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Livermore
Livermore
ZHEN

Private Ocean, LLC

SEC CIK
0001601742
Latest filing
Jul 30, 2024

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 2, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
543
−61 vs. Q1 2021
Portfolio value
$763.4M
+$200.3M (+35.6%) vs. Q1 2021
Filed
Aug 2, 2021
SEC
Holdings of Private Ocean, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
WABWestinghouse Air Brake Technologies CorpStock3$00.0%−8−72.7%ReducedHistory
VTRSViatris IncStock24$00.0%−411−94.5%ReducedHistory
BALLBALL CorpCOM2$00.0%00.0%UnchangedHistory
MKTXMarketaxess Holdings IncCOM1$00.0%−3−75.0%ReducedHistory
COTYCoty Inc.COM CL A46$00.0%00.0%UnchangedHistory
FNKOFunko, Inc.COM CL A20$00.0%00.0%UnchangedHistory
RYAMRayonier Advanced Materials Inc.COM43$00.0%+43NewHistory
CPECallon Petroleum CoCOM4$00.0%+4NewHistory
Cannabis Science Inc137648101COM10,000$00.0%00.0%Unchanged–
CNBXCNBX Pharmaceuticals Inc.COM1,000$00.0%00.0%UnchangedHistory
Community Invt Group Ltd20371Q101COM945$00.0%00.0%Unchanged–
Diadexus Inc New Com New25245P205COM6$00.0%00.0%Unchanged–
ETRNMidstream Co LLCCOM56$00.0%00.0%UnchangedHistory
Hereuare Inc Xxx427177100COM35$00.0%00.0%Unchanged–
DPS Lehman Brothers Hldgs525ESC711COM1,500$00.0%00.0%Unchanged–
COOPMaverick Merger Sub 2, LLCCOM5$00.0%+5NewHistory
NEPTFNeptune Wellness Solutions Inc.COM250$00.0%00.0%UnchangedHistory
Purchasepro Com Inc Com New746144302COM117$00.0%00.0%Unchanged–
SAFESafehold Inc.COM4$00.0%00.0%UnchangedHistory
Wa Funding Tr III XXX939ESC968COM214$00.0%00.0%Unchanged–
WestAmerica Corp95709H304COM180$00.0%00.0%Unchanged–
Affluent Partners Hld LtdG0130B101COM385$00.0%00.0%Unchanged–
JRVRJames River Group Holdings, Inc.COM10$00.0%00.0%UnchangedHistory
Paragon Offshore PLCG6S01W108COM56$00.0%00.0%Unchanged–
VRTXVertex Pharmaceuticals IncStock6$1.00K<0.1%00.0%UnchangedHistory
CTRACoterra Energy Inc.Stock84$1.00K<0.1%00.0%UnchangedHistory
XRAYDentsply Sirona Inc.Stock9$1.00K<0.1%00.0%UnchangedHistory
UBERUber Technologies, IncStock25$1.00K<0.1%−300−92.3%ReducedHistory
ENPHEnphase Energy, Inc.Stock5$1.00K<0.1%00.0%UnchangedHistory
IBKRInteractive Brokers Group, Inc.Stock14$1.00K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF35$1.00K<0.1%−448−92.8%Reduced–
JAZZJazz Pharmaceuticals plcSHS USD6$1.00K<0.1%+6NewHistory
DFINDonnelley Financial Solutions, Inc.COM18$1.00K<0.1%+18NewHistory
BKHBlack Hills CorpCOM13$1.00K<0.1%00.0%UnchangedHistory
SKTTanger Inc.COM79$1.00K<0.1%00.0%UnchangedHistory
RHRHCOM1$1.00K<0.1%+1NewHistory
TFINTriumph Financial, Inc.COM10$1.00K<0.1%+10NewHistory
ALKAlaska Air Group, Inc.COM10$1.00K<0.1%−1,104−99.1%ReducedHistory
MTUSMetallus Inc.COM58$1.00K<0.1%+58NewHistory
BATRAAtlanta Braves Holdings, Inc.COM A BRAVES GRP46$1.00K<0.1%00.0%UnchangedHistory
WORKSlack Technologies, Inc.COM CL A25$1.00K<0.1%00.0%UnchangedHistory
Groupe Bruxelles LambertB4746J115COM13$1.00K<0.1%+13New–
ITRMIterum Therapeutics plcSHS400$1.00K<0.1%00.0%UnchangedHistory
Eutelsat CommunicationsF3692M128COM100$1.00K<0.1%+100New–
SJMJ M SMUCKER CoStock17$2.00K<0.1%00.0%UnchangedHistory
CAHCardinal Health IncStock43$2.00K<0.1%00.0%UnchangedHistory
UAAUnder Armour, Inc.Stock100$2.00K<0.1%00.0%UnchangedHistory
PENNPENN Entertainment, Inc.COM25$2.00K<0.1%+25NewHistory
