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Livermore
Livermore
ZHEN

DLD Asset Management, LP

SEC CIK
0001578299
Latest filing
Aug 12, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Nov 14, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
154
+28 vs. Q2 2025
Portfolio value
$776.8M
−$67.5M (−8.0%) vs. Q2 2025
Filed
Nov 14, 2025
AmendedSEC
Holdings of DLD Asset Management, LP in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
EchoStar CORP278768AB2NOTE 3.875%11/3–$80.3M10.3%–New–
Bofa Fin LLC09709UV70MTNF 0.600% 5/2–$47.1M6.1%–––
Halozyme Therapeutics, Inc.40637HAF6NOTE 1.000% 8/1–$42.3M5.5%–––
Spirit Aerosystems Inc85205TAQ3NOTE 3.250%11/0–$37.0M4.8%–––
Makemytrip Limited Mauritius56087FAB0NOTE 2/1–$36.6M4.7%–––
Transocean Ltd.893830BW8DEB 4.625% 9/3–$35.6M4.6%–––
Progress Software Corp743312AB6NOTE 1.000% 4/1–$35.2M4.5%–––
Ionis Pharmaceuticals Inc462222AF7NOTE 1.750% 6/1–$34.6M4.5%–New–
Starwood Ppty Tr Inc85571BBA2NOTE 6.750% 7/1–$29.3M3.8%–––
Dropbox, Inc.26210CAC8NOTE 3/0–$28.3M3.6%–––
Ford MTR Co Del345370CZ1NOTE 3/1–$25.4M3.3%–New–
Impinj Inc453204AD1NOTE 1.125% 5/1–$19.7M2.5%–––
Rivian Automotive, Inc.76954AAD5NOTE 3.625%10/1–$18.5M2.4%–––
Xerox Holdings Corp98421MAE6NOTE 3.750% 3/1–$15.7M2.0%–––
Cracker Barrel Old Ctry Stor22410JAB2NOTE 0.625% 6/1–$15.3M2.0%–––
Akamai Technologies Inc00971TAN1NOTE 1.125% 2/1–$14.1M1.8%–––
Patk703343AG812/01/2028–$12.2M1.6%–––
MRTMarti Technologies, Inc.SHS CL A5,586,184$11.4M1.5%+1,400,000+33.4%AddedHistory
WELLWelltower Inc.REIT63,795$11.4M1.5%−24,155−27.5%ReducedHistory
AMC Networks Inc00164VAJ2NOTE 4.250% 2/1–$11.1M1.4%–––
ITRIItron, Inc.COM63,400$7.90M1.0%+21,100+49.9%AddedHistory
ELMEElme CommunitiesSH BEN INT432,377$7.29M0.9%+432,377NewHistory
NETDNabors Energy Transition Corp. IICL A633,102$7.10M0.9%−179,169−22.1%ReducedHistory
UUnity Software Inc.COM151,793$6.08M0.8%+151,793NewHistory
MCGAYorkville Acquisition Corp.COM501,727$5.35M0.7%+501,727NewHistory
GTLSChart Industries IncCOM26,135$5.23M0.7%+26,135NewHistory
FTWPresidio Production CoCL A ORD SHS500,935$5.20M0.7%+297,669+146.4%AddedHistory
VRNSVaronis Systems IncCOM88,385$5.08M0.7%+88,385NewHistory
LBRDKLiberty Broadband CorpCOM SER C72,957$4.64M0.6%+72,957NewHistory
Churchill Capital Corp IX/CaymanG21301109CL A SHS429,222$4.50M0.6%00.0%Unchanged–
TXNMTXNM Energy IncCOM72,142$4.08M0.5%+1,547+2.2%AddedHistory
EAElectronic Arts Inc.COM19,862$4.01M0.5%+19,862NewHistory
GWREGuidewire Software, Inc.COM15,400$3.54M0.5%−15,300−49.8%ReducedHistory
DDOGDatadog, Inc.CL A COM24,720$3.52M0.5%−5,780−19.0%ReducedHistory
