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Livermore
Livermore
ZHEN

Focused Wealth Management, Inc

SEC CIK
0001586052
Latest filing
Aug 6, 2026

Holdings in Q2 2025

Holdings as of Jun 30, 2025, filed Jul 15, 2025. Long positions only; changes compare share counts with Q1 2025.

Institution overview
Positions
181
+2 vs. Q1 2025
Portfolio value
$819.4M
+$84.2M (+11.5%) vs. Q1 2025
Filed
Jul 15, 2025
SEC
Holdings of Focused Wealth Management, Inc in Q2 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF1,472,114$140.3M17.1%−2730.0%Reduced–
Vanguard Morningstar Value ETF922908744ETF624,174$110.3M13.5%−3,633−0.6%Reduced–
Invesco QQQ Trust Series I46090E103ETF173,785$95.9M11.7%+32,335+22.9%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF450,547$37.4M4.6%+21,536+5.0%Added–
Vanguard High Dividend Yield Index ETF921946406ETF206,715$27.6M3.4%+639+0.3%Added–
iShares Tr46436E7180-3 MTH TREASURY255,164$25.7M3.1%−50,763−16.6%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF514,105$25.4M3.1%+10,801+2.1%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF455,945$23.9M2.9%+4,609+1.0%Added–
AAPLApple Inc.Stock106,605$21.9M2.7%+713+0.7%AddedHistory
Vanguard Whitehall FDS921946810INTL DVD ETF228,749$20.6M2.5%+1,391+0.6%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT70,785$12.9M1.6%+281+0.4%Added–
Vanguard World FD921910816MEGA GRWTH IND34,876$12.8M1.6%−271−0.8%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF49,186$11.7M1.4%+1,498+3.1%Added–
Vanguard Total Bond Market ETF921937835ETF154,195$11.4M1.4%−136,030−46.9%Reduced–
Janus Detroit STR Tr47103U852HENDERSON MTG239,657$10.8M1.3%+239,657New–
BBNBlackRock Taxable Municipal Bond TrustSHS662,967$10.7M1.3%+32,941+5.2%AddedHistory
Vanguard Information Technology ETF92204A702ETF15,412$10.2M1.2%−123−0.8%Reduced–
AMZNAmazon Com IncStock36,012$7.90M1.0%+1,785+5.2%AddedHistory
NVDANVIDIA CorpStock49,505$7.82M1.0%+15,765+46.7%AddedHistory
METAMeta Platforms, Inc.Stock10,588$7.82M1.0%+129+1.2%AddedHistory
GOOGLAlphabet Inc.Stock43,068$7.59M0.9%+3,602+9.1%AddedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF82,598$7.58M0.9%−95,156−53.5%Reduced–
TSLATesla, Inc.Stock23,591$7.49M0.9%+249+1.1%AddedHistory
BXBlackstone Inc.COM49,612$7.42M0.9%+145+0.3%AddedHistory
BACBank of America CorpStock142,070$6.72M0.8%+1,290+0.9%AddedHistory
MSFTMicrosoft CorpStock11,704$5.82M0.7%+329+2.9%AddedHistory
BRK.BBerkshire Hathaway IncStock10,445$5.07M0.6%+155+1.5%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM87,673$4.98M0.6%+130.0%Added–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM548,803$4.80M0.6%−1,530−0.3%ReducedHistory
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL55,927$4.77M0.6%+55,927New–
BXMXNuveen S&P 500 BuyWrite Income FundCOM333,887$4.63M0.6%+5,157+1.6%AddedHistory
CCitigroup IncStock50,495$4.30M0.5%+4,555+9.9%AddedHistory
STWDStarwood Property Trust, Inc.COM204,304$4.10M0.5%+4,283+2.1%AddedHistory
IBMInternational Business Machines CorpStock13,465$3.97M0.5%−55−0.4%ReducedHistory
GSGoldman Sachs Group IncStock5,273$3.73M0.5%+258+5.1%AddedHistory
CATCaterpillar IncStock8,133$3.16M0.4%+171+2.1%AddedHistory
JPMJPMorgan Chase & CoStock10,707$3.10M0.4%+296+2.8%AddedHistory
Vanguard S&P 500 Growth ETF921932505ETF7,736$3.07M0.4%+7,736New–
Fidelity Comwlth Tr315912808NASDAQ COMPSIT37,181$2.98M0.4%+32,585+709.0%Added–
GEGeneral Electric CoStock10,840$2.79M0.3%−50.0%ReducedHistory
XOMExxonMobil Holdings CorpCOM24,438$2.63M0.3%+395+1.6%AddedHistory
PFEPfizer IncStock108,472$2.63M0.3%+2,862+2.7%AddedHistory
WMTWalmart Inc.Stock25,321$2.48M0.3%+1,005+4.1%AddedHistory
iShares Tr4642874407-10 YR TRSY BD25,021$2.40M0.3%+1,757+7.6%Added–
TAT&T Inc.Stock82,681$2.39M0.3%+3,967+5.0%AddedHistory
