne Technologies IncCOM2$859<0.1%−19−90.5%ReducedHistory
FOLDAmicus Therapeutics, Inc.COM90$859<0.1%00.0%UnchangedHistory
PINSPinterest, Inc.CL A17$866<0.1%00.0%UnchangedHistory
STSensata Technologies Holding plcSHS16$876<0.1%00.0%UnchangedHistory
iShares Tr46429B671MSCI CHINA ETF13$878<0.1%00.0%Unchanged–
NWLNewell Brands Inc.Stock40$886<0.1%00.0%UnchangedHistory
MNSTMonster Beverage CorpCOM10$888<0.1%00.0%UnchangedHistory
LKQLKQ CorpCOM18$906<0.1%00.0%UnchangedHistory
CDWCDW CorpCOM5$910<0.1%00.0%UnchangedHistory
GTGoodyear Tire & Rubber CoCOM52$920<0.1%00.0%UnchangedHistory
MSIMotorola Solutions, Inc.Stock4$929<0.1%00.0%UnchangedHistory
DPZDominos Pizza IncCOM2$954<0.1%00.0%UnchangedHistory
ESSEssex Property Trust, Inc.COM3$959<0.1%00.0%UnchangedHistory
STORStore Capital LLCCOM30$961<0.1%00.0%UnchangedHistory
CSXCSX CorpStock33$981<0.1%00.0%UnchangedHistory
AXSMAxsome Therapeutics, Inc.COM30$989<0.1%−4,417−99.3%ReducedHistory
CLDRCloudera, Inc.COM62$990<0.1%00.0%UnchangedHistory
RAREUltragenyx Pharmaceutical Inc.COM11$992<0.1%00.0%UnchangedHistory
NBPNovaBridge BiosciencesSPONSORED ADS14$1.01K<0.1%−3,750−99.6%ReducedHistory
KMXCarMax IncCOM8$1.02K<0.1%00.0%UnchangedHistory
FASTFastenal CoStock20$1.03K<0.1%00.0%UnchangedHistory
EOGEOG Resources IncStock13$1.04K<0.1%00.0%UnchangedHistory
AAPAdvance Auto Parts IncCOM5$1.04K<0.1%−2,399−99.8%ReducedHistory
KODKodiak Sciences Inc.COM11$1.06K<0.1%00.0%UnchangedHistory
STXSeagate Technology Holdings plcORD SHS13$1.07K<0.1%00.0%UnchangedHistory
KSUKansas City SouthernCOM NEW4$1.08K<0.1%00.0%UnchangedHistory
ACHCAcadia Healthcare Company, Inc.COM17$1.08K<0.1%00.0%UnchangedHistory
CDKCDK Global, Inc.COM26$1.11K<0.1%00.0%UnchangedHistory
GMGeneral Motors CoCOM21$1.11K<0.1%00.0%UnchangedHistory
SUISun Communities IncCOM6$1.11K<0.1%−852−99.3%ReducedHistory
iShares Tr46434V423MSCI SAUDI ARBIA27$1.13K<0.1%00.0%Unchanged–
SLGSL Green Realty CorpCOM16$1.13K<0.1%00.0%UnchangedHistory
BURLBurlington Stores, Inc.COM4$1.13K<0.1%00.0%UnchangedHistory
SFMSprouts Farmers Market, Inc.COM49$1.14K<0.1%−9,652−99.5%ReducedHistory
CTASCintas CorpStock3$1.14K<0.1%00.0%UnchangedHistory

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Exane Derivatives in Q3 2021
SecurityClassPutsCalls
UBSUBS Group AGStock$664.1K$5.15M
STLAStellantis N.V.SHS$609.6K$4.66M
DBDeutsche Bank AktiengesellschaftNAMEN AKT$461.8K$2.11M
LINLinde PLCSHS$550.6K$471.0K
Invesco QQQ Trust Series I46090E103ETF$348.0K–
LOGILogitech International S.A.SHS$214.8K$34.9K
PMPhilip Morris International Inc.Stock$4.29K$177.1K
ALCAlcon IncStock$21.1K$98.5K
CRSRCorsair Gaming, Inc.COM–$107.1K
MSFTMicrosoft CorpStock$17.8K–
RACEFerrari N.V.COM$6.74K$785
AAPLApple Inc.Stock$3.32K–

