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Livermore
Livermore
ZHEN

Private Ocean, LLC

SEC CIK
0001601742
Latest filing
Jul 30, 2024

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 24, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
540
−51 vs. Q2 2022
Portfolio value
$635.1M
−$14.2M (−2.2%) vs. Q2 2022
Filed
Oct 24, 2022
SEC
Holdings of Private Ocean, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
BMYBristol Myers Squibb CoStock4,240$301.0K<0.1%+15+0.4%AddedHistory
CSCOCisco Systems, Inc.Stock7,260$290.0K<0.1%+298+4.3%AddedHistory
UNPUnion Pacific CorpStock1,489$290.0K<0.1%−2−0.1%ReducedHistory
MRKMerck & Co., Inc.Stock3,178$273.0K<0.1%00.0%UnchangedHistory
iShares Core MSCI Eafe ETF46432F842ETF5,182$272.0K<0.1%+2,486+92.2%Added–
AMGNAmgen IncStock1,174$264.0K<0.1%+126+12.0%AddedHistory
USBUS Bancorp DECOM NEW6,477$261.0K<0.1%00.0%UnchangedHistory
iShares Tr464288869MICRO-CAP ETF2,472$255.0K<0.1%00.0%Unchanged–
Vanguard Utilities ETF92204A876ETF1,786$254.0K<0.1%+1,786New–
WisdomTree Tr97717W760INTL SMCAP DIV4,934$253.0K<0.1%00.0%Unchanged–
KOCoca Cola CoStock4,431$248.0K<0.1%+75+1.7%AddedHistory
PFEPfizer IncStock5,308$232.0K<0.1%00.0%UnchangedHistory
iShares Tr464288570ESG MSCI KLD ETF3,470$232.0K<0.1%00.0%Unchanged–
TMUST-Mobile US, Inc.Stock1,627$218.0K<0.1%00.0%UnchangedHistory
iShares Tr464287739U.S. REAL ES ETF2,668$217.0K<0.1%+1,167+77.7%Added–
EDConsolidated Edison IncStock2,464$211.0K<0.1%00.0%UnchangedHistory
iShares Core S&P Mid-Cap ETF464287507ETF961$210.0K<0.1%00.0%Unchanged–
LMTLockheed Martin CorpStock502$193.0K<0.1%+94+23.0%AddedHistory
WisdomTree Tr97717W307US LARGECAP DIVD3,420$188.0K<0.1%00.0%Unchanged–
iShares Tr464288521CRE U S REIT ETF3,978$188.0K<0.1%00.0%Unchanged–
NSCNorfolk Southern CorpStock892$187.0K<0.1%−15−1.7%ReducedHistory
Schwab International Equity ETF808524805ETF6,632$186.0K<0.1%00.0%Unchanged–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF3,600$180.0K<0.1%+3,600New–
Vanguard Malvern FDS922020805STRM INFPROIDX3,668$176.0K<0.1%+2,467+205.4%Added–
Invesco Exchange Traded FD T46137V530NASDAQ INTERNT1,536$174.0K<0.1%00.0%Unchanged–
HSYHershey CoCOM761$167.0K<0.1%−1−0.1%ReducedHistory
VZVerizon Communications IncStock4,295$163.0K<0.1%+467+12.2%AddedHistory
UPSUnited Parcel Service IncStock1,008$162.0K<0.1%−99−8.9%ReducedHistory
MMM3M CoStock1,474$162.0K<0.1%+35+2.4%AddedHistory
IBMInternational Business Machines CorpStock1,337$158.0K<0.1%−496−27.1%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF4,543$158.0K<0.1%+1,526+50.6%Added–
BABoeing CoStock1,298$157.0K<0.1%−1,425−52.3%ReducedHistory
TSLATesla, Inc.Stock582$154.0K<0.1%−3,066−84.0%ReducedConverted for a 3-for-1 splitHistory
iShares Tr464288877EAFE VALUE ETF3,995$153.0K<0.1%−474−10.6%Reduced–
iShares Tr464287689RUSSELL 3000 ETF738$152.0K<0.1%−15−2.0%Reduced–
EPDEnterprise Products Partners L.P.Stock6,337$150.0K<0.1%+443+7.5%AddedHistory
METAMeta Platforms, Inc.Stock1,111$150.0K<0.1%−2−0.2%ReducedHistory
ACNAccenture plcStock573$147.0K<0.1%+28+5.1%AddedHistory
