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Livermore
Livermore
ZHEN

NEXT Financial Group, Inc

SEC CIK
0001616654
Latest filing
Feb 15, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
2,784
+129 vs. Q2 2021
Portfolio value
$1.28B
+$32.8M (+2.6%) vs. Q2 2021
Filed
Oct 15, 2021
SEC
Holdings of NEXT Financial Group, Inc in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock292,948$41.5M3.2%+11,355+4.0%AddedHistory
Vanguard Total Bond Market ETF921937835ETF434,761$37.1M2.9%+10,082+2.4%Added–
Vanguard Scottsdale FDS92206C730VNG RUS1000IDX127,506$25.5M2.0%−3,120−2.4%Reduced–
iShares Core S&P 500 ETF464287200ETF52,133$22.5M1.8%+6,770+14.9%Added–
Invesco QQQ Trust Series I46090E103ETF57,440$20.6M1.6%−1,626−2.8%Reduced–
MSFTMicrosoft CorpStock67,568$19.0M1.5%+601+0.9%AddedHistory
AMZNAmazon Com IncStock4,430$14.6M1.1%+467+11.8%AddedHistory
iShares Tr46435G425ESG AWR MSCI USA123,013$12.1M0.9%+20,544+20.0%Added–
TSLATesla, Inc.Stock14,692$11.4M0.9%+1,670+12.8%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD130,216$10.7M0.8%+7,524+6.1%Added–
iShares Core S&P Mid-Cap ETF464287507ETF39,799$10.5M0.8%+2,680+7.2%Added–
Vanguard S&P 500 ETF922908363ETF26,008$10.3M0.8%+453+1.8%Added–
Vanguard Short-Term Bond ETF921937827ETF120,399$9.87M0.8%−9,209−7.1%Reduced–
iShares Tr46434V613CORE UNIVRSL USD177,409$9.45M0.7%+19,100+12.1%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF41,571$9.23M0.7%−202−0.5%Reduced–
NVDANVIDIA CorpStock42,683$8.84M0.7%+3,051+7.7%AddedConverted for a 4-for-1 splitHistory
BILLBILL Holdings, Inc.Stock33,106$8.84M0.7%+5,831+21.4%AddedHistory
iShares Tr464288513IBOXX HI YD ETF99,727$8.72M0.7%−22,078−18.1%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF52,778$8.11M0.6%−463−0.9%Reduced–
SPYSPDR S&P 500 ETF TrustETF18,421$7.92M0.6%+391+2.2%AddedHistory
BRK.BBerkshire Hathaway IncStock28,659$7.82M0.6%+812+2.9%AddedHistory
METAMeta Platforms, Inc.Stock22,518$7.64M0.6%+3,222+16.7%AddedHistory
iShares Tips Bond ETF464287176ETF59,339$7.58M0.6%+11,542+24.1%Added–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX79,742$7.05M0.6%−959−1.2%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F107,061$6.77M0.5%+1,171+1.1%Added–
GOOGLAlphabet Inc.Stock2,511$6.71M0.5%+254+11.3%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF132,289$6.68M0.5%+1,963+1.5%Added–
iShares S&P 500 Growth ETF464287309ETF87,408$6.46M0.5%+3,025+3.6%Added–
DISWalt Disney CoStock36,668$6.20M0.5%+1,239+3.5%AddedHistory
Vanguard Financials ETF92204A405ETF66,585$6.19M0.5%+2,790+4.4%Added–
Vanguard Health Care ETF92204A504ETF23,836$5.90M0.5%+812+3.5%Added–
Vanguard Consumer Discretionary ETF92204A108ETF18,777$5.84M0.5%+204+1.1%Added–
iShares S&P 500 Value ETF464287408ETF39,953$5.81M0.5%+2,185+5.8%Added–
iShares MSCI USA Momentum Factor ETF46432F396ETF31,889$5.60M0.4%+225+0.7%Added–
Vanguard Energy ETF92204A306ETF74,564$5.56M0.4%+2,605+3.6%Added–
Vanguard Consumer Staples ETF92204A207ETF30,483$5.48M0.4%−773−2.5%Reduced–
Vanguard Information Technology ETF92204A702ETF13,350$5.37M0.4%−392−2.9%Reduced–
HDHome Depot, Inc.Stock16,023$5.26M0.4%+540+3.5%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF23,758$5.20M0.4%+831+3.6%Added–
Vanguard Real Estate ETF922908553ETF50,433$5.13M0.4%+1,290+2.6%Added–
