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Livermore
Livermore
ZHEN

One River Asset Management, LLC

SEC CIK
0001616336
Latest filing
Jul 28, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Dec 14, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
70
−20 vs. Q1 2023
Portfolio value
$125.9M
−$9.55M (−7.1%) vs. Q1 2023
Filed
Dec 14, 2023
SEC
Holdings of One River Asset Management, LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco QQQ Trust Series I46090E103ETF156,587$57.0M45.3%+95,830+157.7%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF549,494$18.4M14.6%+470,159+592.6%Added–
ARK Innovation ETF00214Q104ETF185,340$8.14M6.5%−96,300−34.2%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF32,010$5.48M4.4%−82,336−72.0%Reduced–
TSLATesla, Inc.Stock20,547$5.30M4.2%+13,289+183.1%AddedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF20,966$2.76M2.2%+4,391+26.5%Added–
GSGoldman Sachs Group IncStock6,237$2.02M1.6%−3,930−38.7%ReducedHistory
QCOMQualcomm IncStock12,018$1.42M1.1%+10,269+587.1%AddedHistory
SPYSPDR S&P 500 ETF TrustETF3,166$1.39M1.1%+2,843+880.2%AddedHistory
AMZNAmazon Com IncStock10,541$1.35M1.1%−26,480−71.5%ReducedHistory
BACBank of America CorpStock44,161$1.27M1.0%−186,302−80.8%ReducedHistory
iShares Inc464286400MSCI BRAZIL ETF38,517$1.26M1.0%−50,600−56.8%Reduced–
State Street Energy Select Sector SPDR ETF81369Y506ETF13,811$1.11M0.9%−490−3.4%Reduced–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF14,723$1.08M0.9%+8,670+143.2%Added–
TXNTexas Instruments IncStock5,962$1.06M0.8%+5,962NewHistory
PYPLPayPal Holdings, Inc.Stock14,882$980.1K0.8%+9,663+185.2%AddedHistory
SCHWSchwab Charles CorpStock15,937$910.6K0.7%−37,806−70.3%ReducedHistory
HDHome Depot, Inc.Stock2,775$855.0K0.7%−308−10.0%ReducedHistory
JPMJPMorgan Chase & CoStock5,319$764.7K0.6%+317+6.3%AddedHistory
DVNDevon Energy CorpStock15,785$764.0K0.6%−8,625−35.3%ReducedHistory
CATCaterpillar IncStock2,863$700.7K0.6%+1,296+82.7%AddedHistory
CSCOCisco Systems, Inc.Stock13,262$680.4K0.5%+12,406+1,449.3%AddedHistory
WFCWells Fargo & CompanyStock15,691$667.1K0.5%−61,789−79.7%ReducedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF6,131$653.5K0.5%+5,022+452.8%Added–
COSTCostco Wholesale CorpStock1,162$618.5K0.5%−1,058−47.7%ReducedHistory
MRNAModerna, Inc.Stock4,765$581.9K0.5%+3,367+240.8%AddedHistory
CVXChevron CorpStock3,555$555.7K0.4%−101,038−96.6%ReducedHistory
DISWalt Disney CoStock6,147$546.8K0.4%+1,507+32.5%AddedHistory
HONHoneywell International IncCOM2,539$525.2K0.4%−1,317−34.2%ReducedHistory
AXPAmerican Express CoStock2,782$479.2K0.4%+2,749+8,330.3%AddedHistory
