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Livermore
Livermore
ZHEN

Beta Wealth Group, Inc.

SEC CIK
0001594417
Latest filing
Jul 24, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
99
−1 vs. Q2 2023
Portfolio value
$169.2M
−$3.92M (−2.3%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Beta Wealth Group, Inc. in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Fidelity Merrimack STR Tr316188309TOTAL BD ETF300,294$13.1M7.7%+38,038+14.5%Added–
VanEck ETF Trust92189F700AGRIBUSINESS ETF139,584$11.0M6.5%+1,468+1.1%Added–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF158,431$7.96M4.7%−1,112−0.7%Reduced–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM135,845$7.28M4.3%+15,009+12.4%Added–
MSFTMicrosoft CorpStock20,660$6.52M3.9%−940−4.4%ReducedHistory
iShares Tr464288414NATIONAL MUN ETF63,501$6.51M3.8%−555−0.9%Reduced–
BXBlackstone Inc.COM58,546$6.27M3.7%−5,624−8.8%ReducedHistory
DBX ETF Tr233051630XTRACK MSCI EAFE258,675$5.84M3.5%+4,461+1.8%Added–
AAPLApple Inc.Stock28,429$4.87M2.9%−226−0.8%ReducedHistory
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF100,833$4.73M2.8%+39,198+63.6%Added–
DISWalt Disney CoStock58,335$4.73M2.8%+2,204+3.9%AddedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD93,767$4.51M2.7%−6,655−6.6%Reduced–
AMZNAmazon Com IncStock31,787$4.04M2.4%−5,361−14.4%ReducedHistory
MDLZMondelez International, Inc.Stock51,103$3.55M2.1%−279−0.5%ReducedHistory
Vanguard Whitehall FDS921946794INTL HIGH ETF55,262$3.42M2.0%−590−1.1%Reduced–
PEPPepsiCo IncStock20,088$3.40M2.0%+20,088NewHistory
HDHome Depot, Inc.Stock10,165$3.07M1.8%−672−6.2%ReducedHistory
PIMCO ETF Tr72201R866INTER MUN BD ACT59,035$2.96M1.7%+289+0.5%Added–
PMLPIMCO Municipal Income Fund IICOM366,376$2.82M1.7%+184,429+101.4%AddedHistory
BlackRock ETF Trust II092528108SHOR DURA HI ETF137,514$2.81M1.7%−2,346−1.7%Reduced–
VZVerizon Communications IncStock86,064$2.79M1.6%−20,613−19.3%ReducedHistory
iShares Flexible Income Active ETF092528603ETF53,208$2.68M1.6%+53,208New–
Ssga Active ETF Tr78467V608ST STR BL LN ETF63,784$2.67M1.6%−50,552−44.2%Reduced–
iShares MSCI Acwi Ex U.S. ETF464288240ETF54,471$2.56M1.5%+2,840+5.5%Added–
Vanguard Health Care ETF92204A504ETF10,314$2.42M1.4%−359−3.4%Reduced–
WMWaste Management IncStock15,368$2.34M1.4%+39+0.3%AddedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF178,723$1.96M1.2%+3,921+2.2%Added–
iShares Tr464288372GLB INFRASTR ETF42,808$1.85M1.1%−989−2.3%Reduced–
GOOGAlphabet Inc.Stock13,897$1.83M1.1%−2,329−14.4%ReducedHistory
PYPLPayPal Holdings, Inc.Stock30,365$1.78M1.0%+5,538+22.3%AddedHistory
ATVIActivision Blizzard, Inc.COM16,629$1.56M0.9%−1,395−7.7%ReducedHistory
PDIPIMCO Dynamic Income FundSHS78,798$1.36M0.8%+4,712+6.4%AddedHistory
Dimensional Emerging Core Equity Market ETF25434V302ETF58,751$1.33M0.8%+1,439+2.5%Added–
NOWServiceNow, Inc.Stock2,052$1.15M0.7%+29+1.4%AddedHistory
Vanguard Long-Term Treasury ETF92206C847ETF20,470$1.14M0.7%+2,273+12.5%Added–
iShares Tr464288448INTL SEL DIV ETF41,064$1.04M0.6%+4,622+12.7%Added–
SPDR Series Trust78464A284ST NUVE HIGH ETF41,088$978.7K0.6%−3,251−7.3%Reduced–
Ssga Active Tr78470P705ST STR NUVEE ETF37,478$974.6K0.6%+37,478New–
QCOMQualcomm IncStock8,540$948.4K0.6%+205+2.5%AddedHistory
iShares Tr464287713US TELECOM ETF42,041$895.5K0.5%+42,041New–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF19,257$843.3K0.5%+159+0.8%Added–
American Centy ETF Tr025072877US SML CP VALU10,174$793.1K0.5%−2,452−19.4%Reduced–
Dimensional U.S. Small Cap ETF25434V500ETF14,415$756.7K0.4%−70.0%Reduced–
AMATApplied Materials IncStock5,200$720.0K0.4%+100+2.0%AddedHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF33,883$711.2K0.4%−7,141−17.4%Reduced–
iShares Tr464288562RESIDENTIAL MULT10,079$664.7K0.4%+412+4.3%Added–
XOMExxonMobil Holdings CorpCOM5,400$634.9K0.4%+500+10.2%AddedHistory
EAElectronic Arts Inc.COM5,200$626.2K0.4%+100+2.0%AddedHistory
Listed FD Tr53656F631CHANGEBRIDGE SUS27,777$625.6K0.4%+488+1.8%Added–
