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NEXT Financial Group, Inc

SEC CIK
0001616654
Latest filing
Feb 15, 2022

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 15, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
2,917
+133 vs. Q3 2021
Portfolio value
$1.52B
+$239.2M (+18.7%) vs. Q3 2021
Filed
Feb 15, 2022
SEC
Holdings of NEXT Financial Group, Inc in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock293,839$52.2M3.4%+891+0.3%AddedHistory
Vanguard Total Bond Market ETF921937835ETF437,543$37.1M2.4%+2,782+0.6%Added–
iShares Core S&P 500 ETF464287200ETF71,180$34.0M2.2%+19,047+36.5%Added–
Vanguard Scottsdale FDS92206C730VNG RUS1000IDX127,621$27.9M1.8%+115+0.1%Added–
MSFTMicrosoft CorpStock68,499$23.0M1.5%+931+1.4%AddedHistory
iShares Tr46435G425ESG AWR MSCI USA191,339$20.6M1.4%+68,326+55.5%Added–
AMZNAmazon Com IncStock4,484$14.9M1.0%+54+1.2%AddedHistory
TSLATesla, Inc.Stock13,828$14.6M1.0%−864−5.9%ReducedHistory
Vanguard Short-Term Bond ETF921937827ETF165,344$13.4M0.9%+44,945+37.3%Added–
iShares Tr46434V613CORE UNIVRSL USD246,521$13.0M0.9%+69,112+39.0%Added–
NVDANVIDIA CorpStock40,380$11.9M0.8%−2,303−5.4%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF47,232$11.4M0.7%+5,661+13.6%Added–
iShares Core S&P Mid-Cap ETF464287507ETF39,723$11.2M0.7%−76−0.2%Reduced–
Invesco QQQ Trust Series I46090E103ETF26,423$10.5M0.7%−31,017−54.0%Reduced–
Vanguard Health Care ETF92204A504ETF38,046$10.1M0.7%+14,210+59.6%Added–
BRK.BBerkshire Hathaway IncStock33,307$9.96M0.7%+4,648+16.2%AddedHistory
Vanguard Information Technology ETF92204A702ETF21,683$9.94M0.7%+8,333+62.4%Added–
Vanguard Consumer Discretionary ETF92204A108ETF28,478$9.70M0.6%+9,701+51.7%Added–
Vanguard Consumer Staples ETF92204A207ETF48,466$9.69M0.6%+17,983+59.0%Added–
Vanguard Financials ETF92204A405ETF99,645$9.62M0.6%+33,060+49.7%Added–
Vanguard Real Estate ETF922908553ETF80,718$9.36M0.6%+30,285+60.0%Added–
Vanguard Dividend Appreciation ETF921908844ETF54,108$9.29M0.6%+1,330+2.5%Added–
iShares Tips Bond ETF464287176ETF71,560$9.25M0.6%+12,221+20.6%Added–
Vanguard Energy ETF92204A306ETF115,343$8.95M0.6%+40,779+54.7%Added–
Vanguard Ftse Developed Markets ETF921943858ETF170,761$8.72M0.6%+38,472+29.1%Added–
iShares Tr464288513IBOXX HI YD ETF98,013$8.53M0.6%−1,714−1.7%Reduced–
BILLBILL Holdings, Inc.Stock33,472$8.34M0.5%+366+1.1%AddedHistory
Vanguard Utilities ETF92204A876ETF53,109$8.31M0.5%+22,829+75.4%Added–
Vanguard Materials ETF92204A801ETF41,952$8.26M0.5%+17,166+69.3%Added–
Vanguard Industrials ETF92204A603ETF40,319$8.18M0.5%+16,207+67.2%Added–
Vanguard Star FDS921909768VG TL INTL STK F120,381$7.65M0.5%+13,320+12.4%Added–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX84,831$7.62M0.5%+5,089+6.4%Added–
Vanguard BD Index FDS921937793LONG TERM BOND73,901$7.61M0.5%+29,342+65.8%Added–
Vanguard Morningstar Growth ETF922908736ETF22,438$7.20M0.5%+6,190+38.1%Added–
Vanguard Morningstar Value ETF922908744ETF48,295$7.11M0.5%+10,744+28.6%Added–
iShares S&P 500 Growth ETF464287309ETF84,210$7.05M0.5%−3,198−3.7%Reduced–
PFEPfizer IncStock118,494$7.00M0.5%+23,219+24.4%AddedHistory
iShares Tr464288885EAFE GRWTH ETF60,710$6.70M0.4%+28,819+90.4%Added–
iShares Core S&P Small Cap ETF464287804ETF58,312$6.68M0.4%+18,619+46.9%Added–
HDHome Depot, Inc.Stock16,091$6.68M0.4%+68+0.4%AddedHistory
GOOGLAlphabet Inc.Stock2,303$6.67M0.4%−208−8.3%ReducedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX127,284$6.54M0.4%+42,192+49.6%Added–
Vanguard S&P 500 ETF922908363ETF14,888$6.50M0.4%−11,120−42.8%Reduced–
iShares MSCI USA Min Vol Factor ETF46429B697ETF79,388$6.42M0.4%+21,731+37.7%Added–
iShares Tr464288877EAFE VALUE ETF125,316$6.32M0.4%+64,286+105.3%Added–
SPYSPDR S&P 500 ETF TrustETF13,086$6.22M0.4%−5,335−29.0%ReducedHistory
Vanguard Total International Bond ETF92203J407ETF112,319$6.20M0.4%+33,084+41.8%Added–
METAMeta Platforms, Inc.Stock18,231$6.13M0.4%−4,287−19.0%ReducedHistory
