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Livermore
Livermore
ZHEN

HighPoint Advisor Group LLC

SEC CIK
0001616034
Latest filing
Aug 5, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
570
+10 vs. Q2 2021
Portfolio value
$1.02B
+$27.5M (+2.8%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of HighPoint Advisor Group LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
CDKCDK Global, Inc.COM5,431$231.0K<0.1%+5,431NewHistory
CBRLCracker Barrel Old Country Store, IncCOM1,667$233.0K<0.1%−91−5.2%ReducedHistory
NVAXNovavax IncCOM NEW1,129$234.0K<0.1%+1,129NewHistory
Badger Daylighting Ltd.05651W209COM8,662$234.0K<0.1%00.0%Unchanged–
ACADAcadia Pharmaceuticals IncCOM14,160$235.0K<0.1%−1,145−7.5%ReducedHistory
ALLEAllegion plcORD SHS1,776$235.0K<0.1%+1,776NewHistory
BJBJ's Wholesale Club Holdings, Inc.COM4,270$235.0K<0.1%+4,270NewHistory
INSGInseego Corp.COM35,290$235.0K<0.1%−2,810−7.4%ReducedHistory
THOThor Industries IncCOM1,924$236.0K<0.1%−256−11.7%ReducedHistory
LFUSLittelfuse IncCOM879$240.0K<0.1%+60+7.3%AddedHistory
SUNESUNation Energy, Inc.COM27,741$240.0K<0.1%00.0%UnchangedHistory
VODVodafone Group Public Ltd CoADR15,596$241.0K<0.1%−1,916−10.9%ReducedHistory
RPAIRetail Properties of America, Inc.CL A18,681$241.0K<0.1%−1,076−5.4%ReducedHistory
MAINMain Street Capital CORPCEF5,891$242.0K<0.1%+5,891NewHistory
CHWYChewy, Inc.CL A3,557$242.0K<0.1%+152+4.5%AddedHistory
OSHOak Street Health, Inc.COM5,685$242.0K<0.1%+2,069+57.2%AddedHistory
FRMEFirst Merchants CorpCOM5,829$244.0K<0.1%00.0%UnchangedHistory
UAUnder Armour, Inc.CL C13,984$245.0K<0.1%+404+3.0%AddedHistory
CMAComerica IncCOM3,047$245.0K<0.1%−54−1.7%ReducedHistory
SWKStanley Black & Decker, Inc.COM1,402$246.0K<0.1%−731−34.3%ReducedHistory
Paramount Global92556H206CL B6,239$246.0K<0.1%+1,519+32.2%Added–
VTRVentas, Inc.REIT4,474$247.0K<0.1%−866−16.2%ReducedHistory
PNRPENTAIR plcCOM3,438$250.0K<0.1%+3,438NewHistory
WALWestern Alliance BancorporationCOM2,303$251.0K<0.1%+2,303NewHistory
ELANElanco Animal Health IncCOM7,898$252.0K<0.1%+7,898NewHistory
CPRTCopart IncCOM1,827$253.0K<0.1%−69−3.6%ReducedHistory
CDNSCadence Design Systems IncStock1,678$254.0K<0.1%−286−14.6%ReducedHistory
SPOTSpotify Technology S.A.Stock1,128$254.0K<0.1%−1,397−55.3%ReducedHistory
CFGCitizens Financial Group IncCOM5,469$257.0K<0.1%−1,974−26.5%ReducedHistory
DRIDarden Restaurants IncCOM1,702$258.0K<0.1%+257+17.8%AddedHistory
GSATGlobalstar, Inc.COM154,700$258.0K<0.1%+4,700+3.1%AddedHistory
SRESempraStock2,048$259.0K<0.1%−119−5.5%ReducedHistory
EIXEdison InternationalStock4,687$260.0K<0.1%+1,006+27.3%AddedHistory
ESEversource EnergyStock3,178$260.0K<0.1%−258−7.5%ReducedHistory
SITESiteOne Landscape Supply, Inc.Common1,301$260.0K<0.1%+1,301NewHistory
VEEVVeeva Systems IncStock910$262.0K<0.1%+24+2.7%AddedHistory
YUMCYum China Holdings, Inc.COM4,504$262.0K<0.1%+111+2.5%AddedHistory
AWRAmerican States Water CoCOM3,060$262.0K<0.1%−1,207−28.3%ReducedHistory
FMBIFirst Midwest Bancorp IncCOM13,772$262.0K<0.1%−535−3.7%ReducedHistory
DHIHorton D R IncCOM3,137$263.0K<0.1%−363−10.4%ReducedHistory
UMCUnited Microelectronics CorpSPON ADR NEW22,996$263.0K<0.1%−5,935−20.5%ReducedHistory
