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Livermore
Livermore
ZHEN

Focused Wealth Management, Inc

SEC CIK
0001586052
Latest filing
Aug 6, 2026

Holdings in Q2 2026

Holdings as of Jun 30, 2026, filed Aug 6, 2026. Long positions only; changes compare share counts with Q1 2026.

Institution overview
Positions
228
+28 vs. Q1 2026
Portfolio value
$1.13B
+$175.2M (+18.3%) vs. Q1 2026
Filed
Aug 6, 2026
SEC
Holdings of Focused Wealth Management, Inc in Q2 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF1,531,390$182.2M16.1%+28,949+1.9%Added–
Vanguard Morningstar Value ETF922908744ETF719,710$156.8M13.9%+22,919+3.3%Added–
Invesco QQQ Trust Series I46090E103ETF188,384$138.7M12.3%+2,229+1.2%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF649,173$53.7M4.7%+69,242+11.9%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF590,250$35.2M3.1%+17,112+3.0%Added–
Vanguard High Dividend Yield Index ETF921946406ETF216,445$34.2M3.0%+3,487+1.6%Added–
AAPLApple Inc.Stock114,902$33.2M2.9%+839+0.7%AddedHistory
Vanguard Whitehall FDS921946810INTL DVD ETF233,837$21.8M1.9%+1,337+0.6%Added–
GOOGLAlphabet Inc.Stock51,658$18.5M1.6%+3,121+6.4%AddedHistory
NVDANVIDIA CorpStock92,033$18.4M1.6%+5,199+6.0%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF59,868$18.1M1.6%+1,795+3.1%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF317,863$17.0M1.5%+12,049+3.9%Added–
Vanguard Total Bond Market ETF921937835ETF221,292$16.2M1.4%+22,952+11.6%Added–
Janus Detroit STR Tr47103U852HENDERSON MTG347,476$15.6M1.4%+38,391+12.4%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT72,073$15.3M1.4%+273+0.4%Added–
iShares Tr46436E7180-3 MTH TREASURY151,154$15.2M1.3%−35,378−19.0%Reduced–
Vanguard World FD921910816MEGA GRWTH IND170,372$15.0M1.3%00.0%UnchangedConverted for a 5-for-1 split–
BlackRock ETF Trust II092528843ISH HIG MUN ETF293,487$14.6M1.3%+293,487New–
Vanguard Information Technology ETF92204A702ETF118,825$14.2M1.3%−959−0.8%ReducedConverted for a 8-for-1 split–
iShares Inc46434G764MSCI EMRG CHN137,931$14.1M1.2%+2,664+2.0%Added–
iShares Tr464287515EXPANDED TECH154,098$14.0M1.2%+1,787+1.2%Added–
AMZNAmazon Com IncStock53,869$12.8M1.1%+798+1.5%AddedHistory
TSLATesla, Inc.Stock27,234$11.5M1.0%+706+2.7%AddedHistory
MSFTMicrosoft CorpStock22,779$8.50M0.8%+1,954+9.4%AddedHistory
METAMeta Platforms, Inc.Stock12,681$7.14M0.6%+160+1.3%AddedHistory
CCitigroup IncStock50,339$7.05M0.6%+451+0.9%AddedHistory
CATCaterpillar IncStock6,432$6.85M0.6%−1,086−14.4%ReducedHistory
BXBlackstone Inc.COM56,944$6.70M0.6%+1,144+2.1%AddedHistory
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL58,227$6.19M0.5%−382−0.7%Reduced–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM600,489$5.89M0.5%+1,955+0.3%AddedHistory
IBMInternational Business Machines CorpStock20,433$5.75M0.5%+5,491+36.7%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM98,934$5.59M0.5%+827+0.8%Added–
BRK.BBerkshire Hathaway IncStock11,102$5.56M0.5%+499+4.7%AddedHistory
BACBank of America CorpStock93,466$5.33M0.5%−1,028−1.1%ReducedHistory
JPMJPMorgan Chase & CoStock15,973$5.23M0.5%+488+3.2%AddedHistory
Goldman Sachs ETF Tr38149W622S&P 500 PREMIUM91,610$5.09M0.4%+337+0.4%Added–
GSGoldman Sachs Group IncStock4,669$4.72M0.4%−1,025−18.0%ReducedHistory
GOOGAlphabet Inc.Stock13,301$4.70M0.4%+2,452+22.6%AddedHistory
INTCIntel CorpStock30,878$4.31M0.4%−3,750−10.8%ReducedHistory
Fidelity Comwlth Tr315912808NASDAQ COMPSIT39,718$4.10M0.4%−850−2.1%Reduced–
iShares Tr4642874407-10 YR TRSY BD43,305$4.10M0.4%+2,606+6.4%Added–
GEGeneral Electric CoStock10,880$4.07M0.4%−229−2.1%ReducedHistory
Vanguard S&P 500 Growth ETF921932505ETF48,531$4.01M0.4%00.0%UnchangedConverted for a 6-for-1 split–
UNHUnitedHealth Group IncStock8,640$3.59M0.3%+466+5.7%AddedHistory
