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Main Management LLC

SEC CIK
0001583092
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
134
0 vs. Q2 2021
Portfolio value
$929.6M
−$1.24M (−0.1%) vs. Q2 2021
Filed
Nov 16, 2021
AmendedSEC
Holdings of Main Management LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPYSPDR S&P 500 ETF TrustETF283,788$121.8M13.1%−2,366−0.8%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF218,605$78.3M8.4%+21,334+10.8%Added–
Main Buywrite I66538H708COM4,631,033$57.1M6.1%+133,681+3.0%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF1,283,181$48.2M5.2%+17,491+1.4%Added–
iShares Russell 2000 ETF464287655ETF204,423$44.7M4.8%+475+0.2%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF207,491$31.0M3.3%+2,399+1.2%Added–
Northern LTS FD Tr IV66538H278MAIN THEMATC IN1,408,453$30.8M3.3%+26,110+1.9%Added–
iShares Tr464287234MSCI EMG MKT ETF560,665$28.2M3.0%−138,202−19.8%Reduced–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT180,790$27.1M2.9%−678−0.4%Reduced–
iShares Tr46432F388MSCI USA VALUE266,442$26.8M2.9%+5,239+2.0%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF207,874$26.5M2.8%+5,069+2.5%Added–
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO163,817$22.9M2.5%+2,855+1.8%Added–
Vanguard Energy ETF92204A306ETF289,630$21.4M2.3%+11,063+4.0%Added–
Schwab U.S. Large-Cap Value ETF808524409ETF304,728$20.6M2.2%+1,553+0.5%Added–
iShares Tr46435G334MSCI UK ETF NEW635,118$20.5M2.2%+6,938+1.1%Added–
Vanguard Health Care ETF92204A504ETF80,591$19.9M2.1%−300−0.4%Reduced–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF109,618$19.7M2.1%+3,383+3.2%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF319,966$19.5M2.1%+2,917+0.9%Added–
iShares Tr464288752US HOME CONS ETF246,148$16.3M1.8%+343+0.1%Added–
iShares Core MSCI Eafe ETF46432F842ETF213,928$15.9M1.7%+1,421+0.7%Added–
State Street SPDR S&P Homebuilders ETF78464A888ETF215,011$15.4M1.7%+1,135+0.5%Added–
Invesco Exch Traded FD Tr II46138G508SR LN ETF578,391$12.8M1.4%+200,358+53.0%Added–
VanEck Semiconductor ETF92189F676ETF45,880$11.8M1.3%−1,016−2.2%Reduced–
iShares Tr464287556ISHARES BIOTECH62,916$10.2M1.1%+603+1.0%Added–
iShares Tr46434V4070-5YR HI YL CP220,055$10.1M1.1%+46,045+26.5%Added–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 129,200$9.88M1.1%−600−2.0%ReducedHistory
iShares Tr464288687PFD AND INCM SEC228,312$8.86M1.0%+5,414+2.4%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF136,704$8.44M0.9%−74,769−35.4%Reduced–
iShares Tr464288588MBS ETF76,155$8.23M0.9%+10,428+15.9%Added–
State Street SPDR S&P Biotech ETF78464A870ETF64,297$8.08M0.9%+1,289+2.0%Added–
VanEck ETF Trust92189H607OIL SERVICES ETF38,900$7.66M0.8%+38,900New–
iShares Tr464287515EXPANDED TECH17,370$6.93M0.7%00.0%Unchanged–
iShares Inc46434G822MSCI JAPAN ETF85,953$6.04M0.6%+4,199+5.1%Added–
Kraneshares Tr500767835MSCI ALL CHINA159,476$5.96M0.6%+19,940+14.3%Added–
VanEck ETF Trust92189H300JP MRGAN EM LOC191,892$5.75M0.6%+109,200+132.1%Added–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN132,485$5.39M0.6%+819+0.6%Added–
iShares Tr464288646ISHS 1-5YR INVS96,049$5.25M0.6%+96,049New–
Vanguard Star FDS921909768VG TL INTL STK F80,207$5.07M0.5%−2,758−3.3%Reduced–
State Street Industrial Select Sector SPDR ETF81369Y704ETF51,231$5.01M0.5%00.0%Unchanged–
iShares Core U.S. Aggregate Bond ETF464287226ETF37,454$4.30M0.5%−380−1.0%Reduced–
iShares Inc464286806MSCI GERMANY ETF122,507$4.03M0.4%+8,313+7.3%Added–
iShares Tr464288794US BR DEL SE ETF34,600$3.61M0.4%00.0%Unchanged–
iShares Inc464286772MSCI STH KOR ETF44,077$3.56M0.4%+2,284+5.5%Added–
iShares Inc46434G772MSCI TAIWAN ETF51,334$3.18M0.3%+3,092+6.4%Added–
iShares Tr464288281JPMORGAN USD EMG28,735$3.16M0.3%−6,158−17.6%Reduced–
Vanguard Financials ETF92204A405ETF33,138$3.07M0.3%00.0%Unchanged–
iShares Tr46434V1000-5YR INVT GR CP58,677$3.03M0.3%−23,093−28.2%Reduced–
iShares Inc464286509MSCI CDA ETF82,276$2.99M0.3%+4,257+5.5%Added–
Kraneshares Tr500767694SSE STAR MRKT 50111,772$2.59M0.3%+90,640+428.9%Added–
iShares Inc464286764MSCI SPAIN ETF94,496$2.55M0.3%+6,941+7.9%Added–
