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Livermore
Livermore
ZHEN

Focused Wealth Management, Inc

SEC CIK
0001586052
Latest filing
Aug 6, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 8, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,000
−10 vs. Q1 2023
Portfolio value
$555.0M
+$61.2M (+12.4%) vs. Q1 2023
Filed
Aug 8, 2023
SEC
Holdings of Focused Wealth Management, Inc in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF1,333,582$81.4M14.7%+30,314+2.3%Added–
Vanguard Morningstar Value ETF922908744ETF467,606$66.4M12.0%+11,300+2.5%Added–
Invesco QQQ Trust Series I46090E103ETF114,030$42.1M7.6%+2,350+2.1%Added–
Vanguard Total Bond Market ETF921937835ETF470,742$34.2M6.2%+8,208+1.8%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF296,779$23.5M4.2%+5,318+1.8%Added–
Vanguard High Dividend Yield Index ETF921946406ETF201,355$21.4M3.8%+2,824+1.4%Added–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF219,248$20.1M3.6%+216,523+7,945.8%Added–
AAPLApple Inc.Stock97,752$19.0M3.4%−1,639−1.6%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF394,360$16.0M2.9%+12,430+3.3%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF396,831$13.4M2.4%+11,621+3.0%Added–
Schwab US Tips ETF808524870ETF202,751$10.6M1.9%+2,660+1.3%Added–
Vanguard World FD921910816MEGA GRWTH IND41,814$9.84M1.8%−214−0.5%Reduced–
State Street Health Care Select Sector SPDR ETF81369Y209ETF66,092$8.77M1.6%+1,779+2.8%Added–
Vanguard Whitehall FDS921946810INTL DVD ETF115,744$8.69M1.6%+115,744New–
BBNBlackRock Taxable Municipal Bond TrustSHS505,420$8.38M1.5%+2,303+0.5%AddedHistory
Vanguard Information Technology ETF92204A702ETF17,528$7.75M1.4%−126−0.7%Reduced–
iShares Core S&P Small Cap ETF464287804ETF75,903$7.56M1.4%+2,474+3.4%Added–
TSLATesla, Inc.Stock23,882$6.25M1.1%−75−0.3%ReducedHistory
BXBlackstone Inc.COM58,285$5.42M1.0%+1,314+2.3%AddedHistory
iShares Tr464287515EXPANDED TECH14,771$5.11M0.9%+310+2.1%Added–
GOOGLAlphabet Inc.Stock39,461$4.72M0.9%−7,119−15.3%ReducedHistory
AMZNAmazon Com IncStock34,107$4.45M0.8%−639−1.8%ReducedHistory
BACBank of America CorpStock137,796$3.95M0.7%+2,307+1.7%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT25,072$3.75M0.7%+24,936+18,335.3%Added–
BRK.BBerkshire Hathaway IncStock10,752$3.67M0.7%−7−0.1%ReducedHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM270,837$3.62M0.7%+9,662+3.7%AddedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM438,283$3.47M0.6%+18,617+4.4%AddedHistory
METAMeta Platforms, Inc.Stock11,744$3.37M0.6%−499−4.1%ReducedHistory
PFEPfizer IncStock90,562$3.32M0.6%+15,519+20.7%AddedHistory
MSFTMicrosoft CorpStock9,377$3.19M0.6%+194+2.1%AddedHistory
BlackRock New York Municipal Income Trust09248L106SH BEN INT279,326$2.89M0.5%−44,401−13.7%Reduced–
DISWalt Disney CoStock30,757$2.75M0.5%+6,599+27.3%AddedHistory
STWDStarwood Property Trust, Inc.COM139,904$2.71M0.5%+8,008+6.1%AddedHistory
UTGReaves Utility Income FundCOM SH BEN INT98,449$2.70M0.5%+5,675+6.1%AddedHistory
XOMExxonMobil Holdings CorpCOM24,171$2.59M0.5%−289−1.2%ReducedHistory
INTCIntel CorpStock65,148$2.18M0.4%+9,834+17.8%AddedHistory
CCitigroup IncStock47,056$2.17M0.4%+115+0.2%AddedHistory
GSGoldman Sachs Group IncStock5,791$1.87M0.3%−7−0.1%ReducedHistory