FIZZNational Beverage CorpCOM50$2.00K<0.1%00.0%UnchangedHistory
IIPRInnovative Industrial Properties IncCOM11$2.00K<0.1%00.0%UnchangedHistory
INCYIncyte CorpCOM24$2.00K<0.1%00.0%UnchangedHistory
ICUIIcu Medical IncCOM12$2.00K<0.1%00.0%UnchangedHistory
TXNMTXNM Energy IncCOM37$2.00K<0.1%00.0%UnchangedHistory
CZRCaesars Entertainment, Inc.COM15$2.00K<0.1%+15NewHistory
VYXNCR Voyix CorpCOM50$2.00K<0.1%00.0%UnchangedHistory
UAUnder Armour, Inc.CL C100$2.00K<0.1%00.0%UnchangedHistory
Micro Focus Intl PLC594837403SPON ADR NEW218$2.00K<0.1%00.0%Unchanged–
MSCIMSCI Inc.Stock5$3.00K<0.1%00.0%UnchangedHistory
NJRNew Jersey Resources CorpStock81$3.00K<0.1%00.0%UnchangedHistory
TXNTexas Instruments IncStock16$3.00K<0.1%00.0%UnchangedHistory
PAYCPaycom Software, Inc.Stock7$3.00K<0.1%00.0%UnchangedHistory
DDominion Energy, IncStock39$3.00K<0.1%00.0%UnchangedHistory
TRVTravelers Companies, Inc.Stock22$3.00K<0.1%−3−12.0%ReducedHistory
Vanguard Total World Stock ETF922042742ETF33$3.00K<0.1%−3,705−99.1%Reduced–
MCOMoodys CorpStock9$3.00K<0.1%00.0%UnchangedHistory
KEYSKeysight Technologies, Inc.Stock19$3.00K<0.1%00.0%UnchangedHistory
LGNDLigand Pharmaceuticals IncCOM NEW26$3.00K<0.1%00.0%UnchangedHistory
BATRKAtlanta Braves Holdings, Inc.COM C BRAVES GRP104$3.00K<0.1%00.0%UnchangedHistory
Roche Hldg Ltd ADR771195104COM60$3.00K<0.1%00.0%Unchanged–
Huhtamaki OyjX33752100COM60$3.00K<0.1%+60New–
SUSuncor Energy IncStock165$4.00K<0.1%−80−32.7%ReducedHistory
CNCCentene CorpStock48$4.00K<0.1%00.0%UnchangedHistory
FCXFreeport-McMoran IncStock113$4.00K<0.1%+113NewHistory
VODVodafone Group Public Ltd CoADR250$4.00K<0.1%−146−36.9%ReducedHistory
MACMacerich CoCOM217$4.00K<0.1%00.0%UnchangedHistory
MZTIMarzetti CoCOM20$4.00K<0.1%00.0%UnchangedHistory
SONOSonos IncCOM100$4.00K<0.1%00.0%UnchangedHistory
TRUPTrupanion, Inc.COM36$4.00K<0.1%00.0%UnchangedHistory
ETF Managers Tr26924G813AI POWERED EQT100$4.00K<0.1%00.0%Unchanged–
HESHess CorpStock56$5.00K<0.1%00.0%UnchangedHistory
CCICrown Castle Inc.REIT26$5.00K<0.1%00.0%UnchangedHistory
INTUIntuit Inc.Stock11$5.00K<0.1%00.0%UnchangedHistory
RMDResmed IncCOM22$5.00K<0.1%00.0%UnchangedHistory
HAEHaemonetics CorpCOM72$5.00K<0.1%00.0%UnchangedHistory
GLWCorning IncCOM133$5.00K<0.1%00.0%UnchangedHistory
OSISOsi Systems IncCOM47$5.00K<0.1%00.0%UnchangedHistory
CLFCleveland-Cliffs Inc.COM225$5.00K<0.1%+225NewHistory
IBNIcici Bank LtdADR308$5.00K<0.1%+308NewHistory
FBPFirst BancorpCOM NEW392$5.00K<0.1%00.0%UnchangedHistory
NVAXNovavax IncCOM NEW25$5.00K<0.1%00.0%UnchangedHistory
DHTIDalrada Technology Group, Inc.COM14,400$5.00K<0.1%00.0%UnchangedHistory
DTEGYDeutsche Telekom AGCOM250$5.00K<0.1%00.0%UnchangedHistory
FWONALiberty Media CorpCOM SER A FRMLA129$5.00K<0.1%00.0%UnchangedHistory
Meridian Bioscience Inc589584101COM236$5.00K<0.1%00.0%Unchanged–
POSHPoshmark, Inc.COM CL A100$5.00K<0.1%00.0%UnchangedHistory
HOUSAnywhere Real Estate Inc.COM288$5.00K<0.1%00.0%UnchangedHistory
Trucept Inc89778T109COM60,000$5.00K<0.1%+60,000New–
DXCDXC Technology CoStock164$6.00K<0.1%00.0%UnchangedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF78$6.00K<0.1%−73−48.3%Reduced–
GPNGlobal Payments IncStock34$6.00K<0.1%00.0%UnchangedHistory

Sold out since Q1 2021 (106)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 106 by value last quarter.

