Private Ocean, LLC
- SEC CIK
- 0001601742
- Latest filing
- Jul 30, 2024
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Oct 24, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 540
- −51 vs. Q2 2022
- Portfolio value
- $635.1M
- −$14.2M (−2.2%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 4,796,599 | $106.7M | 16.8% | +84,983+1.8% | Added | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 951,434 | $70.7M | 11.1% | −16,671−1.7% | Reduced | – |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 1,266,258 | $60.7M | 9.6% | +52,487+4.3% | Added | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 673,701 | $59.2M | 9.3% | +12,525+1.9% | Added | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 614,192 | $29.6M | 4.7% | +18,950+3.2% | Added | – |
| Invesco Exch Traded FD Tr II46138E784 | EMRNG MKT SVRG | 1,742,643 | $29.5M | 4.6% | +69,306+4.1% | Added | – |
| iShares Tr46435G243 | ESG AWRE 1 5 YR | 1,165,903 | $27.4M | 4.3% | +19,015+1.7% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 257,162 | $26.7M | 4.2% | +31,556+14.0% | Added | – |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 537,526 | $25.0M | 3.9% | +18,612+3.6% | Added | – |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 375,212 | $21.1M | 3.3% | +32,931+9.6% | Added | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 605,498 | $16.8M | 2.6% | +60,076+11.0% | Added | – |
| iShares Tr464287622 | RUS 1000 ETF | 63,506 | $12.5M | 2.0% | −46−0.1% | Reduced | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 204,656 | $10.2M | 1.6% | −54,340−21.0% | Reduced | – |
| Dimensional ETF Trust25434V724 | US MKTWIDE VALUE | 249,623 | $7.39M | 1.2% | −970.0% | Reduced | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 66,679 | $6.84M | 1.1% | +11,391+20.6% | Added | – |
| Invesco Exchange Traded FD T46137V613 | RAFI US 1000 ETF | 46,778 | $6.49M | 1.0% | −1,307−2.7% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 16,583 | $5.95M | 0.9% | +3,270+24.6% | Added | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 74,113 | $5.88M | 0.9% | −3,505−4.5% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 23,918 | $5.57M | 0.9% | +500+2.1% | Added | History |
| Vanguard Real Estate ETF922908553 | ETF | 61,999 | $4.97M | 0.8% | +4,449+7.7% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 22,675 | $4.07M | 0.6% | +3,497+18.2% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 9,371 | $3.35M | 0.5% | +558+6.3% | Added | History |
| AAPLApple Inc. | Stock | 24,074 | $3.33M | 0.5% | +1,078+4.7% | Added | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 79,957 | $2.91M | 0.5% | −188−0.2% | Reduced | – |
| Invesco Exchange Traded FD T46137V597 | RAFI US 1500 | 17,143 | $2.50M | 0.4% | −802−4.5% | Reduced | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 16,989 | $2.31M | 0.4% | −51−0.3% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 23,091 | $2.22M | 0.4% | −5,475−19.2% | Reduced | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 51,041 | $2.19M | 0.3% | −432−0.8% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 18,801 | $2.12M | 0.3% | +1,899+11.2% | Added | History |
| Dimensional ETF Trust25434V807 | INTERNATNAL VAL | 81,639 | $2.10M | 0.3% | +100.0% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 33,997 | $1.90M | 0.3% | +8,718+34.5% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 15,251 | $1.88M | 0.3% | +15+0.1% | Added | – |
