UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q1 2022
Holdings as of Mar 31, 2022, filed May 16, 2022. Long positions only; changes compare share counts with Q4 2021.
- Positions
- 9,453
- +116 vs. Q4 2021
- Portfolio value
- $234.0B
- −$20.1B (−7.9%) vs. Q4 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Biomx Inc09090D202 | UNIT 10/16/2024 | 245 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| Broadmark Rlty Cap Inc11135B118 | *W EXP 11/15/202 | 11,024 | $1.00K | <0.1% | +10,257+1,337.3% | Added | – |
| Brookline Cap Acquisition Co11374E112 | *W EXP 08/31/202 | 3,255 | $1.00K | <0.1% | −4,151−56.0% | Reduced | – |
| CALACalithera Biosciences, Inc. | COM | 2,160 | $1.00K | <0.1% | −29,708−93.2% | Reduced | History |
| CarLotz, Inc.142552116 | *W EXP 02/26/202 | 2,775 | $1.00K | <0.1% | −900−24.5% | Reduced | – |
| Cascade Acquisition Corp147151112 | *W EXP 11/30/202 | 2,916 | $1.00K | <0.1% | −974−25.0% | Reduced | – |
| CPACCementos Pacasmayo Saa | SPONSORED ADR | 206 | $1.00K | <0.1% | +206 | New | History |
| CEECentral & Eastern Europe Fund, Inc. | COM | 54 | $1.00K | <0.1% | +2+3.8% | Added | History |
| CMPICheckmate Pharmaceuticals, Inc. | COM | 183 | $1.00K | <0.1% | −922−83.4% | Reduced | History |
| CDTXCidara Therapeutics, Inc. | COM | 1,725 | $1.00K | <0.1% | +1,714+15,581.8% | Added | History |
| Clever Leaves Holdings Inc.186760112 | *W EXP 12/18/202 | 1,374 | $1.00K | <0.1% | −4,669−77.3% | Reduced | – |
| CNFCNFinance Holdings Ltd. | SPON ADS | 453 | $1.00K | <0.1% | −868−65.7% | Reduced | History |
| CWBRCohBar, Inc. | COM | 3,051 | $1.00K | <0.1% | +3,051 | New | History |
| COMSCOMSovereign Holding Corp. | COM NEW | 1,704 | $1.00K | <0.1% | +1,704 | New | History |
| PRHIPresurance Holdings, Inc. | COM | 524 | $1.00K | <0.1% | +524 | New | History |
| CFRXCONTRAFECT Corp | COM NEW | 140 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Creative Realities, Inc.22530J119 | *W EXP 11/09/202 | 10,226 | $1.00K | <0.1% | +3,250+46.6% | Added | – |
| CUENWCuentas Inc. | *W EXP 99/99/999 | 4,804 | $1.00K | <0.1% | +1,449+43.2% | Added | History |
| Diamondhead Holdings Corp25278L113 | *W EXP 01/28/202 | 3,225 | $1.00K | <0.1% | +1,925+148.1% | Added | – |
| Digital Media Solutions, Inc.25401G114 | *W EXP 07/15/202 | 3,000 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| Direxion Shs ETF Tr25460G757 | FALLEN KNIVES | 14 | $1.00K | <0.1% | −11−44.0% | Reduced | – |
| Dune Acquisition Corp265334110 | *W EXP 10/29/202 | 2,803 | $1.00K | <0.1% | +1,500+115.1% | Added | – |
| Edtechx Holdings Acqu Corp I28139A110 | *W EXP 06/15/202 | 7,396 | $1.00K | <0.1% | +425+6.1% | Added | – |
| ELSEElectro Sensors Inc | COM | 159 | $1.00K | <0.1% | +159 | New | History |
| Emles Tr291361608 | REAL ESTATE CRD | 47 | $1.00K | <0.1% | −4−7.8% | Reduced | – |
| Empowerment & Inclusion Capi29248N100 | COM CL A | 83 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| Empowerment & Inclusion Capi29248N118 | *W EXP 01/12/202 | 4,584 | $1.00K | <0.1% | +1,540+50.6% | Added | – |
| ENZBEnzo Biochem Inc | COM | 425 | $1.00K | <0.1% | −2,779−86.7% | Reduced | History |