BABoeing CoStock2,045$433.2K0.3%+344+20.2%AddedHistory
NFLXNetflix IncStock996$426.5K0.3%−55−5.2%ReducedHistory
FDXFedEx CorpStock1,570$392.5K0.3%−90−5.4%ReducedHistory
MMM3M CoStock3,851$381.7K0.3%+860+28.8%AddedHistory
MSMorgan StanleyStock4,295$366.1K0.3%+4,295NewHistory
TMUST-Mobile US, Inc.Stock2,633$360.1K0.3%+2,633NewHistory
NSCNorfolk Southern CorpStock1,383$312.5K0.2%−333−19.4%ReducedHistory
IBMInternational Business Machines CorpStock2,203$295.3K0.2%−2,008−47.7%ReducedHistory
ADIAnalog Devices IncStock1,505$285.2K0.2%+1,469+4,080.6%AddedHistory
VVisa Inc.Stock1,208$283.5K0.2%−797−39.8%ReducedHistory
ADBEAdobe Inc.Stock567$274.3K0.2%+396+231.6%AddedHistory
NKENIKE, Inc.Stock2,409$272.8K0.2%+919+61.7%AddedHistory
BLKBlackRock, Inc.COM344$237.0K0.2%−1,369−79.9%ReducedHistory
iShares Tr464287184CHINA LG-CAP ETF8,366$225.4K0.2%+1,000+13.6%Added–
NEMNEWMONT CorpStock4,968$208.4K0.2%+2,300+86.2%AddedHistory
CCitigroup IncStock3,649$168.9K0.1%−5,315−59.3%ReducedHistory
DOWDow Inc.Stock2,753$146.8K0.1%−30−1.1%ReducedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF2,117$137.0K0.1%−16−0.8%Reduced–
ADPAutomatic Data Processing IncStock535$115.3K0.1%+535NewHistory
UPSUnited Parcel Service IncStock604$106.3K0.1%+217+56.1%AddedHistory
JNJJohnson & JohnsonStock626$103.3K0.1%−1,390−68.9%ReducedHistory
CSXCSX CorpStock2,859$97.1K0.1%−1,947−40.5%ReducedHistory
UNHUnitedHealth Group IncStock195$93.1K0.1%−1,490−88.4%ReducedHistory
TFCTruist Financial CorpCOM2,838$87.0K0.1%−31,264−91.7%ReducedHistory
CHTRCharter Communications, Inc.CL A231$83.8K0.1%+82+55.0%AddedHistory
DEDeere & CoStock195$78.3K0.1%−10−4.9%ReducedHistory
METAMeta Platforms, Inc.Stock278$78.3K0.1%−2,540−90.1%ReducedHistory
INTCIntel CorpStock1,953$64.3K0.1%+1,809+1,256.3%AddedHistory
WBAWalgreens Boots Alliance, Inc.COM2,118$60.1K<0.1%+654+44.7%AddedHistory
WMTWalmart Inc.Stock355$54.8K<0.1%−3,284−90.2%ReducedHistory
USBUS Bancorp DECOM NEW1,578$51.7K<0.1%−12,486−88.8%ReducedHistory
AIGAmerican International Group, Inc.Stock791$45.6K<0.1%−3,997−83.5%ReducedHistory
EMREmerson Electric CoStock475$43.1K<0.1%00.0%UnchangedHistory
PNCPNC Financial Services Group, Inc.Stock315$39.6K<0.1%−5,040−94.1%ReducedHistory
WMWaste Management IncStock226$39.0K<0.1%−201−47.1%ReducedHistory
LMTLockheed Martin CorpStock67$30.6K<0.1%−70−51.1%ReducedHistory
NOCNorthrop Grumman CorpStock21$9.48K<0.1%−20−48.8%ReducedHistory
UNPUnion Pacific CorpStock32$6.40K<0.1%+32NewHistory
MARMarriott International IncStock23$4.86K<0.1%−632−96.5%ReducedHistory
LRCXLam Research CorpCOM6$3.88K<0.1%+6NewHistory

Options (111)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 111 by value.

