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Livermore
ZHEN

Exane Derivatives

SEC CIK
0001623883
Latest filing
Jul 12, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 26, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,026
0 vs. Q2 2021
Portfolio value
$400.8M
−$25.6M (−6.0%) vs. Q2 2021
Filed
Oct 26, 2021
SEC
Holdings of Exane Derivatives in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
CMICummins IncStock3,214$721.8K0.2%+87+2.8%AddedHistory
UBERUber Technologies, IncStock16,267$728.7K0.2%+7,694+89.7%AddedHistory
ACMAecomCOM11,599$732.5K0.2%−2,618−18.4%ReducedHistory
TSCOTractor Supply CoCOM3,624$734.3K0.2%+1,772+95.7%AddedHistory
ADMArcher-Daniels-Midland CoStock12,360$741.8K0.2%+7,290+143.8%AddedHistory
JDJD.com, Inc.SPON ADS CL A10,336$746.6K0.2%+2,815+37.4%AddedHistory
AMTAmerican Tower CorpREIT2,829$750.9K0.2%+887+45.7%AddedHistory
AEPAmerican Electric Power Co IncStock9,253$751.2K0.2%+1,189+14.7%AddedHistory
EXPEagle Materials IncCOM5,732$751.8K0.2%−1,205−17.4%ReducedHistory
Spartan Acquisition Corp. III84677R205UNIT 99/99/999975,000$764.2K0.2%00.0%Unchanged–
ETNEaton Corp plcStock5,134$766.6K0.2%+514+11.1%AddedHistory
CMCanadian Imperial Bank of CommerceCOM6,986$773.4K0.2%+1,300+22.9%AddedHistory
BABoeing CoStock3,534$777.2K0.2%+3,534NewHistory
VMCVulcan Materials COCOM4,642$785.2K0.2%−861−15.6%ReducedHistory
OGNOrganon & Co.Stock24,184$793.0K0.2%+19,433+409.0%AddedHistory
JJacobs Solutions Inc.COM6,001$795.3K0.2%+2,249+59.9%AddedHistory
Discovery Inc25470F302COM SER C32,809$796.2K0.2%+32,809New–
AQUAEvoqua Water Technologies Corp.COM21,511$807.9K0.2%−11,123−34.1%ReducedHistory
KKellanovaStock12,811$818.9K0.2%+3,012+30.7%AddedHistory
VTRSViatris IncStock60,585$820.9K0.2%+60,054+11,309.6%AddedHistory
SEESealed Air CorpCOM15,090$826.8K0.2%+7,383+95.8%AddedHistory
GEGeneral Electric CoStock8,057$830.1K0.2%+3,793+89.0%AddedConverted for a 1-for-8 splitHistory
CLHClean Harbors IncCOM8,024$833.4K0.2%−2,006−20.0%ReducedHistory
BALLBALL CorpCOM9,328$839.3K0.2%+9,326+466,300.0%AddedHistory
PFEPfizer IncStock19,774$850.4K0.2%−11,435−36.6%ReducedHistory
METMetlife IncStock13,856$855.4K0.2%+286+2.1%AddedHistory
ABNBAirbnb, Inc.Stock5,142$862.5K0.2%−299−5.5%ReducedHistory
MRSHMarsh & McLennan Companies, Inc.Stock5,700$863.1K0.2%+5,700NewHistory
DGXQuest Diagnostics IncCOM5,994$871.0K0.2%+440+7.9%AddedHistory
ASMLASML Holding NVADR1,177$877.0K0.2%+594+101.9%AddedHistory
iShares Tr464287770U.S. FIN SVC ETF4,796$902.5K0.2%00.0%Unchanged–
MRNAModerna, Inc.Stock2,354$905.9K0.2%−139−5.6%ReducedHistory
iShares Tr464287184CHINA LG-CAP ETF24,260$944.4K0.2%+10,308+73.9%Added–
