Moors & Cabot, Inc.
- SEC CIK
- 0001607239
- Latest filing
- Aug 10, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 8, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 811
- +18 vs. Q2 2022
- Portfolio value
- $1.31B
- −$77.9M (−5.6%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 469,060 | $64.8M | 4.9% | −22,562−4.6% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 219,244 | $51.1M | 3.9% | −6,606−2.9% | Reduced | History |
| TPLTexas Pacific Land Corp | Stock | 25,635 | $45.6M | 3.5% | −1,890−6.9% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 198,638 | $22.4M | 1.7% | +5,822+3.0% | Added | History |
| JNJJohnson & Johnson | Stock | 123,520 | $20.2M | 1.5% | −6,159−4.7% | Reduced | History |
| CVSCVS Health Corp | Stock | 192,183 | $18.3M | 1.4% | −19,281−9.1% | Reduced | History |
| PGProcter & Gamble Co | Stock | 144,776 | $18.3M | 1.4% | −636−0.4% | Reduced | History |
| PEPPepsiCo Inc | Stock | 111,731 | $18.2M | 1.4% | −2,049−1.8% | Reduced | History |
| PFEPfizer Inc | Stock | 341,628 | $14.9M | 1.1% | −5,120−1.5% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 167,912 | $14.7M | 1.1% | −4,698−2.7% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 138,131 | $14.4M | 1.1% | +6,852+5.2% | Added | History |
| CVXChevron Corp | Stock | 97,930 | $14.1M | 1.1% | −1,209−1.2% | Reduced | History |
| VVisa Inc. | Stock | 76,649 | $13.6M | 1.0% | −1,533−2.0% | Reduced | History |
| HDHome Depot, Inc. | Stock | 46,781 | $12.9M | 1.0% | −116−0.2% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 147,497 | $12.7M | 1.0% | −2,970−2.0% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 132,166 | $12.6M | 1.0% | −1,054−0.8% | ReducedConverted for a 20-for-1 split | History |
| NVDANVIDIA Corp | Stock | 95,006 | $11.5M | 0.9% | −1,774−1.8% | Reduced | History |
| WMTWalmart Inc. | Stock | 84,008 | $10.9M | 0.8% | −5,884−6.5% | Reduced | History |
| NEENextera Energy Inc | Stock | 137,863 | $10.8M | 0.8% | −10,997−7.4% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 71,376 | $9.58M | 0.7% | −1,480−2.0% | Reduced | History |
| WMWaste Management Inc | Stock | 59,583 | $9.55M | 0.7% | −467−0.8% | Reduced | History |
| TJXTJX Companies Inc | Stock | 152,938 | $9.50M | 0.7% | +507+0.3% | Added | History |
| VZVerizon Communications Inc | Stock | 247,394 | $9.39M | 0.7% | −99,175−28.6% | Reduced | History |
| STZConstellation Brands, Inc. | Stock | 40,900 | $9.39M | 0.7% | −467−1.1% | Reduced | History |
| RTXRTX Corp | Stock | 113,945 | $9.33M | 0.7% | +1,675+1.5% | Added | History |
| EPDEnterprise Products Partners L.P. | Stock | 385,387 | $9.16M | 0.7% | +12,602+3.4% | Added | History |
| TSLATesla, Inc. | Stock | 33,100 | $8.78M | 0.7% | +5,104+18.2% | AddedConverted for a 3-for-1 split | History |
| AVGOBroadcom Inc. | Stock | 19,483 | $8.65M | 0.7% | +614+3.3% | Added | History |
| ACNAccenture plc | Stock | 31,487 | $8.10M | 0.6% | −440−1.4% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 83,211 | $8.00M | 0.6% | −2,449−2.9% | ReducedConverted for a 20-for-1 split | History |
| IBMInternational Business Machines Corp | Stock | 66,806 | $7.94M | 0.6% | −215−0.3% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 29,372 | $7.84M | 0.6% | +188+0.6% | Added | History |
| LMTLockheed Martin Corp | Stock | 20,057 | $7.75M | 0.6% | +479+2.4% | Added | History |