Option positions of One River Asset Management, LLC in Q2 2023
SecurityClassPutsCalls
State Street Technology Select Sector SPDR ETF81369Y803ETF$100.6M$36.0M
Invesco QQQ Trust Series I46090E103ETF$47.6M$17.6M
AAPLApple Inc.Stock$42.3M$18.8M
State Street Communication Services Select Sector SPDR ETF81369Y852ETF$16.3M$35.6M
MSFTMicrosoft CorpStock$24.3M$19.5M
ARK Innovation ETF00214Q104ETF$41.0M–
NVDANVIDIA CorpStock$22.9M$7.11M
METAMeta Platforms, Inc.Stock$23.6M$3.30M
AMZNAmazon Com IncStock$10.4M$4.77M
State Street Financial Select Sector SPDR ETF81369Y605ETF$6.76M$6.30M
GOOGLAlphabet Inc.Stock$8.55M$3.60M
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF$5.79M$5.77M
State Street Health Care Select Sector SPDR ETF81369Y209ETF$8.83M$2.28M
GOOGAlphabet Inc.Stock$6.21M$3.59M
TSLATesla, Inc.Stock$8.69M$628.2K
iShares Inc46434G772MSCI TAIWAN ETF$4.49M$4.49M
State Street Industrial Select Sector SPDR ETF81369Y704ETF$6.36M$2.44M
HONHoneywell International IncCOM$5.48M$1.87M
State Street SPDR S&P Homebuilders ETF78464A888ETF$6.83M–
iShares Inc464286400MSCI BRAZIL ETF$6.80M–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1$171.9K$6.33M
PEPPepsiCo IncStock$2.19M$3.95M
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF$4.29M$697.2K
CMCSAComcast CorpStock$3.60M$1.22M
VXXBarclays Bank PLCIPTH SR B S&P–$4.82M
CSCOCisco Systems, Inc.Stock$3.80M$1.02M
BRK.BBerkshire Hathaway IncStock$1.91M$2.76M
BABoeing CoStock$4.16M$168.9K
iShares Tr464287234MSCI EMG MKT ETF$2.12M$2.12M
JPMJPMorgan Chase & CoStock$3.19M$974.4K
UNHUnitedHealth Group IncStock$3.22M$865.2K
ADPAutomatic Data Processing IncStock$1.93M$1.98M
GSGoldman Sachs Group IncStock$3.48M$322.5K
ADBEAdobe Inc.Stock$2.74M$831.3K
State Street Energy Select Sector SPDR ETF81369Y506ETF$2.88M$438.3K
TXNTexas Instruments IncStock$2.25M$990.1K
AVGOBroadcom Inc.Stock$2.08M$1.13M
ISRGIntuitive Surgical IncCOM NEW$1.37M$1.61M
INTCIntel CorpStock$2.02M$886.2K
AMDAdvanced Micro Devices IncStock$1.94M$854.3K
QCOMQualcomm IncStock$2.02M$702.3K
DEDeere & CoStock$2.59M–
TMUST-Mobile US, Inc.Stock$1.14M$1.32M
BACBank of America CorpStock$1.51M$880.8K
FISVFiserv IncStock$1.16M$1.12M
COSTCostco Wholesale CorpStock$1.56M$699.9K
LMTLockheed Martin CorpStock$2.16M–
PYPLPayPal Holdings, Inc.Stock$1.52M$453.8K
MUMicron Technology IncStock$1.57M$403.9K
AMATApplied Materials IncStock$1.56M$390.3K
SBUXStarbucks CorpStock$1.14M$802.4K
MCDMcDonalds CorpStock$1.01M$895.2K
INTUIntuit Inc.Stock$733.1K$1.15M
NFLXNetflix IncStock$1.37M$484.5K
LRCXLam Research CorpCOM$1.22M$578.6K
DVNDevon Energy CorpStock$1.75M–
CVXChevron CorpStock$1.42M$188.8K
HDHome Depot, Inc.Stock$1.49M$93.2K
ADIAnalog Devices IncStock$1.36M$194.8K
MMM3M CoStock$1.04M$480.4K
SPYSPDR S&P 500 ETF TrustETF$266.0K$1.24M
CATCaterpillar IncStock$1.06M$442.9K
WFCWells Fargo & CompanyStock$960.3K$533.5K
CSXCSX CorpStock$579.7K$876.4K
VVisa Inc.Stock$1.02M$427.5K
