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Main Management LLC

SEC CIK
0001583092
Latest filing
Aug 14, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 15, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
142
+8 vs. Q3 2021
Portfolio value
$998.2M
+$68.6M (+7.4%) vs. Q3 2021
Filed
Feb 15, 2022
SEC
Holdings of Main Management LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPYSPDR S&P 500 ETF TrustETF276,512$131.3M13.2%−7,276−2.6%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF203,695$81.0M8.1%−14,910−6.8%Reduced–
Main Buywrite I66538H708COM4,956,560$62.7M6.3%+325,527+7.0%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF1,333,467$52.1M5.2%+50,286+3.9%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF210,075$36.5M3.7%+2,584+1.2%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF219,223$30.9M3.1%+11,349+5.5%Added–
iShares Tr46432F388MSCI USA VALUE275,168$30.1M3.0%+8,726+3.3%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT180,485$29.4M2.9%−305−0.2%Reduced–
Northern LTS FD Tr IV66538H278MAIN THEMATC IN1,387,913$28.4M2.8%−20,540−1.5%Reduced–
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO171,134$26.5M2.7%+7,317+4.5%Added–
Schwab U.S. Large-Cap Value ETF808524409ETF321,442$23.5M2.4%+16,714+5.5%Added–
iShares Russell 2000 ETF464287655ETF105,251$23.4M2.3%−99,172−48.5%Reduced–
Vanguard Energy ETF92204A306ETF293,091$22.7M2.3%+3,461+1.2%Added–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF107,513$22.0M2.2%−2,105−1.9%Reduced–
Vanguard Health Care ETF92204A504ETF80,591$21.5M2.2%00.0%Unchanged–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF278,400$21.5M2.2%+278,400New–
iShares Tr464288752US HOME CONS ETF250,730$20.8M2.1%+4,582+1.9%Added–
iShares Tr46435G334MSCI UK ETF NEW626,750$20.8M2.1%−8,368−1.3%Reduced–
State Street SPDR S&P Homebuilders ETF78464A888ETF224,732$19.3M1.9%+9,721+4.5%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF309,831$19.0M1.9%−10,135−3.2%Reduced–
iShares Core S&P Small Cap ETF464287804ETF165,734$19.0M1.9%+165,734New–
iShares Core MSCI Eafe ETF46432F842ETF214,228$16.0M1.6%+300+0.1%Added–
VanEck Semiconductor ETF92189F676ETF48,112$14.9M1.5%+2,232+4.9%Added–
Invesco Exch Traded FD Tr II46138G508SR LN ETF511,755$11.3M1.1%−66,636−11.5%Reduced–
iShares Tr46434V4070-5YR HI YL CP241,270$10.9M1.1%+21,215+9.6%Added–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 129,200$10.6M1.1%00.0%UnchangedHistory
VanEck ETF Trust92189H607OIL SERVICES ETF56,459$10.4M1.0%+17,559+45.1%Added–
iShares Tr464287556ISHARES BIOTECH68,333$10.4M1.0%+5,417+8.6%Added–
iShares Tr464288687PFD AND INCM SEC225,998$8.91M0.9%−2,314−1.0%Reduced–
iShares Core MSCI Emerging Markets ETF46434G103ETF147,292$8.82M0.9%+10,588+7.7%Added–
iShares Tr464288588MBS ETF80,917$8.69M0.9%+4,762+6.3%Added–
iShares Tr464287234MSCI EMG MKT ETF160,329$7.83M0.8%−400,336−71.4%Reduced–
State Street SPDR S&P Biotech ETF78464A870ETF62,081$6.95M0.7%−2,216−3.4%Reduced–
iShares Tr464287515EXPANDED TECH17,370$6.91M0.7%00.0%Unchanged–