ADCAgree Realty CorpCOM2,175$147.0K<0.1%+2,175NewHistory
FUBOFuboTV Inc.COM40,000$142.0K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717Y790US EFFIC CORE FD4,522$138.0K<0.1%+4,522New–
Fidelity MSCI Information Technology Index ETF316092808ETF1,485$135.0K<0.1%+485+48.5%Added–
CMCSAComcast CorpStock4,599$134.0K<0.1%−10.0%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF993$134.0K<0.1%−54−5.2%Reduced–
AEOAmerican Eagle Outfitters IncCOM13,791$134.0K<0.1%00.0%UnchangedHistory
NEENextera Energy IncStock1,664$130.0K<0.1%−3,360−66.9%ReducedHistory
iShares Tr464287150CORE S&P TTL STK1,643$130.0K<0.1%+878+114.8%Added–
ABTAbbott LaboratoriesStock1,315$127.0K<0.1%00.0%UnchangedHistory
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF3,274$126.0K<0.1%−862−20.8%Reduced–
NVONovo Nordisk A SADR1,255$125.0K<0.1%+105+9.1%AddedHistory
State Street SPDR S&P Biotech ETF78464A870ETF1,561$123.0K<0.1%00.0%Unchanged–
OIAInvesco Municipal Income Opportunities TrustCOM20,996$123.0K<0.1%00.0%UnchangedHistory
BMRNBiomarin Pharmaceutical IncCOM1,450$122.0K<0.1%+1,450NewHistory
EWEdwards Lifesciences CorpStock1,425$117.0K<0.1%+222+18.5%AddedHistory
MAMastercard IncStock402$114.0K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF800$114.0K<0.1%00.0%Unchanged–
SHELShell plcADR2,219$110.0K<0.1%+5+0.2%AddedHistory
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW2,014$109.0K<0.1%−10.0%Reduced–
CLColgate Palmolive CoStock1,533$107.0K<0.1%00.0%UnchangedHistory
BPOPPopular, Inc.COM NEW1,481$106.0K<0.1%00.0%UnchangedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF878$104.0K<0.1%00.0%Unchanged–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF1,136$104.0K<0.1%00.0%Unchanged–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF520$101.0K<0.1%00.0%Unchanged–
LOWLowes Companies IncStock541$101.0K<0.1%00.0%UnchangedHistory
PCARPaccar IncCOM1,162$97.0K<0.1%00.0%UnchangedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1320$92.0K<0.1%+320NewHistory
Fidelity Merrimack STR Tr316188309TOTAL BD ETF2,085$92.0K<0.1%00.0%Unchanged–
NUENucor CorpCOM854$91.0K<0.1%00.0%UnchangedHistory
ROKRockwell Automation, IncStock419$90.0K<0.1%−1−0.2%ReducedHistory
JPMJPMorgan Chase & CoStock823$86.0K<0.1%−321−28.1%ReducedHistory
GMGeneral Motors CoCOM2,697$86.0K<0.1%+10.0%AddedHistory
HTGCHercules Capital, Inc.COM7,505$86.0K<0.1%00.0%UnchangedHistory
Dimensional U.S. Targeted Value ETF25434V609ETF2,188$85.0K<0.1%00.0%Unchanged–
Schwab Emerging Markets Equity ETF808524706ETF3,730$83.0K<0.1%00.0%Unchanged–
LULUlululemon athletica inc.Stock297$83.0K<0.1%00.0%UnchangedHistory
NEWRNew Relic, Inc.COM1,453$83.0K<0.1%+1,453NewHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF953$78.0K<0.1%+254+36.3%Added–
ADSKAutodesk, Inc.COM410$76.0K<0.1%00.0%UnchangedHistory
MUMicron Technology IncStock1,500$75.0K<0.1%−4−0.3%ReducedHistory
iShares Tr464288356CALIF MUN BD ETF1,401$75.0K<0.1%+631+81.9%Added–
BDXBecton Dickinson & CoStock335$74.0K<0.1%+26+8.4%AddedHistory
BMRCBank of Marin BancorpCOM2,490$74.0K<0.1%00.0%UnchangedHistory
