Harbert Fund Advisors, Inc.
- SEC CIK
- 0001616659
- Latest filing
- Aug 17, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 37
- +7 vs. Q3 2021
- Portfolio value
- $216.3M
- +$23.2M (+12.0%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| INVEINVE Technologies, Inc. | COM NEW | 814,750 | $22.9M | 10.6% | 00.0% | Unchanged | History |
| GBLIGlobal Indemnity Group, LLC | COM CL A | 830,116 | $20.9M | 9.6% | −19,869−2.3% | Reduced | History |
| ENZBEnzo Biochem Inc | COM | 5,175,913 | $16.6M | 7.7% | 00.0% | Unchanged | History |
| Healthcare Realty Trust Inc42225P501 | CL A NEW | 455,058 | $15.2M | 7.0% | +455,058 | New | – |
| TBCHTurtle Beach Corp | COM NEW | 585,816 | $13.0M | 6.0% | 00.0% | Unchanged | History |
| XMQualtrics International Inc. | COM CL A | 328,113 | $11.6M | 5.4% | +328,113 | New | History |
| VSECVse Corp | COM | 177,652 | $10.8M | 5.0% | 00.0% | Unchanged | History |
| LUCKLucky Strike Entertainment Corp | CL A COM | 1,000,000 | $9.02M | 4.2% | +1,000,000 | New | History |
| ARAYAccuray Inc | COM | 1,824,184 | $8.70M | 4.0% | +20,000+1.1% | Added | History |
| DFINDonnelley Financial Solutions, Inc. | COM | 178,002 | $8.39M | 3.9% | −26,998−13.2% | Reduced | History |
| CTXSCitrix Systems Inc | COM | 77,900 | $7.37M | 3.4% | +32,815+72.8% | Added | History |
| SOVOSovos Brands, Inc. | COM | 476,710 | $7.17M | 3.3% | +476,710 | New | History |
| MGIMoneygram International Inc | COM NEW | 876,365 | $6.92M | 3.2% | +876,365 | New | History |
| TACTTransact Technologies Inc | COM | 615,168 | $6.71M | 3.1% | +11,107+1.8% | Added | History |
| TGNATegna Inc | COM | 326,790 | $6.07M | 2.8% | −105,000−24.3% | Reduced | History |
| STRMStreamline Health Solutions Inc. | COM | 4,066,637 | $6.06M | 2.8% | +100,000+2.5% | Added | History |
| US Ecology, Inc.91734M103 | COM | 171,067 | $5.46M | 2.5% | −191,250−52.8% | Reduced | – |
| DIBS1stdibs.com, Inc. | COM | 399,039 | $4.99M | 2.3% | +399,039 | New | History |
| SHCRSharecare, Inc. | COM CL A | 873,488 | $3.92M | 1.8% | 00.0% | Unchanged | History |
| QUMUQumu Corp | COM | 1,695,785 | $3.60M | 1.7% | 00.0% | Unchanged | History |
| PPCPilgrims Pride Corp | Stock | 100,000 | $2.82M | 1.3% | +100,000 | New | History |
| CMTLComtech Telecommunications Corp | COM NEW | 105,340 | $2.50M | 1.2% | +105,340 | New | History |
| LQDALiquidia Corp | COM NEW | 430,458 | $2.10M | 1.0% | +9,519+2.3% | Added | History |
| JACKJack in the Box Inc | COM | 22,978 | $2.01M | 0.9% | +22,978 | New | History |
| IIIVi3 Verticals, Inc. | COM CL A | 81,606 | $1.86M | 0.9% | 00.0% | Unchanged | History |
| DRRXDurect Corp | COM | 1,271,402 | $1.25M | 0.6% | 00.0% | Unchanged | History |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 46,500 | $1.19M | 0.6% | +46,500 | New | – |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $1.06M | 0.5% | – | New | – |
| MXCTMaxcyte, Inc. | COM | 98,304 | $1.00M | 0.5% | −626,552−86.4% | Reduced | History |
| FENCFennec Pharmaceuticals Inc. | COM | 189,750 | $835.0K | 0.4% | +15,000+8.6% | Added | History |
| UPHLUpHealth, Inc. | COM | 371,000 | $831.0K | 0.4% | +321,000+642.0% | Added | History |
| AVYAAvaya Holdings Corp. | COM | 39,500 | $782.0K | 0.4% | +39,500 | New | History |
| KLRKaleyra, Inc. | COM | 64,000 | $643.0K | 0.3% | +5,000+8.5% | Added | History |
| PCTPureCycle Technologies, Inc. | COM | 66,255 | $634.0K | 0.3% | 00.0% | Unchanged | History |
| VATEINNOVATE Corp. | COM | 138,519 | $513.0K | 0.2% | 00.0% | Unchanged | History |
| CUROCURO Group Holdings Corp. | COM | 31,000 | $496.0K | 0.2% | +31,000 | New | History |
| Bowlero Corp10258P110 | *W EXP 03/01/202 | 250,000 | $288.0K | 0.1% | +250,000 | New | – |
Options (6)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| CTXSCitrix Systems Inc | COM | – | $66.2M |
| Healthcare Realty Trust Inc42225P501 | CL A NEW | $8.35M | $33.4M |
| TBCHTurtle Beach Corp | COM NEW | $18.9M | $13.4M |
| TGNATegna Inc | COM | – | $18.6M |
| ATVIActivision Blizzard, Inc. | COM | – | $16.6M |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | – | $5.12M |
Sold out since Q3 2021 (7)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| FLOWSPX FLOW, Inc. | COM | 146,520 | $10.7M | 5.5% | History |
| Isos Acquisition CorporationG4962C112 | SHARES CL A | 750,000 | $7.49M | 3.9% | – |
| CROXCrocs, Inc. | COM | 20,000 | $2.87M | 1.5% | History |
| MCFTMasterCraft Boat Holdings, Inc. | COM | 90,640 | $2.27M | 1.2% | History |
| ULTAUlta Beauty, Inc. | Stock | 6,000 | $2.17M | 1.1% | History |
| WSCWillScot Holdings Corp | COM CL A | 62,682 | $1.99M | 1.0% | History |
| Isos Acquisition CorporationG4962C104 | *W EXP 03/01/202 | 250,000 | $345.0K | 0.2% | – |