| EOSEWEos Energy Enterprises, Inc. | *W EXP 05/06/202 | 1,138 | $1.00K | <0.1% | −425−27.2% | Reduced | History |
| EVFMEvofem Biosciences, Inc. | COM | 2,145 | $1.00K | <0.1% | −70,115−97.0% | Reduced | History |
| Flexshares Tr33939L647 | DEV MRK EX LOW | 52 | $1.00K | <0.1% | +47+940.0% | Added | – |
| 4D Pharma PLC35085K117 | *W EXP 03/22/202 | 3,130 | $1.00K | <0.1% | +1,810+137.1% | Added | – |
| FTFTFuture FinTech Group Inc. | COM | 1,000 | $1.00K | <0.1% | −15,263−93.9% | Reduced | History |
| Global X FDS37950E705 | MSCI CHINA INDST | 47 | $1.00K | <0.1% | −89−65.4% | Reduced | – |
| Global X FDS37954Y426 | CANNABIS ETF | 184 | $1.00K | <0.1% | +184 | New | – |
| Global X FDS37954Y772 | LNTY THMTC ETF | 32 | $1.00K | <0.1% | −418−92.9% | Reduced | – |
| HOFVHall of Fame Resort & Entertainment Co | COM | 1,061 | $1.00K | <0.1% | −3,482−76.6% | Reduced | History |
| Hartford FDS Exchange Traded41653L701 | CORE BD ETF | 34 | $1.00K | <0.1% | −1,952−98.3% | Reduced | – |
| HYREHC Liquidating, Inc. | COM | 349 | $1.00K | <0.1% | −10,394−96.8% | Reduced | History |
| Invesco Actively Managed ETF46090A770 | SELECT GROWT ETF | 115 | $1.00K | <0.1% | −12−9.4% | Reduced | – |
| iShares Tr46436E304 | FACTORS US VAL | 44 | $1.00K | <0.1% | +44 | New | – |
| Joff Fintech Acquisition Cor46592C118 | *W EXP 02/04/202 | 5,280 | $1.00K | <0.1% | +3,200+153.8% | Added | – |
| Jupiter Wellness Inc48208F113 | *W EXP 06/17/202 | 815 | $1.00K | <0.1% | +815 | New | – |
| KKR and Co Inc 6 McOnv PFD C48251W401 | CONVERTIBLE PREFERRED STOCK | 19 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| KLDOKaleido Biosciences, Inc. | COM | 468 | $1.00K | <0.1% | −10,750−95.8% | Reduced | History |
| KL Acquisition Corp49837C117 | *W EXP 01/12/202 | 7,500 | $1.00K | <0.1% | +7,500 | New | – |
| Kraneshares Tr500767702 | CHIN COM PAPER | 15 | $1.00K | <0.1% | −524−97.2% | Reduced | – |
| Lattice Strategies Tr518416805 | HARTFORD LONGEVI | 25 | $1.00K | <0.1% | +25 | New | – |
| Lefteris Acquisition Corp52470X117 | *W EXP 10/23/202 | 3,470 | $1.00K | <0.1% | +2,337+206.3% | Added | – |
| LendingTree, Inc.52603BAA5 | NOTE 0.625% 6/0 | – | $1.00K | <0.1% | – | – | – |
| Listed FD Tr53656F656 | AAF FRST PRIORTY | 20 | $1.00K | <0.1% | +20 | New | – |
| Listed FD Tr53656F755 | TRUESHARES STRUC | 36 | $1.00K | <0.1% | −8−18.2% | Reduced | – |
| TriSalus Life Sciences, Inc.58507N105 | COM CL A | 123 | $1.00K | <0.1% | −1,329−91.5% | Reduced | – |
| Medtech Acquisition Corp58507N113 | *W EXP 12/18/202 | 4,539 | $1.00K | <0.1% | −525−10.4% | Reduced | – |
| Medtech Acquisition Corp58507N204 | UNIT 12/18/2025 | 100 | $1.00K | <0.1% | −554−84.7% | Reduced | – |
| NURONeuroMetrix, Inc. | COM | 230 | $1.00K | <0.1% | −218−48.7% | Reduced | History |
| XMAXXMax Inc. | COM NEW | 550 | $1.00K | <0.1% | −4,051−88.0% | Reduced | History |
| Nuvve Holding Corp.67079Y118 | *W EXP 03/19/202 | 916 | $1.00K | <0.1% | −1,791−66.2% | Reduced | – |
| Nuvation Bio Inc.67080N119 | *W EXP 07/07/202 | 1,957 | $1.00K | <0.1% | −34−1.7% | Reduced | – |
| OCA Acquisition Corp.670865112 | *W EXP 01/14/202 | 3,870 | $1.00K | <0.1% | +980+33.9% | Added | – |
| OTR Acquisition Corp.67113Q113 | *W EXP 11/30/202 | 5,415 | $1.00K | <0.1% | −5,420−50.0% | Reduced | – |