Cyberark Software LtdM2682V108SHS7,124$3.44M0.4%+7,124New–
ALSumisho Air Lease CorpCL A52,396$3.34M0.4%+52,396NewHistory
DYNCDynamix CorpSHS CL A313,886$3.27M0.4%+213,886+213.9%AddedHistory
EVACEQV Ventures Acquisition Corp. IICOM300,000$2.98M0.4%+300,000NewHistory
MRLNMerlin, Inc.SHS CL A270,616$2.81M0.4%+270,616NewHistory
ALEAllete IncCOM NEW41,777$2.77M0.4%+41,777NewHistory
State Street SPDR S&P Biotech ETF78464A870ETF27,096$2.72M0.3%+27,096New–
INFQInfleqtion, Inc.SHS CL A210,000$2.70M0.3%+210,000NewHistory
RACRithm Acquisition Corp.COM250,000$2.56M0.3%00.0%UnchangedHistory
WENNWEN Acquisition CorpCOM250,006$2.53M0.3%+250,006NewHistory
IBACIB Acquisition Corp.COM SHS240,000$2.52M0.3%+240,000NewHistory
KKellanovaStock29,800$2.44M0.3%+11,405+62.0%AddedHistory
MRUSMerus N.V.COM25,200$2.37M0.3%+25,200NewHistory
HYACHaymaker Acquisition Corp VCLASS A197,220$2.24M0.3%00.0%UnchangedHistory
BEAGBold Eagle Acquisition Corp.CL A209,700$2.18M0.3%+63,678+43.6%AddedHistory
IPEXInflection Point Acquisition Corp. VORD SHS CL A200,000$2.05M0.3%+200,000NewHistory
KFIIK&F Growth Acquisition Corp. IISHS CL A200,000$2.04M0.3%00.0%UnchangedHistory
CEPFCantor Equity Partners IV, Inc.SHS CL A200,500$2.04M0.3%+200,500NewHistory
NHICNewHold Investment Corp. IIIORD SHS CL A200,000$2.04M0.3%00.0%UnchangedHistory
NPACNew Providence Acquisition Corp. III/CaymanCOM200,000$2.03M0.3%+200,000NewHistory
GSRFUGSR IV Acquisition Corp.UNIT 08/22/2030200,000$2.03M0.3%+200,000NewHistory
PMTRPerimeter Acquisition Corp. ICOM CL A199,150$2.03M0.3%+199,150NewHistory
SOULSoulpower Acquisition Corp.USD CL A ORD SHS200,000$2.02M0.3%00.0%UnchangedHistory
OTGAUOTG Acquisition Corp. IUNIT 09/05/2030200,000$2.01M0.3%+200,000NewHistory
CRAQCal Redwood Acquisition Corp.COM CL A200,000$2.00M0.3%+200,000NewHistory
AXINAxiom Intelligence Acquisition Corp 1COM200,000$1.99M0.3%+200,000NewHistory
BLUWBlue Water Acquisition Corp. IIIORD SHS CL A190,000$1.89M0.2%+190,000NewHistory
MTHMeritage Homes CORPCOM25,500$1.85M0.2%+25,500NewHistory
CEPTCantor Equity Partners II, Inc.CL A ORD SHS169,822$1.78M0.2%+52,120+44.3%AddedHistory
TACOBerto Acquisition Corp.COM168,755$1.76M0.2%+168,755NewHistory
DRDBRoman DBDR Acquisition Corp. IICOM150,000$1.55M0.2%00.0%UnchangedHistory
ATIIArchimedes Tech SPAC Partners II Co.COM150,000$1.53M0.2%−150,000−50.0%ReducedHistory
CCIICohen Circle Acquisition Corp. IICOM150,000$1.52M0.2%+150,000NewHistory
Crane HBR Acquisition CorpG24979109CL A150,000$1.52M0.2%−150,000−50.0%Reduced–