SCHWSchwab Charles CorpStock$1.04M$396.8K
FDXFedEx CorpStock$1.44M–
PANWPalo Alto Networks IncStock$843.2K$485.5K
CRMSalesforce, Inc.Stock$528.1K$739.4K
JNJJohnson & JohnsonStock$695.2K$546.2K
AXPAmerican Express CoStock$1.17M$69.7K
MARMarriott International IncStock$845.0K$330.6K
PGProcter & Gamble CoStock$849.7K$258.0K
MRNAModerna, Inc.Stock$729.0K$340.2K
NSCNorfolk Southern CorpStock$1.07M–
IBMInternational Business Machines CorpStock$829.6K$227.5K
State Street Utilities Select Sector SPDR ETF81369Y886ETF$556.2K$497.3K
RTXRTX CorpStock$764.1K$254.7K
GEGeneral Electric CoStock$439.4K$549.3K
MSMorgan StanleyStock$529.5K$444.1K
ICEIntercontinental Exchange, Inc.Stock$667.2K$271.4K
KOCoca Cola CoStock$746.7K$120.4K
UNPUnion Pacific CorpStock$204.6K$654.8K
WMWaste Management IncStock$624.3K$208.1K
BLKBlackRock, Inc.COM$691.1K$69.1K
iShares Tr464287184CHINA LG-CAP ETF$720.5K–
PNCPNC Financial Services Group, Inc.Stock$239.3K$453.4K
AONAon plcCL A$172.6K$517.8K
DISWalt Disney CoStock$580.3K$62.5K
DOWDow Inc.Stock$548.6K$53.3K
CCitigroup IncStock$294.7K$299.3K
WBAWalgreens Boots Alliance, Inc.COM$527.1K$65.5K
ACNAccenture plcStock$246.9K$339.4K
ETNEaton Corp plcStock$482.6K$100.5K
MAMastercard IncStock$236.0K$314.6K
BKNGBooking Holdings Inc.Stock–$540.1K
CHTRCharter Communications, Inc.CL A$220.4K$257.2K
MRKMerck & Co., Inc.Stock$415.4K$46.2K
WMTWalmart Inc.Stock$377.2K$78.6K
ORCLOracle CorpStock$47.6K$404.9K

Sold out since Q1 2023 (26)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of One River Asset Management, LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
COPConocoPhillipsStock52,893$5.25M3.9%History
EOGEOG Resources IncStock27,623$3.14M2.3%History
OXYOccidental Petroleum CorpStock44,493$2.77M2.0%History
PSXPhillips 66Stock22,380$2.24M1.7%History
BRK.BBerkshire Hathaway IncStock4,842$1.48M1.1%History
XOMExxonMobil Holdings CorpCOM12,396$1.36M1.0%History
GOOGAlphabet Inc.Stock10,781$1.12M0.8%History
GOOGLAlphabet Inc.Stock10,413$1.08M0.8%History
iShares Tips Bond ETF464287176ETF600,000$1.01M0.7%–
METMetlife IncStock16,000$912.9K0.7%History
AAPLApple Inc.Stock5,163$870.2K0.6%History
TGTTarget CorpStock4,783$756.9K0.6%History
CMCSAComcast CorpStock12,956$486.3K0.4%History
ICEIntercontinental Exchange, Inc.Stock4,201$432.4K0.3%History
COFCapital One Financial CorpStock3,351$315.6K0.2%History
TRVTravelers Companies, Inc.Stock1,589$271.4K0.2%History
FCXFreeport-McMoran IncStock6,678$268.5K0.2%History
MUMicron Technology IncStock2,511$155.0K0.1%History
BKNGBooking Holdings Inc.Stock58$152.0K0.1%History
MSFTMicrosoft CorpStock429$121.9K0.1%History
FISVFiserv IncStock540$61.0K<0.1%History
AMDAdvanced Micro Devices IncStock357$34.9K<0.1%History
KOCoca Cola CoStock496$30.7K<0.1%History
MRKMerck & Co., Inc.Stock269$28.5K<0.1%History
NOWServiceNow, Inc.Stock51$23.7K<0.1%History
AVGOBroadcom Inc.Stock6$4.47K<0.1%History