Positions of Private Ocean, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
ProShares Tr74347X633ULTRA FNCLS NEW7,503$396.0K0.1%–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF3,600$203.0K<0.1%–
ARIApollo Commercial Real Estate Finance, Inc.COM11,301$158.0K<0.1%History
ADCAgree Realty CorpCOM2,053$138.0K<0.1%History
SPDR Series Trust78464A763ST STR SP DIV1,170$138.0K<0.1%–
Macquarie Group Lt OrdQ57085104COM1,107$129.0K<0.1%–
BMRNBiomarin Pharmaceutical IncCOM1,450$109.0K<0.1%History
Brunswick Corp117043406PFD4,000$107.0K<0.1%–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1312$103.0K<0.1%History
Macquarie Infrastructure Cor55608B105COM3,242$103.0K<0.1%–
iShares Tr464288174GL TIMB FORE ETF1,107$94.0K<0.1%–
ZMZoom Communications, Inc.Stock213$68.0K<0.1%History
NEWRNew Relic, Inc.COM1,033$64.0K<0.1%History
iShares Russell Mid-Cap Value ETF464287473ETF536$59.0K<0.1%–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL1,000$58.0K<0.1%–
Vanguard World FD921910816MEGA GRWTH IND271$56.0K<0.1%–
PORPortland General Electric CoCOM NEW1,000$47.0K<0.1%History
iShares Core S&P U.S. Growth ETF464287671ETF490$44.0K<0.1%–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX214$43.0K<0.1%–
CCitigroup IncStock498$36.0K<0.1%History
GMGeneral Motors CoCOM625$36.0K<0.1%History
iShares U S ETF Tr46431W838SHOR MAT MUN ETF584$29.0K<0.1%–
PSAPublic StorageCOM109$27.0K<0.1%History
FS KKR Cap Corp II35952V303COM1,350$26.0K<0.1%–
VMRKVivmark ResidentialSH BEN INT350$25.0K<0.1%History
Fidelity Covington Trust316092204MSCI CONSM DIS326$25.0K<0.1%–
DLRDigital Realty Trust, Inc.COM175$25.0K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM450$25.0K<0.1%History
OMEROmeros CorpCOM1,250$22.0K<0.1%History
Brunswick Corp 6.62500 01/15/2049 PFD117043505PFD800$22.0K<0.1%–
Fidelity MSCI Materials Index ETF316092881ETF478$21.0K<0.1%–
RADNew Rite Aid, LLCCOM1,017$21.0K<0.1%History
OKEONEOK IncCOM394$20.0K<0.1%History
ProShares Tr74347X831ULTRAPRO QQQ200$18.0K<0.1%–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF129$17.0K<0.1%–
PTONPeloton Interactive, Inc.CL A COM138$16.0K<0.1%History
ARK Next Generation Technology ETF00214Q401ETF100$15.0K<0.1%–
MKLMarkel Group Inc.COM13$15.0K<0.1%History
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW280$15.0K<0.1%–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF148$14.0K<0.1%–
Fidelity Comwlth Tr315912808NASDAQ COMPSIT27$14.0K<0.1%–
DDD3D Systems CorpCOM NEW500$14.0K<0.1%History
AMATApplied Materials IncStock100$13.0K<0.1%History
MCRMFS Charter Income TrustSH BEN INT1,500$13.0K<0.1%History
Vanguard Admiral FDS Inc921932778SMLCP 600 VAL68$12.0K<0.1%–
WisdomTree Tr97717W505US MIDCAP DIVID304$12.0K<0.1%–
GW Pharmaceuticals PLC36197T103ADS55$12.0K<0.1%–