| OCAOmnichannel Acquisition Corp. | COM CL A | 80 | $1.00K | <0.1% | −510−86.4% | Reduced | History |
| Omnichannel Acquisition Corp.68218L116 | *W EXP 12/30/202 | 5,439 | $1.00K | <0.1% | −610−10.1% | Reduced | – |
| 180 Life Sciences Corp68236V112 | *W EXP 11/07/202 | 2,021 | $1.00K | <0.1% | +2,021 | New | – |
| One Equity Partners Open WTR68237L105 | CL A | 124 | $1.00K | <0.1% | −1,826−93.6% | Reduced | – |
| Professional Hldg Corp743139107 | CL A COM | 29 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| ProShares Tr74347B557 | SP500 EX TECH | 12 | $1.00K | <0.1% | −193−94.1% | Reduced | – |
| ProShares Tr74348A707 | ULTRA HIGH YLD | 20 | $1.00K | <0.1% | +20 | New | – |
| PRTCYPureTech Health plc | ADS | 20 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| RNWKRealnetworks Inc | COM NEW | 2,239 | $1.00K | <0.1% | −31,907−93.4% | Reduced | History |
| RIBTRiceBran Technologies | COM NEW | 2,000 | $1.00K | <0.1% | −60,000−96.8% | Reduced | History |
| RMTIRockwell Medical, Inc. | COM | 3,137 | $1.00K | <0.1% | −36,520−92.1% | Reduced | History |
| RBCNRubicon Technology, Inc. | COM NEW | 107 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Safe T Group Ltd78643B401 | SPONSORD ADS NEW | 1,614 | $1.00K | <0.1% | −8,604−84.2% | Reduced | – |
| SFESSafeguard Scientifics Inc | COM NEW | 190 | $1.00K | <0.1% | −28−12.8% | Reduced | History |
| DCOYDecoy Therapeutics Inc. | COM NEW | 2,500 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Science Strategic Acq Alpha808641104 | COM CL A | 118 | $1.00K | <0.1% | +5+4.4% | Added | – |
| RNACCartesian Therapeutics, Inc. | COM | 1,171 | $1.00K | <0.1% | −24,121−95.4% | Reduced | History |
| Simplify Exchange Traded Fun82889N707 | VOLT FINTECH DIS | 220 | $1.00K | <0.1% | +220 | New | – |
| Siyata Mobile Inc83013Q509 | COM NEW | 783 | $1.00K | <0.1% | −2,285−74.5% | Reduced | – |
| Stealth Biotherapeutics Corp85789A105 | SPONSORED ADS | 1,579 | $1.00K | <0.1% | +1,092+224.2% | Added | – |
| MSCStudio City International Holdings Ltd | SPON ADS | 245 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Swedish Expt CR Corp870297405 | RG METAL ETN22 | 97 | $1.00K | <0.1% | −931−90.6% | Reduced | – |
| SYRSSyros Pharmaceuticals, Inc. | COM | 500 | $1.00K | <0.1% | −26,159−98.1% | Reduced | History |
| NCTYThe9 LTD | SPON ADS NEW | 320 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| TCDATricida, Inc. | COM | 139 | $1.00K | <0.1% | +39+39.0% | Added | History |
| TRIBTrinity Biotech PLC | SPON ADR NEW | 701 | $1.00K | <0.1% | −5,728−89.1% | Reduced | History |
| Two RDS Shared Tr90213U115 | ANFIELD CAP DI | 71 | $1.00K | <0.1% | +71 | New | – |
| VanEck Vectors ETF Tr92189F734 | RUSSIA SMALL CAP | 69 | $1.00K | <0.1% | +69 | New | – |
| Ventoux CCM Acquisition Corp92280L127 | RIGHT 99/99/9999 | 7,590 | $1.00K | <0.1% | −7,384−49.3% | Reduced | – |
| Wheeler Real Estate Investment Trust, Inc.963025309 | CPR | 82 | $1.00K | <0.1% | +34+70.8% | Added | – |
| WisdomTree Tr97717Y709 | INTL ESG FUND | 37 | $1.00K | <0.1% | +27+270.0% | Added | – |
| WisdomTree Tr97717Y733 | INDIA EX STATE | 41 | $1.00K | <0.1% | +41 | New | – |
