Harbert Fund Advisors, Inc.
- SEC CIK
- 0001616659
- Latest filing
- Aug 17, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 43
- +2 vs. Q2 2022
- Portfolio value
- $125.3M
- −$7.33M (−5.5%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ENZBEnzo Biochem Inc | COM | 5,175,913 | $11.5M | 9.2% | 00.0% | Unchanged | History |
| GBLIGlobal Indemnity Group, LLC | COM CL A | 681,373 | $11.4M | 9.1% | −25,229−3.6% | Reduced | History |
| INVEINVE Technologies, Inc. | COM NEW | 814,750 | $10.2M | 8.2% | 00.0% | Unchanged | History |
| MNTVMomentive Global Inc. | COM | 1,461,972 | $8.49M | 6.8% | +148,924+11.3% | Added | History |
| DIBS1stdibs.com, Inc. | COM | 1,017,892 | $6.40M | 5.1% | +47,933+4.9% | Added | History |
| THTarget Hospitality Corp. | COM | 450,000 | $5.68M | 4.5% | +450,000 | New | History |
| VSECVse Corp | COM | 137,532 | $4.87M | 3.9% | 00.0% | Unchanged | History |
| STRMStreamline Health Solutions Inc. | COM | 4,066,637 | $4.84M | 3.9% | 00.0% | Unchanged | History |
| YETIYETI Holdings, Inc. | COM | 150,000 | $4.28M | 3.4% | +75,000+100.0% | Added | History |
| ARAYAccuray Inc | COM | 1,849,184 | $3.85M | 3.1% | 00.0% | Unchanged | History |
| XMQualtrics International Inc. | COM CL A | 330,885 | $3.37M | 2.7% | 00.0% | Unchanged | History |
| TBCHTurtle Beach Corp | COM NEW | 446,100 | $3.04M | 2.4% | −153,900−25.7% | Reduced | History |
| VYXNCR Voyix Corp | COM | 150,000 | $2.85M | 2.3% | −34,161−18.5% | Reduced | History |
| ELVElevance Health, Inc. | Stock | 6,200 | $2.82M | 2.2% | +950+18.1% | Added | History |
| AMZNAmazon Com Inc | Stock | 24,000 | $2.71M | 2.2% | +24,000 | New | History |
| BSXBoston Scientific Corp | Stock | 70,000 | $2.71M | 2.2% | +48,250+221.8% | Added | History |
| TMUST-Mobile US, Inc. | Stock | 20,000 | $2.68M | 2.1% | +6,880+52.4% | Added | History |
| MSFTMicrosoft Corp | Stock | 11,250 | $2.62M | 2.1% | +4,300+61.9% | Added | History |
| INFUInfuSystem Holdings, Inc | COM | 367,127 | $2.57M | 2.0% | +105,473+40.3% | Added | History |
| TACTTransact Technologies Inc | COM | 640,168 | $2.34M | 1.9% | 00.0% | Unchanged | History |
| TMOThermo Fisher Scientific Inc. | Stock | 4,150 | $2.10M | 1.7% | +2,250+118.4% | Added | History |
| PANWPalo Alto Networks Inc | Stock | 11,800 | $1.93M | 1.5% | +8,950+314.0% | AddedConverted for a 3-for-1 split | History |
| WMWaste Management Inc | Stock | 11,750 | $1.88M | 1.5% | +4,500+62.1% | Added | History |
| WDAYWorkday, Inc. | CL A | 12,300 | $1.87M | 1.5% | +12,300 | New | History |
| JACKJack in the Box Inc | COM | 25,000 | $1.85M | 1.5% | +25,000 | New | History |
| IQVIQVIA Holdings Inc. | Stock | 10,000 | $1.81M | 1.4% | +5,075+103.0% | Added | History |
| LQDALiquidia Corp | COM NEW | 329,158 | $1.79M | 1.4% | −101,300−23.5% | Reduced | History |
| SHCRSharecare, Inc. | COM CL A | 873,488 | $1.66M | 1.3% | 00.0% | Unchanged | History |
| IIIVi3 Verticals, Inc. | COM CL A | 81,606 | $1.64M | 1.3% | 00.0% | Unchanged | History |
| GOOGAlphabet Inc. | Stock | 16,250 | $1.56M | 1.2% | +7,190+79.4% | AddedConverted for a 20-for-1 split | History |
| FENCFennec Pharmaceuticals Inc. | COM | 189,750 | $1.54M | 1.2% | 00.0% | Unchanged | History |
| QUMUQumu Corp | COM | 1,695,785 | $1.03M | 0.8% | 00.0% | Unchanged | History |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 25,000 | $1.00M | 0.8% | +25,000 | New | History |
| AGSPlayAGS, Inc. | COM | 148,916 | $789.0K | 0.6% | +148,916 | New | History |
| DRRXDurect Corp | COM | 1,271,402 | $735.0K | 0.6% | 00.0% | Unchanged | History |
| PATHUiPath, Inc. | Stock | 53,711 | $677.0K | 0.5% | +53,711 | New | History |
| MXCTMaxcyte, Inc. | COM | 98,304 | $639.0K | 0.5% | 00.0% | Unchanged | History |
| PCTPureCycle Technologies, Inc. | COM | 66,255 | $535.0K | 0.4% | 00.0% | Unchanged | History |
| PRMPerimeter Solutions, Inc. | COMMON STOCK | 37,500 | $300.0K | 0.2% | +37,500 | New | History |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $266.0K | 0.2% | – | – | – |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 26,500 | $236.0K | 0.2% | 00.0% | Unchanged | – |
| NVRIEnviri Corp | COM | 50,000 | $187.0K | 0.1% | +50,000 | New | History |
| UPHLUpHealth, Inc. | COM | 50,000 | $27.0K | <0.1% | −181,000−78.4% | Reduced | History |
Options (6)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| YETIYETI Holdings, Inc. | COM | – | $42.8M |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | $9.20M | – |
| iShares Russell 2000 ETF464287655 | ETF | $4.95M | – |
| MNTVMomentive Global Inc. | COM | – | $4.94M |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | – | $891.0K |
| iShares Inc464286806 | MSCI GERMANY ETF | $296.0K | – |
Sold out since Q2 2022 (7)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| LUCKLucky Strike Entertainment Corp | CL A COM | 550,000 | $5.83M | 4.4% | History |
| DFINDonnelley Financial Solutions, Inc. | COM | 146,530 | $4.29M | 3.2% | History |
| UNHUnitedHealth Group Inc | Stock | 2,055 | $1.06M | 0.8% | History |
| WELLWelltower Inc. | REIT | 6,815 | $561.0K | 0.4% | History |
| PAYAPaya Holdings Inc. | COM CL A | 50,000 | $329.0K | 0.2% | History |
| NOWServiceNow, Inc. | Stock | 650 | $309.0K | 0.2% | History |
| KLRKaleyra, Inc. | COM | 20,000 | $41.0K | <0.1% | History |