Harbert Fund Advisors, Inc.
- SEC CIK
- 0001616659
- Latest filing
- Aug 17, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 24
- No 13F data for Q4 2020
- Portfolio value
- $148.4M
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GBLIGlobal Indemnity Group, LLC | COM CL A | 849,985 | $25.2M | 17.0% | – | – | History |
| ENZBEnzo Biochem Inc | COM | 5,175,913 | $17.8M | 12.0% | – | – | History |
| TBCHTurtle Beach Corp | COM NEW | 440,100 | $11.7M | 7.9% | – | – | History |
| YETIYETI Holdings, Inc. | COM | 145,000 | $10.5M | 7.1% | – | – | History |
| QUMUQumu Corp | COM | 1,367,522 | $9.24M | 6.2% | – | – | History |
| INVEINVE Technologies, Inc. | COM NEW | 735,213 | $8.43M | 5.7% | – | – | History |
| STRMStreamline Health Solutions Inc. | COM | 3,966,637 | $8.13M | 5.5% | – | – | History |
| US Ecology, Inc.91734M103 | COM | 195,000 | $8.12M | 5.5% | – | – | – |
| Isos Acquisition CorporationG4962C120 | UNIT 99/99/9999 | 750,000 | $7.47M | 5.0% | – | – | – |
| VSECVse Corp | COM | 160,534 | $6.34M | 4.3% | – | – | History |
| TACTTransact Technologies Inc | COM | 573,913 | $6.24M | 4.2% | – | – | History |
| BOXBox Inc | CL A | 250,000 | $5.74M | 3.9% | – | – | History |
| AXTAAxalta Coating Systems Ltd. | COM | 165,000 | $4.88M | 3.3% | – | – | History |
| TIGRUP Fintech Holding Ltd | SPONSORED ADS | 265,000 | $4.71M | 3.2% | – | – | History |
| IIIVi3 Verticals, Inc. | COM CL A | 81,606 | $2.54M | 1.7% | – | – | History |
| AVYAAvaya Holdings Corp. | COM | 80,700 | $2.26M | 1.5% | – | – | History |
| Del Taco Restaurants, Inc.245496104 | COM | 198,198 | $1.90M | 1.3% | – | – | – |
| LFCRLifecore Biomedical, Inc. | COM | 152,505 | $1.62M | 1.1% | – | – | History |
| MCHXMarchex Inc | CL B | 442,270 | $1.24M | 0.8% | – | – | History |
| ULTAUlta Beauty, Inc. | Stock | 3,500 | $1.08M | 0.7% | – | – | History |
| UNFIUnited Natural Foods Inc | COM | 28,587 | $942.0K | 0.6% | – | – | History |
| MSONMisonix Inc | COM | 41,495 | $813.0K | 0.5% | – | – | History |
| KLRKaleyra, Inc. | COM | 55,500 | $783.0K | 0.5% | – | – | History |
| VATEINNOVATE Corp. | COM | 190,500 | $751.0K | 0.5% | – | – | History |
Options (2)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| iShares Tr464288513 | IBOXX HI YD ETF | $40.5M | – |
| BOXBox Inc | CL A | – | $23.0M |