| Xenetic Biosciences, Inc.984015131 | *W EXP 07/19/202 | 1,377 | $1.00K | <0.1% | −99−6.7% | Reduced | – |
| CNETZW Data Action Technologies Inc. | COM | 885 | $1.00K | <0.1% | +885 | New | History |
| APWCAsia Pacific Wire & Cable Corp Ltd | ORD | 303 | $1.00K | <0.1% | −1,618−84.2% | Reduced | History |
| BAOSBaosheng Media Group Holdings Ltd | SHS | 1,824 | $1.00K | <0.1% | +1,824 | New | History |
| Biotech Acquisition CompanyG1125A116 | *W EXP 11/30/202 | 2,484 | $1.00K | <0.1% | −190−7.1% | Reduced | – |
| Deep Lake Capital Acqustn CoG27029118 | *W EXP 01/04/202 | 5,802 | $1.00K | <0.1% | −3,100−34.8% | Reduced | – |
| Duddell Street Acquisitn CorG28553116 | *W EXP 99/99/999 | 1,926 | $1.00K | <0.1% | −1,080−35.9% | Reduced | – |
Options (663)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 663 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $2.69B | $1.95B |
| Invesco QQQ Trust Series I46090E103 | ETF | $2.83B | $1.43B |
| GLDSPDR Gold Trust | ETF | $784.2M | $2.47B |
| iShares Russell 2000 ETF464287655 | ETF | $2.09B | $688.3M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $1.83B | $412.3M |
| AAPLApple Inc. | Stock | $1.41B | $484.6M |
| iShares Tr464288513 | IBOXX HI YD ETF | $1.27B | $527.9M |
| TSLATesla, Inc. | Stock | $1.10B | $319.8M |
| iShares Tr464287432 | 20 YR TR BD ETF | $502.8M | $847.5M |
| NVDANVIDIA Corp | Stock | $981.0M | $331.7M |
| AMZNAmazon Com Inc | Stock | $784.7M | $327.1M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $754.8M | $353.0M |
| MSFTMicrosoft Corp | Stock | $666.0M | $334.5M |
| BABAAlibaba Group Holding Ltd | ADR | $371.3M | $563.4M |
| JPMJPMorgan Chase & Co | Stock | $735.1M | $165.4M |
| AMDAdvanced Micro Devices Inc | Stock | $649.9M | $194.8M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $574.6M | $245.5M |
| BACBank of America Corp | Stock | $530.2M | $200.4M |
| METAMeta Platforms, Inc. | Stock | $416.5M | $311.4M |
| AVGOBroadcom Inc. | Stock | $495.3M | $214.2M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $189.8M | $512.1M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $219.7M | $481.6M |
| NFLXNetflix Inc | Stock | $462.5M | $206.0M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $403.8M | $252.1M |
| XYZBlock, Inc. | CL A | $442.9M | $166.3M |
| CCitigroup Inc | Stock | $363.9M | $213.2M |
| CVXChevron Corp | Stock | $408.1M | $142.1M |
| SLViShares Silver Trust | ETF | $159.4M | $359.8M |
| MUMicron Technology Inc | Stock | $428.9M | $89.3M |
| ABBVAbbVie Inc. | Stock | $237.4M | $206.6M |
| CRMSalesforce, Inc. | Stock | $184.2M | $212.9M |
| GOOGLAlphabet Inc. | Stock | $259.2M | $129.3M |
| MAMastercard Inc | Stock | $217.9M | $153.4M |
| QCOMQualcomm Inc | Stock | $272.1M | $91.7M |
| VVisa Inc. | Stock | $203.1M | $157.2M |
| INTCIntel Corp | Stock | $270.2M | $67.4M |
| AXPAmerican Express Co | Stock | $317.5M | $16.1M |
| FISFidelity National Information Services, Inc. | Stock | $157.3M | $170.1M |
| U.S. Global Jets ETF26922A842 | ETF | $8.70M | $315.5M |
| PINSPinterest, Inc. | CL A | $33.4M | $285.0M |
| GOOGAlphabet Inc. | Stock | $177.4M | $125.1M |
| LOGILogitech International S.A. | SHS | $52.5M | $247.5M |
