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Livermore
Livermore
ZHEN

Focused Wealth Management, Inc

SEC CIK
0001586052
Latest filing
Aug 6, 2026

Holdings in Q2 2024

Holdings as of Jun 30, 2024, filed Jul 30, 2024. Long positions only; changes compare share counts with Q1 2024.

Institution overview
Positions
182
+6 vs. Q1 2024
Portfolio value
$679.2M
+$38.8M (+6.1%) vs. Q1 2024
Filed
Jul 30, 2024
SEC
Holdings of Focused Wealth Management, Inc in Q2 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF1,412,604$113.2M16.7%+13,636+1.0%Added–
Vanguard Morningstar Value ETF922908744ETF512,712$82.2M12.1%+12,574+2.5%Added–
Invesco QQQ Trust Series I46090E103ETF120,610$57.8M8.5%+1,867+1.6%Added–
iShares Tr46436E7180-3 MTH TREASURY386,165$38.9M5.7%+79,797+26.0%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF352,154$28.1M4.1%+19,044+5.7%Added–
Vanguard High Dividend Yield Index ETF921946406ETF202,062$24.0M3.5%+1,770+0.9%Added–
AAPLApple Inc.Stock110,551$23.3M3.4%+1,338+1.2%AddedHistory
Vanguard Total Bond Market ETF921937835ETF312,310$22.5M3.3%+15,605+5.3%Added–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF214,396$19.7M2.9%+75,353+54.2%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF446,834$19.6M2.9%+18,835+4.4%Added–
Vanguard Whitehall FDS921946810INTL DVD ETF236,176$19.2M2.8%+18,413+8.5%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF430,385$17.7M2.6%+7,842+1.9%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT72,349$11.9M1.8%+6,359+9.6%Added–
Vanguard World FD921910816MEGA GRWTH IND37,001$11.6M1.7%−352−0.9%Reduced–
State Street Health Care Select Sector SPDR ETF81369Y209ETF74,941$10.9M1.6%+3,043+4.2%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF42,978$9.37M1.4%+1,829+4.4%Added–
Vanguard Information Technology ETF92204A702ETF16,229$9.36M1.4%−130−0.8%Reduced–
BBNBlackRock Taxable Municipal Bond TrustSHS565,574$9.25M1.4%+30,164+5.6%AddedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF26,787$6.70M1.0%+1,133+4.4%Added–
GOOGLAlphabet Inc.Stock34,471$6.28M0.9%−230−0.7%ReducedHistory
AMZNAmazon Com IncStock31,822$6.15M0.9%−217−0.7%ReducedHistory
BXBlackstone Inc.COM48,872$6.05M0.9%+380+0.8%AddedHistory
METAMeta Platforms, Inc.Stock11,240$5.67M0.8%−208−1.8%ReducedHistory
BACBank of America CorpStock139,383$5.54M0.8%+735+0.5%AddedHistory
TSLATesla, Inc.Stock24,355$4.82M0.7%−1,533−5.9%ReducedHistory
BRK.BBerkshire Hathaway IncStock10,461$4.26M0.6%−81−0.8%ReducedHistory
MSFTMicrosoft CorpStock9,414$4.21M0.6%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM72,693$4.12M0.6%+3,795+5.5%Added–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM459,437$3.88M0.6%+19,236+4.4%AddedHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM273,273$3.69M0.5%+12,404+4.8%AddedHistory
STWDStarwood Property Trust, Inc.COM156,009$2.95M0.4%+10,788+7.4%AddedHistory
PFEPfizer IncStock105,304$2.95M0.4%−13,379−11.3%ReducedHistory
XOMExxonMobil Holdings CorpCOM24,828$2.86M0.4%+90+0.4%AddedHistory
CCitigroup IncStock44,467$2.82M0.4%−37−0.1%ReducedHistory
NVDANVIDIA CorpStock22,708$2.81M0.4%−522−2.2%ReducedConverted for a 10-for-1 splitHistory
CATCaterpillar IncStock7,624$2.54M0.4%+52+0.7%AddedHistory
GSGoldman Sachs Group IncStock4,755$2.15M0.3%+58+1.2%AddedHistory
JPMJPMorgan Chase & CoStock10,057$2.03M0.3%−77−0.8%ReducedHistory
IBMInternational Business Machines CorpStock11,440$1.98M0.3%+135+1.2%AddedHistory
DISWalt Disney CoStock18,690$1.86M0.3%−14,895−44.4%ReducedHistory
INTCIntel CorpStock55,797$1.73M0.3%+2,450+4.6%AddedHistory
GEGeneral Electric CoStock10,749$1.71M0.3%−59−0.5%ReducedHistory
SMCISuper Micro Computer, Inc.COM2,084$1.71M0.3%−174−7.7%ReducedHistory
WMTWalmart Inc.Stock23,825$1.61M0.2%−59−0.2%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF5,647$1.51M0.2%−27−0.5%Reduced–