| GPCGenuine Parts Co | Stock | 49,975 | $7.46M | 0.6% | −1,073−2.1% | Reduced | History |
| BXBlackstone Inc. | COM | 86,968 | $7.28M | 0.6% | −2,132−2.4% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 101,419 | $7.21M | 0.5% | +812+0.8% | Added | History |
| KOCoca Cola Co | Stock | 127,528 | $7.14M | 0.5% | −6,041−4.5% | Reduced | History |
| NSCNorfolk Southern Corp | Stock | 34,027 | $7.13M | 0.5% | +189+0.6% | Added | History |
| LLYEli Lilly & Co | Stock | 21,475 | $6.94M | 0.5% | −1,626−7.0% | Reduced | History |
| ETNEaton Corp plc | Stock | 51,085 | $6.81M | 0.5% | −916−1.8% | Reduced | History |
| WMBWilliams Companies, Inc. | COM | 233,489 | $6.68M | 0.5% | −5,681−2.4% | Reduced | History |
| ESEversource Energy | Stock | 81,006 | $6.32M | 0.5% | −1,210−1.5% | Reduced | History |
| DISWalt Disney Co | Stock | 66,445 | $6.27M | 0.5% | +60.0% | Added | History |
| BACBank of America Corp | Stock | 198,394 | $5.99M | 0.5% | +7,759+4.1% | Added | History |
| ALLAllstate Corp | Stock | 48,097 | $5.99M | 0.5% | −515−1.1% | Reduced | History |
| SBUXStarbucks Corp | Stock | 69,674 | $5.87M | 0.4% | +10,102+17.0% | Added | History |
| ABTAbbott Laboratories | Stock | 59,535 | $5.76M | 0.4% | −3,301−5.3% | Reduced | History |
| MDTMedtronic plc | Stock | 70,056 | $5.66M | 0.4% | +79+0.1% | Added | History |
| CRMSalesforce, Inc. | Stock | 38,952 | $5.60M | 0.4% | +218+0.6% | Added | History |
| UNPUnion Pacific Corp | Stock | 26,580 | $5.18M | 0.4% | −636−2.3% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 10,226 | $5.17M | 0.4% | −185−1.8% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 38,035 | $5.16M | 0.4% | −4,122−9.8% | Reduced | History |
| BLKBlackRock, Inc. | COM | 9,236 | $5.08M | 0.4% | +152+1.7% | Added | History |
| DUKDuke Energy CORP | Stock | 54,342 | $5.05M | 0.4% | +2,337+4.5% | Added | History |
| LOWLowes Companies Inc | Stock | 26,510 | $4.98M | 0.4% | −1,212−4.4% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 36,417 | $4.92M | 0.4% | +1,293+3.7% | Added | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 104,008 | $4.91M | 0.4% | −479−0.5% | Reduced | – |
| CSCOCisco Systems, Inc. | Stock | 120,483 | $4.82M | 0.4% | −12,126−9.1% | Reduced | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 22,944 | $4.77M | 0.4% | +711+3.2% | Added | History |
| FNVFranco Nevada Corp | Stock | 39,682 | $4.74M | 0.4% | +2,160+5.8% | Added | History |
| CNCCentene Corp | Stock | 58,577 | $4.56M | 0.3% | −37−0.1% | Reduced | History |
| SOSouthern Co | Stock | 66,586 | $4.53M | 0.3% | −3,473−5.0% | Reduced | History |
| COPConocoPhillips | Stock | 43,965 | $4.50M | 0.3% | −147−0.3% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 12,586 | $4.50M | 0.3% | +420+3.5% | Added | History |
| ENBEnbridge Inc | Stock | 121,100 | $4.49M | 0.3% | −924−0.8% | Reduced | History |
| HONHoneywell International Inc | COM | 26,889 | $4.49M | 0.3% | −929−3.3% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 9,455 | $4.46M | 0.3% | +703+8.0% | Added | History |
| INDBIndependent Bank Corp | COM | 59,737 | $4.45M | 0.3% | −499−0.8% | Reduced | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 402,819 | $4.44M | 0.3% | −5,955−1.5% | Reduced | History |
| CMECME Group Inc. | COM | 25,071 | $4.44M | 0.3% | +774+3.2% | Added | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 92,779 | $4.41M | 0.3% | +1,273+1.4% | Added | History |