| GEGeneral Electric Co | Stock | $262.2M | $37.5M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $182.7M | $116.4M |
| CVSCVS Health Corp | Stock | $216.4M | $79.9M |
| iShares MSCI Eafe ETF464287465 | ETF | $266.5M | $27.9M |
| IBMInternational Business Machines Corp | Stock | $160.1M | $129.4M |
| FCXFreeport-McMoran Inc | Stock | $210.0M | $65.1M |
| PYPLPayPal Holdings, Inc. | Stock | $164.7M | $110.4M |
| MSMorgan Stanley | Stock | $187.9M | $63.9M |
| SHOPShopify Inc. | Stock | $211.8M | $39.3M |
| ALCAlcon Inc | Stock | $32.2M | $210.2M |
| LOWLowes Companies Inc | Stock | $168.0M | $74.0M |
| CSCOCisco Systems, Inc. | Stock | $168.4M | $72.9M |
| TGTTarget Corp | Stock | $146.5M | $92.4M |
| ADBEAdobe Inc. | Stock | $160.2M | $74.9M |
| BABoeing Co | Stock | $205.2M | $29.2M |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $57.1M | $158.3M |
| XUnited States Steel Corp | COM | $202.3M | $12.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $126.7M | $77.7M |
| COPConocoPhillips | Stock | $99.3M | $103.2M |
| UBSUBS Group AG | Stock | $47.3M | $153.7M |
| JDJD.com, Inc. | SPON ADS CL A | $122.6M | $77.5M |
| UNPUnion Pacific Corp | Stock | $112.2M | $82.5M |
| ARK Innovation ETF00214Q104 | ETF | $103.3M | $91.1M |
| DOWDow Inc. | Stock | $154.7M | $38.6M |
| DALDelta Air Lines, Inc. | COM NEW | $80.7M | $108.4M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $184.3M | – |
| iShares Tr464287515 | EXPANDED TECH | – | $183.0M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $103.7M | $72.9M |
| MPCMarathon Petroleum Corp | Stock | $110.1M | $65.5M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $25.8M | $149.0M |
| GPNGlobal Payments Inc | Stock | $85.3M | $85.3M |
| DDOGDatadog, Inc. | CL A COM | $13.3M | $155.4M |
| NEENextera Energy Inc | Stock | $42.4M | $126.3M |
| FISVFiserv Inc | Stock | $75.7M | $91.1M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $93.3M | $72.3M |
| UNHUnitedHealth Group Inc | Stock | $121.0M | $44.1M |
| STLAStellantis N.V. | SHS | $70.8M | $90.5M |
| PFEPfizer Inc | Stock | $113.8M | $47.5M |
| VZVerizon Communications Inc | Stock | $109.3M | $50.4M |
| WMBWilliams Companies, Inc. | COM | $111.2M | $45.7M |
| PRUPrudential Financial Inc | Stock | $117.1M | $39.5M |
| XOMExxonMobil Holdings Corp | COM | $93.8M | $62.6M |
| DISWalt Disney Co | Stock | $85.3M | $70.4M |
| CMGChipotle Mexican Grill Inc | COM | $118.8M | $36.1M |
| METMetlife Inc | Stock | $135.1M | $18.0M |
| HDHome Depot, Inc. | Stock | $112.4M | $39.2M |
| BMYBristol Myers Squibb Co | Stock | $119.7M | $30.2M |
| UBERUber Technologies, Inc | Stock | $53.9M | $94.7M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $130.1M | $18.1M |
| SNAPSnap Inc | Stock | $81.8M | $63.2M |
| CATCaterpillar Inc | Stock | $109.6M | $35.0M |
| WMTWalmart Inc. | Stock | $100.6M | $39.0M |
| NEMNEWMONT Corp | Stock | $80.3M | $54.9M |
| TWTRTwitter, Inc. | COM | $119.9M | $11.0M |
| AMATApplied Materials Inc | Stock | $105.6M | $25.0M |
| UALUnited Airlines Holdings, Inc. | COM | $115.0M | $13.9M |
| LRCXLam Research Corp | COM | $78.4M | $50.2M |
| SESea Ltd | SPONSORD ADS | $62.0M | $63.2M |
Sold out since Q4 2021 (909)
Positions held at the end of Q4 2021 that are gone from this filing.
