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Livermore
Livermore
ZHEN

Beta Wealth Group, Inc.

SEC CIK
0001594417
Latest filing
Jul 24, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
99
−1 vs. Q2 2023
Portfolio value
$169.2M
−$3.92M (−2.3%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Beta Wealth Group, Inc. in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ONCTOncternal Therapeutics, Inc.COM32,000$9.60K<0.1%00.0%UnchangedHistory
KULRKULR Technology Group, Inc.Common Stock51,644$18.5K<0.1%+5,000+10.7%AddedHistory
MISTMilestone Pharmaceuticals Inc.COM14,127$43.8K<0.1%00.0%UnchangedHistory
Vanguard World FD921910733ESG US STK ETF2,712$204.0K0.1%+2,712New–
NVDANVIDIA CorpStock480$208.6K0.1%−28−5.5%ReducedHistory
AXNXAxonics, Inc.COM3,875$217.5K0.1%+3,875NewHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF2,425$228.0K0.1%+378+18.5%Added–
EXCExelon CorpStock6,505$245.8K0.1%+205+3.3%AddedHistory
First Tr Exchange-Traded FD33738D101NO AMER ENERGY9,737$257.2K0.2%−88−0.9%Reduced–
Dimensional ETF Trust25434V401US EQUI MARK ETF5,563$259.0K0.2%−226−3.9%Reduced–
KLACKLA CorpCOM NEW575$263.7K0.2%00.0%UnchangedHistory
CCitigroup IncStock6,805$279.9K0.2%+305+4.7%AddedHistory
BACBank of America CorpStock10,508$287.7K0.2%+608+6.1%AddedHistory
DALDelta Air Lines, Inc.COM NEW8,000$296.0K0.2%+1,100+15.9%AddedHistory
SPDR Index Shs FDS78463X772ST S&P INTL ETF9,057$298.0K0.2%+37+0.4%Added–
ONOn Semiconductor CorpStock3,490$324.4K0.2%00.0%UnchangedHistory
WDCWestern Digital CorpCOM7,300$333.1K0.2%+200+2.8%AddedHistory
SNPSSynopsys IncCOM726$333.2K0.2%00.0%UnchangedHistory
Vanguard Whitehall FDS921946810INTL DVD ETF4,817$343.6K0.2%00.0%Unchanged–
SPYSPDR S&P 500 ETF TrustETF818$349.5K0.2%+2+0.2%AddedHistory
BMYBristol Myers Squibb CoStock6,202$360.0K0.2%+202+3.4%AddedHistory
Dimensional ETF Trust25434V849NATL MUN BD ETF7,783$361.7K0.2%−462−5.6%Reduced–
SOSouthern CoStock5,805$375.7K0.2%+205+3.7%AddedHistory
WFCWells Fargo & CompanyStock9,205$376.1K0.2%+1,405+18.0%AddedHistory
KOCoca Cola CoStock7,002$392.0K0.2%+102+1.5%AddedHistory
DDDuPont de Nemours, Inc.COM5,302$395.5K0.2%−598−10.1%ReducedHistory
MPCMarathon Petroleum CorpStock2,702$408.8K0.2%+102+3.9%AddedHistory
RTXRTX CorpStock5,703$410.4K0.2%+103+1.8%AddedHistory
NKENIKE, Inc.Stock4,400$420.7K0.2%+500+12.8%AddedHistory
DHIHorton D R IncCOM4,000$429.9K0.3%+200+5.3%AddedHistory
Dimensional ETF Trust25434V807INTERNATNAL VAL13,332$434.9K0.3%+11+0.1%Added–
EMREmerson Electric CoStock4,702$454.1K0.3%−1,198−20.3%ReducedHistory
CSCOCisco Systems, Inc.Stock8,500$457.0K0.3%+2,900+51.8%AddedHistory
