Moors & Cabot, Inc.
- SEC CIK
- 0001607239
- Latest filing
- Aug 10, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 5, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 843
- +10 vs. Q4 2022
- Portfolio value
- $1.45B
- +$19.7M (+1.4%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 440,129 | $72.6M | 5.0% | −10,042−2.2% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 209,065 | $60.3M | 4.1% | −8,994−4.1% | Reduced | History |
| TPLTexas Pacific Land Corp | Stock | 24,471 | $41.6M | 2.9% | +491+2.0% | Added | History |
| NVDANVIDIA Corp | Stock | 79,407 | $22.1M | 1.5% | −7,384−8.5% | Reduced | History |
| PGProcter & Gamble Co | Stock | 143,003 | $21.3M | 1.5% | −108−0.1% | Reduced | History |
| PEPPepsiCo Inc | Stock | 110,917 | $20.2M | 1.4% | +410.0% | Added | History |
| AMZNAmazon Com Inc | Stock | 189,547 | $19.6M | 1.3% | +3,313+1.8% | Added | History |
| JNJJohnson & Johnson | Stock | 118,418 | $18.4M | 1.3% | −3,165−2.6% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 163,172 | $17.9M | 1.2% | −2,071−1.3% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 135,716 | $17.7M | 1.2% | +113+0.1% | Added | History |
| VVisa Inc. | Stock | 76,425 | $17.2M | 1.2% | +51+0.1% | Added | History |
| CVXChevron Corp | Stock | 99,620 | $16.3M | 1.1% | −1,179−1.2% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 147,188 | $15.7M | 1.1% | −3,699−2.5% | Reduced | History |
| PFEPfizer Inc | Stock | 342,239 | $14.0M | 1.0% | +1,259+0.4% | Added | History |
| HDHome Depot, Inc. | Stock | 45,320 | $13.4M | 0.9% | +1,207+2.7% | Added | History |
| CVSCVS Health Corp | Stock | 177,214 | $13.2M | 0.9% | −6,718−3.7% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 125,688 | $13.0M | 0.9% | −4,133−3.2% | Reduced | History |
| WMTWalmart Inc. | Stock | 84,865 | $12.5M | 0.9% | −944−1.1% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 19,053 | $12.2M | 0.8% | −898−4.5% | Reduced | History |
| TJXTJX Companies Inc | Stock | 151,303 | $11.9M | 0.8% | −1,024−0.7% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 71,350 | $11.4M | 0.8% | +69+0.1% | Added | History |
| RTXRTX Corp | Stock | 111,651 | $10.9M | 0.8% | −1,485−1.3% | Reduced | History |
| NEENextera Energy Inc | Stock | 135,785 | $10.5M | 0.7% | −1,973−1.4% | Reduced | History |
| WMWaste Management Inc | Stock | 59,860 | $9.77M | 0.7% | +433+0.7% | Added | History |
| EPDEnterprise Products Partners L.P. | Stock | 376,265 | $9.75M | 0.7% | −7,614−2.0% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 30,215 | $9.33M | 0.6% | +463+1.6% | Added | History |
| VZVerizon Communications Inc | Stock | 232,941 | $9.06M | 0.6% | −11,170−4.6% | Reduced | History |
| ACNAccenture plc | Stock | 31,677 | $9.05M | 0.6% | +24+0.1% | Added | History |
| LMTLockheed Martin Corp | Stock | 18,962 | $8.96M | 0.6% | −703−3.6% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 21,440 | $8.78M | 0.6% | −1,121−5.0% | Reduced | History |