| Dimensional U.S. Small Cap ETF25434V500 | ETF | 40,066 | $1.86M | 0.3% | −2,396−5.6% | Reduced | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 24,090 | $1.72M | 0.3% | −1,370−5.4% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 19,215 | $1.68M | 0.3% | −146−0.8% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E743 | RAFI DVLPD MRKTS | 45,572 | $1.60M | 0.3% | −91−0.2% | Reduced | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 33,084 | $1.21M | 0.2% | +3,358+11.3% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 4,495 | $1.20M | 0.2% | +76+1.7% | Added | History |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 32,820 | $1.15M | 0.2% | +8,968+37.6% | Added | – |
| Flexshares Tr33939L100 | MORNSTAR USMKT | 8,039 | $1.11M | 0.2% | −10.0% | Reduced | – |
| Vanguard Total World Stock ETF922042742 | ETF | 13,874 | $1.09M | 0.2% | +13,842+43,256.3% | Added | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 22,043 | $1.09M | 0.2% | +5,482+33.1% | Added | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 23,973 | $1.06M | 0.2% | +11,166+87.2% | Added | – |
| JNJJohnson & Johnson | Stock | 6,319 | $1.03M | 0.2% | −120−1.9% | Reduced | History |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 47,476 | $1.02M | 0.2% | +47,476 | New | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 3,781 | $1.01M | 0.2% | +1,559+70.2% | Added | – |
| iShares Russell 2000 ETF464287655 | ETF | 6,069 | $1.00M | 0.2% | +69+1.2% | Added | – |
| ORealty Income Corp | REIT | 17,133 | $997.0K | 0.2% | −122−0.7% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 2,056 | $970.0K | 0.2% | +359+21.2% | Added | History |
| SCHWSchwab Charles Corp | Stock | 12,291 | $883.0K | 0.1% | +2,163+21.4% | Added | History |
| iShares Inc46434G764 | MSCI EMRG CHN | 19,574 | $866.0K | 0.1% | −2,647−11.9% | Reduced | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 4,972 | $849.0K | 0.1% | +914+22.5% | Added | – |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 4,906 | $802.0K | 0.1% | +8+0.2% | Added | – |
| SBUXStarbucks Corp | Stock | 9,490 | $799.0K | 0.1% | +1,200+14.5% | Added | History |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 8,755 | $788.0K | 0.1% | −678−7.2% | Reduced | – |
| iShares Select Dividend ETF464287168 | ETF | 7,216 | $773.0K | 0.1% | +1,968+37.5% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 9,803 | $699.0K | 0.1% | +4,317+78.7% | Added | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 10,017 | $665.0K | 0.1% | +3,096+44.7% | Added | – |
| SPDR Index Shs FDS78463X871 | ST INTL CAP ETF | 25,132 | $655.0K | 0.1% | 00.0% | Unchanged | – |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 32,538 | $653.0K | 0.1% | +31,778+4,181.3% | Added | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 8,010 | $635.0K | 0.1% | −415−4.9% | Reduced | – |
| iShares Tr46435U218 | ESG MSCI LEADR | 9,826 | $606.0K | 0.1% | +291+3.1% | Added | – |
| Flexshares Tr33939L803 | M STAR DEV MKT | 11,086 | $572.0K | 0.1% | −10.0% | Reduced | – |
| MTTRMatterport, Inc. | COM CL A | 150,000 | $568.0K | 0.1% | 00.0% | Unchanged | History |
| iShares S&P 100 ETF464287101 | ETF | 3,486 | $566.0K | 0.1% | −10.0% | Reduced | – |