CNHCNH Industrial N.V.SHS58,297$953.0K0.2%−173,707−74.9%ReducedHistory
BIDUBaidu, Inc.ADR6,257$962.0K0.2%+3,127+99.9%AddedHistory
JNPRJuniper Networks IncCOM35,042$964.4K0.2%+5,128+17.1%AddedHistory
Natural Order Acquisition Corp.63889L206UNIT 99/99/999995,000$979.9K0.2%00.0%Unchanged–
GILDGilead Sciences, Inc.Stock14,162$989.3K0.2%+9,521+205.1%AddedHistory
XYZBlock, Inc.CL A4,137$992.2K0.2%−249−5.7%ReducedHistory
NKENIKE, Inc.Stock6,837$993.0K0.2%−4,560−40.0%ReducedHistory
Pine Is Acquisition Corp722615200UNIT 99/99/9999100,395$1.01M0.3%00.0%Unchanged–
CTRECareTrust REIT, Inc.COM49,805$1.01M0.3%−6,686−11.8%ReducedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR9,073$1.01M0.3%+4,049+80.6%AddedHistory
Vanguard Morningstar Value ETF922908744ETF7,528$1.02M0.3%00.0%Unchanged–
SESea LtdSPONSORD ADS3,258$1.04M0.3%−245−7.0%ReducedHistory
DEDeere & CoStock3,102$1.04M0.3%+1,170+60.6%AddedHistory
PEPPepsiCo IncStock6,990$1.05M0.3%+18+0.3%AddedHistory
MAMastercard IncStock3,048$1.06M0.3%−188−5.8%ReducedHistory
BMYBristol Myers Squibb CoStock18,009$1.07M0.3%+470+2.7%AddedHistory
CATCaterpillar IncStock5,712$1.10M0.3%+10.0%AddedHistory
VZVerizon Communications IncStock20,732$1.12M0.3%+12,192+142.8%AddedHistory
WMTWalmart Inc.Stock8,055$1.12M0.3%+4,192+108.5%AddedHistory
PINGPing Identity Holding Corp.COM46,006$1.13M0.3%−54−0.1%ReducedHistory
CICigna GroupStock5,651$1.13M0.3%−6−0.1%ReducedHistory
DGDollar General CorpCOM5,385$1.14M0.3%−2,292−29.9%ReducedHistory
TFXTeleflex IncCOM3,051$1.15M0.3%−26−0.8%ReducedHistory
IBMInternational Business Machines CorpStock8,377$1.16M0.3%−1,827−17.9%ReducedHistory
ADBEAdobe Inc.Stock2,116$1.22M0.3%−2,279−51.9%ReducedHistory
iShares S&P 500 Value ETF464287408ETF8,402$1.22M0.3%−50,572−85.8%Reduced–
CBChubb LtdStock7,384$1.28M0.3%−447−5.7%ReducedHistory
BCEBce IncCOM NEW25,858$1.29M0.3%00.0%UnchangedHistory
MMSMaximus, Inc.COM15,618$1.30M0.3%−4,881−23.8%ReducedHistory
DALDelta Air Lines, Inc.COM NEW30,549$1.30M0.3%+16,145+112.1%AddedHistory
GOOGAlphabet Inc.Stock503$1.34M0.3%−16−3.1%ReducedHistory
FISFidelity National Information Services, Inc.Stock11,272$1.37M0.3%+267+2.4%AddedHistory
BRK.BBerkshire Hathaway IncStock5,107$1.39M0.3%−67−1.3%ReducedHistory
AVGOBroadcom Inc.Stock2,974$1.44M0.4%+313+11.8%AddedHistory
WBSWebster Financial CorpCOM26,548$1.45M0.4%−1,129−4.1%ReducedHistory
iShares Inc46434G848MSCI GBL ETF NEW35,470$1.45M0.4%00.0%Unchanged–
ADIAnalog Devices IncStock8,737$1.46M0.4%+1,436+19.7%AddedHistory
iShares Tr46434V464LOW CA OP MS ETF9,172$1.51M0.4%+4,649+102.8%Added–
AMDAdvanced Micro Devices IncStock14,769$1.52M0.4%+1,113+8.2%AddedHistory