XOMExxonMobil Holdings CorpCOM25,606$3.50M0.3%+757+3.0%AddedHistory
WMTWalmart Inc.Stock29,114$3.30M0.3%+359+1.2%AddedHistory
GEVGE Vernova Inc.Stock2,701$3.17M0.3%+34+1.3%AddedHistory
CEGConstellation Energy CorpStock11,877$2.95M0.3%−381−3.1%ReducedHistory
PFEPfizer IncStock119,833$2.89M0.3%+4,575+4.0%AddedHistory
MOAltria Group, Inc.Stock37,381$2.69M0.2%+3,077+9.0%AddedHistory
LLYEli Lilly & CoStock2,178$2.61M0.2%+556+34.3%AddedHistory
STWDStarwood Property Trust, Inc.COM152,624$2.50M0.2%−4,507−2.9%ReducedHistory
AVGOBroadcom Inc.Stock6,523$2.46M0.2%+400+6.5%AddedHistory
ABBVAbbVie Inc.Stock9,724$2.45M0.2%+362+3.9%AddedHistory
AMATApplied Materials IncStock3,275$2.37M0.2%−163−4.7%ReducedHistory
KMIKinder Morgan, Inc.Stock73,426$2.35M0.2%+2,674+3.8%AddedHistory
JNJJohnson & JohnsonStock8,891$2.26M0.2%+1,427+19.1%AddedHistory
Vanguard S&P 500 ETF922908363ETF3,086$2.12M0.2%+56+1.8%Added–
PRTAProthena Corp Public Ltd CoSHS207,445$2.03M0.2%+420.0%AddedHistory
MYNBlackRock Muniyield New York Quality Fund, Inc.COM185,795$1.89M0.2%+691+0.4%AddedHistory
MRVLMarvell Technology, Inc.COM6,298$1.88M0.2%+155+2.5%AddedHistory
NUENucor CorpCOM8,413$1.87M0.2%−516−5.8%ReducedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF5,382$1.85M0.2%−13−0.2%Reduced–
GBDCGolub Capital BDC, Inc.COM125,391$1.62M0.1%−6,403−4.9%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF4,314$1.60M0.1%+3+0.1%Added–
iShares Core S&P 500 ETF464287200ETF2,010$1.51M0.1%+33+1.7%Added–
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF24,214$1.49M0.1%+1,299+5.7%Added–
iShares S&P 500 Growth ETF464287309ETF10,548$1.45M0.1%+212+2.1%Added–
MMM3M CoStock8,446$1.37M0.1%+85+1.0%AddedHistory
RVTRoyce Small-Cap Trust, Inc.COM73,461$1.36M0.1%+1,997+2.8%AddedHistory
VVisa Inc.Stock3,859$1.32M0.1%+321+9.1%AddedHistory
COSTCostco Wholesale CorpStock1,393$1.30M0.1%+131+10.4%AddedHistory
CSCOCisco Systems, Inc.Stock10,878$1.28M0.1%+356+3.4%AddedHistory
TAT&T Inc.Stock59,543$1.23M0.1%+4,081+7.4%AddedHistory
AHRAmerican Healthcare REIT, Inc.COM SHS23,489$1.22M0.1%+993+4.4%AddedHistory
PANWPalo Alto Networks IncStock3,563$1.22M0.1%+33+0.9%AddedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF13,136$1.20M0.1%−710−5.1%Reduced–
Vanguard Morningstar Growth ETF922908736ETF13,859$1.19M0.1%−133−1.0%ReducedConverted for a 6-for-1 split–
PLTRPalantir Technologies Inc.Stock10,170$1.19M0.1%−201−1.9%ReducedHistory
Vanguard Health Care ETF92204A504ETF3,865$1.16M0.1%−47−1.2%Reduced–
DISWalt Disney CoStock11,771$1.13M0.1%+224+1.9%AddedHistory
GLWCorning IncCOM4,335$1.11M0.1%+37+0.9%AddedHistory
PMPhilip Morris International Inc.Stock5,868$1.06M0.1%+2,188+59.5%AddedHistory
CRWVCoreWeave, Inc.Stock10,638$1.06M0.1%+461+4.5%AddedHistory
KOPNKopin CorpCOM229,065$1.03M0.1%+17,080+8.1%AddedHistory
Schwab US Dividend Equity ETF808524797ETF31,973$1.01M0.1%−16,121−33.5%Reduced–
MRKMerck & Co., Inc.Stock7,826$1.01M0.1%+626+8.7%AddedHistory
WFCWells Fargo & CompanyStock11,675$964.8K0.1%+2,050+21.3%AddedHistory
SPYSPDR S&P 500 ETF TrustETF1,246$930.1K0.1%−1−0.1%ReducedHistory
TERTeradyne, IncStock1,897$917.8K0.1%+166+9.6%AddedHistory
BABoeing CoStock4,202$909.6K0.1%+376+9.8%AddedHistory
AMDAdvanced Micro Devices IncStock1,546$898.1K0.1%+115+8.0%AddedHistory
PGProcter & Gamble CoStock5,623$824.6K0.1%+2,202+64.4%AddedHistory
SANBanco Santander, S.A.ADR58,986$814.0K0.1%00.0%UnchangedHistory
NEENextera Energy IncStock9,197$807.2K0.1%+565+6.5%AddedHistory
SHOPShopify Inc.Stock6,888$786.5K0.1%+1,650+31.5%AddedHistory
XPLSolitario Resources Corp.COM984,900$741.0K0.1%+222,000+29.1%AddedHistory
CRWDCrowdStrike Holdings, Inc.Stock962$734.1K0.1%−51−5.0%ReducedHistory
ETNEaton Corp plcStock1,710$728.7K0.1%−1,461−46.1%ReducedHistory
VZVerizon Communications IncStock16,516$699.3K0.1%+1,236+8.1%AddedHistory

