Capital Advisors, Ltd. LLC
- SEC CIK
- 0001597878
- Latest filing
- Jul 16, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 8, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 979
- +473 vs. Q3 2021
- Portfolio value
- $619.7M
- +$59.5M (+10.6%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 115,758 | $55.0M | 8.9% | +105+0.1% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 149,024 | $45.5M | 7.3% | −372−0.2% | Reduced | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 159,930 | $27.5M | 4.4% | +357+0.2% | Added | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 291,362 | $23.6M | 3.8% | −13,450−4.4% | Reduced | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 165,182 | $21.3M | 3.4% | +2,423+1.5% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 124,224 | $20.9M | 3.4% | +1,228+1.0% | Added | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 235,228 | $20.1M | 3.2% | −521−0.2% | Reduced | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 75,871 | $18.3M | 3.0% | +7,554+11.1% | Added | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 236,522 | $16.2M | 2.6% | −6,620−2.7% | Reduced | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 127,787 | $14.1M | 2.3% | +1,518+1.2% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 89,917 | $13.1M | 2.1% | +6,527+7.8% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 77,042 | $12.5M | 2.0% | +3,108+4.2% | Added | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 142,446 | $11.9M | 1.9% | +826+0.6% | Added | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 80,445 | $11.2M | 1.8% | −10.0% | Reduced | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 196,311 | $10.9M | 1.8% | +9,262+5.0% | Added | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 105,312 | $10.0M | 1.6% | +550+0.5% | Added | – |
| Listed FD Tr53656F789 | ROUNDHILL SPORTS | 392,000 | $9.73M | 1.6% | +392,000 | New | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 29,748 | $9.55M | 1.5% | +94+0.3% | Added | – |
| VanEck Digital Native Economy ETF92189F882 | ETF | 211,900 | $9.42M | 1.5% | +211,900 | New | – |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 80,969 | $8.46M | 1.4% | +30.0% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 21,164 | $8.42M | 1.4% | +299+1.4% | Added | – |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 31,752 | $7.02M | 1.1% | 00.0% | Unchanged | – |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 130,268 | $6.55M | 1.1% | +20,120+18.3% | Added | – |
| AAPLApple Inc. | Stock | 34,107 | $6.06M | 1.0% | +3,120+10.1% | Added | History |
| iShares S&P 100 ETF464287101 | ETF | 24,818 | $5.44M | 0.9% | +126+0.5% | Added | – |
| MSFTMicrosoft Corp | Stock | 14,968 | $5.03M | 0.8% | +2,075+16.1% | Added | History |
| Vanguard Whitehall FDS921946810 | INTL DVD ETF | 54,381 | $4.64M | 0.7% | +3,038+5.9% | Added | – |
| ProShares Tr74347B680 | S&P MDCP 400 DIV | 61,321 | $4.52M | 0.7% | +970+1.6% | Added | – |
| Vanguard Real Estate ETF922908553 | ETF | 37,621 | $4.36M | 0.7% | −669−1.7% | Reduced | – |
| iShares Tr464287572 | GLOBAL 100 ETF | 55,741 | $4.35M | 0.7% | −140−0.3% | Reduced | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 41,554 | $4.22M | 0.7% | +4,304+11.6% | Added | – |
| iShares Tr464287150 | CORE S&P TTL STK | 38,591 | $4.13M | 0.7% | +6,969+22.0% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 51,911 | $4.08M | 0.7% | +1,257+2.5% | Added | – |
