Capital Advisors, Ltd. LLC
- SEC CIK
- 0001597878
- Latest filing
- Jul 16, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 506
- +22 vs. Q2 2021
- Portfolio value
- $560.3M
- +$2.98M (+0.5%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 115,653 | $49.6M | 8.9% | +1,608+1.4% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 149,396 | $40.9M | 7.3% | −171−0.1% | Reduced | – |
| BALYBally's Corp | COM | 509,776 | $25.6M | 4.6% | 00.0% | Unchanged | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 159,573 | $24.5M | 4.4% | +913+0.6% | Added | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 304,812 | $22.4M | 4.0% | −10,765−3.4% | Reduced | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 122,996 | $19.3M | 3.4% | +2,119+1.8% | Added | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 162,759 | $19.1M | 3.4% | +3,980+2.5% | Added | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 235,749 | $18.7M | 3.3% | +738+0.3% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 68,317 | $15.2M | 2.7% | +3,615+5.6% | Added | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 243,142 | $14.8M | 2.6% | −3,488−1.4% | Reduced | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 126,269 | $13.0M | 2.3% | +1,660+1.3% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 73,934 | $11.1M | 2.0% | +927+1.3% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 83,390 | $11.0M | 2.0% | +1,059+1.3% | Added | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 141,620 | $10.5M | 1.9% | +988+0.7% | Added | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 80,446 | $10.5M | 1.9% | +213+0.3% | Added | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 187,049 | $9.40M | 1.7% | +6,955+3.9% | Added | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 104,762 | $9.01M | 1.6% | +2,943+2.9% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 29,654 | $8.61M | 1.5% | −655−2.2% | Reduced | – |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 80,966 | $8.15M | 1.5% | +467+0.6% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 20,865 | $7.47M | 1.3% | +349+1.7% | Added | – |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 31,752 | $6.38M | 1.1% | 00.0% | Unchanged | – |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 110,148 | $5.56M | 1.0% | +11,069+11.2% | Added | – |
| iShares S&P 100 ETF464287101 | ETF | 24,692 | $4.88M | 0.9% | +171+0.7% | Added | – |
| Vanguard Whitehall FDS921946810 | INTL DVD ETF | 51,343 | $4.48M | 0.8% | +960+1.9% | Added | – |
| AAPLApple Inc. | Stock | 30,987 | $4.38M | 0.8% | +1,271+4.3% | Added | History |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 54,793 | $4.13M | 0.7% | −7,054−11.4% | Reduced | – |
| ProShares Tr74347B680 | S&P MDCP 400 DIV | 60,351 | $4.09M | 0.7% | +2,340+4.0% | Added | – |
| iShares Tr464287572 | GLOBAL 100 ETF | 55,881 | $3.98M | 0.7% | +659+1.2% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 50,654 | $3.95M | 0.7% | −286−0.6% | Reduced | – |
| Vanguard Real Estate ETF922908553 | ETF | 38,290 | $3.90M | 0.7% | −690−1.8% | Reduced | – |
| Invesco Exchange Traded FD T46137V563 | HIG YLD EQ DIV | 193,494 | $3.83M | 0.7% | −260−0.1% | Reduced | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 37,250 | $3.80M | 0.7% | +2,582+7.4% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 32,402 | $3.72M | 0.7% | −434−1.3% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 12,893 | $3.63M | 0.6% | +380+3.0% | Added | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 63,958 | $3.33M | 0.6% | +1,312+2.1% | Added | – |
