Arete Wealth Advisors, LLC
- SEC CIK
- 0001600151
- Latest filing
- Aug 12, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 741
- +235 vs. Q3 2023
- Portfolio value
- $1.31B
- +$733.4M (+126.9%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ABBVAbbVie Inc. | Stock | 378,835 | $58.6M | 4.5% | +378,835 | New | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 223,723 | $35.3M | 2.7% | +217,167+3,312.5% | Added | – |
| AAPLApple Inc. | Stock | 166,613 | $32.1M | 2.4% | +166,613 | New | History |
| DISWalt Disney Co | Stock | 330,226 | $29.8M | 2.3% | +111,107+50.7% | Added | History |
| ABTAbbott Laboratories | Stock | 268,336 | $29.5M | 2.3% | +268,336 | New | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 68,514 | $28.1M | 2.1% | +17,925+35.4% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 62,992 | $27.5M | 2.1% | +23,538+59.7% | Added | – |
| FSKFS KKR Capital Corp | COM | 1,203,741 | $24.0M | 1.8% | +174,956+17.0% | Added | History |
| GLDSPDR Gold Trust | ETF | 100,183 | $19.2M | 1.5% | +19,747+24.5% | Added | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 205,540 | $18.8M | 1.4% | +92,883+82.4% | Added | – |
| MSFTMicrosoft Corp | Stock | 45,493 | $17.1M | 1.3% | +45,493 | New | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 35,951 | $17.1M | 1.3% | +7,147+24.8% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 32,965 | $15.7M | 1.2% | +19,739+149.2% | Added | – |
| AMZNAmazon Com Inc | Stock | 102,450 | $15.6M | 1.2% | +102,450 | New | History |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 133,550 | $14.7M | 1.1% | +133,550 | New | – |
| BRK.BBerkshire Hathaway Inc | Stock | 40,291 | $14.4M | 1.1% | +2,501+6.6% | Added | History |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 283,115 | $14.0M | 1.1% | +283,115 | New | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 41,727 | $13.0M | 1.0% | +39,036+1,450.6% | Added | – |
| iShares Tr464288877 | EAFE VALUE ETF | 243,880 | $12.7M | 1.0% | +216,987+806.9% | Added | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 126,170 | $12.2M | 0.9% | +122,338+3,192.5% | Added | – |
| NVDANVIDIA Corp | Stock | 23,453 | $11.6M | 0.9% | +23,453 | New | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 115,407 | $11.5M | 0.9% | +87,470+313.1% | Added | – |
| MCDMcDonalds Corp | Stock | 37,860 | $11.2M | 0.9% | +647+1.7% | Added | History |
| ProShares Tr74347B425 | SHORT S&P 500 NE | 859,585 | $11.2M | 0.9% | +171,164+24.9% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 196,901 | $9.43M | 0.7% | +132,538+205.9% | Added | – |
| GOOGLAlphabet Inc. | Stock | 60,918 | $8.51M | 0.6% | +60,918 | New | History |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 140,458 | $8.21M | 0.6% | +140,458 | New | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 20,582 | $7.76M | 0.6% | +595+3.0% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 75,475 | $7.55M | 0.6% | +893+1.2% | Added | History |
| ARIApollo Commercial Real Estate Finance, Inc. | COM | 628,800 | $7.38M | 0.6% | +6,300+1.0% | Added | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 74,398 | $7.36M | 0.6% | +33,250+80.8% | Added | – |
| FTHYFirst Trust High Yield Opportunities 2027 Term Fund | COM | 520,703 | $7.25M | 0.6% | −18,252−3.4% | Reduced | History |
| TCBKTrico Bancshares | COM | 167,104 | $7.18M | 0.5% | −2,466−1.5% | Reduced | History |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 558,235 | $7.03M | 0.5% | +28,912+5.5% | Added | History |
| HDHome Depot, Inc. | Stock | 20,203 | $7.00M | 0.5% | +20,203 | New | History |
| ACREAres Commercial Real Estate Corp | COM | 675,137 | $6.99M | 0.5% | +54,771+8.8% | Added | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 721,964 | $6.92M | 0.5% | +11,242+1.6% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 61,424 | $6.65M | 0.5% | +27,753+82.4% | Added | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 257,291 | $6.60M | 0.5% | +245,256+2,037.9% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 38,633 | $6.58M | 0.5% | +35,069+984.0% | Added | – |
| GPMTGranite Point Mortgage Trust Inc. | COM STK | 1,092,151 | $6.49M | 0.5% | +337,864+44.8% | Added | History |