| ETNEaton Corp plc | Stock | 51,038 | $8.74M | 0.6% | −117−0.2% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 64,928 | $8.51M | 0.6% | −2,287−3.4% | Reduced | History |
| KOCoca Cola Co | Stock | 122,443 | $7.60M | 0.5% | −4,431−3.5% | Reduced | History |
| LLYEli Lilly & Co | Stock | 22,115 | $7.59M | 0.5% | +4,541+25.8% | Added | History |
| SBUXStarbucks Corp | Stock | 71,322 | $7.43M | 0.5% | +168+0.2% | Added | History |
| CRMSalesforce, Inc. | Stock | 37,132 | $7.42M | 0.5% | −991−2.6% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 70,957 | $7.38M | 0.5% | −1,803−2.5% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 106,059 | $7.35M | 0.5% | +1,855+1.8% | Added | History |
| STZConstellation Brands, Inc. | Stock | 32,322 | $7.30M | 0.5% | −4,217−11.5% | Reduced | History |
| DISWalt Disney Co | Stock | 70,456 | $7.05M | 0.5% | +4,134+6.2% | Added | History |
| NSCNorfolk Southern Corp | Stock | 32,585 | $6.91M | 0.5% | −1,645−4.8% | Reduced | History |
| WMBWilliams Companies, Inc. | COM | 231,235 | $6.90M | 0.5% | −774−0.3% | Reduced | History |
| MDTMedtronic plc | Stock | 81,358 | $6.56M | 0.5% | +3,680+4.7% | Added | History |
| METAMeta Platforms, Inc. | Stock | 30,719 | $6.51M | 0.4% | −1,219−3.8% | Reduced | History |
| FNVFranco Nevada Corp | Stock | 44,577 | $6.50M | 0.4% | +790+1.8% | Added | History |
| ESEversource Energy | Stock | 80,337 | $6.29M | 0.4% | −807−1.0% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 120,043 | $6.28M | 0.4% | +2,007+1.7% | Added | History |
| BXBlackstone Inc. | COM | 70,789 | $6.22M | 0.4% | −10,016−12.4% | Reduced | History |
| TSLATesla, Inc. | Stock | 29,033 | $6.02M | 0.4% | +3,237+12.5% | Added | History |
| BLKBlackRock, Inc. | COM | 8,937 | $5.98M | 0.4% | −201−2.2% | Reduced | History |
| ABTAbbott Laboratories | Stock | 58,314 | $5.90M | 0.4% | −87−0.1% | Reduced | History |
| URIUnited Rentals, Inc. | COM | 14,459 | $5.72M | 0.4% | −1,730−10.7% | Reduced | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 104,594 | $5.65M | 0.4% | −313−0.3% | Reduced | – |
| BACBank of America Corp | Stock | 196,458 | $5.62M | 0.4% | +1,655+0.8% | Added | History |
| MRNAModerna, Inc. | Stock | 36,047 | $5.54M | 0.4% | −271−0.7% | Reduced | History |
| DUKDuke Energy CORP | Stock | 56,231 | $5.42M | 0.4% | +992+1.8% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 35,129 | $5.41M | 0.4% | +521+1.5% | Added | – |
| TAT&T Inc. | Stock | 279,347 | $5.38M | 0.4% | +2,512+0.9% | Added | History |
| Listed FDS Tr53656F623 | HORI KI INFL ETF | 174,024 | $5.37M | 0.4% | +18,926+12.2% | Added | – |
| ALLAllstate Corp | Stock | 47,926 | $5.31M | 0.4% | −312−0.6% | Reduced | History |
| LOWLowes Companies Inc | Stock | 26,294 | $5.26M | 0.4% | +23+0.1% | Added | History |
| GEOSGeospace Technologies Corp | COM | 741,475 | $5.23M | 0.4% | +44,550+6.4% | Added | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 93,377 | $5.07M | 0.3% | −217−0.2% | Reduced | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 404,380 | $5.04M | 0.3% | −1,472−0.4% | Reduced | History |
