Skip to main content
Livermore
Livermore
ZHEN

SAM Advisors, LLC

SEC CIK
0001600944
Latest filing
Aug 13, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 9, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
37
0 vs. Q2 2023
Portfolio value
$230.5M
−$10.1M (−4.2%) vs. Q2 2023
Filed
Nov 9, 2023
SEC
Holdings of SAM Advisors, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF312,771$66.4M28.8%−4,592−1.4%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F656,317$35.1M15.2%−1,374−0.2%Reduced–
Vanguard Total Bond Market ETF921937835ETF247,560$17.3M7.5%−1,600−0.6%Reduced–
Invesco QQQ Trust Series I46090E103ETF40,542$14.5M6.3%−598−1.5%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF68,684$13.0M5.6%−763−1.1%Reduced–
SPDR Series Trust78468R606ST PORT HIGH ETF537,297$12.0M5.2%−2,176−0.4%Reduced–
J P Morgan Exchange Traded F46641Q308DIV RTN EM EQT165,873$8.36M3.6%−913−0.5%Reduced–
BRK.BBerkshire Hathaway IncStock21,056$7.38M3.2%−322−1.5%ReducedHistory
iShares Tr464287770U.S. FIN SVC ETF41,000$6.34M2.8%−539−1.3%Reduced–
Invesco Exch Traded FD Tr II46138G508SR LN ETF222,788$4.68M2.0%−3,985−1.8%Reduced–
MSFTMicrosoft CorpStock13,783$4.35M1.9%+699+5.3%AddedHistory
SPDR Series Trust78468R408ST TERM HIGH ETF177,760$4.35M1.9%+1,820+1.0%Added–
AAPLApple Inc.Stock20,800$3.56M1.5%+371+1.8%AddedHistory
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM417,516$3.08M1.3%−5,925−1.4%ReducedHistory
UBERUber Technologies, IncStock65,738$3.02M1.3%−1,831−2.7%ReducedHistory
Pgim ETF Tr69344A107PGIM ULTRA SH BD56,750$2.81M1.2%−5,471−8.8%Reduced–
AMZNAmazon Com IncStock21,418$2.72M1.2%−359−1.6%ReducedHistory
Schwab Cha808513402Preferred Stock48,317$2.65M1.2%+320+0.7%Added–
State Street SPDR S&P Regional Banking ETF78464A698ETF61,946$2.59M1.1%+1,036+1.7%Added–
SPGSimon Property Group Inc.REIT23,258$2.51M1.1%−265−1.1%ReducedHistory
BABoeing CoStock13,036$2.50M1.1%−221−1.7%ReducedHistory
JNJJohnson & JohnsonStock14,618$2.28M1.0%−2,580−15.0%ReducedHistory
CCICrown Castle Inc.REIT22,594$2.08M0.9%+507+2.3%AddedHistory
FXCInvesco CurrencyShares Canadian Dollar TrustCDN DLR SHS15,525$1.12M0.5%00.0%UnchangedHistory
CVXChevron CorpStock6,027$1.02M0.4%+131+2.2%AddedHistory
GOOGAlphabet Inc.Stock6,580$867.6K0.4%−24−0.4%ReducedHistory
KDPKeurig Dr Pepper Inc.COM17,277$545.4K0.2%+17,277NewHistory
GLDSPDR Gold TrustETF2,678$459.1K0.2%+38+1.4%AddedHistory
CATCaterpillar IncStock1,540$420.4K0.2%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock3,080$403.0K0.2%−20−0.6%ReducedHistory
KVUEKenvue Inc.COM19,435$390.3K0.2%+19,435NewHistory
KOCoca Cola CoStock5,599$313.4K0.1%+125+2.3%AddedHistory
Hancock John PFD Income41012W108SH BEN INT21,396$311.7K0.1%+1,721+8.7%Added–
WABCWestamerica BancorporationCOM6,794$293.8K0.1%00.0%UnchangedHistory
Vanguard Short-Term Bond ETF921937827ETF3,758$282.5K0.1%−383−9.2%Reduced–
METAMeta Platforms, Inc.Stock713$214.1K0.1%−35−4.7%ReducedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT19,897$209.7K0.1%+19,897NewHistory

Sold out since Q2 2023 (3)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of SAM Advisors, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Vanguard BD Index FDS92203C303VANGUARD ULTRA7,450$366.2K0.2%–
CHYCalamos Convertible & High Income FundCOM SHS19,685$220.5K0.1%History
WYWeyerhaeuser CoCOM NEW6,000$201.1K0.1%History