ARK ETF Tr00214Q302GENOMIC REV ETF54,327$1.51M0.2%+54,327New–
ASTSAST SpaceMobile, Inc.COM CL A28,006$1.37M0.2%+28,006NewHistory
CAEPCantor Equity Partners III, Inc.SHS CL A133,102$1.37M0.2%+37,358+39.0%AddedHistory
OACCOaktree Acquisition Corp. III Life SciencesSHS CL A126,189$1.33M0.2%+26,189+26.2%AddedHistory
KYIVKyivstar Group Ltd.ORD SHS105,000$1.31M0.2%+105,000NewHistory
RDAGRepublic Digital Acquisition CoCOM125,000$1.28M0.2%+125,000NewHistory
GSHRGesher Acquisition Corp. IIUSD CL A ORD SHS125,000$1.27M0.2%00.0%UnchangedHistory
SBXDSilverBox Corp IVSHS CL A120,000$1.26M0.2%00.0%UnchangedHistory
Zeekr Intelligent Technology98923K103SPON ADS41,153$1.25M0.2%−29,671−41.9%Reduced–
TMQTrilogy Metals Inc.COM594,000$1.25M0.2%+294,000+98.0%AddedHistory
Kraneshares Tr500767736QUADRTC INT RT64,000$1.23M0.2%+64,000New–
PCAPProCap Acquisition CorpSHS CL A117,612$1.21M0.2%+117,612NewHistory
DMAADrugs Made In America Acquisition Corp.ORD SHS113,672$1.17M0.2%−75,050−39.8%ReducedHistory
ONENONE Nuclear Energy Inc.COM111,702$1.14M0.1%00.0%UnchangedHistory
NTWONewbury Street II Acquisition CorpORD SHS CL A100,000$1.04M0.1%−150,000−60.0%ReducedHistory
Mountain Lake Acquisition Corp.G6301B101SHS CL A100,000$1.03M0.1%−75,000−42.9%Reduced–
RANGRange Capital Acquisition Corp.ORD SHS100,000$1.03M0.1%−125,000−55.6%ReducedHistory
Spring Vy Acquisition Corp IG8377R127UNIT 09/04/2030100,000$1.03M0.1%+100,000New–
Factorial Energy Inc.G19307100COM CL A101,836$1.02M0.1%+101,836New–
NSCNorfolk Southern CorpStock3,394$1.02M0.1%+3,394NewHistory
FERAFifth Era Acquisition Corp IORD SHS CL A100,000$1.02M0.1%−100,000−50.0%ReducedHistory
COPLCopley Acquisition CorpORD SHS CL A100,294$1.01M0.1%+100,294NewHistory
HVMCUHighview Merger Corp.UNIT 07/24/2030100,000$1.01M0.1%+100,000NewHistory
BDCIUBTC Development Corp.UNIT 09/11/2030100,000$1.01M0.1%+100,000NewHistory
Real Asset Acquisition Corp.G73944103SHS CL A99,668$1.01M0.1%+99,668New–
LWACULightWave Acquisition Corp.UNIT 06/06/2030100,000$1.00M0.1%00.0%UnchangedHistory
PACHUPioneer Acquisition I CorpUNIT 06/16/203099,999$1.00M0.1%00.0%UnchangedHistory
TLNCUTalon Capital Corp.UNIT 08/27/2030100,000$1.00M0.1%+100,000NewHistory
KCHVKochav Defense Acquisition Corp.SHS CL A100,000$1.00M0.1%+100,000NewHistory
OYSEOyster Enterprises II Acquisition CorpORD SHS CL A100,000$1.00M0.1%+100,000NewHistory
BACCBlue Acquisition Corp/CaymanORD SHS CL A100,000$999.5K0.1%+100,000NewHistory
BXBLBOXABL Inc.COM100,000$999.1K0.1%−50,000−33.3%ReducedHistory

Options (175)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 175 by value.