iShares Tr464289180MSCI EURO FL ETF115,301$2.26M0.2%+2,758+2.5%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF43,890$2.19M0.2%−2,758−5.9%Reduced–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF20,953$2.14M0.2%+5,000+31.3%Added–
JPMorgan Ultra-Short Income ETF46641Q837ETF40,664$2.06M0.2%−17,919−30.6%Reduced–
iShares Tr464288570ESG MSCI KLD ETF24,482$2.04M0.2%+1,588+6.9%Added–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR30,000$1.72M0.2%00.0%Unchanged–
iShares Core S&P 500 ETF464287200ETF3,987$1.72M0.2%−538−11.9%Reduced–
Invesco Exchange Traded FD T46137V399S&P500 BUY WRT72,229$1.66M0.2%+977+1.4%Added–
State Street SPDR S&P Bank ETF78464A797ETF30,551$1.62M0.2%00.0%Unchanged–
VanEck ETF Trust92189F106GOLD MINERS ETF48,600$1.43M0.2%+38,600+386.0%Added–
iShares MSCI India ETF46429B598ETF24,639$1.20M0.1%+24,639New–
iShares MSCI Acwi Ex U.S. ETF464288240ETF19,440$1.08M0.1%00.0%Unchanged–
iShares Inc464286400MSCI BRAZIL ETF32,592$1.05M0.1%+32,292+10,764.0%Added–
Vanguard Information Technology ETF92204A702ETF2,247$902.0K0.1%+499+28.5%Added–
iShares Tr46435G516ESG AW MSCI EAFE11,145$874.0K0.1%+743+7.1%Added–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF10,361$828.0K0.1%−10,554−50.5%Reduced–
iShares Tr46435G243ESG AWRE 1 5 YR29,016$754.0K0.1%+2,199+8.2%Added–
DBX ETF Tr233051879XTRACK HRVST CSI17,728$676.0K0.1%−90,112−83.6%Reduced–
iShares Inc46434G863ESG AWR MSCI EM15,808$655.0K0.1%+1,079+7.3%Added–
iShares MSCI Eafe ETF464287465ETF7,744$604.0K0.1%−157−2.0%Reduced–
iShares Inc464286822MSCI MEXICO ETF12,000$579.0K0.1%00.0%Unchanged–
NACNuveen California Quality Municipal Income FundCOM36,601$574.0K0.1%00.0%UnchangedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM33,000$501.0K0.1%00.0%UnchangedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF7,365$499.0K0.1%00.0%Unchanged–
iShares Tr46435U663ESG AWARE MSCI10,473$409.0K<0.1%+686+7.0%Added–
Vanguard Total Bond Market ETF921937835ETF4,750$406.0K<0.1%00.0%Unchanged–
ETHEGrayscale Ethereum Staking ETFETF14,243$405.0K<0.1%−8,510−37.4%ReducedHistory
Vanguard S&P 500 ETF922908363ETF973$384.0K<0.1%00.0%Unchanged–
iShares U S ETF Tr46431W507SHOR DURA BD ETF7,595$381.0K<0.1%00.0%Unchanged–
Vanguard Total World Stock ETF922042742ETF3,671$374.0K<0.1%−9−0.2%Reduced–
Kraneshares Trust500767306CSI CHI INTERNET7,136$338.0K<0.1%−40,763−85.1%Reduced–
Schwab U.S. Broad Market ETF808524102ETF3,170$329.0K<0.1%+388+13.9%Added–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF6,397$316.0K<0.1%−11,549−64.4%Reduced–
ProShares Tr74348A145PET CARE ETF3,902$303.0K<0.1%−7,112−64.6%Reduced–
ARK ETF Tr00214Q302GENOMIC REV ETF3,918$293.0K<0.1%−7,057−64.3%Reduced–
Global X FDS37954Y715RBTCS ARTFL INTE7,922$290.0K<0.1%−14,392−64.5%Reduced–
Vanguard High Dividend Yield Index ETF921946406ETF2,683$277.0K<0.1%−197−6.8%Reduced–
iShares Tr46435G441ESG ADVNCD HY BD5,210$273.0K<0.1%+323+6.6%Added–
iShares Inc46434G764MSCI EMRG CHN4,300$261.0K<0.1%00.0%Unchanged–
ETF Managers Tr26924G201PRIME CYBR SCRTY4,250$258.0K<0.1%00.0%Unchanged–
iShares Core S&P Mid-Cap ETF464287507ETF965$254.0K<0.1%00.0%Unchanged–
iShares Russell 1000 Growth ETF464287614ETF915$251.0K<0.1%00.0%Unchanged–
SPDR Ser Tr78468R648S&P KENSHO NEW4,115$251.0K<0.1%−9,621−70.0%Reduced–
Global X FDS37954Y442CLOUD COMPUTNG7,553$221.0K<0.1%−17,571−69.9%Reduced–
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF4,216$209.0K<0.1%00.0%Unchanged–
Vanguard Short-Term Bond ETF921937827ETF2,517$206.0K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E206CALIF AMT MUN7,400$205.0K<0.1%00.0%Unchanged–
ProShares Tr74347B169ONLINE RTL ETF3,029$199.0K<0.1%−7,887−72.3%Reduced–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD2,345$193.0K<0.1%00.0%Unchanged–
VanEck Vectors ETF Tr92189F114VIDEO GAMING2,944$191.0K<0.1%−7,691−72.3%Reduced–

Sold out since Q2 2021 (4)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Main Management LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF27,315$2.50M0.3%–
ProShares Tr74347R842PSHS ULTRUSS20004,500$269.0K<0.1%–
State Street Energy Select Sector SPDR ETF81369Y506ETF2,500$135.0K<0.1%–
State Street Utilities Select Sector SPDR ETF81369Y886ETF500$32.0K<0.1%–