WMTWalmart Inc.Stock3,901$623.9K0.4%+201+5.4%AddedHistory
J P Morgan Exchange Traded F46641Q126RLTY INCOME ETF15,704$611.7K0.4%+575+3.8%Added–
AMDAdvanced Micro Devices IncStock5,800$596.4K0.4%−400−6.5%ReducedHistory
Dimensional ETF Trust25434V872CORE FIXE IN ETF14,337$578.8K0.3%−1,472−9.3%Reduced–
MRKMerck & Co., Inc.Stock5,601$576.7K0.3%+201+3.7%AddedHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD6,309$569.7K0.3%+265+4.4%Added–
iShares Tr464288158SHRT NAT MUN ETF5,372$552.6K0.3%−12,024−69.1%Reduced–
ABTAbbott LaboratoriesStock5,600$542.4K0.3%+5,600NewHistory
TJXTJX Companies IncStock5,901$524.5K0.3%+401+7.3%AddedHistory
COSTCostco Wholesale CorpStock915$517.0K0.3%00.0%UnchangedHistory
MCHPMicrochip Technology IncStock6,603$515.4K0.3%+203+3.2%AddedHistory
CVSCVS Health CorpStock7,002$488.9K0.3%+202+3.0%AddedHistory
ORCLOracle CorpStock4,601$487.3K0.3%+401+9.5%AddedHistory
MSMorgan StanleyStock5,904$482.2K0.3%+104+1.8%AddedHistory
GILDGilead Sciences, Inc.Stock6,406$480.1K0.3%+105+1.7%AddedHistory
MUMicron Technology IncStock6,901$469.5K0.3%+201+3.0%AddedHistory
MDTMedtronic plcStock5,901$462.4K0.3%+301+5.4%AddedHistory
CSCOCisco Systems, Inc.Stock8,500$457.0K0.3%+2,900+51.8%AddedHistory
EMREmerson Electric CoStock4,702$454.1K0.3%−1,198−20.3%ReducedHistory
Dimensional ETF Trust25434V807INTERNATNAL VAL13,332$434.9K0.3%+11+0.1%Added–
DHIHorton D R IncCOM4,000$429.9K0.3%+200+5.3%AddedHistory
NKENIKE, Inc.Stock4,400$420.7K0.2%+500+12.8%AddedHistory
RTXRTX CorpStock5,703$410.4K0.2%+103+1.8%AddedHistory
MPCMarathon Petroleum CorpStock2,702$408.8K0.2%+102+3.9%AddedHistory
DDDuPont de Nemours, Inc.COM5,302$395.5K0.2%−598−10.1%ReducedHistory
KOCoca Cola CoStock7,002$392.0K0.2%+102+1.5%AddedHistory
WFCWells Fargo & CompanyStock9,205$376.1K0.2%+1,405+18.0%AddedHistory
SOSouthern CoStock5,805$375.7K0.2%+205+3.7%AddedHistory
Dimensional ETF Trust25434V849NATL MUN BD ETF7,783$361.7K0.2%−462−5.6%Reduced–
BMYBristol Myers Squibb CoStock6,202$360.0K0.2%+202+3.4%AddedHistory
SPYSPDR S&P 500 ETF TrustETF818$349.5K0.2%+2+0.2%AddedHistory
Vanguard Whitehall FDS921946810INTL DVD ETF4,817$343.6K0.2%00.0%Unchanged–
SNPSSynopsys IncCOM726$333.2K0.2%00.0%UnchangedHistory
WDCWestern Digital CorpCOM7,300$333.1K0.2%+200+2.8%AddedHistory
ONOn Semiconductor CorpStock3,490$324.4K0.2%00.0%UnchangedHistory
SPDR Index Shs FDS78463X772ST S&P INTL ETF9,057$298.0K0.2%+37+0.4%Added–
DALDelta Air Lines, Inc.COM NEW8,000$296.0K0.2%+1,100+15.9%AddedHistory
BACBank of America CorpStock10,508$287.7K0.2%+608+6.1%AddedHistory
CCitigroup IncStock6,805$279.9K0.2%+305+4.7%AddedHistory
KLACKLA CorpCOM NEW575$263.7K0.2%00.0%UnchangedHistory
Dimensional ETF Trust25434V401US EQUI MARK ETF5,563$259.0K0.2%−226−3.9%Reduced–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY9,737$257.2K0.2%−88−0.9%Reduced–
EXCExelon CorpStock6,505$245.8K0.1%+205+3.3%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF2,425$228.0K0.1%+378+18.5%Added–
AXNXAxonics, Inc.COM3,875$217.5K0.1%+3,875NewHistory
NVDANVIDIA CorpStock480$208.6K0.1%−28−5.5%ReducedHistory
Vanguard World FD921910733ESG US STK ETF2,712$204.0K0.1%+2,712New–
MISTMilestone Pharmaceuticals Inc.COM14,127$43.8K<0.1%00.0%UnchangedHistory
KULRKULR Technology Group, Inc.Common Stock51,644$18.5K<0.1%+5,000+10.7%AddedHistory
ONCTOncternal Therapeutics, Inc.COM32,000$9.60K<0.1%00.0%UnchangedHistory

Sold out since Q2 2023 (8)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Beta Wealth Group, Inc. sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF53,494$2.24M1.3%–
PMXPIMCO Municipal Income Fund IIICOM253,422$2.04M1.2%History
Invesco Actively Managed Exc46090A705S&P500 DOWNSID41,322$1.38M0.8%–
SCHWSchwab Charles CorpStock4,900$277.7K0.2%History
AVGOBroadcom Inc.Stock280$242.9K0.1%History
AAgilent Technologies, Inc.COM1,928$231.8K0.1%History
ProShares Tr74347B425SHORT S&P 500 NE11,000$152.7K0.1%–
TXTTextron IncCOM6,000$105.8K0.1%History