| URIUnited Rentals, Inc. | COM | 16,289 | $4.40M | 0.3% | −475−2.8% | Reduced | History |
| MRNAModerna, Inc. | Stock | 36,823 | $4.35M | 0.3% | −314−0.8% | Reduced | History |
| AMGNAmgen Inc | Stock | 19,024 | $4.29M | 0.3% | +868+4.8% | Added | History |
| iShares Global Clean Energy ETF464288224 | ETF | 223,356 | $4.26M | 0.3% | +11,358+5.4% | Added | – |
| QCOMQualcomm Inc | Stock | 37,190 | $4.20M | 0.3% | −743−2.0% | Reduced | History |
| GLWCorning Inc | COM | 144,745 | $4.20M | 0.3% | +1,643+1.1% | Added | History |
| Listed FDS Tr53656F623 | HORI KI INFL ETF | 150,585 | $4.19M | 0.3% | +12,135+8.8% | Added | – |
| TAT&T Inc. | Stock | 268,768 | $4.12M | 0.3% | −10,795−3.9% | Reduced | History |
| EWEdwards Lifesciences Corp | Stock | 48,680 | $4.02M | 0.3% | −1,572−3.1% | Reduced | History |
| QGENQiagen N.V. | SHS NEW | 88,601 | $3.66M | 0.3% | 00.0% | Unchanged | History |
| NTRNutrien Ltd. | COM | 43,512 | $3.63M | 0.3% | +975+2.3% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 13,433 | $3.59M | 0.3% | −290−2.1% | Reduced | – |
| CATCaterpillar Inc | Stock | 21,834 | $3.58M | 0.3% | −1,267−5.5% | Reduced | History |
| IRMIron Mountain Inc | COM | 81,169 | $3.57M | 0.3% | +488+0.6% | Added | History |
| BPBP PLC | ADR | 124,722 | $3.56M | 0.3% | +6,286+5.3% | Added | History |
| EMREmerson Electric Co | Stock | 48,609 | $3.56M | 0.3% | −593−1.2% | Reduced | History |
| iShares Tr464287556 | ISHARES BIOTECH | 29,233 | $3.42M | 0.3% | −484−1.6% | Reduced | – |
| MCDMcDonalds Corp | Stock | 14,656 | $3.38M | 0.3% | −753−4.9% | Reduced | History |
| INTCIntel Corp | Stock | 129,662 | $3.34M | 0.3% | −10,882−7.7% | Reduced | History |
| ABBNYABB Ltd | SPONSORED ADR | 128,713 | $3.30M | 0.3% | +220.0% | Added | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 63,907 | $3.27M | 0.2% | +19,338+43.4% | Added | – |
| MMM3M Co | Stock | 28,541 | $3.15M | 0.2% | −2,166−7.1% | Reduced | History |
| NKENIKE, Inc. | Stock | 37,924 | $3.15M | 0.2% | −5,074−11.8% | Reduced | History |
| CLColgate Palmolive Co | Stock | 43,268 | $3.04M | 0.2% | −1,149−2.6% | Reduced | History |
| MARMarriott International Inc | Stock | 21,474 | $3.01M | 0.2% | −535−2.4% | Reduced | History |
| SYKStryker Corp | Stock | 14,626 | $2.96M | 0.2% | +34+0.2% | Added | History |
| SLBSLB Limited | Stock | 81,892 | $2.94M | 0.2% | +5,142+6.7% | Added | History |
| CFGCitizens Financial Group Inc | COM | 85,574 | $2.94M | 0.2% | +4,249+5.2% | Added | History |
| PAGPPlains GP Holdings LP | LTD PARTNR INT A | 269,214 | $2.94M | 0.2% | +356+0.1% | Added | History |
Options (10)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SYYSysco Corp | Stock | $107.0K | – |
| PXDPioneer Natural Resources Co | COM | – | $6.00K |
| CTVACorteva, Inc. | Stock | – | $2.00K |
| CMICummins Inc | Stock | – | $2.00K |
| ABBVAbbVie Inc. | Stock | – | $2.00K |
| MSIMotorola Solutions, Inc. | Stock | – | $2.00K |
| ADPAutomatic Data Processing Inc | Stock | – | $1.00K |
| APDAir Products & Chemicals, Inc. | Stock | – | $1.00K |
| FISVFiserv Inc | Stock | – | $1.00K |
| PWRQuanta Services, Inc. | COM | – | $1.00K |
Sold out since Q2 2022 (45)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| GSKGSK plc | SPONSORED ADR | 44,473 | $1.94M | 0.1% | History |