Option positions of DLD Asset Management, LP in Q3 2025
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$94.1M–
LEUCentrus Energy CorpStock$86.1M–
iShares Tr464287556ISHARES BIOTECH$39.7M–
RIVNRivian Automotive, Inc.Stock$28.1M–
BMYBristol Myers Squibb CoStock$8.27M$17.9M
MARAMARA Holdings, Inc.COM$24.1M–
BABAAlibaba Group Holding LtdADR$18.0M–
BTGB2GOLD CorpCOM$15.7M–
FLNCFluence Energy, Inc.COM CL A$14.3M–
NVONovo Nordisk A SADR–$13.7M
BACBank of America CorpStock$12.9M–
GEOGeo Group IncCOM–$11.3M
PRGSProgress Software CorpCOM$9.88M–
PGYPagaya Technologies Ltd.CL A NEW$9.83M–
RIGTransocean Ltd.REGISTERED SHS$9.05M$467.3K
DBXDropbox, Inc.CL A$7.55M–
XRXXerox Holdings CorpCOM NEW$4.71M$2.64M
VRTXVertex Pharmaceuticals IncStock$7.28M–
OSGOctave Specialty Group IncCOM NEW–$7.00M
SPHRSphere Entertainment Co.CL A$6.96M–
IONSIonis Pharmaceuticals IncCOM$1.79M$4.68M
CORZCore Scientific, Inc.COM$6.28M–
VanEck ETF Trust92189F106GOLD MINERS ETF$5.73M–
GMEGameStop Corp.Stock$5.46M–
BTDRBitdeer Technologies GroupCL A ORD SHS$5.40M–
CIFRCipher Digital Inc.COM$5.03M–
CMPSCOMPASS Pathways plcSPONSORED ADS$1.72M$3.29M
PPTAPerpetua Resources Corp.COM–$4.95M
UTHRUnited Therapeutics CorpCOM$419.0K$4.36M
iShares Tr464288513IBOXX HI YD ETF$4.57M–
GRABGrab Holdings LtdCLASS A ORD$4.51M–
QUREuniQure N.V.SHS$875.0K$3.52M
OPENOpendoor Technologies Inc.COM$4.38M–
UAMYUnited States Antimony CorpCOM$3.32M$622.5K
Jazz Investments I Ltd472145AF8NOTE 2.000% 6/1–$3.89M
BIIBBiogen Inc.COM–$3.85M
HTZHertz Global Holdings, IncCOM NEW$3.40M–
CBRLCracker Barrel Old Country Store, IncCOM$3.35M–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF$3.34M–
GESGuess IncCOM$3.34M–
RAREUltragenyx Pharmaceutical Inc.COM$646.5K$2.68M
SOCSable Offshore Corp.COM SHS$3.29M–
Makemytrip Limited Mauritius56087FAB0NOTE 2/1$2.84M–
TMQTrilogy Metals Inc.COM–$2.54M
PEPPepsiCo IncStock$2.11M–
ATAIAtai Beckley N.V.SHS$168.1K$1.91M
SLNOSoleno Therapeutics IncCOM–$2.03M
PTONPeloton Interactive, Inc.CL A COM$1.98M–
iShares Russell 2000 ETF464287655ETF$1.94M–
CMCanadian Imperial Bank of CommerceCOM$1.80M–
SPRSpirit AeroSystems Holdings, Inc.COM CL A$1.76M–
AMCXAMC Global Media Inc.CL A$1.65M–
HELPHelus Pharma Inc.COM NEW–$1.65M
Invesco Exch Traded FD Tr II46138G706SOLAR ETF$1.64M–
SBUXStarbucks CorpStock$1.59M–
REPLReplimune Group, Inc.COM$167.0K$1.22M
CYTKCytokinetics IncCOM NEW–$1.37M
CRCCalifornia Resources CorpCOM STOCK–$1.33M
BUDAnheuser-Busch InBev SA/NVADR$1.25M–
ABVXAbivax S.A.SPONSORED ADS–$1.22M
GDOTGreen Dot CorpCL A–$1.21M
UUnity Software Inc.COM–$1.20M
MMM3M CoStock$1.16M–
MNKDMannkind CorpCOM NEW$532.1K$462.3K
NBNiocorp Developments LtdCOM NEW–$985.2K