| Invesco Exchange Traded FD T46137V563 | HIG YLD EQ DIV | 193,494 | $4.08M | 0.7% | 00.0% | Unchanged | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 68,375 | $3.79M | 0.6% | +4,417+6.9% | Added | – |
| John Hancock Exchange Traded47804J206 | MULTIFACTOR MI | 65,527 | $3.64M | 0.6% | +1,280+2.0% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 31,803 | $3.63M | 0.6% | −599−1.8% | Reduced | – |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 46,321 | $3.56M | 0.6% | −8,472−15.5% | Reduced | – |
| iShares Core High Dividend ETF46429B663 | ETF | 34,358 | $3.47M | 0.6% | +616+1.8% | Added | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 31,983 | $3.38M | 0.5% | +2,389+8.1% | Added | – |
| iShares Tr464287192 | US TRSPRTION | 10,873 | $3.01M | 0.5% | +211+2.0% | Added | – |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 11,775 | $3.00M | 0.5% | 00.0% | Unchanged | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 73,058 | $2.85M | 0.5% | +1,414+2.0% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 19,218 | $2.83M | 0.5% | 00.0% | Unchanged | – |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 75,950 | $2.68M | 0.4% | +809+1.1% | Added | – |
| SWKStanley Black & Decker, Inc. | COM | 13,474 | $2.54M | 0.4% | 00.0% | Unchanged | History |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 50,790 | $2.40M | 0.4% | −2,249−4.2% | Reduced | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 24,826 | $2.25M | 0.4% | +2,117+9.3% | Added | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 28,937 | $2.16M | 0.3% | +3,465+13.6% | Added | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 5,719 | $2.08M | 0.3% | 00.0% | Unchanged | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 32,911 | $2.02M | 0.3% | −1,139−3.3% | Reduced | – |
| iShares Tr464288760 | US AER DEF ETF | 19,483 | $2.00M | 0.3% | −448−2.2% | Reduced | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 9,684 | $1.98M | 0.3% | +10.0% | Added | – |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 37,477 | $1.94M | 0.3% | +915+2.5% | Added | – |
| ProShares Tr74347B607 | INVT INT RT HG | 25,358 | $1.89M | 0.3% | +770+3.1% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 11,880 | $1.88M | 0.3% | +1,113+10.3% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 16,264 | $1.86M | 0.3% | +174+1.1% | Added | – |
| Invesco Exch Traded FD Tr II46138E420 | RUSEL 1000 EQL | 39,203 | $1.86M | 0.3% | −622−1.6% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 6,477 | $1.83M | 0.3% | +292+4.7% | Added | – |
| Vanguard Energy ETF92204A306 | ETF | 23,425 | $1.82M | 0.3% | −311−1.3% | Reduced | – |
| Schwab International Equity ETF808524805 | ETF | 43,479 | $1.69M | 0.3% | −1,425−3.2% | Reduced | – |
| iShares Tr464288372 | GLB INFRASTR ETF | 33,193 | $1.58M | 0.3% | +80.0% | Added | – |
| NOCNorthrop Grumman Corp | Stock | 3,923 | $1.52M | 0.2% | +10.0% | Added | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 30,469 | $1.51M | 0.2% | 00.0% | Unchanged | – |
| iShares Tr464287119 | MORNINGSTAR GRWT | 20,605 | $1.48M | 0.2% | 00.0% | Unchanged | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 20,036 | $1.43M | 0.2% | +563+2.9% | Added | – |
| Vanguard Wellington FD921935706 | US QUALITY | 10,770 | $1.36M | 0.2% | +4,404+69.2% | Added | – |
| AMZNAmazon Com Inc | Stock | 404 | $1.35M | 0.2% | +75+22.8% | Added | History |
| WisdomTree Tr97717W505 | US MIDCAP DIVID | 28,263 | $1.25M | 0.2% | −276−1.0% | Reduced | – |
| U.S. Global Jets ETF26922A842 | ETF | 56,035 | $1.18M | 0.2% | −268−0.5% | Reduced | – |
| iShares Select Dividend ETF464287168 | ETF | 9,232 | $1.13M | 0.2% | +582+6.7% | Added | – |
