Harbert Fund Advisors, Inc.
- SEC CIK
- 0001616659
- Latest filing
- Aug 17, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 13, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 45
- +2 vs. Q3 2022
- Portfolio value
- $116.0M
- −$9.25M (−7.4%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MNTVMomentive Global Inc. | COM | 1,543,488 | $10.8M | 9.3% | +81,516+5.6% | Added | History |
| STRMStreamline Health Solutions Inc. | COM | 4,824,212 | $7.62M | 6.6% | +757,575+18.6% | Added | History |
| ENZBEnzo Biochem Inc | COM | 5,175,913 | $7.40M | 6.4% | 00.0% | Unchanged | History |
| VSECVse Corp | COM | 137,446 | $6.44M | 5.6% | −86−0.1% | Reduced | History |
| INVEINVE Technologies, Inc. | COM NEW | 785,557 | $5.69M | 4.9% | −29,193−3.6% | Reduced | History |
| YETIYETI Holdings, Inc. | COM | 130,000 | $5.37M | 4.6% | −20,000−13.3% | Reduced | History |
| DIBS1stdibs.com, Inc. | COM | 983,323 | $5.00M | 4.3% | −34,569−3.4% | Reduced | History |
| INFUInfuSystem Holdings, Inc | COM | 557,721 | $4.84M | 4.2% | +190,594+51.9% | Added | History |
| TACTTransact Technologies Inc | COM | 640,168 | $4.05M | 3.5% | 00.0% | Unchanged | History |
| ARAYAccuray Inc | COM | 1,849,184 | $3.86M | 3.3% | 00.0% | Unchanged | History |
| XMQualtrics International Inc. | COM CL A | 347,522 | $3.61M | 3.1% | +16,637+5.0% | Added | History |
| AGSPlayAGS, Inc. | COM | 701,746 | $3.58M | 3.1% | +552,830+371.2% | Added | History |
| TBCHTurtle Beach Corp | COM NEW | 450,000 | $3.23M | 2.8% | +3,900+0.9% | Added | History |
| FENCFennec Pharmaceuticals Inc. | COM | 316,949 | $3.04M | 2.6% | +127,199+67.0% | Added | History |
| AMZNAmazon Com Inc | Stock | 30,000 | $2.52M | 2.2% | +6,000+25.0% | Added | History |
| ATVIActivision Blizzard, Inc. | COM | 30,000 | $2.30M | 2.0% | +30,000 | New | History |
| LQDALiquidia Corp | COM NEW | 329,158 | $2.10M | 1.8% | 00.0% | Unchanged | History |
| IIIVi3 Verticals, Inc. | COM CL A | 81,606 | $1.99M | 1.7% | 00.0% | Unchanged | History |
| INSEInspired Entertainment, Inc. | COM | 154,674 | $1.96M | 1.7% | +154,674 | New | History |
| CALYCallaway Golf Co | COM | 85,000 | $1.68M | 1.4% | +85,000 | New | History |
| QUMUQumu Corp | COM | 1,695,785 | $1.52M | 1.3% | 00.0% | Unchanged | History |
| SHCRSharecare, Inc. | COM CL A | 873,488 | $1.40M | 1.2% | 00.0% | Unchanged | History |
| TMOThermo Fisher Scientific Inc. | Stock | 2,500 | $1.38M | 1.2% | −1,650−39.8% | Reduced | History |
| WDAYWorkday, Inc. | CL A | 8,150 | $1.36M | 1.2% | −4,150−33.7% | Reduced | History |
| ELVElevance Health, Inc. | Stock | 2,650 | $1.36M | 1.2% | −3,550−57.3% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 5,650 | $1.35M | 1.2% | −5,600−49.8% | Reduced | History |
| VVisa Inc. | Stock | 6,500 | $1.35M | 1.2% | +6,500 | New | History |
| IQVIQVIA Holdings Inc. | Stock | 6,575 | $1.35M | 1.2% | −3,425−34.3% | Reduced | History |
| FWONKLiberty Media Corp | COM SER C FRMLA | 22,525 | $1.35M | 1.2% | +22,525 | New | History |
| DDOGDatadog, Inc. | CL A COM | 18,250 | $1.34M | 1.2% | +18,250 | New | History |
| SPGIS&P Global Inc. | Stock | 4,000 | $1.34M | 1.2% | +4,000 | New | History |
| BSXBoston Scientific Corp | Stock | 28,900 | $1.34M | 1.2% | −41,100−58.7% | Reduced | History |
| HCAHCA Healthcare, Inc. | COM | 5,550 | $1.33M | 1.1% | +5,550 | New | History |
| GOOGAlphabet Inc. | Stock | 15,000 | $1.33M | 1.1% | −1,250−7.7% | Reduced | History |
| TMUST-Mobile US, Inc. | Stock | 9,500 | $1.33M | 1.1% | −10,500−52.5% | Reduced | History |
| PANWPalo Alto Networks Inc | Stock | 9,500 | $1.33M | 1.1% | −2,300−19.5% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 2,500 | $1.33M | 1.1% | +2,500 | New | History |
| NEENextera Energy Inc | Stock | 15,750 | $1.32M | 1.1% | +15,750 | New | History |
| WMWaste Management Inc | Stock | 8,000 | $1.26M | 1.1% | −3,750−31.9% | Reduced | History |
| ATROAstronics Corp | COM | 89,930 | $926.3K | 0.8% | +89,930 | New | History |
| SCUSculptor Capital Management, Inc. | COM CL A | 92,989 | $805.3K | 0.7% | +92,989 | New | History |
| PATHUiPath, Inc. | Stock | 53,711 | $682.7K | 0.6% | 00.0% | Unchanged | History |
| DRRXDurect Corp | COM NEW | 130,933 | $453.0K | 0.4% | +3,793+3.0% | AddedConverted for a 1-for-10 split | History |
| PCTPureCycle Technologies, Inc. | COM | 66,255 | $447.9K | 0.4% | 00.0% | Unchanged | History |
| KLRKaleyra, Inc. | COM | 20,000 | $15.1K | <0.1% | +20,000 | New | History |
Options (3)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | $6.13M | – |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | – | $2.27M |
| iShares Inc464286806 | MSCI GERMANY ETF | $370.9K | – |
Sold out since Q3 2022 (11)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| GBLIGlobal Indemnity Group, LLC | COM CL A | 681,373 | $11.4M | 9.1% | History |
| THTarget Hospitality Corp. | COM | 450,000 | $5.68M | 4.5% | History |
| VYXNCR Voyix Corp | COM | 150,000 | $2.85M | 2.3% | History |
| JACKJack in the Box Inc | COM | 25,000 | $1.85M | 1.5% | History |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 25,000 | $1.00M | 0.8% | History |
| MXCTMaxcyte, Inc. | COM | 98,304 | $639.0K | 0.5% | History |
| PRMPerimeter Solutions, Inc. | COMMON STOCK | 37,500 | $300.0K | 0.2% | History |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $266.0K | 0.2% | – |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 26,500 | $236.0K | 0.2% | – |
| NVRIEnviri Corp | COM | 50,000 | $187.0K | 0.1% | History |
| UPHLUpHealth, Inc. | COM | 50,000 | $27.0K | <0.1% | History |