| ACNAccenture plc | Stock | 17,808 | $6.25M | 0.5% | +137+0.8% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 30,946 | $6.21M | 0.5% | +21,795+238.2% | Added | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 149,285 | $6.14M | 0.5% | +98,348+193.1% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 20,084 | $6.09M | 0.5% | +14,645+269.3% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 34,862 | $5.85M | 0.4% | +34,862 | New | History |
| TSLATesla, Inc. | Stock | 22,845 | $5.68M | 0.4% | +22,845 | New | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 163,815 | $5.57M | 0.4% | +109,799+203.3% | Added | – |
| VVisa Inc. | Stock | 20,754 | $5.40M | 0.4% | +20,754 | New | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 95,777 | $5.27M | 0.4% | +79,703+495.9% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 21,622 | $5.13M | 0.4% | +14,540+205.3% | Added | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 89,413 | $5.00M | 0.4% | +28,790+47.5% | Added | – |
| GOOGAlphabet Inc. | Stock | 35,326 | $4.98M | 0.4% | +35,326 | New | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 17,917 | $4.97M | 0.4% | +4,112+29.8% | Added | – |
| METAMeta Platforms, Inc. | Stock | 13,991 | $4.95M | 0.4% | +13,991 | New | History |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 79,601 | $4.93M | 0.4% | +73,993+1,319.4% | Added | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 59,158 | $4.85M | 0.4% | +12,608+27.1% | Added | – |
| CVXChevron Corp | Stock | 32,390 | $4.83M | 0.4% | +32,390 | New | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 102,260 | $4.77M | 0.4% | +80,049+360.4% | Added | – |
| WMTWalmart Inc. | Stock | 30,196 | $4.76M | 0.4% | −799−2.6% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 43,519 | $4.74M | 0.4% | −652−1.5% | Reduced | History |
| IDXXIDEXX Laboratories Inc | COM | 8,478 | $4.71M | 0.4% | +20.0% | Added | History |
| AVGOBroadcom Inc. | Stock | 3,963 | $4.42M | 0.3% | +1,041+35.6% | Added | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 59,711 | $4.39M | 0.3% | +59,711 | New | – |
| MFICMidCap Financial Investment Corp | COM NEW | 318,790 | $4.36M | 0.3% | −75,961−19.2% | Reduced | History |
| PHMPultegroup Inc | COM | 40,735 | $4.20M | 0.3% | +8,184+25.1% | Added | History |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 311,051 | $4.14M | 0.3% | +69,451+28.7% | Added | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 160,075 | $4.03M | 0.3% | +130,703+445.0% | Added | – |
| TYGTortoise Energy Infrastructure Corp | COM | 138,763 | $3.99M | 0.3% | −13,308−8.8% | Reduced | History |
| MQYBlackRock Muniyield Quality Fund, Inc. | COM | 326,300 | $3.98M | 0.3% | 00.0% | Unchanged | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 54,799 | $3.86M | 0.3% | +31,491+135.1% | Added | – |
| JNJJohnson & Johnson | Stock | 23,978 | $3.76M | 0.3% | +620+2.7% | Added | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 24,822 | $3.71M | 0.3% | +19,550+370.8% | Added | – |
| PGProcter & Gamble Co | Stock | 25,139 | $3.68M | 0.3% | +330+1.3% | Added | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 332,835 | $3.66M | 0.3% | −79,258−19.2% | Reduced | History |
| BCSFBain Capital Specialty Finance, Inc. | COM STK | 240,009 | $3.62M | 0.3% | −35,568−12.9% | Reduced | History |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 661,671 | $3.49M | 0.3% | +5,525+0.8% | Added | History |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 116,691 | $3.48M | 0.3% | +63,385+118.9% | Added | – |
| GLDMWorld Gold Trust | SPDR GLD MINIS | 84,873 | $3.47M | 0.3% | +23,453+38.2% | Added | History |
| AVKAdvent Convertible & Income Fund | COM | 303,880 | $3.46M | 0.3% | +10,277+3.5% | Added | History |
| Innovator ETFs Trust45782C516 | EMRGNG MKT JAN | 120,209 | $3.45M | 0.3% | +120,209 | New | – |
| Zacks Trust98888G105 | EARNGS CONSTANT | 130,058 | $3.40M | 0.3% | +130,058 | New | – |
| KOCoca Cola Co | Stock | 56,582 | $3.33M | 0.3% | +56,582 | New | History |
| COSTCostco Wholesale Corp | Stock | 5,033 | $3.32M | 0.3% | +113+2.3% | Added | History |
| LLYEli Lilly & Co | Stock | 5,445 | $3.17M | 0.2% | +704+14.8% | Added | History |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 73,591 | $3.10M | 0.2% | +73,591 | New | – |