| CMECME Group Inc. | COM | 26,232 | $5.02M | 0.3% | −33−0.1% | Reduced | History |
| CATCaterpillar Inc | Stock | 21,765 | $4.98M | 0.3% | +279+1.3% | Added | History |
| HONHoneywell International Inc | COM | 25,820 | $4.93M | 0.3% | −742−2.8% | Reduced | History |
| AMGNAmgen Inc | Stock | 20,258 | $4.90M | 0.3% | +90.0% | Added | History |
| GLWCorning Inc | COM | 138,336 | $4.88M | 0.3% | −590.0% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 9,646 | $4.79M | 0.3% | +103+1.1% | Added | History |
| PBTPermian Basin Royalty Trust | UNIT BEN INT | 193,622 | $4.72M | 0.3% | +80,697+71.5% | Added | History |
| UNPUnion Pacific Corp | Stock | 23,140 | $4.66M | 0.3% | −1,314−5.4% | Reduced | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 84,293 | $4.60M | 0.3% | +9,660+12.9% | Added | – |
| BABoeing Co | Stock | 21,505 | $4.57M | 0.3% | −735−3.3% | Reduced | History |
| ENBEnbridge Inc | Stock | 119,349 | $4.55M | 0.3% | +700+0.6% | Added | History |
| SOSouthern Co | Stock | 65,389 | $4.55M | 0.3% | −356−0.5% | Reduced | History |
| NKENIKE, Inc. | Stock | 36,725 | $4.50M | 0.3% | −831−2.2% | Reduced | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 22,881 | $4.49M | 0.3% | +79+0.3% | Added | History |
| COPConocoPhillips | Stock | 44,487 | $4.41M | 0.3% | +1,322+3.1% | Added | History |
| MCDMcDonalds Corp | Stock | 15,652 | $4.38M | 0.3% | −279−1.8% | Reduced | History |
| BPBP PLC | ADR | 113,764 | $4.32M | 0.3% | −4,648−3.9% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 13,412 | $4.30M | 0.3% | +19+0.1% | Added | – |
| QCOMQualcomm Inc | Stock | 33,535 | $4.28M | 0.3% | −2,228−6.2% | Reduced | History |
| iShares Global Clean Energy ETF464288224 | ETF | 214,219 | $4.24M | 0.3% | −5,347−2.4% | Reduced | – |
| ABBNYABB Ltd | SPONSORED ADR | 122,859 | $4.21M | 0.3% | −820−0.7% | Reduced | History |
| EMREmerson Electric Co | Stock | 47,806 | $4.17M | 0.3% | −607−1.3% | Reduced | History |
| EWEdwards Lifesciences Corp | Stock | 49,412 | $4.09M | 0.3% | +652+1.3% | Added | History |
| INDBIndependent Bank Corp | COM | 62,269 | $4.09M | 0.3% | +2,254+3.8% | Added | History |
| QGENQiagen N.V. | SHS NEW | 88,601 | $4.07M | 0.3% | 00.0% | Unchanged | History |
| Paramount Global92556H206 | CL B | 178,710 | $3.99M | 0.3% | +25,050+16.3% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 8,217 | $3.88M | 0.3% | −1,515−15.6% | Reduced | History |
| IRMIron Mountain Inc | COM | 72,119 | $3.82M | 0.3% | −8,186−10.2% | Reduced | History |
| iShares Tr464287556 | ISHARES BIOTECH | 29,312 | $3.79M | 0.3% | +174+0.6% | Added | – |
| DOWDow Inc. | Stock | 66,892 | $3.67M | 0.3% | −1,883−2.7% | Reduced | History |
| SLBSLB Limited | Stock | 74,596 | $3.66M | 0.3% | −2,397−3.1% | Reduced | History |
| INTCIntel Corp | Stock | 109,786 | $3.59M | 0.2% | −13,503−11.0% | Reduced | History |
| MSBMesabi Trust | CTF BEN INT | 141,958 | $3.57M | 0.2% | +16,410+13.1% | Added | History |
| SOFISoFi Technologies, Inc. | Stock | 582,959 | $3.54M | 0.2% | +59,525+11.4% | Added | History |