| First Tr Exchange-Traded FD33738D101 | NO AMER ENERGY | 22,164 | $551.0K | 0.1% | +3,942+21.6% | Added | – |
| PGProcter & Gamble Co | Stock | 4,290 | $541.0K | 0.1% | −91−2.1% | Reduced | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 2,488 | $523.0K | 0.1% | +510+25.8% | Added | – |
| AJGArthur J. Gallagher & Co. | COM | 2,957 | $506.0K | 0.1% | −126−4.1% | Reduced | History |
| MCDMcDonalds Corp | Stock | 2,152 | $496.0K | 0.1% | +5+0.2% | Added | History |
| GOOGAlphabet Inc. | Stock | 5,150 | $495.0K | 0.1% | +670+15.0% | AddedConverted for a 20-for-1 split | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 1,215 | $488.0K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 2,498 | $469.0K | 0.1% | −26−1.0% | Reduced | – |
| GOOGLAlphabet Inc. | Stock | 4,900 | $468.0K | 0.1% | +600+14.0% | AddedConverted for a 20-for-1 split | History |
| AXPAmerican Express Co | Stock | 3,285 | $443.0K | 0.1% | −10.0% | Reduced | History |
| NVDANVIDIA Corp | Stock | 3,631 | $440.0K | 0.1% | +598+19.7% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 829 | $418.0K | 0.1% | 00.0% | Unchanged | History |
| CVXChevron Corp | Stock | 2,879 | $413.0K | 0.1% | +68+2.4% | Added | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 8,879 | $409.0K | 0.1% | +30.0% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 1,245 | $408.0K | 0.1% | 00.0% | Unchanged | – |
| iShares Select U.S. REIT ETF464287564 | ETF | 7,508 | $402.0K | 0.1% | 00.0% | Unchanged | – |
| iShares Russell Midcap ETF464287499 | ETF | 6,479 | $402.0K | 0.1% | 00.0% | Unchanged | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 3,845 | $394.0K | 0.1% | +21+0.5% | Added | – |
| ORCLOracle Corp | Stock | 6,256 | $382.0K | 0.1% | +1,225+24.3% | Added | History |
| Vanguard Intl Equity Index F922042676 | GLB EX US ETF | 9,895 | $377.0K | 0.1% | +6,534+194.4% | Added | – |
| NKENIKE, Inc. | Stock | 4,429 | $368.0K | 0.1% | +98+2.3% | Added | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 6,364 | $368.0K | 0.1% | 00.0% | Unchanged | – |
| ABBVAbbVie Inc. | Stock | 2,719 | $364.0K | 0.1% | 00.0% | Unchanged | History |
| XOMExxonMobil Holdings Corp | COM | 4,095 | $357.0K | 0.1% | −1,893−31.6% | Reduced | History |
| HDHome Depot, Inc. | Stock | 1,254 | $346.0K | 0.1% | +63+5.3% | Added | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 3,017 | $336.0K | 0.1% | +3,017 | New | – |
| DISWalt Disney Co | Stock | 3,539 | $333.0K | 0.1% | +138+4.1% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 1,545 | $330.0K | 0.1% | 00.0% | Unchanged | – |
| LLYEli Lilly & Co | Stock | 1,009 | $326.0K | 0.1% | 00.0% | Unchanged | History |
| SPDR Series Trust78464A607 | ST STR DOW REIT | 3,871 | $326.0K | 0.1% | −10.0% | Reduced | – |
| BXBlackstone Inc. | COM | 3,875 | $324.0K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 7,006 | $320.0K | 0.1% | −122−1.7% | Reduced | – |
| RRXRegal Rexnord Corp | COM | 2,276 | $319.0K | 0.1% | −10.0% | Reduced | History |
| PEPPepsiCo Inc | Stock | 1,947 | $317.0K | <0.1% | +23+1.2% | Added | History |
| iShares Core S&P US Value ETF464287663 | ETF | 4,829 | $302.0K | <0.1% | −10.0% | Reduced | – |
Sold out since Q2 2022 (149)
Positions held at the end of Q2 2022 that are gone from this filing.