ALLAllstate CorpStock586$72.0K<0.1%00.0%UnchangedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF1,078$71.0K<0.1%00.0%Unchanged–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF3,788$71.0K<0.1%+2+0.1%Added–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD4,415$71.0K<0.1%00.0%Unchanged–
WMTWalmart Inc.Stock534$69.0K<0.1%+59+12.4%AddedHistory
Vanguard High Dividend Yield Index ETF921946406ETF736$69.0K<0.1%−655−47.1%Reduced–
ADBEAdobe Inc.Stock240$66.0K<0.1%+19+8.6%AddedHistory
LINLinde PLCSHS244$65.0K<0.1%00.0%UnchangedHistory
COPConocoPhillipsStock630$64.0K<0.1%00.0%UnchangedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF620$63.0K<0.1%00.0%Unchanged–
SPDR Index Shs FDS78463X863ST DOW INTL ETF2,636$63.0K<0.1%00.0%Unchanged–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF990$62.0K<0.1%00.0%Unchanged–
AVGOBroadcom Inc.Stock138$61.0K<0.1%−1−0.7%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock119$60.0K<0.1%−1−0.8%ReducedHistory
DUKDuke Energy CORPStock640$59.0K<0.1%00.0%UnchangedHistory
WELLWelltower Inc.REIT910$58.0K<0.1%00.0%UnchangedHistory
NTAPNetApp, Inc.Stock953$58.0K<0.1%−1−0.1%ReducedHistory
SEICSEI Investments CoCOM1,200$58.0K<0.1%00.0%UnchangedHistory

Sold out since Q2 2022 (149)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 149 by value last quarter.

Positions of Private Ocean, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Chestnut Str Exchang Fd Sh Partnership N166668103COM538$446.0K0.1%–
EVCMEverCommerce Inc.COM20,000$180.0K<0.1%History
ETREntergy CorpCOM1,500$168.0K<0.1%History
iShares Tr464287796U.S. ENERGY ETF3,029$115.0K<0.1%–
Invesco Exch Traded FD Tr II46138E511PFD ETF6,063$74.0K<0.1%–
iShares Tr464288448INTL SEL DIV ETF1,998$54.0K<0.1%–
Invesco Exch Traded FD Tr II46138E248S&P INTL DEV2,149$51.0K<0.1%–
LNTAlliant Energy CorpStock800$46.0K<0.1%History
iShares Tr46435G342MORTGE REL ETF1,430$38.0K<0.1%–
Nushares ETF Tr67092P870NUVEEN ESG US1,470$33.0K<0.1%–
iShares Inc464286319EM MKTS DIV ETF1,032$27.0K<0.1%–
VanEck ETF Trust92189H201INTRMDT MUNI ETF583$26.0K<0.1%–
iShares Tr464288885EAFE GRWTH ETF305$24.0K<0.1%–
HAINHain Celestial Group IncCOM600$14.0K<0.1%History
TILEInterface IncCOM807$10.0K<0.1%History
APDAir Products & Chemicals, Inc.Stock36$8.00K<0.1%History
Softbank Corp OrdJ75963108Equities200$7.00K<0.1%–
iShares U.S. Medical Devices ETF464288810ETF138$6.00K<0.1%–
AGNCAGNC Investment Corp.REIT490$5.00K<0.1%History
Victory Portfolios II92647N873VCSHS US SMCP HG105$5.00K<0.1%–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF139$4.00K<0.1%–
Vanguard Mortgage-Backed Securities ETF92206C771ETF101$4.00K<0.1%–
iShares MSCI USA Momentum Factor ETF46432F396ETF33$4.00K<0.1%–
iShares U S ETF Tr46431W507SHOR DURA BD ETF41$2.00K<0.1%–
iShares Tr46429B655FLTG RATE NT ETF42$2.00K<0.1%–
OTISOtis Worldwide CorpStock15$1.00K<0.1%History
SPDR Series Trust78468R200ST STR RATE ETF58$1.00K<0.1%–
BXPBXP, Inc.COM13$1.00K<0.1%History
iShares Tr46428865310-20 YR TRS ETF14$1.00K<0.1%–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD22$1.00K<0.1%–