FEFirstenergy CorpCOM7,508$267.0K<0.1%+68+0.9%AddedHistory
FANGDiamondback Energy, Inc.Stock2,829$268.0K<0.1%+239+9.2%AddedHistory
QRVOQorvo, Inc.Stock1,603$268.0K<0.1%+39+2.5%AddedHistory
IFFInternational Flavors & Fragrances IncCOM2,001$268.0K<0.1%−591−22.8%ReducedHistory
BCEBce IncCOM NEW5,380$269.0K<0.1%−108−2.0%ReducedHistory
WDAYWorkday, Inc.CL A1,086$271.0K<0.1%+50+4.8%AddedHistory
Royal Dutch Shell PLC780259107SPON ADR B6,116$271.0K<0.1%+796+15.0%Added–
LUMNLumen Technologies, Inc.Stock21,969$272.0K<0.1%+969+4.6%AddedHistory
APAAPA CorpCOM12,833$275.0K<0.1%−1,286−9.1%ReducedHistory
ABBNYABB LtdSPONSORED ADR8,272$276.0K<0.1%−1,786−17.8%ReducedHistory
KLACKLA CorpCOM NEW829$277.0K<0.1%−93−10.1%ReducedHistory
EBMTEagle Bancorp Montana, Inc.COM12,471$277.0K<0.1%00.0%UnchangedHistory
DOCHealthpeak Properties, Inc.COM8,299$278.0K<0.1%−200−2.4%ReducedHistory
TEAMAtlassian CorpCL A716$280.0K<0.1%+716NewHistory
POOLPool CorpCOM653$283.0K<0.1%+39+6.4%AddedHistory
CAHCardinal Health IncStock5,759$285.0K<0.1%−1,875−24.6%ReducedHistory
EOGEOG Resources IncStock3,548$285.0K<0.1%+260+7.9%AddedHistory
DALDelta Air Lines, Inc.COM NEW6,688$285.0K<0.1%+134+2.0%AddedHistory
CTVACorteva, Inc.Stock6,819$287.0K<0.1%−1,361−16.6%ReducedHistory
AEEAmeren CorpCOM3,599$291.0K<0.1%−102−2.8%ReducedHistory
OXYOccidental Petroleum CorpStock9,957$295.0K<0.1%−2,735−21.5%ReducedHistory
DDD3D Systems CorpCOM NEW10,704$295.0K<0.1%+2,036+23.5%AddedHistory
ENTGEntegris IncCOM2,355$296.0K<0.1%+118+5.3%AddedHistory
CVNACarvana Co.CL A980$296.0K<0.1%−1,037−51.4%ReducedHistory
KKRKKR & Co. Inc.COM4,924$300.0K<0.1%−63−1.3%ReducedHistory
CPCanadian Pacific Kansas City LtdCOM4,670$304.0K<0.1%+1,984+73.9%AddedHistory
BYNDBeyond Meat, Inc.COM2,902$305.0K<0.1%−71−2.4%ReducedHistory
FNFFidelity National Financial, Inc.COM SHS6,751$306.0K<0.1%−521−7.2%ReducedHistory
CBRECbre Group, Inc.CL A3,148$306.0K<0.1%−77−2.4%ReducedHistory
ULUnilever PLCSPON ADR NEW5,638$306.0K<0.1%−282−4.8%ReducedHistory
VMWVmware LLCCL A COM2,071$308.0K<0.1%+25+1.2%AddedHistory
PSAPublic StorageCOM1,041$309.0K<0.1%−71−6.4%ReducedHistory
ABRArbor Realty Trust IncCOM16,726$310.0K<0.1%+1,763+11.8%AddedHistory
GIBCgi IncCL A3,662$310.0K<0.1%00.0%UnchangedHistory
WOLFWolfspeed, Inc.COM3,839$310.0K<0.1%+242+6.7%AddedHistory
PAYCPaycom Software, Inc.Stock627$311.0K<0.1%+627NewHistory
SPLKSplunk IncCOM2,170$314.0K<0.1%−33−1.5%ReducedHistory
NEMNEWMONT CorpStock5,810$315.0K<0.1%+1,875+47.6%AddedHistory
SLBSLB LimitedStock10,656$316.0K<0.1%+548+5.4%AddedHistory
BDSIBiodelivery Sciences International IncCOM87,626$316.0K<0.1%−8,941−9.3%ReducedHistory
EXPOExponent IncCOM2,808$318.0K<0.1%+2,808NewHistory
ORLYO Reilly Automotive IncStock525$321.0K<0.1%−10−1.9%ReducedHistory
EMNEastman Chemical CoStock3,210$323.0K<0.1%+404+14.4%AddedHistory
AVLRAvalara, Inc.COM1,858$325.0K<0.1%+382+25.9%AddedHistory
ROPRoper Technologies IncStock731$326.0K<0.1%−43−5.6%ReducedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR9,282$327.0K<0.1%−543−5.5%ReducedHistory
SMGScotts Miracle-Gro CoStock2,241$328.0K<0.1%+5+0.2%AddedHistory
AZOAutoZone IncCOM193$328.0K<0.1%+24+14.2%AddedHistory