iShares S&P 500 Value ETF464287408ETF38,398$6.01M0.4%−1,555−3.9%Reduced–
DISWalt Disney CoStock38,581$5.98M0.4%+1,913+5.2%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF113,359$5.61M0.4%+26,586+30.6%Added–
First Tr Exchange-Traded FD33734H106SHS126,141$5.43M0.4%+10,125+8.7%Added–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF59,479$5.03M0.3%+8,601+16.9%Added–
iShares U.S. Treasury Bond ETF46429B267ETF187,918$5.01M0.3%+99,745+113.1%Added–
Vanguard Morningstar Small-Cap Value ETF922908611ETF27,495$4.92M0.3%+2,469+9.9%Added–
VanEck ETF Trust92189F437FALLEN ANGEL HG148,429$4.89M0.3%+4,400+3.1%Added–
GLDSPDR Gold TrustETF27,824$4.76M0.3%−281−1.0%ReducedHistory
AMDAdvanced Micro Devices IncStock33,061$4.76M0.3%+324+1.0%AddedHistory
iShares Core MSCI Eafe ETF46432F842ETF62,297$4.65M0.3%+5,365+9.4%Added–
GOOGAlphabet Inc.Stock1,583$4.58M0.3%+58+3.8%AddedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF25,148$4.57M0.3%−6,741−21.1%Reduced–
Vanguard Intermediate-Term Bond ETF921937819ETF51,916$4.55M0.3%+6,548+14.4%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF25,938$4.51M0.3%+3,217+14.2%Added–
CRMSalesforce, Inc.Stock17,694$4.50M0.3%+1,095+6.6%AddedHistory
TMOThermo Fisher Scientific Inc.Stock6,623$4.42M0.3%+1,395+26.7%AddedHistory
Vanguard High Dividend Yield Index ETF921946406ETF39,344$4.41M0.3%+4,810+13.9%Added–
Vanguard Communication Services ETF92204A884ETF32,492$4.40M0.3%+2,072+6.8%Added–
JPMJPMorgan Chase & CoStock27,555$4.36M0.3%+298+1.1%AddedHistory
VZVerizon Communications IncStock83,690$4.35M0.3%+22,965+37.8%AddedHistory
CVXChevron CorpStock36,993$4.34M0.3%+2,065+5.9%AddedHistory
GILDGilead Sciences, Inc.Stock58,054$4.21M0.3%+1,471+2.6%AddedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF78,712$4.08M0.3%+11,501+17.1%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF104,063$4.06M0.3%+26,369+33.9%Added–
iShares MSCI Eafe ETF464287465ETF51,599$4.06M0.3%+401+0.8%Added–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF39,690$4.03M0.3%+3,108+8.5%Added–
PEPPepsiCo IncStock23,024$4.00M0.3%+1,189+5.4%AddedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF54,205$3.93M0.3%+6,720+14.2%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF17,261$3.90M0.3%−6,497−27.3%Reduced–
TAT&T Inc.Stock156,826$3.86M0.3%−18,104−10.3%ReducedHistory
JNJJohnson & JohnsonStock22,482$3.85M0.3%+2,658+13.4%AddedHistory
iShares Tr46435G474FALN ANGLS USD127,930$3.83M0.3%+63,420+98.3%Added–
COSTCostco Wholesale CorpStock6,707$3.81M0.3%−487−6.8%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF33,306$3.80M0.2%+3,570+12.0%Added–
Invesco S&P 500 Quality ETF46137V241ETF68,901$3.67M0.2%+704+1.0%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF14,322$3.65M0.2%−219−1.5%Reduced–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD43,802$3.56M0.2%−86,414−66.4%Reduced–
PGProcter & Gamble CoStock21,112$3.45M0.2%+30.0%AddedHistory
SBUXStarbucks CorpStock29,357$3.43M0.2%+3,606+14.0%AddedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF25,716$3.41M0.2%−2,067−7.4%Reduced–
TGTTarget CorpStock14,569$3.37M0.2%+209+1.5%AddedHistory
Vanguard World FD921910709EXTENDED DUR24,025$3.36M0.2%+20,414+565.3%Added–
Amplify ETF Tr032108409CWP ENHANCED DIV85,427$3.26M0.2%+14,409+20.3%Added–
AMATApplied Materials IncStock20,590$3.24M0.2%+1,066+5.5%AddedHistory
UNHUnitedHealth Group IncStock6,452$3.24M0.2%−678−9.5%ReducedHistory
CSCOCisco Systems, Inc.Stock51,100$3.24M0.2%+7,404+16.9%AddedHistory
ABBVAbbVie Inc.Stock23,907$3.24M0.2%−2,662−10.0%ReducedHistory
VVisa Inc.Stock14,696$3.19M0.2%+911+6.6%AddedHistory
ARK Innovation ETF00214Q104ETF33,500$3.17M0.2%+7,875+30.7%Added–
BACBank of America CorpStock71,017$3.16M0.2%−528−0.7%ReducedHistory
Vanguard World FD921910840MEGA CAP VAL ETF29,556$3.16M0.2%+842+2.9%Added–

Sold out since Q3 2021 (151)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 151 by value last quarter.