Vanguard Morningstar Value ETF922908744ETF37,551$5.08M0.4%+795+2.2%Added–
VanEck ETF Trust92189F437FALLEN ANGEL HG144,029$4.76M0.4%−14,441−9.1%Reduced–
TAT&T Inc.Stock174,930$4.72M0.4%+6,800+4.0%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF16,248$4.71M0.4%+252+1.6%Added–
GLDSPDR Gold TrustETF28,105$4.62M0.4%+2,010+7.7%AddedHistory
Vanguard BD Index FDS921937793LONG TERM BOND44,559$4.56M0.4%+15,790+54.9%Added–
First Tr Exchange-Traded FD33734H106SHS116,016$4.55M0.4%−6,308−5.2%Reduced–
Vanguard Industrials ETF92204A603ETF24,112$4.54M0.4%+386+1.6%Added–
Vanguard Total International Bond ETF92203J407ETF79,235$4.51M0.4%+1,030+1.3%Added–
CRMSalesforce, Inc.Stock16,599$4.50M0.4%−777−4.5%ReducedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX85,092$4.47M0.3%+2,984+3.6%Added–
JPMJPMorgan Chase & CoStock27,257$4.46M0.3%+4,444+19.5%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF86,773$4.34M0.3%+2,050+2.4%Added–
iShares Core S&P Small Cap ETF464287804ETF39,693$4.33M0.3%+268+0.7%Added–
Vanguard Materials ETF92204A801ETF24,786$4.31M0.3%+608+2.5%Added–
Vanguard Communication Services ETF92204A884ETF30,420$4.29M0.3%+745+2.5%Added–
Vanguard Utilities ETF92204A876ETF30,280$4.24M0.3%+1,003+3.4%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF57,657$4.24M0.3%+10,096+21.2%Added–
Vanguard Morningstar Small-Cap Value ETF922908611ETF25,026$4.24M0.3%−3,897−13.5%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF56,932$4.23M0.3%+6,467+12.8%Added–
PFEPfizer IncStock95,275$4.10M0.3%+4,849+5.4%AddedHistory
GOOGAlphabet Inc.Stock1,525$4.06M0.3%+19+1.3%AddedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF45,368$4.06M0.3%+1,207+2.7%Added–
iShares MSCI Eafe ETF464287465ETF51,198$3.99M0.3%+108+0.2%Added–
First Trust Dow Jones Internet Index Fund33733E302ETF16,800$3.96M0.3%+6,746+67.1%Added–
GILDGilead Sciences, Inc.Stock56,583$3.95M0.3%+3,783+7.2%AddedHistory
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF50,878$3.81M0.3%−5,755−10.2%Reduced–
NFLXNetflix IncStock6,111$3.73M0.3%+641+11.7%AddedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF36,582$3.73M0.3%−276−0.7%Reduced–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF27,783$3.70M0.3%−5,578−16.7%Reduced–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT71,937$3.64M0.3%−29,646−29.2%Reduced–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD67,466$3.61M0.3%+1,275+1.9%Added–
Vanguard High Dividend Yield Index ETF921946406ETF34,534$3.57M0.3%+2,566+8.0%Added–
CVXChevron CorpStock34,928$3.54M0.3%+6,459+22.7%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF14,541$3.44M0.3%+869+6.4%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF29,736$3.41M0.3%+3,188+12.0%Added–
iShares Tr464288885EAFE GRWTH ETF31,891$3.40M0.3%+4,827+17.8%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF22,721$3.39M0.3%−10.0%Reduced–
AMDAdvanced Micro Devices IncStock32,737$3.37M0.3%+405+1.3%AddedHistory
Invesco S&P 500 Quality ETF46137V241ETF68,197$3.31M0.3%−14,968−18.0%Reduced–
PEPPepsiCo IncStock21,835$3.29M0.3%+45+0.2%AddedHistory
TGTTarget CorpStock14,360$3.29M0.3%+880+6.5%AddedHistory
VZVerizon Communications IncStock60,725$3.28M0.3%+6,854+12.7%AddedHistory
iShares Tr464288646ISHS 1-5YR INVS60,027$3.28M0.3%−4,303−6.7%Reduced–