Sold out since Q2 2021 (50)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Exane Derivatives sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
KHCKraft Heinz CoStock41,427$1.62M0.4%History
DPCM Cap Inc23344P101COM CL A80,000$789.6K0.2%–
TWC Tech Hldgs II Corp90117G105COM70,000$696.8K0.2%–
SCVX CorpG79448208COM50,000$495.0K0.1%–
GS Acquisition Hldgs Corp II36258Q105COM CL A45,000$470.2K0.1%–
Burgundy Technology Acqu CorG1702T116CL A47,000$463.9K0.1%–
Magnum Opus Acquisition LtdG5S70A120UNIT 06/03/202641,000$409.2K0.1%–
CM Life Sciences Inc18978W109COM CL A21,224$261.0K0.1%–
VISNVistance Networks, Inc.COM11,970$256.4K0.1%History
URIUnited Rentals, Inc.COM728$228.9K0.1%History
TPCTutor Perini CorpCOM15,089$199.8K<0.1%History
FRTAForterra, Inc.COM8,421$197.9K<0.1%History
BANDBandwidth Inc.COM CL A1,516$197.5K<0.1%History
MTUSMetallus Inc.COM14,643$197.1K<0.1%History
US Ecology, Inc.91734M103COM5,513$196.8K<0.1%–
USCRU.S. Concrete, Inc.COM2,587$191.1K<0.1%History
STKLSunOpta Inc.COM15,102$170.2K<0.1%History
KLDOKaleido Biosciences, Inc.COM21,333$156.6K<0.1%History
iShares Inc464286806MSCI GERMANY ETF4,237$147.7K<0.1%–
TCRTAlaunos Therapeutics, Inc.COM45,227$108.5K<0.1%History
Paramount Global92556H107CL A2,200$100.2K<0.1%–
RYTMRhythm Pharmaceuticals, Inc.COM5,167$100.1K<0.1%History
LOWLowes Companies IncStock488$94.8K<0.1%History
WDCWestern Digital CorpCOM1,269$88.9K<0.1%History
ACTGAcacia Research CorpACACIA TCH COM13,440$81.6K<0.1%History
WBDWarner Bros. Discovery, Inc.COM SER A2,500$72.8K<0.1%History
AELAmerican National Group Inc.COM2,080$64.4K<0.1%History
Churchill Capital Corp IV171439102CL A2,433$63.0K<0.1%–
HQYHealthequity, Inc.COM782$61.2K<0.1%History
ARRYArray Technologies, Inc.COM SHS3,928$61.1K<0.1%History
ORIOld Republic International CorpCOM2,454$60.1K<0.1%History
NTBBank of N.T. Butterfield & Son LtdSHS NEW1,699$59.4K<0.1%History
ICEIntercontinental Exchange, Inc.Stock320$38.0K<0.1%History
DTMDT Midstream, Inc.COMMON STOCK894$36.5K<0.1%History
ALLOAllogene Therapeutics, Inc.COM1,439$33.1K<0.1%History
Sailpoint Technologies Holdings, Inc.78781P105COM645$32.3K<0.1%–
ZYMEZymeworks Inc.COM632$21.9K<0.1%History
QTSQTS Realty Trust, Inc.COM CL A281$21.8K<0.1%History
CYPHCypherpunk Technologies Inc.COM14,461$21.0K<0.1%History
OCULOcular Therapeutix, IncCOM1,496$19.3K<0.1%History
FTITechnipFMC plcCOM2,183$18.1K<0.1%History
VICIVici Properties Inc.COM567$17.7K<0.1%History
MHKMohawk Industries IncCOM83$16.1K<0.1%History
ACADAcadia Pharmaceuticals IncCOM604$14.5K<0.1%History
AXTAAxalta Coating Systems Ltd.COM355$10.6K<0.1%History
FTFTFuture FinTech Group Inc.COM3,842$10.2K<0.1%History
NVRNVR IncCOM2$9.64K<0.1%History
TLNDTalend S.A.ADS57$3.73K<0.1%History
KNXKnight-Swift Transportation Holdings Inc.CL A49$2.45K<0.1%History
PFPTProofpoint IncCOM9$1.56K<0.1%History