| John Hancock Exchange Traded47804J206 | MULTIFACTOR MI | 64,247 | $3.32M | 0.6% | +280+0.4% | Added | – |
| iShares Core High Dividend ETF46429B663 | ETF | 33,742 | $3.18M | 0.6% | −961−2.8% | Reduced | – |
| iShares Tr464287150 | CORE S&P TTL STK | 31,622 | $3.11M | 0.6% | +101+0.3% | Added | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 29,594 | $2.90M | 0.5% | +1,474+5.2% | Added | – |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 11,775 | $2.78M | 0.5% | +100+0.9% | Added | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 71,644 | $2.69M | 0.5% | +1,345+1.9% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 19,218 | $2.60M | 0.5% | −140−0.7% | Reduced | – |
| iShares Tr464287192 | US TRSPRTION | 10,662 | $2.59M | 0.5% | +123+1.2% | Added | – |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 75,141 | $2.57M | 0.5% | +1,276+1.7% | Added | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 53,039 | $2.56M | 0.5% | −6,761−11.3% | Reduced | – |
| SWKStanley Black & Decker, Inc. | COM | 13,474 | $2.36M | 0.4% | 00.0% | Unchanged | History |
| iShares Tr464288760 | US AER DEF ETF | 19,931 | $2.08M | 0.4% | +62+0.3% | Added | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 34,050 | $2.08M | 0.4% | +1,358+4.2% | Added | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 5,719 | $1.94M | 0.3% | 00.0% | Unchanged | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 25,472 | $1.89M | 0.3% | +328+1.3% | Added | – |
| ProShares Tr74347B607 | INVT INT RT HG | 24,588 | $1.86M | 0.3% | +345+1.4% | Added | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 22,709 | $1.80M | 0.3% | +520+2.3% | Added | – |
| Invesco Exch Traded FD Tr II46138E420 | RUSEL 1000 EQL | 39,825 | $1.78M | 0.3% | +70.0% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 10,767 | $1.76M | 0.3% | +1,154+12.0% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 16,090 | $1.76M | 0.3% | +231+1.5% | Added | – |
| Vanguard Energy ETF92204A306 | ETF | 23,736 | $1.75M | 0.3% | 00.0% | Unchanged | – |
| Schwab International Equity ETF808524805 | ETF | 44,904 | $1.74M | 0.3% | +500+1.1% | Added | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 9,683 | $1.74M | 0.3% | +101+1.1% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 6,185 | $1.63M | 0.3% | +159+2.6% | Added | – |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 36,562 | $1.63M | 0.3% | +875+2.5% | Added | – |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 30,469 | $1.53M | 0.3% | +2,203+7.8% | Added | – |
| iShares Tr464288372 | GLB INFRASTR ETF | 33,185 | $1.52M | 0.3% | +471+1.4% | Added | – |
| NOCNorthrop Grumman Corp | Stock | 3,922 | $1.41M | 0.3% | 00.0% | Unchanged | History |
| iShares Tr464287119 | MORNINGSTAR GRWT | 20,605 | $1.35M | 0.2% | 00.0% | Unchanged | – |
| U.S. Global Jets ETF26922A842 | ETF | 56,303 | $1.33M | 0.2% | 00.0% | Unchanged | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 19,473 | $1.24M | 0.2% | 00.0% | Unchanged | – |
| WisdomTree Tr97717W505 | US MIDCAP DIVID | 28,539 | $1.18M | 0.2% | +70.0% | Added | – |
| iShares Tr464288687 | PFD AND INCM SEC | 28,059 | $1.09M | 0.2% | +1,084+4.0% | Added | – |
| AMZNAmazon Com Inc | Stock | 329 | $1.08M | 0.2% | +2+0.6% | Added | History |
| WisdomTree Tr97717X594 | ITL HDG QTLY DIV | 24,444 | $1.05M | 0.2% | 00.0% | Unchanged | – |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 7,356 | $1.03M | 0.2% | −196−2.6% | Reduced | – |