AVTXAvalo Therapeutics, Inc.COM NEW$296.6K$673.0K
CLMTCalumet, Inc.COM–$959.4K
ZYMEZymeworks Inc.COM–$904.1K
RMNIRimini Street, Inc.COM–$874.7K
MDXGMimedx Group, Inc.COM–$761.4K
ROIVRoivant Sciences Ltd.SHS$735.1K–
DOLEDole plcORD SHS–$699.1K
SOFISoFi Technologies, Inc.Stock$694.7K–
ARK Innovation ETF00214Q104ETF$648.1K–
HOODRobinhood Markets, Inc.Stock$644.2K–
State Street Technology Select Sector SPDR ETF81369Y803ETF$366.6K$253.8K
IMNMImmunome Inc.COM–$614.8K
STZConstellation Brands, Inc.Stock$605.9K–
JPMJPMorgan Chase & CoStock$346.9K$220.8K
WUWestern Union COStock$527.0K–
WVEWave Life Sciences, Inc.SHS–$519.3K
FTAIFTAI Aviation Ltd.SHS–$500.4K
QCOMQualcomm IncStock$232.9K$266.2K
RZLTRezolute, Inc.COM NEW–$469.8K
MELIMercadolibre IncCOM–$467.5K
GOSSGossamer Bio, Inc.COM–$464.1K
CVNACarvana Co.CL A$453.0K–
FIPFTAI Infrastructure Inc.COMMON STOCK–$440.9K
HNRGHallador Energy CoStock–$410.9K
DYNCDynamix CorpSHS CL A–$374.5K
ATYRaTYR PHARMA INCCOM NEW$28.9K$223.5K
MREOMereo BioPharma Group plcSPON ADS–$245.1K
CNTACentessa Pharmaceuticals plcSPONSORED ADS$242.5K–
WMTWalmart Inc.Stock–$237.0K
SAFESafehold Inc.COM$232.4K–
AGIOAgios Pharmaceuticals, Inc.COM–$228.8K
MAMastercard IncStock$227.5K–
NKTRNektar TherapeuticsCOM NEW–$216.0K
State Street Financial Select Sector SPDR ETF81369Y605ETF$215.5K–
XENEXenon Pharmaceuticals Inc.COM–$208.7K

Sold out since Q2 2025 (63)

Positions held at the end of Q2 2025 that are gone from this filing.

Positions of DLD Asset Management, LP sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
Seagate HDD Cayman81180WBL4NOTE 3.500% 6/0–$85.6M10.1%–
Varonis Sys Inc922280AB8NOTE 1.250% 8/1–$45.6M5.4%–
Guess Inc401617AF2NOTE 3.750% 4/1–$38.1M4.5%–
Fluor Corp343412AJ1NOTE 1.125% 8/1–$26.3M3.1%–
Northern Oil & Gas, Inc.665531AJ8NOTE 3.625% 4/1–$26.3M3.1%–
Tyler Tex Indpt SCH Dist902252AB1NOTE 0.250% 3/1–$12.1M1.4%–
Vertex, Inc.92538JAB2NOTE 0.750% 5/0–$10.2M1.2%–
Spotify USA Inc84921RAB6NOTE 3/113,210$10.1M1.2%–
Sphere Entertainment Co.55826TAB8NOTE 3.500%12/0–$9.16M1.1%–
ITOSiTeos Therapeutics, Inc.COM576,655$5.75M0.7%History
Kodiak AI, Inc.G33033104SHS CLASS A480,798$5.45M0.6%–
IMSRTerrestrial Energy Inc.SHS CL A468,825$5.20M0.6%History
EXASExact Sciences CorpCOM71,900$3.82M0.5%History
Cohen Circle Acquisition CorG3730H106SHS CL A345,391$3.79M0.4%–
CRAQUCal Redwood Acquisition Corp.UNIT 05/15/2030300,000$3.08M0.4%History
PPTAPerpetua Resources Corp.COM240,000$2.91M0.3%History
BLACKBERRY Ltd09228FAM5NOTE 3.000% 2/1–$2.85M0.3%–
THRDThird Harmonic Bio, Inc.COM503,841$2.74M0.3%History
WENNUWEN Acquisition CorpUNIT 05/16/2030250,006$2.64M0.3%History
Infleqtion, Inc.G2130T124UNIT 05/14/2030230,000$2.37M0.3%–