NUENucor CorpCOM9,555$1.51M0.2%−92−1.0%ReducedHistory
JNJJohnson & JohnsonStock10,189$1.49M0.2%−448−4.2%ReducedHistory
GOOGAlphabet Inc.Stock8,107$1.49M0.2%−127−1.5%ReducedHistory
HONHoneywell International IncCOM6,580$1.40M0.2%+82+1.3%AddedHistory
AMATApplied Materials IncStock5,912$1.40M0.2%−215−3.5%ReducedHistory
Vanguard Health Care ETF92204A504ETF5,085$1.35M0.2%−184−3.5%Reduced–
BlackRock New York Municipal Income Trust09248L106SH BEN INT117,505$1.26M0.2%−133−0.1%Reduced–
MOAltria Group, Inc.Stock27,444$1.25M0.2%+1,240+4.7%AddedHistory
TAT&T Inc.Stock63,417$1.21M0.2%+343+0.5%AddedHistory
iShares Core S&P 500 ETF464287200ETF2,202$1.21M0.2%+4+0.2%Added–
KMIKinder Morgan, Inc.Stock58,057$1.15M0.2%+3,279+6.0%AddedHistory
ABBVAbbVie Inc.Stock6,216$1.07M0.2%−89−1.4%ReducedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF5,308$1.03M0.2%00.0%Unchanged–
iShares S&P 500 Growth ETF464287309ETF11,074$1.02M0.2%−636−5.4%Reduced–
iShares Tr4642874407-10 YR TRSY BD10,277$962.5K0.1%+1,185+13.0%Added–
Vanguard Morningstar Growth ETF922908736ETF2,525$944.4K0.1%00.0%Unchanged–
PINSPinterest, Inc.CL A20,840$918.4K0.1%−2,546−10.9%ReducedHistory
MRKMerck & Co., Inc.Stock7,366$911.9K0.1%+28+0.4%AddedHistory
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM80,546$866.7K0.1%−4,574−5.4%ReducedHistory
MMM3M CoStock8,382$856.5K0.1%−35−0.4%ReducedHistory
NVONovo Nordisk A SADR5,366$765.9K0.1%+388+7.8%AddedHistory
RVTRoyce Small-Cap Trust, Inc.COM52,847$764.7K0.1%+2,808+5.6%AddedHistory
iShares Tr46436E866IBONDS 25 TRM TS32,046$744.1K0.1%+430+1.4%Added–
NEENextera Energy IncStock9,291$657.9K0.1%+20+0.2%AddedHistory
KMBKimberly Clark CorpStock4,641$641.4K0.1%+3+0.1%AddedHistory
LLYEli Lilly & CoStock702$635.6K0.1%−15−2.1%ReducedHistory
AIC3.ai, Inc.Stock20,750$600.9K0.1%+9,500+84.4%AddedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF14,656$589.6K0.1%−507−3.3%Reduced–
VZVerizon Communications IncStock14,168$584.3K0.1%−309−2.1%ReducedHistory
CSCOCisco Systems, Inc.Stock12,180$578.7K0.1%+73+0.6%AddedHistory
ORCLOracle CorpStock3,956$558.6K0.1%−265−6.3%ReducedHistory
PGProcter & Gamble CoStock3,258$537.3K0.1%+17+0.5%AddedHistory
NFLXNetflix IncStock790$533.2K0.1%−52−6.2%ReducedHistory
SHOPShopify Inc.Stock8,051$531.8K0.1%+1,713+27.0%AddedHistory
Pgim ETF Tr69344A107PGIM ULTRA SH BD10,428$518.3K0.1%+147+1.4%Added–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF5,510$501.8K0.1%−2,095−27.5%Reduced–
Schwab Strategic Tr808524862SHT TM US TRES10,242$492.9K0.1%+119+1.2%Added–
CRMSalesforce, Inc.Stock1,883$484.1K0.1%+906+92.7%AddedHistory
CLColgate Palmolive CoStock4,756$461.5K0.1%+4+0.1%AddedHistory
iShares Tr46436E874IBONDS 24 TRM TS19,154$459.3K0.1%+660+3.6%Added–
GEVGE Vernova Inc.Stock2,647$454.0K0.1%+2,647NewHistory
TTDTrade Desk, Inc.Stock4,625$451.7K0.1%−157−3.3%ReducedHistory
UNPUnion Pacific CorpStock1,947$440.6K0.1%+14+0.7%AddedHistory
ORealty Income CorpREIT8,240$435.2K0.1%+2,228+37.1%AddedHistory
IIPRInnovative Industrial Properties IncCOM3,953$431.8K0.1%+93+2.4%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF2,361$431.0K0.1%00.0%Unchanged–
PRTAProthena Corp Public Ltd CoSHS20,129$415.5K0.1%+10,000+98.7%AddedHistory
PEPPepsiCo IncStock2,477$408.6K0.1%+21+0.9%AddedHistory
ETNEaton Corp plcStock1,278$400.7K0.1%00.0%UnchangedHistory
SPYSPDR S&P 500 ETF TrustETF733$399.1K0.1%+1+0.1%AddedHistory
Vanguard Financials ETF92204A405ETF3,963$395.8K0.1%00.0%Unchanged–
VanEck ETF Trust92189H409HIGH YLD MUNIETF7,286$376.3K0.1%−20.0%Reduced–
FCXFreeport-McMoran IncStock7,593$369.0K0.1%+16+0.2%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF3,653$368.4K0.1%+5+0.1%Added–
AONAon plcCL A1,238$363.5K0.1%+1,238NewHistory

