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Livermore
Livermore
ZHEN

Harbert Fund Advisors, Inc.

SEC CIK
0001616659
Latest filing
Aug 17, 2026

Holdings in Q4 2024

Holdings as of Dec 31, 2024, filed Feb 13, 2025. Long positions only; changes compare share counts with Q3 2024.

Institution overview
Positions
58
−17 vs. Q3 2024
Portfolio value
$115.0M
−$9.11M (−7.3%) vs. Q3 2024
Filed
Feb 13, 2025
SEC
Holdings of Harbert Fund Advisors, Inc. in Q4 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
PENNPENN Entertainment, Inc.COM518,272$10.3M8.9%−90,000−14.8%ReducedHistory
AMZNAmazon Com IncStock38,500$8.45M7.3%−1,500−3.8%ReducedHistory
MSFTMicrosoft CorpStock18,125$7.64M6.6%+6,375+54.3%AddedHistory
INFUInfuSystem Holdings, IncCOM597,613$5.05M4.4%−20,472−3.3%ReducedHistory
NVDANVIDIA CorpStock30,000$4.03M3.5%+10,000+50.0%AddedHistory
LQDALiquidia CorpCOM NEW339,158$3.99M3.5%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock6,615$3.87M3.4%+1,615+32.3%AddedHistory
GOOGAlphabet Inc.Stock20,250$3.86M3.4%−12,250−37.7%ReducedHistory
ENZBEnzo Biochem IncCOM5,175,913$3.70M3.2%00.0%UnchangedHistory
ARAYAccuray IncCOM1,849,184$3.66M3.2%00.0%UnchangedHistory
FRNMFreenome, Inc.CL A ORD SHS300,000$3.05M2.7%00.0%UnchangedHistory
FENCFennec Pharmaceuticals Inc.COM466,869$2.95M2.6%00.0%UnchangedHistory
INVEINVE Technologies, Inc.COM NEW785,557$2.88M2.5%00.0%UnchangedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR13,350$2.64M2.3%+2,100+18.7%AddedHistory
TACTTransact Technologies IncCOM640,168$2.62M2.3%00.0%UnchangedHistory
VVisa Inc.Stock6,250$1.98M1.7%−3,000−32.4%ReducedHistory
IIIVi3 Verticals, Inc.COM CL A81,606$1.88M1.6%00.0%UnchangedHistory
XYZBlock, Inc.CL A21,500$1.83M1.6%+14,000+186.7%AddedHistory
SPGIS&P Global Inc.Stock3,250$1.62M1.4%+1,250+62.5%AddedHistory
UNPUnion Pacific CorpStock7,000$1.60M1.4%+3,925+127.6%AddedHistory
NBISNebius Group N.V.Stock57,500$1.59M1.4%+57,500NewHistory
HONHoneywell International IncCOM7,000$1.58M1.4%+7,000NewHistory
ETNEaton Corp plcStock4,750$1.58M1.4%+3,225+211.5%AddedHistory
ROPRoper Technologies IncStock3,025$1.57M1.4%+2,100+227.0%AddedHistory
BSXBoston Scientific CorpStock17,500$1.56M1.4%+2,500+16.7%AddedHistory
MCOMoodys CorpStock3,250$1.54M1.3%+1,100+51.2%AddedHistory
MAMastercard IncStock2,850$1.50M1.3%−1,700−37.4%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW2,875$1.50M1.3%+300+11.7%AddedHistory
PANWPalo Alto Networks IncStock8,125$1.48M1.3%+5,125+170.8%AddedConverted for a 2-for-1 splitHistory
SPOTSpotify Technology S.A.Stock3,250$1.45M1.3%+1,875+136.4%AddedHistory
TEAMAtlassian CorpCL A5,000$1.22M1.1%+5,000NewHistory
STRMStreamline Health Solutions Inc.COM321,614$1.21M1.1%00.0%UnchangedConverted for a 1-for-15 splitHistory
EMBJEmbraer S.A.ADR32,500$1.19M1.0%+18,250+128.1%AddedHistory
DKNGDraftKings Inc.Stock30,000$1.12M1.0%+30,000NewHistory
WWayfair Inc.CL A25,000$1.11M1.0%+25,000NewHistory
DEDeere & CoStock2,500$1.06M0.9%+750+42.9%AddedHistory
ALLAllstate CorpStock5,000$964.0K0.8%+5,000NewHistory
XOMExxonMobil Holdings CorpCOM8,950$962.8K0.8%+3,950+79.0%AddedHistory
JPMJPMorgan Chase & CoStock4,000$958.8K0.8%+1,500+60.0%AddedHistory
TPGTPG Inc.COM CL A15,000$942.6K0.8%+15,000NewHistory
CLMTCalumet, Inc.COM40,000$880.8K0.8%+40,000NewHistory
UUnity Software Inc.COM37,500$842.6K0.7%+37,500NewHistory
PGRProgressive CorpStock3,250$778.7K0.7%+1,250+62.5%AddedHistory
CPNGCoupang, Inc.CL A35,000$769.3K0.7%+35,000NewHistory
PRMBPrimo Brands CorpCLASS A COM SHS25,000$769.3K0.7%+25,000NewHistory
VSTVistra Corp.Stock5,375$741.1K0.6%+5,375NewHistory
GFLGFL Environmental Inc.SUB VTG SHS16,500$734.9K0.6%+4,000+32.0%AddedHistory
ALGNAlign Technology IncCOM3,500$729.8K0.6%+3,500NewHistory
CEGConstellation Energy CorpStock3,250$727.1K0.6%+3,250NewHistory
DDOGDatadog, Inc.CL A COM5,000$714.5K0.6%+500+11.1%AddedHistory
EMREmerson Electric CoStock5,750$712.6K0.6%+750+15.0%AddedHistory
NTRANatera, Inc.COM4,500$712.4K0.6%+4,500NewHistory
PRMPerimeter Solutions, Inc.COMMON STOCK55,000$702.9K0.6%+55,000NewHistory
EXASExact Sciences CorpCOM12,500$702.4K0.6%+12,500NewHistory
WMTWalmart Inc.Stock4,625$417.9K0.4%−1,625−26.0%ReducedHistory
DLRDigital Realty Trust, Inc.COM2,100$372.4K0.3%+350+20.0%AddedHistory
ILLRTriller Group Inc.COMMON STOCK33,182$79.0K0.1%+33,182NewHistory
Leddartech Hldgs Inc52328E113*W EXP 12/21/20216,665$1.67K<0.1%00.0%Unchanged–

