Harbert Fund Advisors, Inc.
- SEC CIK
- 0001616659
- Latest filing
- Aug 17, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Nov 14, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 75
- −14 vs. Q2 2024
- Portfolio value
- $124.1M
- −$318.3K (−0.3%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PENNPENN Entertainment, Inc. | COM | 608,272 | $11.5M | 9.2% | 00.0% | Unchanged | History |
| TBCHTurtle Beach Corp | COM NEW | 522,259 | $8.01M | 6.5% | 00.0% | Unchanged | History |
| AMZNAmazon Com Inc | Stock | 40,000 | $7.45M | 6.0% | −3,000−7.0% | Reduced | History |
| ENZBEnzo Biochem Inc | COM | 5,175,913 | $5.80M | 4.7% | 00.0% | Unchanged | History |
| GOOGAlphabet Inc. | Stock | 32,500 | $5.43M | 4.4% | +17,500+116.7% | Added | History |
| MSFTMicrosoft Corp | Stock | 11,750 | $5.06M | 4.1% | −6,000−33.8% | Reduced | History |
| INFUInfuSystem Holdings, Inc | COM | 618,085 | $4.14M | 3.3% | 00.0% | Unchanged | History |
| LQDALiquidia Corp | COM NEW | 339,158 | $3.39M | 2.7% | 00.0% | Unchanged | History |
| ARAYAccuray Inc | COM | 1,849,184 | $3.33M | 2.7% | 00.0% | Unchanged | History |
| TACTTransact Technologies Inc | COM | 640,168 | $3.11M | 2.5% | 00.0% | Unchanged | History |
| FRNMFreenome, Inc. | CL A ORD SHS | 300,000 | $3.00M | 2.4% | 00.0% | Unchanged | History |
| METAMeta Platforms, Inc. | Stock | 5,000 | $2.86M | 2.3% | −250−4.8% | Reduced | History |
| INVEINVE Technologies, Inc. | COM NEW | 785,557 | $2.77M | 2.2% | 00.0% | Unchanged | History |
| ELVElevance Health, Inc. | Stock | 5,250 | $2.73M | 2.2% | −500−8.7% | Reduced | History |
| VVisa Inc. | Stock | 9,250 | $2.54M | 2.0% | +1,750+23.3% | Added | History |
| AAPLApple Inc. | Stock | 10,750 | $2.50M | 2.0% | +10,750 | New | History |
| IQVIQVIA Holdings Inc. | Stock | 10,500 | $2.49M | 2.0% | +3,250+44.8% | Added | History |
| NVDANVIDIA Corp | Stock | 20,000 | $2.43M | 2.0% | +20,000 | New | History |
| INSEInspired Entertainment, Inc. | COM | 259,537 | $2.41M | 1.9% | 00.0% | Unchanged | History |
| FENCFennec Pharmaceuticals Inc. | COM | 466,869 | $2.33M | 1.9% | 00.0% | Unchanged | History |
| MAMastercard Inc | Stock | 4,550 | $2.25M | 1.8% | +50+1.1% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 3,500 | $2.05M | 1.6% | +2,000+133.3% | Added | History |
| ECVTEcovyst Inc. | COM | 297,061 | $2.03M | 1.6% | 00.0% | Unchanged | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 11,250 | $1.95M | 1.6% | +3,000+36.4% | Added | History |
| IIIVi3 Verticals, Inc. | COM CL A | 81,606 | $1.74M | 1.4% | 00.0% | Unchanged | History |
| AVGOBroadcom Inc. | Stock | 8,750 | $1.51M | 1.2% | +8,750 | New | History |
| ISRGIntuitive Surgical Inc | COM NEW | 2,575 | $1.27M | 1.0% | +75+3.0% | Added | History |
| BSXBoston Scientific Corp | Stock | 15,000 | $1.26M | 1.0% | +8,475+129.9% | Added | History |
| PCTPureCycle Technologies, Inc. | COM | 121,274 | $1.15M | 0.9% | 00.0% | Unchanged | History |
| STRMStreamline Health Solutions Inc. | COM | 4,824,212 | $1.11M | 0.9% | 00.0% | Unchanged | History |
| SPGIS&P Global Inc. | Stock | 2,000 | $1.03M | 0.8% | −350−14.9% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 1,650 | $1.02M | 0.8% | −175−9.6% | Reduced | History |
| MCOMoodys Corp | Stock | 2,150 | $1.02M | 0.8% | −350−14.0% | Reduced | History |
| NEENextera Energy Inc | Stock | 11,850 | $1.00M | 0.8% | +7,850+196.3% | Added | History |
| NRGNRG Energy, Inc. | Stock | 10,950 | $997.5K | 0.8% | +10,950 | New | History |