Options (47)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Focused Wealth Management, Inc in Q2 2024
SecurityClassPutsCalls
GEGeneral Electric CoStock–$1.72M
AAPLApple Inc.Stock–$1.64M
BACBank of America CorpStock–$1.63M
AMDAdvanced Micro Devices IncStock–$1.35M
NETCloudflare, Inc.CL A COM$828.3K–
EOGEOG Resources IncStock–$704.9K
IBMInternational Business Machines CorpStock$691.8K–
MSMorgan StanleyStock–$680.3K
NKENIKE, Inc.Stock–$603.0K
TFCTruist Financial CorpCOM–$543.9K
STZConstellation Brands, Inc.Stock$514.6K–
MPCMarathon Petroleum CorpStock–$451.0K
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR–$449.2K
ARK Innovation ETF00214Q104ETF$439.5K–
JPMJPMorgan Chase & CoStock–$404.5K
DISWalt Disney CoStock–$397.2K
EXEExpand Energy CorpCOM$378.1K–
MRVLMarvell Technology, Inc.COM–$363.5K
MARAMARA Holdings, Inc.COM–$357.3K
CVXChevron CorpStock–$344.1K
COPConocoPhillipsStock–$343.1K
TWLOTwilio IncCL A–$340.9K
BLBlackline, Inc.COM–$339.1K
SGISomnigroup International Inc.COM$331.4K–
DASHDoorDash, Inc.Stock–$326.3K
NUENucor CorpCOM–$316.2K
MUMicron Technology IncStock–$315.7K
PSXPhillips 66Stock–$310.6K
SCCOSouthern Copper CorpStock–$280.1K
XPOXPO, Inc.COM–$276.0K
HUBSHubSpot IncCOM–$235.9K
XYZBlock, Inc.CL A–$232.2K
WYNNWynn Resorts LtdCOM–$214.8K
UBERUber Technologies, IncStock–$203.5K
SBUXStarbucks CorpStock–$202.4K
ABRArbor Realty Trust IncCOM$186.6K–
FOURShift4 Payments, Inc.CL A–$176.0K
DOCNDigitalOcean Holdings, Inc.COM–$173.8K
CPNGCoupang, Inc.CL A–$167.6K
KEYKeycorpCOM–$156.3K
DDOGDatadog, Inc.CL A COM–$155.6K
ROKURoku, IncCOM CL A–$143.8K
PLTRPalantir Technologies Inc.Stock–$126.7K
WSMWilliams Sonoma IncCOM$112.9K–
COINCoinbase Global, Inc.COM CL A–$88.9K
RHRHCOM–$48.9K
INTCIntel CorpStock–$3.10K

Sold out since Q1 2024 (26)

Positions held at the end of Q1 2024 that are gone from this filing.

Positions of Focused Wealth Management, Inc sold out since Q1 2024
SecurityClassShares in Q1 2024Value in Q1 2024% of portfolio in Q1 2024History
iShares Tr464287515EXPANDED TECH77,471$6.61M1.0%–
BMYBristol Myers Squibb CoStock5,746$311.6K<0.1%History
EMREmerson Electric CoStock2,338$265.2K<0.1%History
iShares Core U.S. Aggregate Bond ETF464287226ETF2,299$225.1K<0.1%–
USBUS Bancorp DECOM NEW4,952$221.4K<0.1%History
TRVTravelers Companies, Inc.Stock934$214.8K<0.1%History
Schwab US Tips ETF808524870ETF3,838$200.2K<0.1%–
SLBSLB LimitedStock2,937$161.0K<0.1%History
TOSTToast, Inc.Stock5,321$132.6K<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM112$107.6K<0.1%History
WBDWarner Bros. Discovery, Inc.Stock11,855$103.5K<0.1%History
MTCHMatch Group, Inc.COM2,800$101.6K<0.1%History
EXPEExpedia Group, Inc.Stock673$92.7K<0.1%History
Flagstar Bank, National Association649445103COM25,000$80.5K<0.1%–
CMCSAComcast CorpStock1,834$79.5K<0.1%History
ABTAbbott LaboratoriesStock688$78.2K<0.1%History
NXTNextpower Inc.Stock1,200$67.5K<0.1%History
FYBRFrontier Communications Parent, Inc.COM2,600$63.7K<0.1%History
CRWDCrowdStrike Holdings, Inc.Stock196$62.8K<0.1%History
SLViShares Silver TrustETF2,709$61.6K<0.1%History
BMRNBiomarin Pharmaceutical IncCOM600$52.4K<0.1%History
TEAMAtlassian CorpCL A228$44.5K<0.1%History
HESHess CorpStock170$26.0K<0.1%History
ZHZhihu Inc.ADS22,000$15.0K<0.1%History
JAGXJaguar Health, Inc.COM74,077$6.66K<0.1%History
LADLithia Motors IncCOM3$917<0.1%History