Options (36)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Harbert Fund Advisors, Inc. in Q4 2024
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF–$20.5M
State Street Health Care Select Sector SPDR ETF81369Y209ETF–$7.22M
iShares Russell 2000 ETF464287655ETF–$5.52M
AMZNAmazon Com IncStock$4.39M–
iShares Russell 2000 Growth ETF464287648ETF–$4.32M
State Street SPDR S&P Biotech ETF78464A870ETF–$3.38M
NVDANVIDIA CorpStock$1.61M$1.54M
iShares Tr464287184CHINA LG-CAP ETF–$3.04M
IQVIQVIA Holdings Inc.Stock–$2.95M
iShares Tr46428743220 YR TR BD ETF–$2.63M
NKENIKE, Inc.Stock–$2.27M
State Street SPDR S&P Homebuilders ETF78464A888ETF–$1.57M
METAMeta Platforms, Inc.Stock$1.46M–
HUMHumana IncStock–$1.40M
UNHUnitedHealth Group IncStock–$1.37M
AAPLApple Inc.Stock$1.13M–
VVisa Inc.Stock$1.11M–
GOOSCanada Goose Holdings Inc.SHS SUB VTG–$1.03M
NCNOnCino, Inc.COM–$1.01M
BSXBoston Scientific CorpStock$893.2K–
DEDeere & CoStock$847.4K–
ZTSZoetis Inc.Stock–$814.6K
CPRICapri Holdings LtdSHS–$608.6K
TSMTaiwan Semiconductor Manufacturing Co LtdADR$592.5K–
NBISNebius Group N.V.Stock–$556.8K
WWayfair Inc.CL A–$554.0K
MAMastercard IncStock$526.6K–
MCOMoodys CorpStock$473.4K–
OKTAOkta, Inc.CL A–$394.0K
NFLXNetflix IncStock$356.5K–
ETNEaton Corp plcStock$331.9K–
PMPhilip Morris International Inc.Stock–$300.9K
SPGIS&P Global Inc.Stock$249.0K–
UUnity Software Inc.COM–$224.7K
SPOTSpotify Technology S.A.Stock$223.7K–
MSFTMicrosoft CorpStock$42.1K–