| WisdomTree Tr97717X594 | ITL HDG QTLY DIV | 24,444 | $1.12M | 0.2% | 00.0% | Unchanged | – |
| PIMCO ETF Tr72201R718 | ENHNCD LW DUR AC | 11,081 | $1.11M | 0.2% | +1,935+21.2% | Added | – |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 7,356 | $1.11M | 0.2% | 00.0% | Unchanged | – |
| iShares Core S&P 500 ETF464287200 | ETF | 2,249 | $1.07M | 0.2% | 00.0% | Unchanged | – |
| Osi ETF Tr67110P407 | OSHARES US QUALT | 23,013 | $1.07M | 0.2% | −124−0.5% | Reduced | – |
| iShares Tr464288687 | PFD AND INCM SEC | 26,974 | $1.06M | 0.2% | −1,085−3.9% | Reduced | – |
| Siren ETF Tr829658301 | DIVCN LDRS ETF | 17,634 | $1.06M | 0.2% | +34+0.2% | Added | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 9,337 | $1.06M | 0.2% | 00.0% | Unchanged | – |
| SPDR Index Shs FDS78463X434 | ST STR MSCI EAFE | 12,831 | $985.0K | 0.2% | 00.0% | Unchanged | – |
| iShares Tr464287291 | GLOBAL TECH ETF | 14,988 | $965.0K | 0.2% | 00.0% | Unchanged | – |
| iShares S&P 500 Value ETF464287408 | ETF | 6,075 | $952.0K | 0.2% | +1,218+25.1% | Added | – |
| METAMeta Platforms, Inc. | Stock | 2,822 | $949.0K | 0.2% | +722+34.4% | Added | History |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 18,767 | $937.0K | 0.2% | +14,620+352.5% | Added | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 7,639 | $888.0K | 0.1% | +2,854+59.6% | Added | – |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 16,593 | $883.0K | 0.1% | −132−0.8% | Reduced | – |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 12,139 | $877.0K | 0.1% | −379−3.0% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 10,824 | $855.0K | 0.1% | 00.0% | Unchanged | – |
| iShares Tr46435G524 | INTL DIV GRWTH | 12,537 | $850.0K | 0.1% | +50.0% | Added | – |
| HDHome Depot, Inc. | Stock | 2,018 | $837.0K | 0.1% | +805+66.4% | Added | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 15,412 | $833.0K | 0.1% | −43−0.3% | Reduced | – |
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 13,082 | $822.0K | 0.1% | +722+5.8% | Added | – |
| iShares Select U.S. REIT ETF464287564 | ETF | 10,543 | $802.0K | 0.1% | 00.0% | Unchanged | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 12,939 | $787.0K | 0.1% | −821−6.0% | Reduced | – |
| iShares Tr464287739 | U.S. REAL ES ETF | 6,586 | $765.0K | 0.1% | 00.0% | Unchanged | – |
| Invesco Exchange Traded FD T46137V308 | BUYBACK ACHIEV | 7,657 | $739.0K | 0.1% | 00.0% | Unchanged | – |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 14,375 | $726.0K | 0.1% | +8,500+144.7% | Added | – |
| ORCLOracle Corp | Stock | 7,921 | $691.0K | 0.1% | +336+4.4% | Added | History |
| PFEPfizer Inc | Stock | 11,608 | $685.0K | 0.1% | +796+7.4% | Added | History |
| iShares Tr464287622 | RUS 1000 ETF | 2,557 | $676.0K | 0.1% | +10.0% | Added | – |
Sold out since Q3 2021 (9)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| BALYBally's Corp | COM | 509,776 | $25.6M | 4.6% | History |
| CoreSite Realty Corp21870Q105 | COM | 915 | $127.0K | <0.1% | – |
| RGAReinsurance Group of America Inc | COM NEW | 705 | $78.0K | <0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 920 | $23.0K | <0.1% | – |
| Innovator ETFs Tr II45783G102 | LADRD FD S&P 500 | 285 | $10.0K | <0.1% | – |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 98 | $5.00K | <0.1% | – |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 220 | $5.00K | <0.1% | History |
| SCYXScynexis Inc | COM NEW | 900 | $5.00K | <0.1% | History |
| Canntrust Hldgs Inc Com137800207 | Stock | 350 | $0 | 0.0% | – |