MMM3M CoStock8,685$1.52M0.4%+1,232+16.5%AddedHistory
ALGNAlign Technology IncCOM2,290$1.52M0.4%+292+14.6%AddedHistory
METAMeta Platforms, Inc.Stock4,517$1.53M0.4%+442+10.8%AddedHistory
WTFCWintrust Financial CorpCOM19,607$1.58M0.4%+609+3.2%AddedHistory
NOWServiceNow, Inc.Stock2,549$1.59M0.4%−10−0.4%ReducedHistory
iShares Tr46428743220 YR TR BD ETF10,998$1.59M0.4%−102−0.9%Reduced–
AZOAutoZone IncCOM959$1.63M0.4%−5−0.5%ReducedHistory
iShares Inc464286400MSCI BRAZIL ETF51,296$1.65M0.4%+10,130+24.6%Added–
SLBSLB LimitedStock55,862$1.66M0.4%+85+0.2%AddedHistory
CCJCameco CorpStock76,338$1.66M0.4%+2,164+2.9%AddedHistory
WCNWaste Connections, Inc.COM13,435$1.69M0.4%−542−3.9%ReducedHistory
SPGIS&P Global Inc.Stock4,003$1.70M0.4%−266−6.2%ReducedHistory
WCCWesco International IncCOM14,805$1.71M0.4%−103−0.7%ReducedHistory
OTISOtis Worldwide CorpStock21,384$1.76M0.4%−5,670−21.0%ReducedHistory
GLDSPDR Gold TrustETF10,726$1.76M0.4%+230+2.2%AddedHistory
WMWaste Management IncStock12,532$1.87M0.5%−135−1.1%ReducedHistory
NVDANVIDIA CorpStock9,116$1.89M0.5%+1,224+15.5%AddedConverted for a 4-for-1 splitHistory
JNJJohnson & JohnsonStock11,843$1.91M0.5%+2,450+26.1%AddedHistory
BHPBHP Group LtdADR36,144$1.93M0.5%+8,171+29.2%AddedHistory
FCXFreeport-McMoran IncStock61,432$2.00M0.5%+17,693+40.5%AddedHistory
RIORio Tinto PLCADR30,272$2.02M0.5%+6,477+27.2%AddedHistory
WFCWells Fargo & CompanyStock45,804$2.13M0.5%+4,423+10.7%AddedHistory
ZTSZoetis Inc.Stock11,202$2.17M0.5%+52+0.5%AddedHistory
DHRDanaher CorpStock7,331$2.23M0.6%−808−9.9%ReducedHistory
COSTCostco Wholesale CorpStock5,125$2.30M0.6%+245+5.0%AddedHistory
TMOThermo Fisher Scientific Inc.Stock4,194$2.40M0.6%+93+2.3%AddedHistory
BABAAlibaba Group Holding LtdADR16,321$2.42M0.6%+4,396+36.9%AddedHistory
CCitigroup IncStock35,327$2.48M0.6%+2,151+6.5%AddedHistory

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Exane Derivatives in Q3 2021
SecurityClassPutsCalls
UBSUBS Group AGStock$664.1K$5.15M
STLAStellantis N.V.SHS$609.6K$4.66M
DBDeutsche Bank AktiengesellschaftNAMEN AKT$461.8K$2.11M
LINLinde PLCSHS$550.6K$471.0K
Invesco QQQ Trust Series I46090E103ETF$348.0K–
LOGILogitech International S.A.SHS$214.8K$34.9K
PMPhilip Morris International Inc.Stock$4.29K$177.1K
ALCAlcon IncStock$21.1K$98.5K
CRSRCorsair Gaming, Inc.COM–$107.1K
MSFTMicrosoft CorpStock$17.8K–
RACEFerrari N.V.COM$6.74K$785
AAPLApple Inc.Stock$3.32K–

Sold out since Q2 2021 (50)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Exane Derivatives sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
KHCKraft Heinz CoStock41,427$1.62M0.4%History