| PAGPPlains GP Holdings LP | LTD PARTNR INT A | 268,626 | $3.52M | 0.2% | −638−0.2% | Reduced | History |
| SYKStryker Corp | Stock | 12,341 | $3.52M | 0.2% | −2,306−15.7% | Reduced | History |
Options (33)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| CALYCallaway Golf Co | COM | – | $85.7K |
| SYYSysco Corp | Stock | $21.1K | – |
| EWEdwards Lifesciences Corp | Stock | – | $10.2K |
| TEAMAtlassian Corp | CL A | – | $9.26K |
| CRMSalesforce, Inc. | Stock | – | $7.12K |
| BABoeing Co | Stock | – | $6.95K |
| MSFTMicrosoft Corp | Stock | – | $5.46K |
| APTVAptiv PLC | SHS | – | $4.64K |
| FISVFiserv Inc | Stock | – | $4.58K |
| NVDANVIDIA Corp | Stock | – | $4.37K |
| MTZMastec Inc | COM | – | $4.32K |
| ORCLOracle Corp | Stock | – | $4.30K |
| FTNTFortinet, Inc. | Stock | – | $4.05K |
| OIO-I Glass, Inc. | COM | – | $3.90K |
| OMCOmnicom Group Inc. | COM | – | $3.72K |
| FCXFreeport-McMoran Inc | Stock | – | $3.55K |
| FIVEFive Below, Inc | COM | – | $3.46K |
| METAMeta Platforms, Inc. | Stock | – | $3.33K |
| WDAYWorkday, Inc. | CL A | – | $3.33K |
| ZZillow Group, Inc. | CL C CAP STK | – | $3.19K |
| NEWRNew Relic, Inc. | COM | – | $3.16K |
| CHDNChurchill Downs Inc | COM | – | $3.12K |
| DHIHorton D R Inc | COM | – | $2.92K |
| TOLToll Brothers, Inc. | COM | – | $2.80K |
| HSBCHSBC Holdings PLC | SPON ADR NEW | – | $2.75K |
| DACDanaos Corp | SHS | – | $2.50K |
| WYNNWynn Resorts Ltd | COM | – | $2.29K |
| OKEONEOK Inc | COM | – | $2.28K |
| EDUNew Oriental Education & Technology Group Inc. | SPON ADR | – | $2.23K |
| ZTSZoetis Inc. | Stock | – | $2.12K |
| ABBVAbbVie Inc. | Stock | – | $1.61K |
| PYPLPayPal Holdings, Inc. | Stock | – | $1.11K |
| INGRIngredion Inc | COM | – | $1.09K |
Sold out since Q4 2022 (55)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 15,452 | $732.6K | 0.1% | – |
| RMMRiverNorth Managed Duration Municipal Income Fund, Inc. | COM | 39,000 | $561.6K | <0.1% | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 30,825 | $377.3K | <0.1% | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 8,027 | $374.9K | <0.1% | – |
| Direxion Shares ETF Trust25460E869 | DAILY 500 1X ETF | 22,433 | $370.4K | <0.1% | – |
| NUWNuveen AMT-Free Municipal Value Fund | COM | 25,000 | $340.3K | <0.1% | History |
| First Rep BK San Francisco C33616C100 | COM | 2,700 | $329.1K | <0.1% | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | – | $328.3K | <0.1% | – |
| iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1 | ETF | – | $325.8K | <0.1% | – |
| iShares Tr46435U697 | IBONDS DEC | 12,228 | $314.9K | <0.1% | – |
| iShares Tr46435U432 | IBONDS DEC 25 | 11,901 | $313.8K | <0.1% | – |
| TTEKTetra Tech Inc | COM | 2,080 | $302.0K | <0.1% | History |
| AEOAmerican Eagle Outfitters Inc | COM | 19,900 | $277.8K | <0.1% | History |
| STORStore Capital LLC | COM | 8,623 | $276.4K | <0.1% | History |
| MHDBlackRock Muniholdings Fund, Inc. | COM | 22,632 | $274.8K | <0.1% | History |