| iShares Select Dividend ETF464287168 | ETF | 8,650 | $992.0K | 0.2% | +505+6.2% | Added | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 9,337 | $971.0K | 0.2% | 00.0% | Unchanged | – |
| iShares Core S&P 500 ETF464287200 | ETF | 2,249 | $969.0K | 0.2% | 00.0% | Unchanged | – |
| SPDR Index Shs FDS78463X434 | ST STR MSCI EAFE | 12,831 | $964.0K | 0.2% | +79+0.6% | Added | – |
| Osi ETF Tr67110P407 | OSHARES US QUALT | 23,137 | $963.0K | 0.2% | +25+0.1% | Added | – |
| Siren ETF Tr829658301 | DIVCN LDRS ETF | 17,600 | $946.0K | 0.2% | +188+1.1% | Added | – |
| PIMCO ETF Tr72201R718 | ENHNCD LW DUR AC | 9,146 | $931.0K | 0.2% | +200+2.2% | Added | – |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 12,518 | $900.0K | 0.2% | +350+2.9% | Added | – |
| iShares Tr464287291 | GLOBAL TECH ETF | 14,988 | $849.0K | 0.2% | 00.0% | UnchangedConverted for a 6-for-1 split | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 13,760 | $845.0K | 0.2% | −161−1.2% | Reduced | – |
| iShares Tr46435G524 | INTL DIV GRWTH | 12,532 | $818.0K | 0.1% | +588+4.9% | Added | – |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 16,725 | $812.0K | 0.1% | +415+2.5% | Added | – |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 10,824 | $791.0K | 0.1% | 00.0% | Unchanged | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 15,455 | $780.0K | 0.1% | 00.0% | Unchanged | – |
| Vanguard Wellington FD921935706 | US QUALITY | 6,366 | $744.0K | 0.1% | +1,249+24.4% | Added | – |
| METAMeta Platforms, Inc. | Stock | 2,100 | $713.0K | 0.1% | +189+9.9% | Added | History |
| iShares S&P 500 Value ETF464287408 | ETF | 4,857 | $706.0K | 0.1% | +170+3.6% | Added | – |
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 12,360 | $698.0K | 0.1% | +4,578+58.8% | Added | – |
| iShares Select U.S. REIT ETF464287564 | ETF | 10,543 | $690.0K | 0.1% | 00.0% | Unchanged | – |
| Invesco Exchange Traded FD T46137V308 | BUYBACK ACHIEV | 7,657 | $690.0K | 0.1% | 00.0% | Unchanged | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 11,162 | $689.0K | 0.1% | −2,900−20.6% | Reduced | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 3,117 | $682.0K | 0.1% | 00.0% | Unchanged | – |
| iShares Tr464287739 | U.S. REAL ES ETF | 6,586 | $674.0K | 0.1% | 00.0% | Unchanged | – |
| ORCLOracle Corp | Stock | 7,585 | $661.0K | 0.1% | +420+5.9% | Added | History |
| Managed Portfolio Series56167N720 | TORTOISE NRAM PI | 29,355 | $640.0K | 0.1% | +12,811+77.4% | Added | – |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 20,728 | $632.0K | 0.1% | −4,504−17.9% | Reduced | – |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 8,180 | $630.0K | 0.1% | −86−1.0% | Reduced | – |
| iShares Tr464287622 | RUS 1000 ETF | 2,556 | $618.0K | 0.1% | +42+1.7% | Added | – |
| iShares Tr464288448 | INTL SEL DIV ETF | 19,631 | $597.0K | 0.1% | −249−1.3% | Reduced | – |
Sold out since Q2 2021 (6)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| MXIMMaxim Integrated Products Inc | COM | 4,278 | $451.0K | 0.1% | History |
| CHKPCheck Point Software Technologies Ltd | ORD | 801 | $93.0K | <0.1% | History |
| CLXClorox Co | Stock | 453 | $81.0K | <0.1% | History |
| WisdomTree Tr97717X131 | INTL QULTY DIV | 926 | $37.0K | <0.1% | – |
| FNFFidelity National Financial, Inc. | COM SHS | 161 | $7.00K | <0.1% | History |
| ZNGAZynga Inc | CL A | 128 | $1.00K | <0.1% | History |