DPCM Cap Inc23344P101COM CL A80,000$789.6K0.2%–
TWC Tech Hldgs II Corp90117G105COM70,000$696.8K0.2%–
SCVX CorpG79448208COM50,000$495.0K0.1%–
GS Acquisition Hldgs Corp II36258Q105COM CL A45,000$470.2K0.1%–
Burgundy Technology Acqu CorG1702T116CL A47,000$463.9K0.1%–
Magnum Opus Acquisition LtdG5S70A120UNIT 06/03/202641,000$409.2K0.1%–
CM Life Sciences Inc18978W109COM CL A21,224$261.0K0.1%–
VISNVistance Networks, Inc.COM11,970$256.4K0.1%History
URIUnited Rentals, Inc.COM728$228.9K0.1%History
TPCTutor Perini CorpCOM15,089$199.8K<0.1%History
FRTAForterra, Inc.COM8,421$197.9K<0.1%History
BANDBandwidth Inc.COM CL A1,516$197.5K<0.1%History
MTUSMetallus Inc.COM14,643$197.1K<0.1%History
US Ecology, Inc.91734M103COM5,513$196.8K<0.1%–
USCRU.S. Concrete, Inc.COM2,587$191.1K<0.1%History
STKLSunOpta Inc.COM15,102$170.2K<0.1%History
KLDOKaleido Biosciences, Inc.COM21,333$156.6K<0.1%History
iShares Inc464286806MSCI GERMANY ETF4,237$147.7K<0.1%–
TCRTAlaunos Therapeutics, Inc.COM45,227$108.5K<0.1%History
Paramount Global92556H107CL A2,200$100.2K<0.1%–
RYTMRhythm Pharmaceuticals, Inc.COM5,167$100.1K<0.1%History
LOWLowes Companies IncStock488$94.8K<0.1%History
WDCWestern Digital CorpCOM1,269$88.9K<0.1%History
ACTGAcacia Research CorpACACIA TCH COM13,440$81.6K<0.1%History
WBDWarner Bros. Discovery, Inc.COM SER A2,500$72.8K<0.1%History
AELAmerican National Group Inc.COM2,080$64.4K<0.1%History
Churchill Capital Corp IV171439102CL A2,433$63.0K<0.1%–
HQYHealthequity, Inc.COM782$61.2K<0.1%History
ARRYArray Technologies, Inc.COM SHS3,928$61.1K<0.1%History
ORIOld Republic International CorpCOM2,454$60.1K<0.1%History
NTBBank of N.T. Butterfield & Son LtdSHS NEW1,699$59.4K<0.1%History
ICEIntercontinental Exchange, Inc.Stock320$38.0K<0.1%History
DTMDT Midstream, Inc.COMMON STOCK894$36.5K<0.1%History
ALLOAllogene Therapeutics, Inc.COM1,439$33.1K<0.1%History
Sailpoint Technologies Holdings, Inc.78781P105COM645$32.3K<0.1%–
ZYMEZymeworks Inc.COM632$21.9K<0.1%History
QTSQTS Realty Trust, Inc.COM CL A281$21.8K<0.1%History
CYPHCypherpunk Technologies Inc.COM14,461$21.0K<0.1%History
OCULOcular Therapeutix, IncCOM1,496$19.3K<0.1%History
FTITechnipFMC plcCOM2,183$18.1K<0.1%History
VICIVici Properties Inc.COM567$17.7K<0.1%History
MHKMohawk Industries IncCOM83$16.1K<0.1%History
ACADAcadia Pharmaceuticals IncCOM604$14.5K<0.1%History
AXTAAxalta Coating Systems Ltd.COM355$10.6K<0.1%History
FTFTFuture FinTech Group Inc.COM3,842$10.2K<0.1%History
NVRNVR IncCOM2$9.64K<0.1%History
TLNDTalend S.A.ADS57$3.73K<0.1%History
KNXKnight-Swift Transportation Holdings Inc.CL A49$2.45K<0.1%History
PFPTProofpoint IncCOM9$1.56K<0.1%History