The largest 100 of 909 by value last quarter.
| Security | Class | Shares in Q4 2021 | Value in Q4 2021 | % of portfolio in Q4 2021 | History |
|---|---|---|---|---|---|
| XLNXXilinx Inc | COM | 878,348 | $186.2M | 0.1% | History |
| INFOIHS Markit Ltd. | SHS | 1,346,692 | $179.0M | 0.1% | History |
| NUANNuance Communications, Inc. | COM | 2,595,933 | $143.6M | 0.1% | History |
| MCFEMcAfee Corp. | COM CL A | 3,775,246 | $97.4M | <0.1% | History |
| CONECyrusOne Holdco LLC | COM | 929,188 | $83.4M | <0.1% | History |
| PSXPPhillips 66 Partners LP | COM UNIT REP INT | 2,263,566 | $81.6M | <0.1% | History |
| MGLNMagellan Health Inc | COM NEW | 365,865 | $34.8M | <0.1% | History |
| BHP Group Ltd05545E209 | SPONSORED ADR | 574,299 | $34.3M | <0.1% | – |
| GSKYGreenSky, Inc. | CL A | 2,919,018 | $33.2M | <0.1% | History |
| Royal Dutch Shell PLC780259206 | SPONS ADR A | 738,071 | $32.0M | <0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 658,087 | $28.5M | <0.1% | – |
| CITCit Group Inc | COM NEW | 331,242 | $17.0M | <0.1% | History |
| Monmouth Real Estate Investment Corp609720107 | CL A | 771,081 | $16.2M | <0.1% | – |
| WisdomTree Tr97717X628 | FLOATNG RAT TREA | 634,158 | $15.9M | <0.1% | – |
| STLSterling Bancorp | COM | 524,375 | $13.5M | <0.1% | History |
| Kirkland Lake Gold Ltd49741E100 | COM | 282,548 | $11.9M | <0.1% | – |
| ARNAArena Pharmaceuticals Inc | COM NEW | 119,798 | $11.1M | <0.1% | History |
| Del Taco Restaurants, Inc.245496104 | COM | 594,222 | $7.40M | <0.1% | – |
| HFCHollyFrontier Corp | COM | 222,797 | $7.30M | <0.1% | History |
| OMPOasis Midstream Partners LP | COM UNITS REPS | 297,248 | $7.11M | <0.1% | History |
| GWBGreat Western Bancorp, Inc. | COM | 167,224 | $5.68M | <0.1% | History |
| ACBIAtlantic Capital Bancshares, Inc. | COM | 94,277 | $2.71M | <0.1% | History |
| Just Eat Takeaway Com N V48214T305 | SPONSORED ADS | 240,576 | $2.59M | <0.1% | – |
| KRAKraton Corp | COM | 53,866 | $2.49M | <0.1% | History |
| HUMAHumacyte, Inc. | COM | 241,374 | $1.75M | <0.1% | History |
| LRNStride, Inc. | COM | 51,732 | $1.73M | <0.1% | History |
| FMBIFirst Midwest Bancorp Inc | COM | 80,347 | $1.65M | <0.1% | History |
| Teekay LNG Partners L PY8564M105 | PRTNRSP UNITS | 89,078 | $1.51M | <0.1% | – |
| IMVTImmunovant, Inc. | COM | 166,534 | $1.42M | <0.1% | History |
| BCABBioAtla, Inc. | COM | 70,994 | $1.39M | <0.1% | History |
| MEGINYLI CBRE Global Infrastructure Megatrends Term Fund | COM | 68,983 | $1.33M | <0.1% | History |
| VCRAVocera Communications, Inc. | COM | 17,446 | $1.13M | <0.1% | History |