Positions of NEXT Financial Group, Inc sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
SPDR Index Shs FDS78463X541ST STR NAT ETF9,980$512.0K<0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF20,015$506.0K<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS22,847$483.0K<0.1%History
Invesco Exchange Traded FD T46137V696DYNMC MEDIA6,979$375.0K<0.1%–
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund13,947$321.0K<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB11,812$249.0K<0.1%History
Invesco Exch Traded FD Tr II46138G847GBL CLEAN ENRG8,231$229.0K<0.1%–
CXPColumbia Property Trust, Inc.COM NEW11,149$212.0K<0.1%History
VTAInvesco Dynamic Credit Opportunities FundCOM15,010$175.0K<0.1%History
Hartford FDS Exchange Traded41653L602SHRT DURTN ETF3,624$149.0K<0.1%–
VIPSVipshop Holdings LtdSPONSORED ADS A13,000$145.0K<0.1%History
ProShares Tr74347G796MSCI TRANFRMTNAL2,311$103.0K<0.1%–
ProShares Tr74347R404PSHS ULT MCAP4001,663$102.0K<0.1%–
iShares Tr46435U226IBONDS 21 TRM HG4,177$101.0K<0.1%–
ProShares Tr74347R842PSHS ULTRUSS20001,723$93.0K<0.1%–
KSUKansas City SouthernCOM NEW326$89.0K<0.1%History
Yamana Gold Inc98462Y100COM21,990$87.0K<0.1%–
WMSAdvanced Drainage Systems, Inc.COM755$82.0K<0.1%History
PBHCPathfinder Bancorp, Inc.COM5,000$81.0K<0.1%History
GMEDGlobus Medical IncStock900$69.0K<0.1%History
MWAMueller Water Products, Inc.COM SER A4,267$65.0K<0.1%History
MOG.AMoog Inc.CL A843$64.0K<0.1%History
Enable Midstream Partners, LP292480100COM UNIT RP IN5,779$47.0K<0.1%–
CCRDCoreCard CorpCOM1,075$44.0K<0.1%History
ADArray Digital Infrastructure, Inc.COM1,250$40.0K<0.1%History
Mag Silver Corp55903Q104COM2,139$35.0K<0.1%–
ZENZendesk, Inc.COM300$35.0K<0.1%History
HRCHill-Rom Holdings, Inc.COM225$34.0K<0.1%History
Atlantica Sustainable Infr PG0751N103SHS715$25.0K<0.1%–
EDUNew Oriental Education & Technology Group Inc.SPON ADR10,500$22.0K<0.1%History
Invesco Exchange Traded FD T46137V670DYNMC OIL GAS6,034$21.0K<0.1%–
DIDIYDiDi Global Inc.SPONSORED ADS2,719$21.0K<0.1%History
SWXSouthwest Gas Holdings, Inc.COM292$20.0K<0.1%History
CLDRCloudera, Inc.COM1,119$18.0K<0.1%History
CRKComstock Resources IncCOM1,500$16.0K<0.1%History
Innovator ETFs Tr II45783G201S&P INVSTMNT GRD650$16.0K<0.1%–
CEMIChembio Diagnostics, Inc.COM NEW6,000$15.0K<0.1%History
ATIAti IncStock835$14.0K<0.1%History
MNDTMandiant, Inc.COM749$14.0K<0.1%History
SPDR Index Shs FDS78463X533ST MAR DIVID ETF450$13.0K<0.1%–
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM2,547$13.0K<0.1%History
PKOPIMCO Income Opportunity FundCOM500$12.0K<0.1%History
Innovator ETFs Trust45782C748US EQTY PWR BUF357$11.0K<0.1%–
KODKEastman Kodak CoCOM NEW1,500$10.0K<0.1%History
VYXNCR Voyix CorpCOM255$10.0K<0.1%History
CUTRCutera IncCOM227$10.0K<0.1%History
