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Livermore
Livermore
ZHEN

Focused Wealth Management, Inc

SEC CIK
0001586052
Latest filing
Aug 6, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 15, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
919
+41 vs. Q1 2021
Portfolio value
$605.1M
+$43.5M (+7.8%) vs. Q1 2021
Filed
Jul 15, 2021
SEC
Holdings of Focused Wealth Management, Inc in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF1,301,154$81.9M13.5%+67,910+5.5%Added–
Vanguard Morningstar Value ETF922908744ETF433,528$59.6M9.8%+26,683+6.6%Added–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF931,381$45.1M7.5%+46,963+5.3%Added–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF1,015,168$37.3M6.2%+29,531+3.0%Added–
Schwab US Tips ETF808524870ETF570,640$35.7M5.9%+22,424+4.1%Added–
iShares MSCI USA Momentum Factor ETF46432F396ETF155,431$27.0M4.5%+4,438+2.9%Added–
Vanguard High Dividend Yield Index ETF921946406ETF206,548$21.6M3.6%+2,920+1.4%Added–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF166,235$17.0M2.8%−11,203−6.3%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF280,347$15.2M2.5%+18,524+7.1%Added–
VanEck ETF Trust92189H409HIGH YLD MUNIETF224,418$14.3M2.4%+224,418New–
State Street Financial Select Sector SPDR ETF81369Y605ETF368,312$13.5M2.2%+19,751+5.7%Added–
AAPLApple Inc.Stock97,201$13.3M2.2%+151+0.2%AddedHistory
Vanguard World FD921910816MEGA GRWTH IND44,390$10.3M1.7%−141−0.3%Reduced–
Vanguard Information Technology ETF92204A702ETF19,006$7.58M1.3%−127−0.7%Reduced–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF249,190$7.48M1.2%−457,340−64.7%Reduced–
State Street Health Care Select Sector SPDR ETF81369Y209ETF57,455$7.24M1.2%+2,790+5.1%Added–
BXBlackstone Inc.COM74,481$7.24M1.2%−2,652−3.4%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF119,660$6.45M1.1%+7,060+6.3%Added–
BACBank of America CorpStock138,882$5.73M0.9%−356−0.3%ReducedHistory
iShares Tr464287515EXPANDED TECH13,483$5.26M0.9%+876+6.9%Added–
TSLATesla, Inc.Stock7,358$5.00M0.8%+28+0.4%AddedHistory
State Street SPDR S&P Biotech ETF78464A870ETF35,078$4.75M0.8%+2,676+8.3%Added–
METAMeta Platforms, Inc.Stock13,324$4.63M0.8%−1,037−7.2%ReducedHistory
PFEPfizer IncStock101,338$3.97M0.7%+1,287+1.3%AddedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM357,503$3.65M0.6%+851+0.2%AddedHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM245,439$3.53M0.6%−3,555−1.4%ReducedHistory
BlackRock New York Municipal Income Trust09248L106SH BEN INT212,628$3.21M0.5%+157,108+283.0%Added–
AMZNAmazon Com IncStock916$3.15M0.5%+2+0.2%AddedHistory
PIMCO ETF Tr72201R643ENHANCD SHORT30,777$3.10M0.5%+1,500+5.1%Added–
BRK.BBerkshire Hathaway IncStock9,877$2.75M0.5%−110−1.1%ReducedHistory
iShares U S ETF Tr46431W507SHOR DURA BD ETF53,683$2.69M0.4%−4,832−8.3%Reduced–
CCitigroup IncStock36,659$2.59M0.4%+264+0.7%AddedHistory
UTGReaves Utility Income FundCOM SH BEN INT71,274$2.44M0.4%+328+0.5%AddedHistory
GEGeneral Electric CoCOM180,309$2.43M0.4%+624+0.3%AddedHistory
STWDStarwood Property Trust, Inc.COM92,052$2.41M0.4%−4,582−4.7%ReducedHistory
INTCIntel CorpStock42,443$2.38M0.4%+34+0.1%AddedHistory
