Harbert Fund Advisors, Inc.
- SEC CIK
- 0001616659
- Latest filing
- Aug 17, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 16, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 32
- +8 vs. Q1 2021
- Portfolio value
- $179.2M
- +$30.7M (+20.7%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| LQDALiquidia Corp | COM NEW | 44,771 | $128.0K | 0.1% | +44,771 | New | History |
| Isos Acquisition CorporationG4962C104 | *W EXP 03/01/202 | 250,000 | $250.0K | 0.1% | +250,000 | New | – |
| UPHLUpHealth, Inc. | COM | 50,000 | $337.0K | 0.2% | +50,000 | New | History |
| VATEINNOVATE Corp. | COM | 138,519 | $551.0K | 0.3% | −51,981−27.3% | Reduced | History |
| RXTRackspace Technology, Inc. | COM | 33,500 | $657.0K | 0.4% | +33,500 | New | History |
| FENCFennec Pharmaceuticals Inc. | COM | 120,851 | $881.0K | 0.5% | +120,851 | New | History |
| PCTPureCycle Technologies, Inc. | COM | 48,200 | $1.14M | 0.6% | +48,200 | New | History |
| ACELAccel Entertainment, Inc. | COM CL A1 | 145,305 | $1.73M | 1.0% | +145,305 | New | History |
| KLRKaleyra, Inc. | COM | 155,500 | $1.90M | 1.1% | +100,000+180.2% | Added | History |
| DRRXDurect Corp | COM | 1,271,402 | $2.07M | 1.2% | +1,271,402 | New | History |
| MSONMisonix Inc | COM | 95,507 | $2.12M | 1.2% | +54,012+130.2% | Added | History |
| AVYAAvaya Holdings Corp. | COM | 87,200 | $2.35M | 1.3% | +6,500+8.1% | Added | History |
| IIIVi3 Verticals, Inc. | COM CL A | 81,606 | $2.47M | 1.4% | 00.0% | Unchanged | History |
| MAPSWM Technology, Inc. | COM | 150,000 | $2.68M | 1.5% | +150,000 | New | History |
| KPLTKatapult Holdings, Inc. | COM | 249,963 | $2.70M | 1.5% | +249,963 | New | History |
| DBDDiebold Nixdorf, Inc | COM | 275,000 | $3.53M | 2.0% | +275,000 | New | History |
| QUMUQumu Corp | COM | 1,367,522 | $3.94M | 2.2% | 00.0% | Unchanged | History |
| PLYAPlaya Hotels & Resorts N.V. | SHS | 588,840 | $4.38M | 2.4% | +588,840 | New | History |
| DFINDonnelley Financial Solutions, Inc. | COM | 170,000 | $5.61M | 3.1% | +170,000 | New | History |
| CTRNCiti Trends Inc | COM | 73,449 | $6.39M | 3.6% | +73,449 | New | History |
| CVACovanta Holding Corp | COM | 390,236 | $6.87M | 3.8% | +390,236 | New | History |
| STRMStreamline Health Solutions Inc. | COM | 3,966,637 | $7.02M | 3.9% | 00.0% | Unchanged | History |
| BFXBowflex Inc. | COM | 430,000 | $7.25M | 4.0% | +430,000 | New | History |
| ARAYAccuray Inc | COM | 1,630,318 | $7.37M | 4.1% | +1,630,318 | New | History |
| Isos Acquisition CorporationG4962C112 | SHARES CL A | 750,000 | $7.41M | 4.1% | +750,000 | New | – |
| TACTTransact Technologies Inc | COM | 577,114 | $7.92M | 4.4% | +3,201+0.6% | Added | History |
| VSECVse Corp | COM | 177,652 | $8.80M | 4.9% | +17,118+10.7% | Added | History |
| US Ecology, Inc.91734M103 | COM | 336,773 | $12.6M | 7.1% | +141,773+72.7% | Added | – |
| INVEINVE Technologies, Inc. | COM NEW | 814,750 | $13.9M | 7.7% | +79,537+10.8% | Added | History |
| TBCHTurtle Beach Corp | COM NEW | 510,000 | $16.3M | 9.1% | +69,900+15.9% | Added | History |
| ENZBEnzo Biochem Inc | COM | 5,175,913 | $16.4M | 9.2% | 00.0% | Unchanged | History |
| GBLIGlobal Indemnity Group, LLC | COM CL A | 849,985 | $21.6M | 12.0% | 00.0% | Unchanged | History |
Sold out since Q1 2021 (10)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| YETIYETI Holdings, Inc. | COM | 145,000 | $10.5M | 7.1% | History |
| Isos Acquisition CorporationG4962C120 | UNIT 99/99/9999 | 750,000 | $7.47M | 5.0% | – |
| BOXBox Inc | CL A | 250,000 | $5.74M | 3.9% | History |
| AXTAAxalta Coating Systems Ltd. | COM | 165,000 | $4.88M | 3.3% | History |
| TIGRUP Fintech Holding Ltd | SPONSORED ADS | 265,000 | $4.71M | 3.2% | History |
| Del Taco Restaurants, Inc.245496104 | COM | 198,198 | $1.90M | 1.3% | – |
| LFCRLifecore Biomedical, Inc. | COM | 152,505 | $1.62M | 1.1% | History |
| MCHXMarchex Inc | CL B | 442,270 | $1.24M | 0.8% | History |
| ULTAUlta Beauty, Inc. | Stock | 3,500 | $1.08M | 0.7% | History |
| UNFIUnited Natural Foods Inc | COM | 28,587 | $942.0K | 0.6% | History |