iShares Inc46434G822MSCI JAPAN ETF100,127$6.71M0.7%+14,174+16.5%Added–
iShares Tr464288646ISHS 1-5YR INVS108,773$5.86M0.6%+12,724+13.2%Added–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN123,804$5.55M0.6%−8,681−6.6%Reduced–
State Street Industrial Select Sector SPDR ETF81369Y704ETF51,231$5.42M0.5%00.0%Unchanged–
Vanguard Star FDS921909768VG TL INTL STK F83,358$5.30M0.5%+3,151+3.9%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF43,363$4.95M0.5%+5,909+15.8%Added–
iShares Inc464286806MSCI GERMANY ETF133,357$4.37M0.4%+10,850+8.9%Added–
iShares Inc464286772MSCI STH KOR ETF51,712$4.03M0.4%+7,635+17.3%Added–
VanEck ETF Trust92189H300JP MRGAN EM LOC139,357$3.99M0.4%−52,535−27.4%Reduced–
iShares Tr464288794US BR DEL SE ETF34,600$3.81M0.4%00.0%Unchanged–
iShares Inc46434G772MSCI TAIWAN ETF56,102$3.74M0.4%+4,768+9.3%Added–
iShares Tr46434V1000-5YR INVT GR CP69,044$3.52M0.4%+10,367+17.7%Added–
iShares Core S&P Mid-Cap ETF464287507ETF12,072$3.42M0.3%+11,107+1,151.0%Added–
iShares Inc464286509MSCI CDA ETF87,497$3.36M0.3%+5,221+6.3%Added–
Vanguard Financials ETF92204A405ETF33,138$3.20M0.3%00.0%Unchanged–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF10,559$2.98M0.3%+10,559New–
Vanguard Ftse Emerging Markets ETF922042858ETF55,896$2.77M0.3%+12,006+27.4%Added–
iShares Inc464286764MSCI SPAIN ETF101,053$2.65M0.3%+6,557+6.9%Added–
iShares Tr46435G243ESG AWRE 1 5 YR102,673$2.63M0.3%+73,657+253.8%Added–
Kraneshares Tr500767694SSE STAR MRKT 50106,022$2.58M0.3%−5,750−5.1%Reduced–
iShares Tr464289180MSCI EURO FL ETF119,722$2.40M0.2%+4,421+3.8%Added–
Kraneshares Tr500767835MSCI ALL CHINA82,783$2.38M0.2%−76,693−48.1%Reduced–
iShares Tr464288570ESG MSCI KLD ETF25,551$2.37M0.2%+1,069+4.4%Added–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF20,953$2.13M0.2%00.0%Unchanged–
ARK Innovation ETF00214Q104ETF21,288$2.01M0.2%+21,288New–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR30,000$1.87M0.2%00.0%Unchanged–
Invesco Exchange Traded FD T46137V399S&P500 BUY WRT74,544$1.72M0.2%+2,315+3.2%Added–
State Street SPDR S&P Bank ETF78464A797ETF30,551$1.67M0.2%00.0%Unchanged–
VanEck ETF Trust92189F106GOLD MINERS ETF38,600$1.24M0.1%−10,000−20.6%Reduced–
iShares MSCI India ETF46429B598ETF25,297$1.16M0.1%+658+2.7%Added–
ARK ETF Tr00214Q302GENOMIC REV ETF17,724$1.08M0.1%+13,806+352.4%Added–
iShares MSCI Acwi Ex U.S. ETF464288240ETF19,440$1.08M0.1%00.0%Unchanged–
Vanguard Information Technology ETF92204A702ETF2,245$1.03M0.1%−2−0.1%Reduced–
JPMorgan Ultra-Short Income ETF46641Q837ETF18,786$948.0K0.1%−21,878−53.8%Reduced–
iShares Inc464286400MSCI BRAZIL ETF33,729$947.0K0.1%+1,137+3.5%Added–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF11,200$862.0K0.1%+839+8.1%Added–
iShares Tr464288281JPMORGAN USD EMG7,596$828.0K0.1%−21,139−73.6%Reduced–
iShares Tr46435G516ESG AW MSCI EAFE10,193$810.0K0.1%−952−8.5%Reduced–
iShares Tr46435G441ESG ADVNCD HY BD14,741$761.0K0.1%+9,531+182.9%Added–