INTCIntel CorpStock102,433$2.29M0.3%+2,900+2.9%AddedHistory
CEGConstellation Energy CorpStock6,508$2.10M0.3%+3,734+134.6%AddedHistory
KMIKinder Morgan, Inc.Stock61,938$1.82M0.2%+1,314+2.2%AddedHistory
MOAltria Group, Inc.Stock30,694$1.80M0.2%−274−0.9%ReducedHistory
CRWVCoreWeave, Inc.Stock10,100$1.65M0.2%+10,100NewHistory
GOOGAlphabet Inc.Stock9,272$1.64M0.2%+5+0.1%AddedHistory
DISWalt Disney CoStock12,362$1.53M0.2%−4,799−28.0%ReducedHistory
VSTVistra Corp.Stock7,909$1.53M0.2%+2,569+48.1%AddedHistory
HONHoneywell International IncCOM6,569$1.53M0.2%+12+0.2%AddedHistory
ABBVAbbVie Inc.Stock7,926$1.47M0.2%+270+3.5%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF4,662$1.42M0.2%+45+1.0%Added–
GEVGE Vernova Inc.Stock2,568$1.36M0.2%+39+1.5%AddedHistory
PLTRPalantir Technologies Inc.Stock9,772$1.33M0.2%+94+1.0%AddedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF5,517$1.33M0.2%−8−0.1%Reduced–
iShares Core S&P 500 ETF464287200ETF2,083$1.29M0.2%+4+0.2%Added–
MMM3M CoStock8,318$1.27M0.2%+5+0.1%AddedHistory
Schwab US Dividend Equity ETF808524797ETF46,853$1.24M0.2%+46,853New–
NUENucor CorpCOM9,484$1.23M0.1%+23+0.2%AddedHistory
iShares S&P 500 Growth ETF464287309ETF11,019$1.21M0.1%+6+0.1%Added–
Vanguard Morningstar Growth ETF922908736ETF2,501$1.10M0.1%00.0%Unchanged–
BlackRock New York Municipal Income Trust09248L106SH BEN INT110,889$1.07M0.1%−564−0.5%Reduced–
Vanguard Health Care ETF92204A504ETF4,286$1.06M0.1%−90−2.1%Reduced–
NFLXNetflix IncStock791$1.06M0.1%−2−0.3%ReducedHistory
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF19,418$1.06M0.1%+7,182+58.7%Added–
JNJJohnson & JohnsonStock6,856$1.05M0.1%−3,162−31.6%ReducedHistory
SMCISuper Micro Computer, Inc.Stock21,163$1.04M0.1%−10,000−32.1%ReducedHistory
RVTRoyce Small-Cap Trust, Inc.COM64,389$969.1K0.1%+1,671+2.7%AddedHistory
AHRAmerican Healthcare REIT, Inc.COM SHS23,722$871.5K0.1%+20+0.1%AddedHistory
ORCLOracle CorpStock3,963$866.4K0.1%+3+0.1%AddedHistory
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM84,791$832.6K0.1%−9,349−9.9%ReducedHistory
AMATApplied Materials IncStock4,499$823.6K0.1%−55−1.2%ReducedHistory
UNHUnitedHealth Group IncStock2,581$805.3K0.1%+2,084+419.3%AddedHistory
iShares Tr46436E866IBONDS 25 TRM TS33,605$785.0K0.1%+218+0.7%Added–
SHOPShopify Inc.Stock6,428$741.5K0.1%00.0%UnchangedHistory
VZVerizon Communications IncStock17,018$736.4K0.1%−533−3.0%ReducedHistory
Vanguard S&P 500 ETF922908363ETF1,257$713.8K0.1%−34−2.6%Reduced–
SPYSPDR S&P 500 ETF TrustETF1,151$711.0K0.1%+105+10.0%AddedHistory
CSCOCisco Systems, Inc.Stock10,002$693.9K0.1%+49+0.5%AddedHistory
PINSPinterest, Inc.CL A18,494$663.2K0.1%−790−4.1%ReducedHistory
Vanguard Financials ETF92204A405ETF5,065$644.8K0.1%+1,728+51.8%Added–
NEENextera Energy IncStock8,593$596.5K0.1%+10.0%AddedHistory
MRKMerck & Co., Inc.Stock7,420$587.4K0.1%−584−7.3%ReducedHistory
Pgim ETF Tr69344A107PGIM ULTRA SH BD10,985$546.6K0.1%+131+1.2%Added–
LLYEli Lilly & CoStock700$545.7K0.1%−141−16.8%ReducedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF18,625$544.0K0.1%−10−0.1%Reduced–
PMPhilip Morris International Inc.Stock2,938$535.0K0.1%+20+0.7%AddedHistory
PGProcter & Gamble CoStock3,292$524.5K0.1%+17+0.5%AddedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF12,351$524.2K0.1%−1,463−10.6%Reduced–
KMBKimberly Clark CorpStock3,975$512.4K0.1%−676−14.5%ReducedHistory
ROKURoku, IncCOM CL A5,802$509.9K0.1%−51−0.9%ReducedHistory
ACHRArcher Aviation Inc.Stock46,400$503.4K0.1%+6,400+16.0%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF2,428$497.0K0.1%+33+1.4%Added–
AIC3.ai, Inc.Stock20,010$491.6K0.1%00.0%UnchangedHistory
iShares Tr46436E841IBONDS 27 TRM TS20,718$466.0K0.1%+979+5.0%Added–
ORealty Income CorpREIT7,923$456.5K0.1%−43−0.5%ReducedHistory