CATCaterpillar IncStock7,430$1.83M0.3%−44−0.6%ReducedHistory
JNJJohnson & JohnsonStock10,752$1.78M0.3%−790−6.8%ReducedHistory
NUENucor CorpCOM10,514$1.72M0.3%−518−4.7%ReducedHistory
HONHoneywell International IncCOM7,980$1.66M0.3%+93+1.2%AddedHistory
IBMInternational Business Machines CorpStock11,327$1.52M0.3%+109+1.0%AddedHistory
VZVerizon Communications IncStock40,711$1.51M0.3%−350−0.9%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF6,752$1.49M0.3%+99+1.5%Added–
JPMJPMorgan Chase & CoStock10,098$1.47M0.3%−244−2.4%ReducedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM25,041$1.39M0.2%+6,168+32.7%Added–
Vanguard Health Care ETF92204A504ETF5,488$1.34M0.2%−23−0.4%Reduced–
WMTWalmart Inc.Stock7,890$1.24M0.2%+30.0%AddedHistory
NVDANVIDIA CorpStock2,920$1.24M0.2%−91−3.0%ReducedHistory
GEGeneral Electric CoStock11,078$1.22M0.2%−126−1.1%ReducedHistory
MOAltria Group, Inc.Stock26,009$1.18M0.2%+1,124+4.5%AddedHistory
KMIKinder Morgan, Inc.Stock57,250$985.8K0.2%+1,602+2.9%AddedHistory
GSKGSK plcADR27,399$976.5K0.2%+807+3.0%AddedHistory
iShares Core S&P 500 ETF464287200ETF2,186$974.4K0.2%+24+1.1%Added–
GOOGAlphabet Inc.Stock7,603$919.7K0.2%−621−7.6%ReducedHistory
AMATApplied Materials IncStock6,201$896.2K0.2%−18−0.3%ReducedHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF9,533$873.4K0.2%−139−1.4%Reduced–
MMM3M CoStock8,392$840.0K0.2%+53+0.6%AddedHistory
iShares S&P 500 Growth ETF464287309ETF11,656$821.5K0.1%+10.0%Added–
iShares MSCI USA Momentum Factor ETF46432F396ETF5,643$813.9K0.1%−35−0.6%Reduced–
Vanguard S&P 500 ETF922908363ETF1,966$800.6K0.1%+8+0.4%Added–
MRKMerck & Co., Inc.Stock6,916$798.0K0.1%+17+0.2%AddedHistory
ABBVAbbVie Inc.Stock5,843$787.3K0.1%−208−3.4%ReducedHistory
RVTRoyce Small-Cap Trust, Inc.COM53,063$732.3K0.1%+1,819+3.5%AddedHistory
KMBKimberly Clark CorpStock5,180$715.1K0.1%+3+0.1%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF2,507$709.5K0.1%00.0%Unchanged–
PINSPinterest, Inc.CL A25,436$695.4K0.1%00.0%UnchangedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF9,249$693.2K0.1%+31+0.3%Added–
NEENextera Energy IncStock9,192$682.1K0.1%+13+0.1%AddedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF20,745$666.1K0.1%−105−0.5%Reduced–
CSCOCisco Systems, Inc.Stock12,520$647.8K0.1%−185−1.5%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF6,176$604.9K0.1%−43−0.7%Reduced–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF15,903$589.7K0.1%−76−0.5%Reduced–
SMCISuper Micro Computer, Inc.COM2,250$560.8K0.1%−100−4.3%ReducedHistory
iShares Tr46436E866IBONDS 25 TRM TS22,754$526.3K0.1%−1,064−4.5%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF2,508$498.9K0.1%−14−0.6%Reduced–
PGProcter & Gamble CoStock3,274$496.7K0.1%+216+7.1%AddedHistory
Pgim ETF Tr69344A107PGIM ULTRA SH BD9,988$493.5K0.1%00.0%Unchanged–
Schwab Strategic Tr808524862SHT TM US TRES9,910$476.3K0.1%00.0%Unchanged–
ORCLOracle CorpStock3,944$469.7K0.1%−67−1.7%ReducedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF6,180$432.3K0.1%−433−6.5%Reduced–
CRISCuris IncCOM NEW519,199$430.9K0.1%+18,750+3.7%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF2,642$429.1K0.1%00.0%Unchanged–
ADMArcher-Daniels-Midland CoStock5,620$424.6K0.1%−30−0.5%ReducedHistory