DRNADicerna Pharmaceuticals IncCOM500$10.0K<0.1%History
XONEExOne CoCOM410$10.0K<0.1%History
TGITriumph Group IncCOM505$9.00K<0.1%History
OPRXOptimizeRx CorpCOM NEW100$9.00K<0.1%History
Nuveen PFD & Income 2022 Ter67075T105COM360$9.00K<0.1%–
SDGRSchrodinger, Inc.COM154$8.00K<0.1%History
CSIQCanadian Solar Inc.COM194$7.00K<0.1%History
PSNLPersonalis, Inc.COM380$7.00K<0.1%History
NUANNuance Communications, Inc.COM134$7.00K<0.1%History
OCSLOaktree Specialty Lending CorpCOM1,023$7.00K<0.1%History
VNOMViper Energy, Inc.COM UNT RP INT300$7.00K<0.1%History
ITGartner IncCOM21$6.00K<0.1%History
ARMKAramarkCOM171$6.00K<0.1%History
WTWisdomTree, Inc.COM1,012$6.00K<0.1%History
JYNTJOINT CorpCOM61$6.00K<0.1%History
HEPHolly Energy Partners LPCOM UT LTD PTN318$6.00K<0.1%History
Just Eat Takeaway Com N V48214T305SPONSORED ADS447$6.00K<0.1%–
DNOWDNOW Inc.COM698$5.00K<0.1%History
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF29$5.00K<0.1%–
iShares Tr464288430ASIA 50 ETF59$5.00K<0.1%–
STNEStoneCo Ltd.COM153$5.00K<0.1%History
CMRCCommerce.com, Inc.COM SER 1100$5.00K<0.1%History
CMOCapstead Mortgage CorpCOM NO PAR700$5.00K<0.1%History
Guggenheim Enhanced Equity I40167B100COM587$5.00K<0.1%–
iShares Tr46434VBK5IBONDS DEC21 ETF188$5.00K<0.1%–
LKQLKQ CorpCOM85$4.00K<0.1%History
SPDR Series Trust78464A714ST STR SP RETAIL41$4.00K<0.1%–
USCIUnited States Commodity Index Funds TrustCOMM IDX FND100$4.00K<0.1%History
BMIBadger Meter IncCOM35$4.00K<0.1%History
DISHDISH Network CORPCL A99$4.00K<0.1%History
FST Tr New Opport MLP & Ene33739M100COM649$4.00K<0.1%–
STKLSunOpta Inc.COM500$4.00K<0.1%History
Vedanta Limited92242Y100SPONSORED ADR267$4.00K<0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO26$3.00K<0.1%–
IPGPIpg Photonics CorpCOM16$3.00K<0.1%History
iShares Tr46429B366CMBS ETF48$3.00K<0.1%–
ISDPGIM High Yield Bond Fund, Inc.COM161$3.00K<0.1%History
Invesco Exch Traded FD Tr II46138E644INTL BUYBACK70$3.00K<0.1%–
PBAPembina Pipeline CorpCOM100$3.00K<0.1%History
ATHMAutohome Inc.SP ADS RP CL A57$3.00K<0.1%History
WHWKWhitehawk Therapeutics, Inc.COM100$3.00K<0.1%History
UANCVR Partners, LPCOM50$3.00K<0.1%History
CalAmp Corp.128126109COM300$3.00K<0.1%–
Starz Entertainment Corp535919500CL B NON VTG265$3.00K<0.1%–
CAFMorgan Stanley China A Share Fund, Inc.COM132$3.00K<0.1%History
HYBNew America High Income Fund IncCOM NEW276$3.00K<0.1%History
TYGTortoise Energy Infrastructure CorpCOM112$3.00K<0.1%History
TPZTortoise Power & Energy Infrastructure Fund IncCOM200$3.00K<0.1%History
FNBFNB CorpCOM154$2.00K<0.1%History
JBHTHunt J B Transport Services IncCOM10$2.00K<0.1%History
COURCoursera, Inc.COM62$2.00K<0.1%History
PSMTPricesmart IncCOM25$2.00K<0.1%History
Global X FDS37954Y392VDEO GAM ESPRT60$2.00K<0.1%–
PSNParsons CorpCOM50$2.00K<0.1%History