| OXYOccidental Petroleum Corp | Stock | 15,000 | $773.1K | 0.6% | +15,000 | New | History |
| UNPUnion Pacific Corp | Stock | 3,075 | $757.9K | 0.6% | +825+36.7% | Added | History |
| DEDeere & Co | Stock | 1,750 | $730.3K | 0.6% | +375+27.3% | Added | History |
| TSLATesla, Inc. | Stock | 2,750 | $719.5K | 0.6% | −1,250−31.3% | Reduced | History |
| TRMDTORM plc | SHS CL A | 20,000 | $683.8K | 0.6% | +20,000 | New | History |
| XOMExxonMobil Holdings Corp | COM | 5,000 | $586.1K | 0.5% | +5,000 | New | History |
| EMREmerson Electric Co | Stock | 5,000 | $546.9K | 0.4% | 00.0% | Unchanged | History |
| WCNWaste Connections, Inc. | COM | 3,000 | $536.5K | 0.4% | 00.0% | Unchanged | History |
| JPMJPMorgan Chase & Co | Stock | 2,500 | $527.1K | 0.4% | −125−4.8% | Reduced | History |
| THCTenet Healthcare Corp | COM NEW | 3,125 | $519.4K | 0.4% | +1,275+68.9% | Added | History |
| ADBEAdobe Inc. | Stock | 1,000 | $517.8K | 0.4% | +1,000 | New | History |
| DDOGDatadog, Inc. | CL A COM | 4,500 | $517.8K | 0.4% | +250+5.9% | Added | History |
| AVTRAvantor, Inc. | COM | 20,000 | $517.4K | 0.4% | −30,000−60.0% | Reduced | History |
| ROPRoper Technologies Inc | Stock | 925 | $514.7K | 0.4% | −75−7.5% | Reduced | History |
| PANWPalo Alto Networks Inc | Stock | 1,500 | $512.7K | 0.4% | 00.0% | Unchanged | History |
| iShares Tr464287556 | ISHARES BIOTECH | 3,500 | $509.6K | 0.4% | +1,650+89.2% | Added | – |
| PCORProcore Technologies, Inc. | COM | 8,250 | $509.2K | 0.4% | −1,750−17.5% | Reduced | History |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 5,150 | $508.8K | 0.4% | −350−6.4% | Reduced | – |
| PGRProgressive Corp | Stock | 2,000 | $507.5K | 0.4% | −500−20.0% | Reduced | History |
| SPOTSpotify Technology S.A. | Stock | 1,375 | $506.7K | 0.4% | +375+37.5% | Added | History |
| ETNEaton Corp plc | Stock | 1,525 | $505.4K | 0.4% | −100−6.2% | Reduced | History |
| PLDPrologis, Inc. | REIT | 4,000 | $505.1K | 0.4% | +1,000+33.3% | Added | History |
| WMTWalmart Inc. | Stock | 6,250 | $504.7K | 0.4% | −5,000−44.4% | Reduced | History |
| EMBJEmbraer S.A. | ADR | 14,250 | $504.0K | 0.4% | −4,250−23.0% | Reduced | History |
| XYZBlock, Inc. | CL A | 7,500 | $503.5K | 0.4% | −2,500−25.0% | Reduced | History |
| WDAYWorkday, Inc. | CL A | 2,055 | $502.3K | 0.4% | −445−17.8% | Reduced | History |
| BRZEBraze, Inc. | Stock | 15,500 | $501.3K | 0.4% | +500+3.3% | Added | History |
| TDGTransDigm Group INC | COM | 350 | $499.5K | 0.4% | +350 | New | History |
| FCXFreeport-McMoran Inc | Stock | 10,000 | $499.2K | 0.4% | −500−4.8% | Reduced | History |
| GFLGFL Environmental Inc. | SUB VTG SHS | 12,500 | $498.5K | 0.4% | −1,000−7.4% | Reduced | History |
| NFLXNetflix Inc | Stock | 700 | $496.5K | 0.4% | +200+40.0% | Added | History |
| ENPHEnphase Energy, Inc. | Stock | 4,375 | $494.5K | 0.4% | +4,375 | New | History |
| SBACSba Communications Corp | CL A | 2,000 | $481.4K | 0.4% | +950+90.5% | Added | History |
| AMTAmerican Tower Corp | REIT | 2,000 | $465.1K | 0.4% | +250+14.3% | Added | History |
| DLRDigital Realty Trust, Inc. | COM | 1,750 | $283.2K | 0.2% | +250+16.7% | Added | History |
| AMEAmetek Inc | COM | 1,500 | $257.6K | 0.2% | +1,500 | New | History |
| RACEFerrari N.V. | COM | 525 | $246.8K | 0.2% | −725−58.0% | Reduced | History |
| REALTheRealReal, Inc. | COM | 70,000 | $219.8K | 0.2% | 00.0% | Unchanged | History |
| Leddartech Hldgs Inc52328E113 | *W EXP 12/21/202 | 16,665 | $435 | <0.1% | 00.0% | Unchanged | – |