Trimtabs ETF Tr89628W609DONOGHUE FORLINS130,727$3.25M0.3%−7,076−5.1%Reduced–
COSTCostco Wholesale CorpStock7,194$3.23M0.3%+831+13.1%AddedHistory
JNJJohnson & JohnsonStock19,824$3.20M0.2%−6,300−24.1%ReducedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF67,211$3.19M0.2%+17,523+35.3%Added–
iShares Tr464288877EAFE VALUE ETF61,030$3.10M0.2%+6,194+11.3%Added–
VVisa Inc.Stock13,785$3.07M0.2%+1,520+12.4%AddedHistory
PYPLPayPal Holdings, Inc.Stock11,700$3.04M0.2%−1,420−10.8%ReducedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF47,485$3.04M0.2%+1,879+4.1%Added–
BACBank of America CorpStock71,545$3.04M0.2%+5,626+8.5%AddedHistory
New York Life Invts Active E45409F843MACK MU INSD ETF109,788$3.01M0.2%+449+0.4%Added–
TMOThermo Fisher Scientific Inc.Stock5,228$2.99M0.2%−10.0%ReducedHistory
PGProcter & Gamble CoStock21,109$2.95M0.2%+2,934+16.1%AddedHistory
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF18,486$2.92M0.2%+272+1.5%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF77,694$2.92M0.2%+30,886+66.0%Added–
ABBVAbbVie Inc.Stock26,569$2.87M0.2%+1,208+4.8%AddedHistory
ADBEAdobe Inc.Stock4,975$2.86M0.2%−1,009−16.9%ReducedHistory

Sold out since Q2 2021 (98)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of NEXT Financial Group, Inc sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL7,543$582.0K<0.1%–
PDACPeridot Acquisition Corp.SHS CL A32,973$402.0K<0.1%History
Climate Change Crisis Real I18716C100CL A COM19,157$288.0K<0.1%–
CTEVClaritev CorpCOM19,583$187.0K<0.1%History
ACPabrdn Income Credit Strategies FundCOM16,000$178.0K<0.1%History
VanEck ETF Trust92189F353EMERGING MRKT HI7,378$176.0K<0.1%–
TMXTerminix Global Holdings IncCOM3,232$154.0K<0.1%History
BBWIBath & Body Works, Inc.COM1,698$122.0K<0.1%History
VRTVVeritiv CorpCOM1,908$117.0K<0.1%History
Churchill Capital Corp IV171439102CL A3,965$115.0K<0.1%–
PFPTProofpoint IncCOM571$99.0K<0.1%History
iShares Inc46434G772MSCI TAIWAN ETF1,529$98.0K<0.1%–
Mudrick Capital Acqu Corp II62477L107COM CL A7,900$98.0K<0.1%–
iShares Inc464286327MSCI GLB SLV&MTL5,942$91.0K<0.1%–
iShares Tr46435G789IBONDS DEC20213,307$85.0K<0.1%–
BKCCBlackRock Capital Investment CorpCOM17,434$69.0K<0.1%History
EVYEaton Vance New York Municipal Income TrustSH BEN INT4,000$60.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY2,339$60.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY2,330$58.0K<0.1%–
GOGrocery Outlet Holding Corp.COM1,596$55.0K<0.1%History
RMBSRambus IncCOM1,917$45.0K<0.1%History
QTSQTS Realty Trust, Inc.COM CL A547$43.0K<0.1%History
MXIMMaxim Integrated Products IncCOM330$35.0K<0.1%History
WRIWeingarten Realty InvestorsSH BEN INT1,098$35.0K<0.1%History
VanEck ETF Trust92189F536LONG MUNI ETF1,566$34.0K<0.1%–
WORKSlack Technologies, Inc.COM CL A732$33.0K<0.1%History
WTMWhite Mountains Insurance Group LtdCOM26$30.0K<0.1%History
WORWorthington Enterprises, Inc.COM478$29.0K<0.1%History
HYFMHydrofarm Holdings Group, Inc.COM400$24.0K<0.1%History
New York Life Investments Et45409B560FTSE INTL EQTY C850$21.0K<0.1%–
NNINelnet IncCL A266$20.0K<0.1%History
MATXMatson, Inc.COM300$19.0K<0.1%History
CGENCompugen LtdORD2,161$18.0K<0.1%History
HCATHealth Catalyst, Inc.COM300$17.0K<0.1%History
ALLEAllegion plcORD SHS118$16.0K<0.1%History
ACHRArcher Aviation Inc.COM1,600$16.0K<0.1%History