ROKURoku, IncCOM CL A6,602$422.3K0.1%−267−3.9%ReducedHistory
GLDSPDR Gold TrustETF2,359$420.6K0.1%+406+20.8%AddedHistory
PEPPepsiCo IncStock2,265$419.5K0.1%+547+31.8%AddedHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF7,658$393.1K0.1%−19−0.2%Reduced–
DOCNDigitalOcean Holdings, Inc.COM9,488$380.8K0.1%−475−4.8%ReducedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF8,803$380.3K0.1%−63−0.7%Reduced–
BMYBristol Myers Squibb CoStock5,904$377.6K0.1%+70+1.2%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF1,427$373.2K0.1%+7+0.5%Added–
Vanguard Financials ETF92204A405ETF4,537$368.6K0.1%−303−6.3%Reduced–
CLColgate Palmolive CoStock4,747$365.7K0.1%00.0%UnchangedHistory
AWKAmerican Water Works Company, Inc.Stock2,450$349.8K0.1%+10+0.4%AddedHistory
iShares Tr4642874407-10 YR TRSY BD3,612$348.9K0.1%−5−0.1%Reduced–
EMREmerson Electric CoStock3,838$346.9K0.1%+10.0%AddedHistory
EDConsolidated Edison IncStock3,824$345.7K0.1%+10.0%AddedHistory
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD12,905$342.6K0.1%−2,180−14.5%Reduced–

Options (64)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Focused Wealth Management, Inc in Q2 2023
SecurityClassPutsCalls
Helen of Troy Corp LtdG4388N906CALL–$41.0K
MGM Resorts International552953901CALL–$33.6K
Charter Communications Inc N16119P908CALL–$27.0K
United Parcel Service Inc911312906CALL–$20.9K
Square Inc852234953PUT$19.8K–
Warner Bros Discovery Inc934423904CALL–$18.1K
Barrick Gold Corp067901908CALL–$17.5K
Alphabet Inc02079K957PUT$17.1K–
JPMorgan Chase & Co46625H900CALL–$15.0K
Raytheon Technologies Corp75513E901CALL–$14.7K
Match Group Inc New57667L907CALL–$14.5K
Coupang Inc22266T909CALL–$14.4K
Option Care Health Inc68404L901CALL–$14.1K
Datadog Inc23804L903CALL–$13.7K
Dutch Bros Inc26701L950CL A$13.3K–
Gitlab Inc37637K908CALL–$12.8K
Schlumberger Ltd806857908CALL–$12.6K
Citigroup Inc172967904CALL–$12.2K
Cognex Corp192422903CALL–$12.2K
Toast Inc888787908CALL–$11.4K
Las Vegas Sands Corp517834907CALL–$11.1K
Bath & Body Works Inc070830904CALL–$11.0K
Riot Blockchain Inc767292905COM–$11.0K
Visa Inc92826C909CALL–$10.2K
Scotts Miracle-Gro Co810186956PUT$10.1K–
UnitedHealth Group Inc91324P952PUT$9.72K–
Lockheed Martin Corp539830959PUT$9.51K–
Starbucks Corp855244909CALL–$8.12K
Crocs Inc227046959PUT$7.92K–
Capital One Finl Corp14040H955PUT$7.88K–
Atlassian Corporation049468901CALL–$7.73K
Twilio Inc90138F902CALL–$6.64K
Array Technologies Inc04271T900CALL–$6.43K
Lemonade Inc52567D957COM$6.00K–
Enovix Corporation293594957PUT$5.30K–
Lincoln Natl Corp Ind534187959PUT$4.67K–
Starbucks Corp855244959PUT$4.53K–
Lemonade Inc52567D907CALL–$4.50K
Seagate Technology HLDNGS PLG7997R953ORD SHS$3.95K–
Medical Pptys Trust Inc58463J954PUT$3.32K–
Nike Inc654106903CALL–$3.29K
DoorDash Inc25809K955PUT$3.12K–
Doximity Inc26622P957CL A$3.00K–
Atlassian Corporation049468951PUT$3.00K–
Western Digital Corp.958102905CALL–$2.52K
SPDR S&P 500 ETF Tr78462F953PUT$2.31K–
Intellia Therapeutics Inc45826J905CALL–$2.10K
Alibaba Group Hldg Ltd01609W902CALL–$1.94K
Pinterest Inc72352L906CALL–$1.78K
CrowdStrike Hldgs Inc22788C905CALL–$1.74K
Shopify Inc82509L907CALL–$1.10K
DocuSign Inc256163906CALL–$1.07K
Illumina Inc452327909CALL–$926
United Parcel Service Inc911312956PUT$924–
Nano X Imaging LtdM70700905CALL–$680