| PENNPENN Entertainment, Inc. | COM | 8,964 | $266.2K | <0.1% | History |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | – | $257.6K | <0.1% | – |
| BGTBlackRock Floating Rate Income Trust | COM | 23,028 | $251.9K | <0.1% | History |
| First Tr Exchange Traded FD33738R860 | NASDAQ BK ETF | 9,379 | $245.7K | <0.1% | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 2,185 | $230.6K | <0.1% | – |
| OVVOvintiv Inc. | COM | 4,500 | $228.2K | <0.1% | History |
| BHBBar Harbor Bankshares | COM | 7,122 | $228.2K | <0.1% | History |
| OHIOmega Healthcare Investors Inc | COM | 8,052 | $225.1K | <0.1% | History |
| First Tr Exchange Traded FD33738R605 | DORSEY WRT 5 ETF | 4,805 | $223.7K | <0.1% | – |
| BRBroadridge Financial Solutions, Inc. | Stock | 1,665 | $223.3K | <0.1% | History |
| iShares Tr464287721 | U.S. TECH ETF | 2,972 | $221.4K | <0.1% | – |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | – | $219.2K | <0.1% | – |
| BBYBest Buy Co Inc | Stock | 2,690 | $215.8K | <0.1% | History |
| iShares Tr464288877 | EAFE VALUE ETF | 4,670 | $214.2K | <0.1% | – |
| BWABorgwarner Inc | COM | 5,226 | $210.3K | <0.1% | History |
| OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | COM | 24,000 | $208.3K | <0.1% | History |
| CEGConstellation Energy Corp | Stock | 2,416 | $208.3K | <0.1% | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 3,516 | $205.7K | <0.1% | – |
| BOXBox Inc | CL A | 6,604 | $205.6K | <0.1% | History |
| AMBAAmbarella Inc | SHS | 2,500 | $205.6K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 3,202 | $204.6K | <0.1% | – |
| VMCVulcan Materials CO | COM | 1,165 | $204.0K | <0.1% | History |
| FBINFortune Brands Innovations, Inc. | COM | 3,572 | $204.0K | <0.1% | History |
| IPGInterpublic Group of Companies, Inc. | COM | 6,039 | $201.2K | <0.1% | History |
| AEEAmeren Corp | COM | 2,249 | $200.0K | <0.1% | History |
| IVZInvesco Ltd. | Stock | 11,034 | $198.5K | <0.1% | History |
| GNKGenco Shipping & Trading Ltd | SHS | 11,125 | $170.9K | <0.1% | History |
| DMFBNY Mellon Municipal Income, Inc. | COM | 27,000 | $169.0K | <0.1% | History |
| RITMRithm Capital Corp. | REIT | 20,650 | $168.7K | <0.1% | History |
| DPGDuff & Phelps Utility & Infrastructure Fund Inc. | COM | 10,701 | $144.6K | <0.1% | History |
| GSBDGoldman Sachs BDC, Inc. | SHS | 10,225 | $140.3K | <0.1% | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 11,365 | $108.3K | <0.1% | History |
| VKQInvesco Municipal Trust | COM | 10,888 | $107.8K | <0.1% | History |
| WTTRSelect Water Solutions, Inc. | CL A COM | 11,500 | $106.3K | <0.1% | History |
| EDITEditas Medicine, Inc. | COM | 10,007 | $88.8K | <0.1% | History |
| GABGabelli Equity Trust Inc | COM | 15,603 | $85.5K | <0.1% | History |
| SRNESorrento Therapeutics, Inc. | COM NEW | 56,500 | $50.1K | <0.1% | History |
| Beachbody Company, Inc.073463101 | COM CL A | 12,000 | $6.31K | <0.1% | – |
| DAVEDave Inc. | COMMON STOCK | 14,500 | $4.21K | <0.1% | History |
| AUDAudacy, Inc. | COM | 18,000 | $4.05K | <0.1% | History |