MSFTMicrosoft CorpStock8,720$2.36M0.4%+12+0.1%AddedHistory
ROKURoku, IncCOM CL A4,765$2.19M0.4%+35+0.7%AddedHistory
CATCaterpillar IncStock9,232$2.01M0.3%+27+0.3%AddedHistory
XOMExxonMobil Holdings CorpCOM31,793$2.00M0.3%−668−2.1%ReducedHistory
JNJJohnson & JohnsonStock10,051$1.66M0.3%+55+0.6%AddedHistory
MMM3M CoStock8,242$1.64M0.3%+101+1.2%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF7,083$1.58M0.3%−226−3.1%Reduced–
IBMInternational Business Machines CorpStock10,366$1.52M0.3%+1,685+19.4%AddedHistory
Vanguard Health Care ETF92204A504ETF6,078$1.50M0.2%−55−0.9%Reduced–
GSGoldman Sachs Group IncStock3,833$1.46M0.2%+49+1.3%AddedHistory
Schwab U.S. Broad Market ETF808524102ETF13,849$1.44M0.2%+2,825+25.6%Added–
KMIKinder Morgan, Inc.Stock75,292$1.37M0.2%−364−0.5%ReducedHistory
ABNBAirbnb, Inc.Stock8,791$1.35M0.2%+6,895+363.7%AddedHistory
AMATApplied Materials IncStock9,296$1.32M0.2%+526+6.0%AddedHistory
BABAAlibaba Group Holding LtdADR5,616$1.27M0.2%+409+7.9%AddedHistory
JPMJPMorgan Chase & CoStock8,107$1.26M0.2%+433+5.6%AddedHistory
Vanguard Total Bond Market ETF921937835ETF14,360$1.23M0.2%+32+0.2%Added–
HONHoneywell International IncCOM5,485$1.20M0.2%+10.0%AddedHistory
BBNBlackRock Taxable Municipal Bond TrustSHS45,828$1.18M0.2%+387+0.9%AddedHistory
NUENucor CorpCOM12,088$1.16M0.2%−1,341−10.0%ReducedHistory
WMTWalmart Inc.Stock8,090$1.14M0.2%+120+1.5%AddedHistory
FSLYFastly, Inc.CL A18,358$1.09M0.2%+685+3.9%AddedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF11,232$1.07M0.2%+58+0.5%Added–
PINSPinterest, Inc.CL A13,243$1.05M0.2%+48+0.4%AddedHistory
iShares Tr464288588MBS ETF9,492$1.03M0.2%+42+0.4%Added–
Schwab U.S. Large-Cap Growth ETF808524300ETF6,989$1.02M0.2%−14,163−67.0%Reduced–
NVTAInvitae CorpCOM29,150$983.0K0.2%+250+0.9%AddedHistory
iShares Core S&P 500 ETF464287200ETF2,257$970.0K0.2%−32−1.4%Reduced–
TAT&T Inc.Stock33,618$968.0K0.2%+5,532+19.7%AddedHistory
CPNGCoupang, Inc.CL A22,900$958.0K0.2%+1,953+9.3%AddedHistory
MOAltria Group, Inc.Stock19,973$952.0K0.2%+90.0%AddedHistory
CSCOCisco Systems, Inc.Stock17,662$936.0K0.2%+41+0.2%AddedHistory
SRTAStrata Critical Medical, Inc.CL A COM85,828$901.0K0.1%+85,828NewHistory
IIPRInnovative Industrial Properties IncCOM4,586$876.0K0.1%+310+7.2%AddedHistory
Invesco QQQ Trust Series I46090E103ETF2,431$862.0K0.1%−3−0.1%Reduced–
iShares S&P 500 Growth ETF464287309ETF11,653$847.0K0.1%+10.0%Added–
PLTRPalantir Technologies Inc.Stock30,693$809.0K0.1%+17,463+132.0%AddedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF19,555$784.0K0.1%−3,241−14.2%Reduced–
Vanguard Morningstar Growth ETF922908736ETF2,492$715.0K0.1%+35+1.4%Added–
VZVerizon Communications IncStock12,705$712.0K0.1%+1,235+10.8%AddedHistory
iShares Tips Bond ETF464287176ETF5,474$701.0K0.1%+48+0.9%Added–
iShares Tr464288638ISHS 5-10YR INVT11,578$701.0K0.1%+61+0.5%Added–
GDRXGoodRx Holdings, Inc.COM CL A19,235$693.0K0.1%+150+0.8%AddedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF7,728$670.0K0.1%+148+2.0%Added–
MRKMerck & Co., Inc.Stock8,505$661.0K0.1%−85−1.0%ReducedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC6,334$644.0K0.1%+1,800+39.7%Added–