| IHCIndependence Holding Co | COM NEW | 19,478 | $1.10M | <0.1% | History |
| ORICOric Pharmaceuticals, Inc. | COM | 62,399 | $917.0K | <0.1% | History |
| ASTHAstrana Health, Inc. | COM NEW | 10,916 | $802.0K | <0.1% | History |
| Vanguard Wellington FD921935508 | US MOMENTUM | 5,947 | $792.0K | <0.1% | – |
| FRTAForterra, Inc. | COM | 32,574 | $775.0K | <0.1% | History |
| Motive Capital Corp IIG6293R122 | UNIT 99/99/9999 | 74,850 | $746.0K | <0.1% | – |
| LPROOpen Lending Corp | COM | 31,678 | $712.0K | <0.1% | History |
| SCSantander Consumer USA Holdings Inc. | COM | 16,435 | $691.0K | <0.1% | History |
| PRQRProQR Therapeutics N.V. | SHS EURO | 84,327 | $675.0K | <0.1% | History |
| Athene Holding Ltd.G0684D107 | CL A | 8,085 | $674.0K | <0.1% | – |
| APRApria, Inc. | COM | 20,191 | $658.0K | <0.1% | History |
| ANNXAnnexon, Inc. | COM | 54,146 | $622.0K | <0.1% | History |
| BRBRBellring Brands, Inc. | COM CL A | 20,810 | $594.0K | <0.1% | History |
| Global X FDS37954Y624 | AUTONMOUS EV ETF | 18,770 | $573.0K | <0.1% | – |
| ProShares Tr74347G861 | ULTRAPRO SHT QQQ | 94,341 | $561.0K | <0.1% | – |
| Pretium Res Inc74139C102 | COM | 39,334 | $554.0K | <0.1% | – |
| VMMDelaware Investments Minnesota Municipal Income Fund II, Inc | COM | 35,721 | $504.0K | <0.1% | History |
| BDSIBiodelivery Sciences International Inc | COM | 154,177 | $479.0K | <0.1% | History |
| GS Fin Corp362273302 | MEDIUM TERM NTS | 1,088 | $405.0K | <0.1% | – |
| Golden Star Res Ltd Cda38119T807 | COM | 105,674 | $405.0K | <0.1% | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 4,029 | $403.0K | <0.1% | – |
| STFCState Auto Financial CORP | COM | 7,650 | $395.0K | <0.1% | History |
| PAEPAE Inc | COM CL A | 38,383 | $381.0K | <0.1% | History |
| RRDRR Donnelley & Sons Co | COM | 31,785 | $358.0K | <0.1% | History |
| Triple-S Mgmt Corp896749108 | CL B | 10,010 | $357.0K | <0.1% | – |
| Westpac Banking Corp961214301 | SPONSORED ADR | 23,043 | $356.0K | <0.1% | – |
| SCVX CorpG79448208 | COM | 35,271 | $352.0K | <0.1% | – |
| MLMoneylion Inc. | CL A | 86,249 | $348.0K | <0.1% | History |
| TRMDTORM plc | SHS CL A | 43,200 | $344.0K | <0.1% | History |
| VRSBillerud Americas Corp | CL A | 11,330 | $306.0K | <0.1% | History |
| SBEASBEA Merger Sub LLC | COM CL A | 28,371 | $288.0K | <0.1% | History |
| Voxeljet AG92912L206 | ADS | 48,437 | $286.0K | <0.1% | – |
| American Elec PWR Co Inc025537127 | UNIT 08/01/2021 | 5,552 | $278.0K | <0.1% | – |
| ARKOARKO Corp. | COM | 31,084 | $272.0K | <0.1% | History |
| Direxion Shs ETF Tr25460G690 | DLY SEMICNDTR BR | 76,123 | $260.0K | <0.1% | – |