Lowes Cos Inc548661957PUT$454–
SPDR Gold Tr78463V907CALL–$375
Illinois Tool WKS Inc452308959PUT$353–
Hasbro Inc418056957PUT$341–
Discover Finl Svcs254709958PUT$280–
Micron Technology Inc595112903CALL–$160
Unity Software Inc91332U951PUT$81–
Roku Inc77543R902CALL–$67
Datadog Inc23804L953CL A COM$10–

Sold out since Q1 2023 (55)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Focused Wealth Management, Inc sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
Direxion Shs ETF Tr25461A858DAILY AMZN BL1.545,810$777.8K0.2%–
Direxion Shs ETF Tr25461A841DAILY GOOGL BULL31,546$699.4K0.1%–
FNDFloor & Decor Holdings, Inc.CL A1,100$108.0K<0.1%History
ENVXEnovix CorpCOM5,500$82.0K<0.1%History
DDOGDatadog, Inc.CL A COM1,115$81.0K<0.1%History
YUMYum Brands IncStock558$73.8K<0.1%History
GOOSCanada Goose Holdings Inc.SHS SUB VTG3,600$69.3K<0.1%History
UTLUnitil CorpCOM1,210$69.0K<0.1%History
RVLVRevolve Group, Inc.CL A2,600$68.4K<0.1%History
Agf Invts Tr00110G408US MARKET NETRL3,200$65.3K<0.1%–
PTLOPortillo's Inc.COM CL A3,000$64.1K<0.1%History
Kraneshares Tr500767587QUADRATIC DEFLA4,000$63.3K<0.1%–
CPTCamden Property TrustREIT600$62.9K<0.1%History
OGEOGE Energy Corp.COM1,484$55.9K<0.1%History
OZKBank OZKCOM1,600$54.7K<0.1%History
PIImpinj IncCOM400$54.2K<0.1%History
FITBFifth Third BancorpCOM2,000$53.3K<0.1%History
CMSCMS Energy CorpCOM863$53.0K<0.1%History
AVBAvalonbay Communities IncCOM300$50.4K<0.1%History
ABRArbor Realty Trust IncCOM4,000$46.0K<0.1%History
PMFPIMCO Municipal Income FundCOM4,306$42.8K<0.1%History
YUMCYum China Holdings, Inc.COM465$29.5K<0.1%History
AESAES CorpStock1,000$24.1K<0.1%History
CUBECubeSmartREIT500$23.1K<0.1%History
NNOXNano-X Imaging Ltd.ORD SHS4,000$23.1K<0.1%History
RVTYRevvity, Inc.COM170$22.7K<0.1%History
CIENCiena CorpCOM NEW400$21.0K<0.1%History
URIUnited Rentals, Inc.COM50$19.8K<0.1%History
Credit Suisse Group225401108SPONSORED ADR19,022$16.9K<0.1%–
LECOLincoln Electric Holdings IncCOM90$15.2K<0.1%History
PLDPrologis, Inc.REIT100$12.5K<0.1%History
MGAMagna International IncCOM135$7.23K<0.1%History
SCLXScilex Holding CoCOM846$6.94K<0.1%History
BYDBoyd Gaming CorpCOM105$6.73K<0.1%History
ITRMIterum Therapeutics plcSHS NEW6,666$6.67K<0.1%History
GTLSChart Industries IncCOM50$6.27K<0.1%History
SHWSherwin Williams CoCOM25$5.62K<0.1%History
CTRACoterra Energy Inc.Stock200$4.91K<0.1%History
OHIOmega Healthcare Investors IncCOM168$4.60K<0.1%History
BINIBollinger Innovations, Inc.COMMON STOCK34,400$4.52K<0.1%History
BGSFBGSF, Inc.COM404$4.30K<0.1%History
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD201$3.78K<0.1%History
LENLennar CorpCL A35$3.68K<0.1%History
Amryt Pharma PLC03217L106SPONSORED ADS188$2.74K<0.1%–
SRNESorrento Therapeutics, Inc.COM NEW6,000$2.16K<0.1%History
KMXCarMax IncCOM25$1.61K<0.1%History
BBIGVinco Ventures, Inc.COM2,500$803<0.1%History
CORZCore Scientific, Inc.COMMON STOCK1,000$304<0.1%History
ORBSEightco Holdings Inc.COM200$17<0.1%History
Hexo Corp428304406COM12$16<0.1%–
Signature BK New York N Y82669G104COM73$13<0.1%–
OPOpenPayd Global Holdings LtdCOM NEW14$5<0.1%History
SDIGStronghold Digital Mining, Inc.CLASS A COM7$4<0.1%History
TUEMTuesday Morning CorpCOM NEW33$3<0.1%History
BIOCBiocept IncCOM1$00.0%History