CRISCuris IncCOM NEW78,660$635.0K0.1%+7,853+11.1%AddedHistory
TXG10x Genomics, Inc.CL A COM3,165$620.0K0.1%−90−2.8%ReducedHistory
KMBKimberly Clark CorpStock4,611$617.0K0.1%00.0%UnchangedHistory
PGProcter & Gamble CoStock4,490$606.0K0.1%+7+0.2%AddedHistory
BABoeing CoStock2,479$594.0K0.1%+100+4.2%AddedHistory
CLFCleveland-Cliffs Inc.COM26,212$565.0K0.1%00.0%UnchangedHistory
NEENextera Energy IncStock7,444$546.0K0.1%+34+0.5%AddedHistory
XYZBlock, Inc.CL A2,210$539.0K0.1%+12+0.5%AddedHistory
BMYBristol Myers Squibb CoStock7,872$526.0K0.1%+35+0.4%AddedHistory
Vanguard Financials ETF92204A405ETF5,798$524.0K0.1%−6,266−51.9%Reduced–
NFLXNetflix IncStock988$522.0K0.1%+146+17.3%AddedHistory
CLColgate Palmolive CoStock6,397$520.0K0.1%00.0%UnchangedHistory
Schwab Strategic Tr808524862SHT TM US TRES9,910$508.0K0.1%00.0%Unchanged–
NXHNeighborhood Intelligence, Inc.COM5,420$500.0K0.1%+5,420NewHistory
Pgim ETF Tr69344A107PGIM ULTRA SH BD9,988$497.0K0.1%00.0%Unchanged–
GOOGAlphabet Inc.Stock191$479.0K0.1%+1+0.5%AddedHistory
UNPUnion Pacific CorpStock2,172$478.0K0.1%+8+0.4%AddedHistory
ORealty Income CorpREIT7,161$478.0K0.1%+142+2.0%AddedHistory

Options (69)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Focused Wealth Management, Inc in Q2 2021
SecurityClassPutsCalls
Farfetch Ltd30744W907CALL–$45.0K
Nautilus Inc63910B902CALL–$40.0K
Boeing Co097023905COM–$37.0K
Expedia Group Inc30212P903CALL–$34.0K
Nautilus Inc63910B952PUT$31.0K–
Plby Group Inc72814P909CALL–$29.0K
JPMorgan Chase & Co46625H900CALL–$28.0K
Broadcom Inc11135F901CALL–$27.0K
Goldman Sachs Group Inc38141G904CALL–$26.0K
Capri Holdings LimitedG1890L907CALL–$26.0K
Spirit Airls Inc848577952PUT$24.0K–
General Electric Co369604903CALL–$23.0K
Salesforce Com Inc79466L902CALL–$23.0K
Autodesk Inc052769906CALL–$22.0K
Union Pac Corp907818908CALL–$20.0K
Activision Blizzard Inc00507V909CALL–$19.0K
Digital Turbine Inc25400W902CALL–$18.0K
Teradyne Inc880770902CALL–$18.0K
Vmware Inc928563902CALL–$18.0K
Farfetch Ltd30744W957PUT$17.0K–
Pinterest Inc72352L906CALL–$17.0K
Boise Cascade Co Del09739D900CALL–$16.0K
Electronic Arts Inc285512909CALL–$16.0K
Mosaic Co New61945C903CALL–$16.0K
Callaway Golf Co131193904CALL–$15.0K
Starbucks Corp855244909CALL–$15.0K
AT&T Inc00206R902CALL–$14.0K
Albemarle Corp012653901CALL–$14.0K
Honeywell Intl Inc438516906CALL–$14.0K
Sherwin Williams Co824348906CALL–$14.0K
Avaya Hldgs Corp05351X901CALL–$13.0K
Delta Air Lines Inc Del247361902CALL–$13.0K
Medtronic PLCG5960L903CALL–$13.0K
Alcoa Corp013872906CALL–$12.0K
Mastercard Incorporated57636Q904CALL–$11.0K
Sonos Inc83570H908CALL–$11.0K
Plby Group Inc72814P959PUT$10.0K–
United States STL Corp New912909908CALL–$10.0K
Becton Dickinson & Co075887959PUT$9.00K–
Caterpillar Inc149123901CALL–$9.00K
Boyd Gaming Corp103304951PUT$8.00K–
Carnival PLC14365C903CALL–$8.00K
Pioneer Nat Res Co723787957PUT$8.00K–
Wynn Resorts Ltd983134907CALL–$8.00K
Paccar Inc693718908CALL–$7.00K
Schlumberger Ltd806857908CALL–$7.00K
Schrodinger Inc80810D903CALL–$7.00K
Gogo Inc38046C959PUT$6.00K–
Goodrx Hldgs Inc38246G908CALL–$6.00K
TJX Cos Inc New872540909CALL–$6.00K
Tripadvisor Inc896945901CALL–$6.00K
Invitae Corp46185L953PUT$5.00K–