The largest 100 of 149 by value last quarter.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| Chestnut Str Exchang Fd Sh Partnership N166668103 | COM | 538 | $446.0K | 0.1% | – |
| EVCMEverCommerce Inc. | COM | 20,000 | $180.0K | <0.1% | History |
| ETREntergy Corp | COM | 1,500 | $168.0K | <0.1% | History |
| iShares Tr464287796 | U.S. ENERGY ETF | 3,029 | $115.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 6,063 | $74.0K | <0.1% | – |
| iShares Tr464288448 | INTL SEL DIV ETF | 1,998 | $54.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E248 | S&P INTL DEV | 2,149 | $51.0K | <0.1% | – |
| LNTAlliant Energy Corp | Stock | 800 | $46.0K | <0.1% | History |
| iShares Tr46435G342 | MORTGE REL ETF | 1,430 | $38.0K | <0.1% | – |
| Nushares ETF Tr67092P870 | NUVEEN ESG US | 1,470 | $33.0K | <0.1% | – |
| iShares Inc464286319 | EM MKTS DIV ETF | 1,032 | $27.0K | <0.1% | – |
| VanEck ETF Trust92189H201 | INTRMDT MUNI ETF | 583 | $26.0K | <0.1% | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 305 | $24.0K | <0.1% | – |
| HAINHain Celestial Group Inc | COM | 600 | $14.0K | <0.1% | History |
| TILEInterface Inc | COM | 807 | $10.0K | <0.1% | History |
| APDAir Products & Chemicals, Inc. | Stock | 36 | $8.00K | <0.1% | History |
| Softbank Corp OrdJ75963108 | Equities | 200 | $7.00K | <0.1% | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 138 | $6.00K | <0.1% | – |
| AGNCAGNC Investment Corp. | REIT | 490 | $5.00K | <0.1% | History |
| Victory Portfolios II92647N873 | VCSHS US SMCP HG | 105 | $5.00K | <0.1% | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 139 | $4.00K | <0.1% | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 101 | $4.00K | <0.1% | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 33 | $4.00K | <0.1% | – |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 41 | $2.00K | <0.1% | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 42 | $2.00K | <0.1% | – |
| OTISOtis Worldwide Corp | Stock | 15 | $1.00K | <0.1% | History |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 58 | $1.00K | <0.1% | – |
| BXPBXP, Inc. | COM | 13 | $1.00K | <0.1% | History |
| iShares Tr464288653 | 10-20 YR TRS ETF | 14 | $1.00K | <0.1% | – |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 22 | $1.00K | <0.1% | – |
| TREELendingTree, Inc. | COM | 25 | $1.00K | <0.1% | History |
| VYXNCR Voyix Corp | COM | 50 | $1.00K | <0.1% | History |
| Groupe Bruxelles LambertB4746J115 | COM | 13 | $1.00K | <0.1% | – |
| Eutelsat CommunicationsF3692M128 | COM | 100 | $1.00K | <0.1% | – |
| VRTXVertex Pharmaceuticals Inc | Stock | 1 | $0 | 0.0% | History |
| CBChubb Ltd | Stock | 2 | $0 | 0.0% | History |
| SNAPSnap Inc | Stock | 56 | $0 | 0.0% | History |
| FTNTFortinet, Inc. | Stock | 15 | $0 | 0.0% | History |
| IQVIQVIA Holdings Inc. | Stock | 1 | $0 | 0.0% | History |
| GNRCGenerac Holdings Inc. | Stock | 1 | $0 | 0.0% | History |
| VTRSViatris Inc | Stock | 73 | $0 | 0.0% | History |
| WENWendy's Co | Stock | 16 | $0 | 0.0% | History |
| KDKyndryl Holdings, Inc. | Stock | 100 | $0 | 0.0% | History |
| ZIMVZimVie Inc. | Stock | 23 | $0 | 0.0% | History |
| ASMLASML Holding NV | ADR | 2 | $0 | 0.0% | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 5 | $0 | 0.0% | History |
| MSMorgan Stanley | Stock | 2 | $0 | 0.0% | History |