| JWSWFJaws Mustang Acquisition Corp | *W EXP 01/30/202 | 10,000 | $231 | <0.1% | 00.0% | Unchanged | History |
Options (33)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $10.0M | – |
| MSFTMicrosoft Corp | Stock | $5.38M | – |
| CVSCVS Health Corp | Stock | – | $3.46M |
| iShares Russell 2000 ETF464287655 | ETF | – | $2.76M |
| METAMeta Platforms, Inc. | Stock | $2.58M | – |
| Invesco QQQ Trust Series I46090E103 | ETF | $2.44M | – |
| GOOGAlphabet Inc. | Stock | – | $1.67M |
| HUMHumana Inc | Stock | – | $1.58M |
| GOOSCanada Goose Holdings Inc. | SHS SUB VTG | – | $1.29M |
| NVDANVIDIA Corp | Stock | $1.28M | – |
| MAMastercard Inc | Stock | $1.23M | – |
| CPRICapri Holdings Ltd | SHS | – | $1.23M |
| AAPLApple Inc. | Stock | $1.17M | – |
| iShares Tr464287432 | 20 YR TR BD ETF | – | $981.0K |
| AMZNAmazon Com Inc | Stock | $931.6K | – |
| BSXBoston Scientific Corp | Stock | $838.0K | – |
| VVisa Inc. | Stock | $687.4K | – |
| XYZBlock, Inc. | CL A | – | $671.3K |
| UNHUnitedHealth Group Inc | Stock | $584.7K | – |
| PANWPalo Alto Networks Inc | Stock | $512.7K | – |
| MCOMoodys Corp | Stock | $474.6K | – |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $398.2K | – |
| OKTAOkta, Inc. | CL A | – | $371.7K |
| ETNEaton Corp plc | Stock | $331.4K | – |
| PCORProcore Technologies, Inc. | COM | – | $308.6K |
| NFLXNetflix Inc | Stock | $283.7K | – |
| SPGIS&P Global Inc. | Stock | $258.3K | – |
| TMOThermo Fisher Scientific Inc. | Stock | $247.4K | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | – | $247.0K |
| IQVIQVIA Holdings Inc. | Stock | $237.0K | – |
| SPOTSpotify Technology S.A. | Stock | $184.3K | – |
| THCTenet Healthcare Corp | COM NEW | $166.2K | – |
| BRZEBraze, Inc. | Stock | – | $80.8K |
Sold out since Q2 2024 (25)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| AMDAdvanced Micro Devices Inc | Stock | 15,000 | $2.43M | 2.0% | History |
| SHCRSharecare, Inc. | COM CL A | 873,488 | $1.18M | 0.9% | History |
| VSTVistra Corp. | Stock | 8,500 | $730.8K | 0.6% | History |
| CEGConstellation Energy Corp | Stock | 2,750 | $550.7K | 0.4% | History |
| VEEVVeeva Systems Inc | Stock | 3,000 | $549.0K | 0.4% | History |
| CVXChevron Corp | Stock | 3,500 | $547.5K | 0.4% | History |
| EWEdwards Lifesciences Corp | Stock | 5,750 | $531.1K | 0.4% | History |
| PRMPerimeter Solutions, Inc. | COMMON STOCK | 67,000 | $524.6K | 0.4% | History |
| DELLDell Technologies Inc. | Stock | 3,750 | $517.2K | 0.4% | History |
| CPCanadian Pacific Kansas City Ltd | COM | 6,500 | $511.7K | 0.4% | History |
| SYKStryker Corp | Stock | 1,500 | $510.4K | 0.4% | History |
| XYLXylem Inc. | COM | 3,750 | $508.6K | 0.4% | History |
| VRTVertiv Holdings Co | COM CL A | 5,850 | $506.4K | 0.4% | History |
| DHRDanaher Corp | Stock | 2,020 | $504.7K | 0.4% | History |
| QGENQiagen N.V. | Stock | 12,250 | $503.4K | 0.4% | History |
| TECKTeck Resources Ltd | CL B | 10,500 | $502.9K | 0.4% | History |
| CLColgate Palmolive Co | Stock | 5,000 | $485.2K | 0.4% | History |
| CRMSalesforce, Inc. | Stock | 1,750 | $449.9K | 0.4% | History |
| DKNGDraftKings Inc. | Stock | 6,750 | $257.6K | 0.2% | History |
| MCKMcKesson Corp | Stock | 425 | $248.2K | 0.2% | History |
| HCAHCA Healthcare, Inc. | COM | 750 | $241.0K | 0.2% | History |
| SLBSLB Limited | Stock | 5,000 | $235.9K | 0.2% | History |
| ATRCAtriCure, Inc. | COM | 10,000 | $227.7K | 0.2% | History |
| VMEOVimeo, Inc. | COMMON STOCK | 50,000 | $186.5K | 0.1% | History |
| AHRAmerican Healthcare REIT, Inc. | COM SHS | 12,500 | $182.6K | 0.1% | History |