| HUMHumana Inc | Stock | 1,606 | $752.0K | 0.1% | History |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 16,500 | $457.0K | <0.1% | – |
| CHTRCharter Communications, Inc. | CL A | 882 | $413.0K | <0.1% | History |
| Global X FDS37954Y475 | S&P 500 COVERED | 8,869 | $379.0K | <0.1% | – |
| RMIRiverNorth Opportunistic Municipal Income Fund, Inc. | COM | 18,300 | $320.0K | <0.1% | History |
| FTVFortive Corp | Stock | 5,452 | $296.0K | <0.1% | History |
| LCIDLucid Group, Inc. | COM | 16,296 | $280.0K | <0.1% | History |
| Pacer Trendpilot 100 ETF69374H303 | ETF | 5,450 | $274.0K | <0.1% | – |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 2,705 | $274.0K | <0.1% | – |
| First Trust Cloud Computing ETF33734X192 | ETF | 4,103 | $270.0K | <0.1% | – |
| CTSHCognizant Technology Solutions Corp | CL A | 4,001 | $270.0K | <0.1% | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 2,048 | $265.0K | <0.1% | – |
| CHDChurch & Dwight Co Inc | COM | 2,842 | $263.0K | <0.1% | History |
| JBHTHunt J B Transport Services Inc | COM | 1,619 | $255.0K | <0.1% | History |
| WSTWest Pharmaceutical Services Inc | COM | 844 | $255.0K | <0.1% | History |
| DCPDCP Midstream, LP | COM UT LTD PTN | 8,451 | $250.0K | <0.1% | History |
| Vanguard Utilities ETF92204A876 | ETF | 1,600 | $244.0K | <0.1% | – |
| iShares Tr464288430 | ASIA 50 ETF | 3,762 | $236.0K | <0.1% | – |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 9,195 | $233.0K | <0.1% | History |
| MPMP Materials Corp. | COM CL A | 7,240 | $232.0K | <0.1% | History |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 2,965 | $230.0K | <0.1% | – |
| CTTCatchMark Timber Trust, Inc. | CL A | 22,900 | $230.0K | <0.1% | History |
| AZTAAzenta, Inc. | COM | 3,106 | $224.0K | <0.1% | History |
| ETF Ser Solutions26922A289 | DEFIANCE CONNECT | 7,061 | $222.0K | <0.1% | – |
| SPDR Series Trust78464A516 | ST INTL BBG ETF | 9,600 | $222.0K | <0.1% | – |
| AEEAmeren Corp | COM | 2,452 | $222.0K | <0.1% | History |
| NOWServiceNow, Inc. | Stock | 441 | $210.0K | <0.1% | History |
| IHGIntercontinental Hotels Group PLC | SPONSORED ADS | 3,891 | $210.0K | <0.1% | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 1,871 | $209.0K | <0.1% | – |
| GVAGranite Construction Inc | COM | 7,163 | $209.0K | <0.1% | History |
| U.S. Global Jets ETF26922A842 | ETF | 12,425 | $205.0K | <0.1% | – |
| iShares Tr464287721 | U.S. TECH ETF | 2,536 | $203.0K | <0.1% | – |
| Columbia ETF Tr I19761L508 | DIVERSIFID FXD | 11,300 | $200.0K | <0.1% | – |
| EOIEaton Vance Enhanced Equity Income Fund | COM | 13,375 | $197.0K | <0.1% | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 16,945 | $175.0K | <0.1% | History |
| ORANYOrange | SPONSORED ADR | 13,215 | $156.0K | <0.1% | History |
| EFLEaton Vance Floating-Rate 2022 Target Term Trust | COM | 18,000 | $154.0K | <0.1% | History |
| DMOWestern Asset Mortgage Opportunity Fund Inc. | COM | 12,700 | $148.0K | <0.1% | History |
| SMMSalient Midstream & MLP Fund | SH BEN INT | 15,496 | $117.0K | <0.1% | History |
| PACBPacific Biosciences of California, Inc. | COM | 25,000 | $111.0K | <0.1% | History |
| NLYAnnaly Capital Management Inc | COM | 12,361 | $73.0K | <0.1% | History |
| FCOAbrdn Global Income Fund, Inc. | COM | 12,500 | $69.0K | <0.1% | History |
| WKHSWorkhorse Group Inc. | COM NEW | 15,350 | $40.0K | <0.1% | History |
| AWHLAspira Women's Health Inc. | COM | 10,000 | $6.00K | <0.1% | History |