WBTWelbilt, Inc.COM681$16.0K<0.1%History
LMNXLuminex CorpCOM400$15.0K<0.1%History
SCPLSciPlay CorpCL A795$14.0K<0.1%History
MCRBSeres Therapeutics, Inc.COM564$13.0K<0.1%History
USCRU.S. Concrete, Inc.COM150$11.0K<0.1%History
AEYEAudioeye IncCOM NEW600$10.0K<0.1%History
PERIPerion Network Ltd.SHS NEW451$10.0K<0.1%History
ETDEthan Allen Interiors IncCOM339$9.00K<0.1%History
DBDeutsche Bank AktiengesellschaftNAMEN AKT600$8.00K<0.1%History
CCSCentury Communities, Inc.COM122$8.00K<0.1%History
J P Morgan Exchange Traded F46641Q308DIV RTN EM EQT133$8.00K<0.1%–
ALXNAlexion Pharmaceuticals, Inc.COM48$8.00K<0.1%History
PSFCohen & Steers Select Preferred & Income Fund, Inc.COM249$8.00K<0.1%History
CSTMConstellium SECL A SHS360$7.00K<0.1%History
RVPRetractable Technologies IncCOM600$7.00K<0.1%History
Pershing Square Tontine Hldg71531R109COM CL A300$7.00K<0.1%–
iShares Inc464286509MSCI CDA ETF160$6.00K<0.1%–
PIMCO ETF Tr72201R817INV GRD CRP BD54$6.00K<0.1%–
iShares Inc464286632MSCI ISRAEL ETF92$6.00K<0.1%–
INFIInfinity Pharmaceuticals, Inc.COM2,000$6.00K<0.1%History
iShares Inc46434G798MSCI RUSSIA ETF136$6.00K<0.1%–
SPXCSPX Technologies, Inc.COM100$6.00K<0.1%History
DHYUBS Asset Management High Yield Credit FundSH BEN INT1,948$5.00K<0.1%History
AVTAvnet IncCOM135$5.00K<0.1%History
MEIMethode Electronics IncCOM100$5.00K<0.1%History
DCPDCP Midstream, LPCOM UT LTD PTN175$5.00K<0.1%History
SFLSFL Corp Ltd.SHS516$4.00K<0.1%History
NNBRNN IncCOM500$4.00K<0.1%History
OIGOrion180 Insurance Group Inc.COM918$4.00K<0.1%History
TELLTellurian Inc.COM820$4.00K<0.1%History
Reinvent Technology PartnersG7483N129CL A382$4.00K<0.1%–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF56$3.00K<0.1%–
XECCimarex Energy CoCOM35$3.00K<0.1%History
CORECore-Mark Holding Company, LLCCOM76$3.00K<0.1%History
iShares Tr46429B309MSCI INDONIA ETF168$3.00K<0.1%–
PSTXPoseida Therapeutics, Inc.COM300$3.00K<0.1%History
Stable RD Acquisition Corp85236Q109COM CL A237$3.00K<0.1%–
CBSHCommerce Bancshares IncStock30$2.00K<0.1%History
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS349$2.00K<0.1%History
CFRCullen/Frost Bankers, Inc.COM21$2.00K<0.1%History
AHTAshford Hospitality Trust IncCOM SHS500$2.00K<0.1%History
CVGWCalavo Growers IncCOM33$2.00K<0.1%History
ETF Managers Tr26924G771ETFMG TRAVEL TEC75$2.00K<0.1%–
ICPTIntercept Pharmaceuticals, Inc.COM100$2.00K<0.1%History
PRAHPRA Health Sciences, Inc.COM12$2.00K<0.1%History
TGBTrekor Metals LtdCOM1,000$2.00K<0.1%History
BlackRock Science & Technolo09258G112RIGHT 07/14/20213,393$2.00K<0.1%–
FICOFair Isaac CorpCOM2$1.00K<0.1%History
EICEagle Point Income CoCOM40$1.00K<0.1%History
PRAAPra Group IncCOM36$1.00K<0.1%History
EHTHeHealth, Inc.COM9$1.00K<0.1%History
ARRArmour Residential REIT, Inc.COM NEW54$1.00K<0.1%History
DMDesktop Metal, Inc.COM CL A77$1.00K<0.1%History
GOCOGoHealth, Inc.COM CL A70$1.00K<0.1%History
MDLAMedallia, Inc.COM40$1.00K<0.1%History
Washington Prime Group Inc.93964W405COM250$1.00K<0.1%–
VMARVision Marine Technologies Inc.COM100$1.00K<0.1%History
iShares Inc464286772MSCI STH KOR ETF5$00.0%–
BMEBlackRock Health Sciences TrustCOM2$00.0%History
BMEZBlackRock Health Sciences Term TrustCOM SHS5$00.0%History
Indexiq ETF Tr45409B628US RL EST SMCP15$00.0%–
VERVEREIT, Inc.COM6$00.0%History