| EIMEaton Vance Municipal Bond Fund | COM | 306,000 | $3.10M | 0.2% | −13,000−4.1% | Reduced | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 47,274 | $3.08M | 0.2% | +32,630+222.8% | Added | – |
| iShares Tr464287291 | GLOBAL TECH ETF | 44,868 | $3.06M | 0.2% | +286+0.6% | Added | – |
| iShares Tips Bond ETF464287176 | ETF | 28,296 | $3.04M | 0.2% | +16,832+146.8% | Added | – |
| iShares Tr46434V613 | CORE UNIVRSL USD | 62,803 | $2.89M | 0.2% | −52−0.1% | Reduced | – |
| iShares Tr464287333 | GLOBAL FINLS ETF | 36,007 | $2.83M | 0.2% | +1,067+3.1% | Added | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 36,397 | $2.82M | 0.2% | +29,100+398.8% | Added | – |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 130,402 | $2.77M | 0.2% | +777+0.6% | Added | History |
| BABoeing Co | Stock | 10,632 | $2.76M | 0.2% | +10,632 | New | History |
| iShares MSCI Eafe ETF464287465 | ETF | 36,573 | $2.76M | 0.2% | +31,666+645.3% | Added | – |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 64,653 | $2.74M | 0.2% | +54,705+549.9% | Added | – |
| QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 116,840 | $2.70M | 0.2% | −995−0.8% | Reduced | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 53,442 | $2.70M | 0.2% | +37,443+234.0% | Added | – |
| RITMRithm Capital Corp. | REIT | 252,995 | $2.70M | 0.2% | −73,464−22.5% | Reduced | History |
Sold out since Q3 2023 (38)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| GEGeneral Electric Co | COM | 8,649 | $956.2K | 0.2% | History |
| KMFKayne Anderson NextGen Energy & Infrastructure, Inc. | COM | 126,643 | $901.7K | 0.2% | History |
| HOGHarley-Davidson, Inc. | COM | 23,102 | $763.8K | 0.1% | History |
| DHIHorton D R Inc | COM | 6,945 | $746.4K | 0.1% | History |
| DKSDick's Sporting Goods, Inc. | Stock | 6,720 | $729.7K | 0.1% | History |
| Fidelity MSCI Energy Index ETF316092402 | ETF | 24,692 | $615.1K | 0.1% | – |
| GPKGraphic Packaging Holding Co | COM | 27,475 | $612.2K | 0.1% | History |
| Global X FDS37950E291 | GLOBX SUPDV US | 31,948 | $517.4K | 0.1% | – |
| PXDPioneer Natural Resources Co | COM | 2,233 | $512.5K | 0.1% | History |
| iShares Tr464287374 | NORTH AMERN NAT | 12,052 | $501.3K | 0.1% | – |
| LPXLouisiana-Pacific Corp | COM | 8,539 | $472.0K | 0.1% | History |
| TDWTidewater Inc | COM | 5,500 | $390.9K | 0.1% | History |
| LYTSLsi Industries Inc | COM | 22,927 | $364.1K | 0.1% | History |
| MEDMedifast Inc | COM | 4,665 | $349.2K | 0.1% | History |
| ACADAcadia Pharmaceuticals Inc | COM | 16,600 | $345.9K | 0.1% | History |
| DLTRDollar Tree, Inc. | COM | 2,877 | $306.3K | 0.1% | History |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 3,429 | $267.7K | <0.1% | – |
| EXASExact Sciences Corp | COM | 3,872 | $264.1K | <0.1% | History |
| MTNVail Resorts Inc | COM | 1,165 | $258.5K | <0.1% | History |
| ODCOil-Dri Corp of America | COM | 4,026 | $248.6K | <0.1% | History |
| LSCCLattice Semiconductor Corp | COM | 2,674 | $229.8K | <0.1% | History |
| SHLSShoals Technologies Group, Inc. | CL A | 12,264 | $223.8K | <0.1% | History |
| PKSTPeakstone Realty Trust | Common Stock | 12,860 | $214.0K | <0.1% | History |
| JOBYJoby Aviation, Inc. | COMMON STOCK | 24,397 | $157.4K | <0.1% | History |
| AALAmerican Airlines Group Inc. | Stock | 10,820 | $138.6K | <0.1% | History |
| CLSKCleanspark, Inc. | COM NEW | 31,375 | $119.5K | <0.1% | History |
| VODVodafone Group Public Ltd Co | ADR | 11,122 | $105.4K | <0.1% | History |
| Global X FDS37954Y285 | TELMDC&DIG ETF | 11,050 | $101.4K | <0.1% | – |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 12,834 | $98.1K | <0.1% | History |
| Listed FD Tr53656F417 | ROUNDHILL BALL | 10,000 | $94.8K | <0.1% | – |
| Simplify Exchange Traded Fun82889N780 | TAIL RISK STRAT | 10,000 | $53.0K | <0.1% | – |
| TELFYTelefonica S A | SPONSORED ADR | 12,540 | $51.0K | <0.1% | History |
| AQBAquabounty Technologies Inc | COM NEW | 154,175 | $36.8K | <0.1% | History |
| BKKTBakkt, Inc. | COM CL A | 17,000 | $19.9K | <0.1% | History |
| FBIOFortress Biotech, Inc. | COM | 52,547 | $15.3K | <0.1% | History |
| NVTAInvitae Corp | COM | 21,194 | $12.8K | <0.1% | History |
| CFORCapForce Inc. | COM | 15,000 | $6.01K | <0.1% | History |
| GYREGyre Therapeutics, Inc. | COM NEW | 10,845 | $5.23K | <0.1% | History |