DBX ETF Tr233051879XTRACK HRVST CSI17,228$673.0K0.1%−500−2.8%Reduced–
Franklin Templeton ETF Tr35473P678FTSE UNTD KGDM26,094$663.0K0.1%+26,094New–
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY10,498$652.0K0.1%+10,398+10,398.0%Added–
iShares MSCI Eafe ETF464287465ETF7,741$609.0K0.1%−30.0%Reduced–
iShares Inc464286822MSCI MEXICO ETF11,500$582.0K0.1%−500−4.2%Reduced–
iShares Inc46434G863ESG AWR MSCI EM14,612$581.0K0.1%−1,196−7.6%Reduced–
iShares Tr46435U663ESG AWARE MSCI14,195$572.0K0.1%+3,722+35.5%Added–
State Street SPDR S&P Regional Banking ETF78464A698ETF7,365$522.0K0.1%00.0%Unchanged–
ETHEGrayscale Ethereum Staking ETFETF16,003$518.0K0.1%+1,760+12.4%AddedHistory
BITWBitwise 10 Crypto Index ETFUNIT BENEFICIAL12,685$484.0K<0.1%+12,685NewHistory
iShares Core S&P 500 ETF464287200ETF987$471.0K<0.1%−3,000−75.2%Reduced–
Vanguard S&P 500 ETF922908363ETF973$425.0K<0.1%00.0%Unchanged–
Global X FDS37954Y715RBTCS ARTFL INTE11,695$420.0K<0.1%+3,773+47.6%Added–
ProShares Tr74348A145PET CARE ETF5,112$404.0K<0.1%+1,210+31.0%Added–
Vanguard Total World Stock ETF922042742ETF3,652$392.0K<0.1%−19−0.5%Reduced–
iShares U S ETF Tr46431W507SHOR DURA BD ETF7,595$379.0K<0.1%00.0%Unchanged–
Schwab U.S. Broad Market ETF808524102ETF3,348$378.0K<0.1%+178+5.6%Added–
State Street Energy Select Sector SPDR ETF81369Y506ETF6,112$339.0K<0.1%+6,112New–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF7,674$313.0K<0.1%+1,277+20.0%Added–
Vanguard High Dividend Yield Index ETF921946406ETF2,578$289.0K<0.1%−105−3.9%Reduced–
iShares Russell 1000 Growth ETF464287614ETF915$280.0K<0.1%00.0%Unchanged–
Vanguard Morningstar Total Stock Market ETF922908769ETF1,133$273.0K<0.1%+289+34.2%Added–
Vanguard Ftse Developed Markets ETF921943858ETF5,304$271.0K<0.1%+4,650+711.0%Added–
Columbia ETF Tr II19762B202EM CORE EX ETF8,279$263.0K<0.1%+8,279New–
iShares Inc46434G764MSCI EMRG CHN4,300$261.0K<0.1%00.0%Unchanged–
ETF Managers Tr26924G201PRIME CYBR SCRTY4,000$246.0K<0.1%−250−5.9%Reduced–
Global X FDS37954Y442CLOUD COMPUTNG8,935$237.0K<0.1%+1,382+18.3%Added–

Sold out since Q3 2021 (13)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Main Management LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Vanguard Total Bond Market ETF921937835ETF4,750$406.0K<0.1%–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS2,700$182.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB5,000$111.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB5,000$111.0K<0.1%–
Amplify ETF Tr032108854SEYMOUR CANNBS5,680$110.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB5,000$108.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB5,000$108.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB5,000$107.0K<0.1%–
BSCLBILI Social International, Inc.BULSHS 2021 CB5,000$105.0K<0.1%History
iShares Inc464286251JP MRG EM CRP BD1,250$65.0K<0.1%–
Goldman Sachs ETF Tr381430529ACCES TREASURY582$58.0K<0.1%–
iShares Select Dividend ETF464287168ETF500$57.0K<0.1%–
SLViShares Silver TrustETF2,000$41.0K<0.1%History