TREELendingTree, Inc.COM25$1.00K<0.1%History
VYXNCR Voyix CorpCOM50$1.00K<0.1%History
Groupe Bruxelles LambertB4746J115COM13$1.00K<0.1%–
Eutelsat CommunicationsF3692M128COM100$1.00K<0.1%–
VRTXVertex Pharmaceuticals IncStock1$00.0%History
CBChubb LtdStock2$00.0%History
SNAPSnap IncStock56$00.0%History
FTNTFortinet, Inc.Stock15$00.0%History
IQVIQVIA Holdings Inc.Stock1$00.0%History
GNRCGenerac Holdings Inc.Stock1$00.0%History
VTRSViatris IncStock73$00.0%History
WENWendy's CoStock16$00.0%History
KDKyndryl Holdings, Inc.Stock100$00.0%History
ZIMVZimVie Inc.Stock23$00.0%History
ASMLASML Holding NVADR2$00.0%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR5$00.0%History
MSMorgan StanleyStock2$00.0%History
BABAAlibaba Group Holding LtdADR6$00.0%History
ROPRoper Technologies IncStock2$00.0%History
BIDUBaidu, Inc.ADR2$00.0%History
SHOPShopify Inc.Stock10$00.0%History
ZMZoom Communications, Inc.Stock5$00.0%History
VEEVVeeva Systems IncStock1$00.0%History
EOGEOG Resources IncStock2$00.0%History
XYZBlock, Inc.CL A6$00.0%History
VanEck ETF Trust92189F106GOLD MINERS ETF35$00.0%–
ICLRIcon PLCCOM3$00.0%History
ODFLOld Dominion Freight Line, Inc.COM2$00.0%History
APHAmphenol CorpCL A4$00.0%History
PWRQuanta Services, Inc.COM6$00.0%History
KMXCarMax IncCOM3$00.0%History
CROXCrocs, Inc.COM9$00.0%History
BBWIBath & Body Works, Inc.COM4$00.0%History
AMKRAmkor Technology, Inc.COM14$00.0%History
ASXASE Technology Holding Co., Ltd.SPONSORED ADS70$00.0%History
MKSIMKS IncCOM2$00.0%History
XPXP Inc.CL A1$00.0%History
SGISomnigroup International Inc.COM11$00.0%History
SNNSmith & Nephew PLCSPDN ADR NEW7$00.0%History
LPXLouisiana-Pacific CorpCOM9$00.0%History
WBWEIBO CorpSPONSORED ADR6$00.0%History
BIOBio-Rad Laboratories, Inc.CL A1$00.0%History
RCIRogers Communications IncCL B4$00.0%History
OSKOshkosh CorpCOM2$00.0%History
NXPINXP Semiconductors N.V.COM5$00.0%History
ENVAEnova International, Inc.COM5$00.0%History
CCSCentury Communities, Inc.COM4$00.0%History
LGNDLigand Pharmaceuticals IncCOM NEW3$00.0%History
MDBMongoDB, Inc.CL A3$00.0%History
RELXRELX PLCSPONSORED ADR14$00.0%History
DHIHorton D R IncCOM4$00.0%History
AZTAAzenta, Inc.COM6$00.0%History
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD42$00.0%History
AEISAdvanced Energy Industries IncCOM3$00.0%History
SONYSony Group CorpSPONSORED ADR4$00.0%History
PUKPrudential PLCADR7$00.0%History
UHSUniversal Health Services IncCL B3$00.0%History
MTDRMatador Resources CoCOM13$00.0%History
HMCHonda Motor Co LtdADR ECH CNV IN 39$00.0%History
EGEverest Group, Ltd.COM2$00.0%History
CGNXCognex CorpCOM5$00.0%History
BCSBarclays PLCADR36$00.0%History
MGAMagna International IncCOM3$00.0%History
IBPInstalled Building Products, Inc.COM2$00.0%History
MPWRMonolithic Power Systems, Inc.COM2$00.0%History
HSBCHSBC Holdings PLCSPON ADR NEW9$00.0%History
IBNIcici Bank LtdADR26$00.0%History
CHKPCheck Point Software Technologies LtdORD3$00.0%History
ERICEricsson LM Telephone CoADR B SEK 1031$00.0%History
SESea LtdSPONSORD ADS13$00.0%History