MDTMedtronic plcStock5,901$462.4K0.3%+301+5.4%AddedHistory
MUMicron Technology IncStock6,901$469.5K0.3%+201+3.0%AddedHistory
GILDGilead Sciences, Inc.Stock6,406$480.1K0.3%+105+1.7%AddedHistory
MSMorgan StanleyStock5,904$482.2K0.3%+104+1.8%AddedHistory
ORCLOracle CorpStock4,601$487.3K0.3%+401+9.5%AddedHistory
CVSCVS Health CorpStock7,002$488.9K0.3%+202+3.0%AddedHistory
MCHPMicrochip Technology IncStock6,603$515.4K0.3%+203+3.2%AddedHistory
COSTCostco Wholesale CorpStock915$517.0K0.3%00.0%UnchangedHistory
TJXTJX Companies IncStock5,901$524.5K0.3%+401+7.3%AddedHistory
ABTAbbott LaboratoriesStock5,600$542.4K0.3%+5,600NewHistory
iShares Tr464288158SHRT NAT MUN ETF5,372$552.6K0.3%−12,024−69.1%Reduced–
PIMCO ETF Tr72201R7830-5 HIGH YIELD6,309$569.7K0.3%+265+4.4%Added–
MRKMerck & Co., Inc.Stock5,601$576.7K0.3%+201+3.7%AddedHistory
Dimensional ETF Trust25434V872CORE FIXE IN ETF14,337$578.8K0.3%−1,472−9.3%Reduced–
AMDAdvanced Micro Devices IncStock5,800$596.4K0.4%−400−6.5%ReducedHistory
J P Morgan Exchange Traded F46641Q126RLTY INCOME ETF15,704$611.7K0.4%+575+3.8%Added–
WMTWalmart Inc.Stock3,901$623.9K0.4%+201+5.4%AddedHistory
Listed FD Tr53656F631CHANGEBRIDGE SUS27,777$625.6K0.4%+488+1.8%Added–
EAElectronic Arts Inc.COM5,200$626.2K0.4%+100+2.0%AddedHistory
XOMExxonMobil Holdings CorpCOM5,400$634.9K0.4%+500+10.2%AddedHistory
iShares Tr464288562RESIDENTIAL MULT10,079$664.7K0.4%+412+4.3%Added–
Invesco Exch Traded FD Tr II46138G508SR LN ETF33,883$711.2K0.4%−7,141−17.4%Reduced–
AMATApplied Materials IncStock5,200$720.0K0.4%+100+2.0%AddedHistory
Dimensional U.S. Small Cap ETF25434V500ETF14,415$756.7K0.4%−70.0%Reduced–
American Centy ETF Tr025072877US SML CP VALU10,174$793.1K0.5%−2,452−19.4%Reduced–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF19,257$843.3K0.5%+159+0.8%Added–
iShares Tr464287713US TELECOM ETF42,041$895.5K0.5%+42,041New–
QCOMQualcomm IncStock8,540$948.4K0.6%+205+2.5%AddedHistory
Ssga Active Tr78470P705ST STR NUVEE ETF37,478$974.6K0.6%+37,478New–
SPDR Series Trust78464A284ST NUVE HIGH ETF41,088$978.7K0.6%−3,251−7.3%Reduced–
iShares Tr464288448INTL SEL DIV ETF41,064$1.04M0.6%+4,622+12.7%Added–
Vanguard Long-Term Treasury ETF92206C847ETF20,470$1.14M0.7%+2,273+12.5%Added–
NOWServiceNow, Inc.Stock2,052$1.15M0.7%+29+1.4%AddedHistory
Dimensional Emerging Core Equity Market ETF25434V302ETF58,751$1.33M0.8%+1,439+2.5%Added–
PDIPIMCO Dynamic Income FundSHS78,798$1.36M0.8%+4,712+6.4%AddedHistory
ATVIActivision Blizzard, Inc.COM16,629$1.56M0.9%−1,395−7.7%ReducedHistory
PYPLPayPal Holdings, Inc.Stock30,365$1.78M1.0%+5,538+22.3%AddedHistory
GOOGAlphabet Inc.Stock13,897$1.83M1.1%−2,329−14.4%ReducedHistory