Vanguard Consumer Staples ETF92204A207ETF60$11.0K<0.1%–
ALCAlcon IncStock162$11.0K<0.1%History
Kraneshares Trust500767306CSI CHI INTERNET150$11.0K<0.1%–
FNGSBank of MontrealNT LKD 38400$11.0K<0.1%History
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV221$10.0K<0.1%–
UMPQUmpqua Holdings CorpCOM564$10.0K<0.1%History
TWTRTwitter, Inc.COM135$9.00K<0.1%History
MDTMedtronic plcStock69$8.00K<0.1%History
Schwab U.S. Large-Cap Growth ETF808524300ETF60$8.00K<0.1%–
AKAMAkamai Technologies IncCOM80$8.00K<0.1%History
iShares Tr4642874571 3 YR TREAS BD94$8.00K<0.1%–
Direxion Shs ETF Tr25490K596DALY HOM B&S BUL100$8.00K<0.1%–
First Rep BK San Francisco C33616C100COM47$8.00K<0.1%–
Two Harbors Investment Corp.90187B408COM NEW1,027$8.00K<0.1%–
GSGoldman Sachs Group IncStock21$7.00K<0.1%History
Vanguard Materials ETF92204A801ETF40$7.00K<0.1%–
DEODiageo PLCSPON ADR NEW40$7.00K<0.1%History
ATIAti IncStock300$6.00K<0.1%History
ENBEnbridge IncStock137$5.00K<0.1%History
RRyder System IncCOM60$5.00K<0.1%History
Hexo Corp428304307COM NEW750$5.00K<0.1%–
iShares Tr464288422INTL DEVPPTY ETF136$5.00K<0.1%–
MPCMarathon Petroleum CorpStock75$4.00K<0.1%History
Schwab US Dividend Equity ETF808524797ETF51$4.00K<0.1%–
Vanguard Total International Bond ETF92203J407ETF69$4.00K<0.1%–
Vanguard Scottsdale FDS92206C599VNG RUS3000IDX20$4.00K<0.1%–
Perspecta Inc715347100COM136$4.00K<0.1%–
ProShares Tr74347B375LONG ONLINE SHRT50$4.00K<0.1%–
DASHDoorDash, Inc.Stock20$3.00K<0.1%History
TTWOTake Two Interactive Software IncCOM15$3.00K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT240$3.00K<0.1%History
Advisorshares Tr00768Y545VICE E T F100$3.00K<0.1%–
BRMKBroadmark Realty Capital Inc.COM250$3.00K<0.1%History
TREXTrex Co IncCOM20$2.00K<0.1%History
UALUnited Airlines Holdings, Inc.COM27$2.00K<0.1%History
iShares Inc464286525MSCI GBL MIN VOL17$2.00K<0.1%–
HIMSHims & Hers Health, Inc.Stock75$1.00K<0.1%History
PANWPalo Alto Networks IncStock3$1.00K<0.1%History
State Street SPDR S&P Homebuilders ETF78464A888ETF10$1.00K<0.1%–
PLUGPlug Power IncStock24$1.00K<0.1%History
TNLTravel & Leisure Co.COM10$1.00K<0.1%History
SPDR Series Trust78468R747ST STR MSCI GEN10$1.00K<0.1%–
UPSTUpstart Holdings, Inc.COM11$1.00K<0.1%History
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10017$1.00K<0.1%–
BMBLBumble Inc.COM CL A14$1.00K<0.1%History
MFAMfa Financial, Inc.COM315$1.00K<0.1%History
Tencent Holdings Ltd ADR88032Q109COM15$1.00K<0.1%–
ULUnilever PLCSPON ADR NEW10$1.00K<0.1%History
AALAmerican Airlines Group Inc.Stock4$00.0%History
CRWDCrowdStrike Holdings, Inc.Stock2$00.0%History
WITWipro LtdSPON ADR 1 SH33$00.0%History
AMCAMC Entertainment Holdings, Inc.CL A COM7$00.0%History
Bitcoin Services Inc09173Y107COM2,300$00.0%–