| BABAAlibaba Group Holding Ltd | ADR | 6 | $0 | 0.0% | History |
| ROPRoper Technologies Inc | Stock | 2 | $0 | 0.0% | History |
| BIDUBaidu, Inc. | ADR | 2 | $0 | 0.0% | History |
| SHOPShopify Inc. | Stock | 10 | $0 | 0.0% | History |
| ZMZoom Communications, Inc. | Stock | 5 | $0 | 0.0% | History |
| VEEVVeeva Systems Inc | Stock | 1 | $0 | 0.0% | History |
| EOGEOG Resources Inc | Stock | 2 | $0 | 0.0% | History |
| XYZBlock, Inc. | CL A | 6 | $0 | 0.0% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 35 | $0 | 0.0% | – |
| ICLRIcon PLC | COM | 3 | $0 | 0.0% | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 2 | $0 | 0.0% | History |
| APHAmphenol Corp | CL A | 4 | $0 | 0.0% | History |
| PWRQuanta Services, Inc. | COM | 6 | $0 | 0.0% | History |
| KMXCarMax Inc | COM | 3 | $0 | 0.0% | History |
| CROXCrocs, Inc. | COM | 9 | $0 | 0.0% | History |
| BBWIBath & Body Works, Inc. | COM | 4 | $0 | 0.0% | History |
| AMKRAmkor Technology, Inc. | COM | 14 | $0 | 0.0% | History |
| ASXASE Technology Holding Co., Ltd. | SPONSORED ADS | 70 | $0 | 0.0% | History |
| MKSIMKS Inc | COM | 2 | $0 | 0.0% | History |
| XPXP Inc. | CL A | 1 | $0 | 0.0% | History |
| SGISomnigroup International Inc. | COM | 11 | $0 | 0.0% | History |
| SNNSmith & Nephew PLC | SPDN ADR NEW | 7 | $0 | 0.0% | History |
| LPXLouisiana-Pacific Corp | COM | 9 | $0 | 0.0% | History |
| WBWEIBO Corp | SPONSORED ADR | 6 | $0 | 0.0% | History |
| BIOBio-Rad Laboratories, Inc. | CL A | 1 | $0 | 0.0% | History |
| RCIRogers Communications Inc | CL B | 4 | $0 | 0.0% | History |
| OSKOshkosh Corp | COM | 2 | $0 | 0.0% | History |
| NXPINXP Semiconductors N.V. | COM | 5 | $0 | 0.0% | History |
| ENVAEnova International, Inc. | COM | 5 | $0 | 0.0% | History |
| CCSCentury Communities, Inc. | COM | 4 | $0 | 0.0% | History |
| LGNDLigand Pharmaceuticals Inc | COM NEW | 3 | $0 | 0.0% | History |
| MDBMongoDB, Inc. | CL A | 3 | $0 | 0.0% | History |
| RELXRELX PLC | SPONSORED ADR | 14 | $0 | 0.0% | History |
| DHIHorton D R Inc | COM | 4 | $0 | 0.0% | History |
| AZTAAzenta, Inc. | COM | 6 | $0 | 0.0% | History |
| ITUBItau Unibanco Holding S.A. | SPON ADR REP PFD | 42 | $0 | 0.0% | History |
| AEISAdvanced Energy Industries Inc | COM | 3 | $0 | 0.0% | History |
| SONYSony Group Corp | SPONSORED ADR | 4 | $0 | 0.0% | History |
| PUKPrudential PLC | ADR | 7 | $0 | 0.0% | History |
| UHSUniversal Health Services Inc | CL B | 3 | $0 | 0.0% | History |
| MTDRMatador Resources Co | COM | 13 | $0 | 0.0% | History |
| HMCHonda Motor Co Ltd | ADR ECH CNV IN 3 | 9 | $0 | 0.0% | History |
| EGEverest Group, Ltd. | COM | 2 | $0 | 0.0% | History |
| CGNXCognex Corp | COM | 5 | $0 | 0.0% | History |
| BCSBarclays PLC | ADR | 36 | $0 | 0.0% | History |
| MGAMagna International Inc | COM | 3 | $0 | 0.0% | History |
| IBPInstalled Building Products, Inc. | COM | 2 | $0 | 0.0% | History |
| MPWRMonolithic Power Systems, Inc. | COM | 2 | $0 | 0.0% | History |
| HSBCHSBC Holdings PLC | SPON ADR NEW | 9 | $0 | 0.0% | History |
| IBNIcici Bank Ltd | ADR | 26 | $0 | 0.0% | History |
| CHKPCheck Point Software Technologies Ltd | ORD | 3 | $0 | 0.0% | History |
| ERICEricsson LM Telephone Co | ADR B SEK 10 | 31 | $0 | 0.0% | History |
| SESea Ltd | SPONSORD ADS | 13 | $0 | 0.0% | History |