Options (37)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Focused Wealth Management, Inc in Q2 2026
SecurityClassPutsCalls
AAPLApple Inc.Stock–$2.55M
MUMicron Technology IncStock–$1.73M
VVisa Inc.Stock–$1.37M
LLYEli Lilly & CoStock–$1.32M
CCitigroup IncStock–$1.09M
TSLATesla, Inc.Stock–$673.0K
INTCIntel CorpStock–$656.3K
SCHWSchwab Charles CorpStock–$646.0K
ALBAlbemarle CorpStock–$540.1K
AMZNAmazon Com IncStock–$524.3K
BRK.BBerkshire Hathaway IncStock–$500.4K
MRVLMarvell Technology, Inc.COM–$476.6K
GOOGAlphabet Inc.Stock–$424.0K
OCOwens CorningStock$413.3K–
PFEPfizer IncStock–$392.5K
KMBKimberly Clark CorpStock–$384.2K
HOODRobinhood Markets, Inc.Stock–$320.9K
PGProcter & Gamble CoStock–$293.3K
OXYOccidental Petroleum CorpStock–$291.4K
AAOIApplied Optoelectronics, Inc.COM–$281.5K
IBMInternational Business Machines CorpStock–$281.2K
MMM3M CoStock–$275.2K
FCXFreeport-McMoran IncStock–$251.6K
CCJCameco CorpStock$245.8K–
HONHoneywell International IncStock$223.9K–
ROKURoku, IncCOM CL A–$207.2K
WFCWells Fargo & CompanyStock–$198.3K
FANGDiamondback Energy, Inc.Stock–$175.8K
EMREmerson Electric CoStock$171.8K–
AVGOBroadcom Inc.Stock$151.1K–
SCCOSouthern Copper CorpStock–$122.0K
CRWVCoreWeave, Inc.Stock–$119.4K
SHOPShopify Inc.Stock–$114.2K
TERTeradyne, IncStock$48.4K$48.4K
KHCKraft Heinz CoStock–$94.5K
QCOMQualcomm IncStock$92.4K–
WRBYWarby Parker Inc.CL A COM–$45.5K

Sold out since Q1 2026 (20)

Positions held at the end of Q1 2026 that are gone from this filing.

Positions of Focused Wealth Management, Inc sold out since Q1 2026
SecurityClassShares in Q1 2026Value in Q1 2026% of portfolio in Q1 2026History
HONHoneywell International IncCOM8,676$1.96M0.2%History
Direxion Shs ETF Tr25461A858DAILY AMZN BL1.520,606$553.5K0.1%–
ANETArista Networks, Inc.Stock3,323$408.0K<0.1%History
ADMArcher-Daniels-Midland CoStock5,412$393.4K<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM384$296.5K<0.1%History
SLViShares Silver TrustETF3,370$229.6K<0.1%History
FSLYFastly, Inc.CL A7,677$223.1K<0.1%History
BABAAlibaba Group Holding LtdADR1,761$220.9K<0.1%History
RKLBRocket Lab CorpCOM3,283$210.8K<0.1%History
CRMSalesforce, Inc.Stock1,126$210.3K<0.1%History
ISRGIntuitive Surgical IncCOM NEW453$208.8K<0.1%History
CAPRCapricor Therapeutics, Inc.COM NEW6,681$203.1K<0.1%History
PINSPinterest, Inc.CL A10,350$189.8K<0.1%History
KEYKeycorpCOM3,492$70.0K<0.1%History
RFRegions Financial CorpCOM2,000$52.2K<0.1%History
SOTKSono Tek CorpCOM12,855$52.2K<0.1%History
UPSUnited Parcel Service IncStock294$29.0K<0.1%History
TOLToll Brothers, Inc.COM47$6.41K<0.1%History
TKOTKO Group Holdings, Inc.CL A19$3.83K<0.1%History
ROKRockwell Automation, IncStock2$718<0.1%History