Harbert Fund Advisors, Inc.
- SEC CIK
- 0001616659
- Latest filing
- Aug 17, 2026
Holdings in Q1 2022
Holdings as of Mar 31, 2022, filed May 16, 2022. Long positions only; changes compare share counts with Q4 2021.
- Positions
- 36
- −1 vs. Q4 2021
- Portfolio value
- $193.5M
- −$22.8M (−10.5%) vs. Q4 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GBLIGlobal Indemnity Group, LLC | COM CL A | 706,602 | $18.4M | 9.5% | −123,514−14.9% | Reduced | History |
| ENZBEnzo Biochem Inc | COM | 5,175,913 | $15.0M | 7.8% | 00.0% | Unchanged | History |
| MNTVMomentive Global Inc. | COM | 830,500 | $13.5M | 7.0% | +830,500 | New | History |
| INVEINVE Technologies, Inc. | COM NEW | 814,750 | $13.2M | 6.8% | 00.0% | Unchanged | History |
| TBCHTurtle Beach Corp | COM NEW | 585,816 | $12.5M | 6.4% | 00.0% | Unchanged | History |
| XMQualtrics International Inc. | COM CL A | 330,885 | $9.45M | 4.9% | +2,772+0.8% | Added | History |
| KSSKOHLS Corp | Stock | 145,799 | $8.81M | 4.6% | +145,799 | New | History |
| VSECVse Corp | COM | 175,752 | $8.10M | 4.2% | −1,900−1.1% | Reduced | History |
| ZENZendesk, Inc. | COM | 60,000 | $7.22M | 3.7% | +60,000 | New | History |
| STRMStreamline Health Solutions Inc. | COM | 4,066,637 | $6.51M | 3.4% | 00.0% | Unchanged | History |
| SOVOSovos Brands, Inc. | COM | 447,814 | $6.35M | 3.3% | −28,896−6.1% | Reduced | History |
| ARAYAccuray Inc | COM | 1,849,184 | $6.12M | 3.2% | +25,000+1.4% | Added | History |
| ODPODP Corp | COM | 130,042 | $5.96M | 3.1% | +130,042 | New | History |
| DFINDonnelley Financial Solutions, Inc. | COM | 178,002 | $5.92M | 3.1% | 00.0% | Unchanged | History |
| LUCKLucky Strike Entertainment Corp | CL A COM | 547,010 | $5.83M | 3.0% | −452,990−45.3% | Reduced | History |
| VYXNCR Voyix Corp | COM | 144,161 | $5.79M | 3.0% | +144,161 | New | History |
| JACKJack in the Box Inc | COM | 60,116 | $5.62M | 2.9% | +37,138+161.6% | Added | History |
| TACTTransact Technologies Inc | COM | 640,168 | $4.52M | 2.3% | +25,000+4.1% | Added | History |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $4.42M | 2.3% | – | – | – |
| FUNSix Flags Entertainment Corporation | DEPOSITRY UNIT | 76,975 | $4.22M | 2.2% | +76,975 | New | History |
| YETIYETI Holdings, Inc. | COM | 69,228 | $4.15M | 2.1% | +69,228 | New | History |
| DIBS1stdibs.com, Inc. | COM | 399,039 | $3.19M | 1.6% | 00.0% | Unchanged | History |
| LQDALiquidia Corp | COM NEW | 430,458 | $3.09M | 1.6% | 00.0% | Unchanged | History |
| QUMUQumu Corp | COM | 1,695,785 | $2.98M | 1.5% | 00.0% | Unchanged | History |
| LPSNLiveperson Inc | COM | 100,000 | $2.44M | 1.3% | +100,000 | New | History |
| IIIVi3 Verticals, Inc. | COM CL A | 81,606 | $2.27M | 1.2% | 00.0% | Unchanged | History |
| SHCRSharecare, Inc. | COM CL A | 873,488 | $2.16M | 1.1% | 00.0% | Unchanged | History |
| FENCFennec Pharmaceuticals Inc. | COM | 189,750 | $1.06M | 0.5% | 00.0% | Unchanged | History |
| DRRXDurect Corp | COM | 1,271,402 | $852.0K | 0.4% | 00.0% | Unchanged | History |
| Bowlero Corp10258P110 | *W EXP 03/01/202 | 250,000 | $700.0K | 0.4% | 00.0% | Unchanged | – |
| MXCTMaxcyte, Inc. | COM | 98,304 | $687.0K | 0.4% | 00.0% | Unchanged | History |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 26,500 | $553.0K | 0.3% | −20,000−43.0% | Reduced | – |
| PCTPureCycle Technologies, Inc. | COM | 66,255 | $530.0K | 0.3% | 00.0% | Unchanged | History |
| UPHLUpHealth, Inc. | COM | 431,000 | $509.0K | 0.3% | +60,000+16.2% | Added | History |
| KLRKaleyra, Inc. | COM | 84,000 | $502.0K | 0.3% | +20,000+31.3% | Added | History |
| INFUInfuSystem Holdings, Inc | COM | 39,637 | $388.0K | 0.2% | +39,637 | New | History |
Options (5)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TBCHTurtle Beach Corp | COM NEW | $21.3M | $5.86M |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | – | $6.67M |
| iShares Tr464288513 | IBOXX HI YD ETF | $6.17M | – |
| Invesco QQQ Trust Series I46090E103 | ETF | $2.72M | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $2.30M | – |
Sold out since Q4 2021 (10)
Positions held at the end of Q4 2021 that are gone from this filing.
| Security | Class | Shares in Q4 2021 | Value in Q4 2021 | % of portfolio in Q4 2021 | History |
|---|---|---|---|---|---|
| Healthcare Realty Trust Inc42225P501 | CL A NEW | 455,058 | $15.2M | 7.0% | – |
| CTXSCitrix Systems Inc | COM | 77,900 | $7.37M | 3.4% | History |
| MGIMoneygram International Inc | COM NEW | 876,365 | $6.92M | 3.2% | History |
| TGNATegna Inc | COM | 326,790 | $6.07M | 2.8% | History |
| US Ecology, Inc.91734M103 | COM | 171,067 | $5.46M | 2.5% | – |
| PPCPilgrims Pride Corp | Stock | 100,000 | $2.82M | 1.3% | History |
| CMTLComtech Telecommunications Corp | COM NEW | 105,340 | $2.50M | 1.2% | History |
| AVYAAvaya Holdings Corp. | COM | 39,500 | $782.0K | 0.4% | History |
| VATEINNOVATE Corp. | COM | 138,519 | $513.0K | 0.2% | History |
| CUROCURO Group Holdings Corp. | COM | 31,000 | $496.0K | 0.2% | History |