| BMTCBryn Mawr Bank Corp | COM | 5,056 | $227.0K | <0.1% | History |
| BIO.BBio-Rad Laboratories, Inc. | CL B | 299 | $226.0K | <0.1% | History |
| BVHBluegreen Vacations Holding Corp | CLASS A | 6,133 | $215.0K | <0.1% | History |
| Energizer29272W208 | Convertible Preferred | 2,443 | $212.0K | <0.1% | – |
| Environmental Impact Acqu Co29408N205 | UNIT 11/05/2025 | 20,027 | $212.0K | <0.1% | – |
| MCFTMasterCraft Boat Holdings, Inc. | COM | 7,454 | $211.0K | <0.1% | History |
| New Frontier Health CorpG6461G106 | ORD SHS | 17,657 | $203.0K | <0.1% | – |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 6,558 | $200.0K | <0.1% | – |
| Merida Merger Corp I58953M106 | COM | 20,027 | $200.0K | <0.1% | – |
| Pacer FDS Tr69374H618 | SALT HIG TRUBT | 4,719 | $199.0K | <0.1% | – |
| Kraneshares Tr500767553 | CALIFORNIA CARB | 6,647 | $188.0K | <0.1% | – |
| KRUSKura Sushi USA, Inc. | CL A COM | 2,249 | $182.0K | <0.1% | History |
| Citic Capital Acquisition CoG21513109 | COM CL A | 18,200 | $182.0K | <0.1% | – |
| Aerojet Rocketdyne Hldgs Inc007800AB1 | NOTE 2.250%12/1 | – | $180.0K | <0.1% | – |
| Silverbox Engaged Merger Co82836L200 | UNIT 03/31/2028 | 16,496 | $174.0K | <0.1% | – |
| Orphazyme A S687305102 | ADS | 70,000 | $169.0K | <0.1% | – |
| Cyxtera Technolo23284C110 | EQUITY WRT | 50,786 | $169.0K | <0.1% | – |
| XNETXunlei Ltd | SPONSORED ADS | 83,516 | $168.0K | <0.1% | History |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 6,538 | $167.0K | <0.1% | – |
| iShares Tr46436E502 | US TECH BRKTHR | 3,960 | $166.0K | <0.1% | – |
| IASIntegral Ad Science Holding Corp. | COM | 7,262 | $161.0K | <0.1% | History |
| ProShares Tr74347B227 | ULTSHT FT CH 50 | 3,892 | $157.0K | <0.1% | – |
| Flexshares Tr33939L696 | STOX US ESG SLCT | 1,316 | $153.0K | <0.1% | – |
| TIPTTiptree Inc. | COM | 10,300 | $142.0K | <0.1% | History |
| Pacer FDS Tr69374H592 | SALT LOW TRUBETA | 4,176 | $142.0K | <0.1% | – |
| GLLProShares Trust II | ULTRASHRT NEW | 4,358 | $138.0K | <0.1% | History |
| UCOProShares Trust II | ULTA BLMBG 2017 | 1,564 | $136.0K | <0.1% | History |
| NREFNexPoint Real Estate Finance, Inc. | COM | 6,971 | $134.0K | <0.1% | History |
| Burgundy Technology Acqu CorG1702T116 | CL A | 13,198 | $132.0K | <0.1% | – |
| ONEWOneWater Marine Inc. | CL A COM | 2,138 | $130.0K | <0.1% | History |
| Gores Metropoulos II Inc382873206 | UNIT 01/31/2028 | 12,613 | $130.0K | <0.1% | – |
| SQZSQZ Biotechnologies Co | COM | 14,277 | $128.0K | <0.1% | History |
| BTRSBTRS Holdings Inc. | COM CL 1 | 16,200 | $127.0K | <0.1% | History |