Qualtrics Intl Inc747601951PUT$5.00K–
Spirit Airls Inc848577902CALL–$5.00K
Teck Resources Ltd878742904CALL–$5.00K
Dow Inc260557903CALL–$4.00K
GameStop Corp New36467W959PUT$4.00K–
Ouster Inc68989M953PUT$4.00K–
Wayfair Inc94419L951PUT$4.00K–
Las Vegas Sands Corp517834907CALL–$3.00K
Sunopta Inc8676EP908CALL–$3.00K
Carnival PLC14365C953PUT$2.00K–
Fastly Inc31188V900CALL–$2.00K
Paya Holdings Inc70434P953PUT$2.00K–
Penn Natl Gaming Inc707569909CALL–$2.00K
Sunopta Inc8676EP958PUT$2.00K–
Wayfair Inc94419L901CALL–$2.00K
Freeport-McMoran Inc35671D907CALL–$1.00K
Paya Holdings Inc70434P903CALL–$1.00K

Sold out since Q1 2021 (47)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Focused Wealth Management, Inc sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
BlackRock New York Mun Incom09249U105COM82,266$1.18M0.2%–
BlackRock New York Mun Incom09249R102COM72,204$1.10M0.2%–
Experience Invt Corp30217C109COM CL A82,063$844.0K0.2%–
MPCMarathon Petroleum CorpStock3,200$171.0K<0.1%History
DISHDISH Network CORPCL A4,350$157.0K<0.1%History
AMEAmetek IncCOM950$121.0K<0.1%History
WSOWatsco IncCOM450$117.0K<0.1%History
INFOIHS Markit Ltd.SHS1,200$116.0K<0.1%History
CNKCinemark Holdings, Inc.COM5,000$102.0K<0.1%History
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT371$100.0K<0.1%–
iShares Inc464286772MSCI STH KOR ETF1,100$99.0K<0.1%–
PCGPG&E CorpStock7,100$83.0K<0.1%History
FISVFiserv IncStock600$71.0K<0.1%History
iShares Inc464286749MSCI SWITZERLAND1,600$71.0K<0.1%–
BANDBandwidth Inc.COM CL A500$63.0K<0.1%History
Bespoke Cap Acquisition Corp086344108CL A REST VTG6,000$60.0K<0.1%–
UPWheels Up Experience Inc.COM6,000$60.0K<0.1%History
iShares Core High Dividend ETF46429B663ETF603$57.0K<0.1%–
PLCEChildrens Place, Inc.COM800$56.0K<0.1%History
OUSTOuster, Inc.COM6,400$54.0K<0.1%History
TIGRUP Fintech Holding LtdSPONSORED ADS3,000$53.0K<0.1%History
NUANNuance Communications, Inc.COM1,205$53.0K<0.1%History
CFCF Industries Holdings, Inc.COM1,100$50.0K<0.1%History
DMTKDermTech, Inc.COM800$41.0K<0.1%History
MRNAModerna, Inc.Stock74$10.0K<0.1%History
CXWCoreCivic, Inc.COM1,000$9.00K<0.1%History
Corelogic Inc21871D103COM100$8.00K<0.1%–
VG Acquisition CorpG9446E121UNIT 99/99/9999750$8.00K<0.1%–
Aphria Inc03765K104COM300$6.00K<0.1%–
China Mobile Limited16941M109SPONSORED ADR168$5.00K<0.1%–
NBIXNeurocrine Biosciences IncStock40$4.00K<0.1%History
KEYSKeysight Technologies, Inc.Stock25$4.00K<0.1%History
JKSJinkoSolar Holding Co., Ltd.SPONSORED ADR100$4.00K<0.1%History
Social Capital Hedosopha HLDG8252P105SHS CL A250$4.00K<0.1%–
FUBOFuboTV Inc.COM50$1.00K<0.1%History
Colony Cap Inc New19626G108CL A COM96$1.00K<0.1%–
J P Morgan Exchange-Traded F46641Q712BETBULD JAPAN26$1.00K<0.1%–
Natura &CO Hldg S A63884N108ADS30$1.00K<0.1%–
RUNSunrun Inc.COM2$00.0%History
CLOVClover Health Investments, Corp.COM CL A5$00.0%History
BBBLACKBERRY LtdCOM40$00.0%History
COTYCoty Inc.COM CL A1$00.0%History
Michaels Cos Inc59408Q106COM5$00.0%–
Perspecta Inc715347100COM4$00.0%–
OXBRWOxbridge Re Holdings Ltd*W EXP 03/26/202100$00.0%History
Social Capital Hedosopha HLDG8251L105SHS CL A40$00.0%–
CTRMCastor Maritime Inc.SHS500$00.0%History