iShares Tr464288372GLB INFRASTR ETF42,808$1.85M1.1%−989−2.3%Reduced–
Invesco Exch Traded FD Tr II46138E511PFD ETF178,723$1.96M1.2%+3,921+2.2%Added–
WMWaste Management IncStock15,368$2.34M1.4%+39+0.3%AddedHistory
Vanguard Health Care ETF92204A504ETF10,314$2.42M1.4%−359−3.4%Reduced–
iShares MSCI Acwi Ex U.S. ETF464288240ETF54,471$2.56M1.5%+2,840+5.5%Added–
Ssga Active ETF Tr78467V608ST STR BL LN ETF63,784$2.67M1.6%−50,552−44.2%Reduced–
iShares Flexible Income Active ETF092528603ETF53,208$2.68M1.6%+53,208New–
VZVerizon Communications IncStock86,064$2.79M1.6%−20,613−19.3%ReducedHistory
BlackRock ETF Trust II092528108SHOR DURA HI ETF137,514$2.81M1.7%−2,346−1.7%Reduced–
PMLPIMCO Municipal Income Fund IICOM366,376$2.82M1.7%+184,429+101.4%AddedHistory
PIMCO ETF Tr72201R866INTER MUN BD ACT59,035$2.96M1.7%+289+0.5%Added–
HDHome Depot, Inc.Stock10,165$3.07M1.8%−672−6.2%ReducedHistory
PEPPepsiCo IncStock20,088$3.40M2.0%+20,088NewHistory
Vanguard Whitehall FDS921946794INTL HIGH ETF55,262$3.42M2.0%−590−1.1%Reduced–
MDLZMondelez International, Inc.Stock51,103$3.55M2.1%−279−0.5%ReducedHistory
AMZNAmazon Com IncStock31,787$4.04M2.4%−5,361−14.4%ReducedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD93,767$4.51M2.7%−6,655−6.6%Reduced–
DISWalt Disney CoStock58,335$4.73M2.8%+2,204+3.9%AddedHistory
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF100,833$4.73M2.8%+39,198+63.6%Added–
AAPLApple Inc.Stock28,429$4.87M2.9%−226−0.8%ReducedHistory
DBX ETF Tr233051630XTRACK MSCI EAFE258,675$5.84M3.5%+4,461+1.8%Added–
BXBlackstone Inc.COM58,546$6.27M3.7%−5,624−8.8%ReducedHistory
iShares Tr464288414NATIONAL MUN ETF63,501$6.51M3.8%−555−0.9%Reduced–
MSFTMicrosoft CorpStock20,660$6.52M3.9%−940−4.4%ReducedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM135,845$7.28M4.3%+15,009+12.4%Added–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF158,431$7.96M4.7%−1,112−0.7%Reduced–
VanEck ETF Trust92189F700AGRIBUSINESS ETF139,584$11.0M6.5%+1,468+1.1%Added–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF300,294$13.1M7.7%+38,038+14.5%Added–

Sold out since Q2 2023 (8)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Beta Wealth Group, Inc. sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF53,494$2.24M1.3%–
PMXPIMCO Municipal Income Fund IIICOM253,422$2.04M1.2%History
Invesco Actively Managed Exc46090A705S&P500 DOWNSID41,322$1.38M0.8%–
SCHWSchwab Charles CorpStock4,900$277.7K0.2%History
AVGOBroadcom Inc.Stock280$242.9K0.1%History
AAgilent Technologies, Inc.COM1,928$231.8K0.1%History
ProShares Tr74347B425SHORT S&P 500 NE11,000$152.7K0.1%–
TXTTextron IncCOM6,000$105.8K0.1%History