Options (21)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Focused Wealth Management, Inc in Q2 2025
SecurityClassPutsCalls
Invesco QQQ Trust Series I46090E103ETF–$1.10M
SPYSPDR S&P 500 ETF TrustETF$926.8K–
MSTRStrategy IncStock–$768.0K
NOWServiceNow, Inc.Stock–$411.2K
BABAAlibaba Group Holding LtdADR–$396.9K
YUMYum Brands IncStock$326.0K–
WMBWilliams Companies, Inc.COM–$314.1K
FSLRFirst Solar, Inc.Stock–$248.3K
MCDMcDonalds CorpStock–$233.7K
PLTRPalantir Technologies Inc.Stock–$218.1K
FTNTFortinet, Inc.Stock–$211.4K
CRWVCoreWeave, Inc.Stock–$163.1K
ISRGIntuitive Surgical IncCOM NEW–$163.0K
DEDeere & CoStock–$152.5K
NUNu Holdings Ltd.ORD SHS CL A–$150.9K
QCOMQualcomm IncStock–$143.3K
INTCIntel CorpStock–$123.2K
FCXFreeport-McMoran IncStock–$108.4K
TTDTrade Desk, Inc.Stock–$108.0K
SHOPShopify Inc.Stock–$92.3K
SOFISoFi Technologies, Inc.Stock–$60.1K

Sold out since Q1 2025 (16)

Positions held at the end of Q1 2025 that are gone from this filing.

Positions of Focused Wealth Management, Inc sold out since Q1 2025
SecurityClassShares in Q1 2025Value in Q1 2025% of portfolio in Q1 2025History
Vanguard Morningstar Small-Cap Growth ETF922908595ETF30,181$7.60M1.0%–
NVONovo Nordisk A SADR6,090$422.9K0.1%History
MTBM&T Bank CorpCOM1,824$326.1K<0.1%History
DOCNDigitalOcean Holdings, Inc.COM8,236$275.0K<0.1%History
BMYBristol Myers Squibb CoStock3,987$243.2K<0.1%History
EIXEdison InternationalStock3,646$214.8K<0.1%History
KOCoca Cola CoStock2,964$212.3K<0.1%History
DALDelta Air Lines, Inc.COM NEW3,526$153.7K<0.1%History
COSTCostco Wholesale CorpStock154$145.3K<0.1%History
CFLTConfluent, Inc.CLASS A COM5,445$127.6K<0.1%History
BGCBGC Group, Inc.CL A11,171$102.4K<0.1%History
XYZBlock, Inc.CL A1,664$90.4K<0.1%History
AVGOBroadcom Inc.Stock501$83.9K<0.1%History
CSGPCostar Group, Inc.COM1,000$79.2K<0.1%History
STLDSteel Dynamics IncCOM512$64.0K<0.1%History
ABNBAirbnb, Inc.Stock426$50.9K<0.1%History