SEDGSolaredge Technologies, Inc.COM1,238$328.0K<0.1%−200−13.9%ReducedHistory
CMSCMS Energy CorpCOM5,511$329.0K<0.1%+1,119+25.5%AddedHistory
TRPTC Energy CorpCOM6,855$330.0K<0.1%−645−8.6%ReducedHistory
NGGNational Grid PLCSPONSORED ADR NE5,557$331.0K<0.1%−18−0.3%ReducedHistory
TWTRTwitter, Inc.COM5,477$331.0K<0.1%+157+3.0%AddedHistory
WWDWoodward, Inc.COM2,938$333.0K<0.1%+3+0.1%AddedHistory
SNOWSnowflake Inc.Stock1,106$334.0K<0.1%+1,106NewHistory
TTTrane Technologies plcSHS1,954$337.0K<0.1%−225−10.3%ReducedHistory
ENPHEnphase Energy, Inc.Stock2,267$340.0K<0.1%+187+9.0%AddedHistory
BIIBBiogen Inc.COM1,228$348.0K<0.1%+65+5.6%AddedHistory
MLKNMillerknoll, Inc.COM9,304$350.0K<0.1%−1,168−11.2%ReducedHistory

Sold out since Q2 2021 (44)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of HighPoint Advisor Group LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
PTONPeloton Interactive, Inc.CL A COM9,596$1.19M0.1%History
COUPCoupa Software IncCOM3,650$957.0K0.1%History
MGAMagna International IncCOM9,496$880.0K0.1%History
EWBCEast West Bancorp IncCOM11,743$842.0K0.1%History
News Corp Ltd Cl A65248E104CL A31,345$808.0K0.1%–
CWCurtiss Wright CorpStock6,320$751.0K0.1%History
FSLYFastly, Inc.CL A11,172$666.0K0.1%History
CSIQCanadian Solar Inc.COM10,025$450.0K<0.1%History
ZENZendesk, Inc.COM3,040$439.0K<0.1%History
BTAIQBioXcel Therapeutics, Inc.COM12,185$354.0K<0.1%History
FVRRFiverr International Ltd.ORD SHS1,409$342.0K<0.1%History
JDJD.com, Inc.SPON ADS CL A4,153$331.0K<0.1%History
RNGRingCentral, Inc.CL A898$261.0K<0.1%History
TPRTapestry, Inc.COM5,901$257.0K<0.1%History
STXSeagate Technology Holdings plcSHS2,859$251.0K<0.1%History
IPInternational Paper CoCOM3,961$243.0K<0.1%History
CERNCERNER CorpCOM3,113$243.0K<0.1%History
BBYBest Buy Co IncStock2,096$241.0K<0.1%History
ARMKAramarkCOM6,439$240.0K<0.1%History
TTWOTake Two Interactive Software IncCOM1,343$238.0K<0.1%History
VFCV F CorpStock2,856$234.0K<0.1%History
NWLNewell Brands Inc.Stock8,536$234.0K<0.1%History
EQIXEquinix IncCOM287$230.0K<0.1%History
Maxeon Solar Technologies LTY58473102SHS10,535$226.0K<0.1%–
MXIMMaxim Integrated Products IncCOM2,130$224.0K<0.1%History
SAGESage Therapeutics, Inc.COM3,924$223.0K<0.1%History
VRTXVertex Pharmaceuticals IncStock1,100$222.0K<0.1%History
PGRProgressive CorpStock2,233$219.0K<0.1%History
First Rep BK San Francisco C33616C100COM1,169$219.0K<0.1%–
ETREntergy CorpCOM2,146$214.0K<0.1%History
HUMHumana IncStock480$213.0K<0.1%History
PPLPPL CorpCOM7,513$210.0K<0.1%History
AKAMAkamai Technologies IncCOM1,786$208.0K<0.1%History
LOGILogitech International S.A.SHS1,707$206.0K<0.1%History
Anheuser-Busch InBev SA/NV757473103Common2,847$205.0K<0.1%–
FNVFranco Nevada CorpStock1,384$201.0K<0.1%History
SRCSpirit Realty Capital, Inc.COM NEW4,210$201.0K<0.1%History
ERICEricsson LM Telephone CoADR B SEK 1010,285$129.0K<0.1%History
CCLDCareCloud, Inc.COM13,975$118.0K<0.1%History
SLIStandard Lithium Ltd.COM15,640$65.0K<0.1%History
CARMCarisma Therapeutics Inc.COM12,200$56.0K<0.1%History
BBDBank BradescoSP ADR PFD NEW10,388$53.0K<0.1%History
APTXAptinyx Inc.COM11,791$33.0K<0.1%History
Chemesis Intl Inc New163599202Common Stock12,750$5.00K<0.1%–