TACOUBerto Acquisition Corp.UNIT 99/99/9999218,755$2.34M0.3%History
Amplify ETF Tr032108664AMPLIFY CYBERSEC30,000$2.28M0.3%–
Cartesian Growth Corp IIIG19307118UNIT 02/28/2032216,836$2.20M0.3%–
PMTRUPerimeter Acquisition Corp. IUNIT 05/13/2030199,150$2.10M0.2%History
NPACUNew Providence Acquisition Corp. III/CaymanUNIT 99/99/9999200,000$2.09M0.2%History
XRPNUArmada Acquisition Corp. IIUNIT 05/21/2030200,000$2.04M0.2%History
KCHVUKochav Defense Acquisition Corp.UNIT 05/21/2030200,000$2.04M0.2%History
OYSEUOyster Enterprises II Acquisition CorpUNIT 05/22/2030200,000$2.02M0.2%History
AXINUAxiom Intelligence Acquisition Corp 1UNIT 06/10/2030200,000$2.02M0.2%History
Inflection PT Acquisition CoG47875128UNIT 03/01/2027191,900$2.02M0.2%–
BLUWUBlue Water Acquisition Corp. IIIUNIT 05/23/2030190,000$1.90M0.2%History
RDAGURepublic Digital Acquisition CoUNIT 99/99/9999125,000$1.34M0.2%History
JNPRJuniper Networks IncCOM33,365$1.33M0.2%History
PCAPUProCap Acquisition CorpUNIT 05/16/2030117,612$1.26M0.1%History
Real Asset Acquisition Corp.G73944129UNIT 04/24/203099,668$1.03M0.1%–
BACCUBlue Acquisition Corp/CaymanUNIT 06/02/2030100,000$1.00M0.1%History
TVAIUThayer Ventures Acquisition Corp IIUNIT 05/15/203098,730$1.00M0.1%History
OBAWUOxley Bridge Acquisition LtdUNIT 06/17/2030100,000$1.00M0.1%History
GDOTGreen Dot CorpCL A90,000$970.2K0.1%History
CEPOCantor Equity Partners I, Inc.COM77,610$923.6K0.1%History
GILDGilead Sciences, Inc.Stock6,808$754.8K0.1%History
DMYYdMY Squared Technology Group, Inc.CL A COM50,702$659.1K0.1%History
SDHIUSiddhi Acquisition Corp (Cayman Islands)UNIT 99/99/999956,000$577.4K0.1%History
EPIXESSA Pharma Inc.COM NEW314,968$535.4K0.1%History
ANSSAnsys IncCOM1,500$526.8K0.1%History
RTACURenatus Tactical Acquisition Corp IUNIT 05/15/203039,900$507.9K0.1%History
DAAQUDigital Asset Acquisition Corp.UNIT 99/99/999946,902$506.5K0.1%History
iShares Tr46428743220 YR TR BD ETF5,359$472.9K0.1%–
ULTAUlta Beauty, Inc.Stock944$441.6K0.1%History
MCGAUYorkville Acquisition Corp.UNIT 06/06/203035,200$396.0K<0.1%History
AKROAkero Therapeutics, Inc.COM7,107$379.2K<0.1%History
GSR III Acquisition Corp.G4R103107CL A30,000$323.7K<0.1%–
AMGNAmgen IncStock1,134$316.6K<0.1%History
FIGXUFIGX Capital Acquisition Corp.UNIT 06/17/203030,353$304.0K<0.1%History
ETNB89bio, Inc.COM30,020$294.8K<0.1%History
DGDollar General CorpCOM2,448$280.0K<0.1%History
MOSMosaic CoCOM7,430$271.0K<0.1%History
KOCoca Cola CoStock3,618$256.0K<0.1%History
INTUIntuit Inc.Stock309$243.4K<0.1%History
UBERUber Technologies, IncStock2,509$234.1K<0.1%History
NUNu Holdings Ltd.ORD SHS CL A16,105$221.0K<0.1%History
FLDFold Holdings, Inc.COM CL A24,070$101.8K<0.1%History
NAMMNamib MineralsSHS11,550$87.3K<0.1%History