Sold out since Q3 2024 (35)

Positions held at the end of Q3 2024 that are gone from this filing.

Positions of Harbert Fund Advisors, Inc. sold out since Q3 2024
SecurityClassShares in Q3 2024Value in Q3 2024% of portfolio in Q3 2024History
TBCHTurtle Beach CorpCOM NEW522,259$8.01M6.5%History
ELVElevance Health, Inc.Stock5,250$2.73M2.2%History
AAPLApple Inc.Stock10,750$2.50M2.0%History
IQVIQVIA Holdings Inc.Stock10,500$2.49M2.0%History
INSEInspired Entertainment, Inc.COM259,537$2.41M1.9%History
UNHUnitedHealth Group IncStock3,500$2.05M1.6%History
ECVTEcovyst Inc.COM297,061$2.03M1.6%History
AVGOBroadcom Inc.Stock8,750$1.51M1.2%History
PCTPureCycle Technologies, Inc.COM121,274$1.15M0.9%History
TMOThermo Fisher Scientific Inc.Stock1,650$1.02M0.8%History
NEENextera Energy IncStock11,850$1.00M0.8%History
NRGNRG Energy, Inc.Stock10,950$997.5K0.8%History
OXYOccidental Petroleum CorpStock15,000$773.1K0.6%History
TSLATesla, Inc.Stock2,750$719.5K0.6%History
TRMDTORM plcSHS CL A20,000$683.8K0.6%History
WCNWaste Connections, Inc.COM3,000$536.5K0.4%History
THCTenet Healthcare CorpCOM NEW3,125$519.4K0.4%History
ADBEAdobe Inc.Stock1,000$517.8K0.4%History
AVTRAvantor, Inc.COM20,000$517.4K0.4%History
iShares Tr464287556ISHARES BIOTECH3,500$509.6K0.4%–
PCORProcore Technologies, Inc.COM8,250$509.2K0.4%History
State Street SPDR S&P Biotech ETF78464A870ETF5,150$508.8K0.4%–
PLDPrologis, Inc.REIT4,000$505.1K0.4%History
WDAYWorkday, Inc.CL A2,055$502.3K0.4%History
BRZEBraze, Inc.Stock15,500$501.3K0.4%History
TDGTransDigm Group INCCOM350$499.5K0.4%History
FCXFreeport-McMoran IncStock10,000$499.2K0.4%History
NFLXNetflix IncStock700$496.5K0.4%History
ENPHEnphase Energy, Inc.Stock4,375$494.5K0.4%History
SBACSba Communications CorpCL A2,000$481.4K0.4%History
AMTAmerican Tower CorpREIT2,000$465.1K0.4%History
AMEAmetek IncCOM1,500$257.6K0.2%History
RACEFerrari N.V.COM525$246.8K0.2%History
REALTheRealReal, Inc.COM70,000$219.8K0.2%History
JWSWFJaws Mustang Acquisition Corp*W EXP 01/30/20210,000$231<0.1%History